UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 15
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CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION
UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934
OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
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Commission File Number 000-52401
UMAMI SUSTAINABLE SEAFOOD INC.
(Exact name of registrant as specified in its charter)
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1230 Columbia St., Suite 440
San Diego, CA 92101
(619) 544-9177
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Common Stock, par value $.001 per share
(Title of each class of securities covered by this Form)
None
(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)
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Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
| Rule 12g-4(a)(1) | ý | |
| Rule 12g-4(a)(2) | ¨ | |
| Rule 12h-3(b)(1)(i) | ¨ | |
| Rule 12h-3(b)(1)(ii) | ¨ | |
| Rule 15d-6 | ¨ |
Approximate number of holders of record as of the certification or notice date: 125
Pursuant to the requirements of the Securities Exchange Act of 1934, Umami Sustainable Seafood Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.
| Date: November 24, 2014 | Umami Sustainable Seafood Inc. | ||
| By: | /s/ Timothy P. Fitzpatrick | ||
| Name: | Timothy P. Fitzpatrick | ||
| Title: | Chief Executive Officer | ||
