Company Name | Ticker | CUSIP | Meeting Date | Record Date | Prop # | Proposal | Vote | Mngmt Recom. | Vs. Mngmt | Notes |
Clough Global Equity Fund | GLQ | 18914C100 | 7/17/2009 | 5/18/2009 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
Clough Global Opportunities Fund | GLO | 18914E106 | 7/17/2009 | 5/18/2009 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
Insured Municipal Income Fund | PIF | 45809F104 | 8/12/2009 | 5/15/2009 | 2 | Election of Directors | Split | For | With/Against | Mirror Vote |
Insured Municipal Income Fund | PIF | 45809F104 | 8/12/2009 | 5/15/2009 | 3 | Approve new investment advisory and administration contract with lower contractual fees between the fund and UBS Global Asset Management. | Split | For | With/Against | Mirror Vote |
Insured Municipal Income Fund | PIF | 45809F104 | 8/12/2009 | 5/15/2009 | 4 | Approve a change in the fund's investment policies to address recent market developments and make the fund more competitive. | Split | For | With/Against | Mirror Vote |
Insured Municipal Income Fund | PIF | 45809F104 | 8/12/2009 | 5/15/2009 | 5 | Approve a shareholder proposal recommending that the board of directors take action, subject to market conditions, to afford common and preferred shareholders an opportunity to realize the net asset value of their shares. | Split | For | With/Against | Mirror Vote |
Insured Municipal Income Fund | PIF | 45809F104 | 8/12/2009 | 5/15/2009 | 6 | Approve a shareholder proposal to terminate the investment advisory agreement between the fund and UBS Global AM | Split | Against | With/Against | Mirror Vote |
ACM Managed Dollar Fund | ADF | 000949107 | 5/21/2009 | 6/19/2009 | 1 | Approve plan on acquisition and liquidation between acm managed dollar income fund & alliancebernstein global high income fund. | Split | For | With/Against | Mirror Vote |
Legg Mason Inc | LM | 524901105 | 7/28/2009 | 5/29/2009 | 1 | Election of Directors | Against | For | Against | |
Legg Mason Inc | LM | 524901105 | 7/28/2009 | 5/29/2009 | 2 | Amendment of the Legg Mason, Inc 1996 equity incentive plan. | Against | For | Against | |
Legg Mason Inc | LM | 524901105 | 7/28/2009 | 5/29/2009 | 3 | Ratification of the appointment of PWC as public accountant. | Against | For | Against | |
Legg Mason Inc | LM | 524901105 | 7/28/2009 | 5/29/2009 | 4 | Stockholder Proposal regarding the executive incentive compensation plan | For | Against | Against | |
Legg Mason Inc | LM | 524901105 | 7/28/2009 | 5/29/2009 | 5 | Stockholder proposal regarding majority voting. | For | Against | Against | |
Dreyfus High Yield Strategies Fund | DHF | 26200S101 | 8/6/2009 | 6/2/2009 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
Insured Municipal Income Fund | PIF | 45809F104 | 8/12/2009 | 5/15/2009 | 2 | Election of Directors | Split | For | With/Against | Mirror Vote |
Insured Municipal Income Fund | PIF | 45809F104 | 8/12/2009 | 5/15/2009 | 3 | To approve a new investment advisory and administration contract with lower contractual fees between the Fund and UBS Global Asset Management (Americas) Inc. (UBS Global AM) | Split | For | With/Against | Mirror Vote |
Insured Municipal Income Fund | PIF | 45809F104 | 8/12/2009 | 5/15/2009 | 4 | To approve a change in the Fund's investment policies to address recent market developments and make the Fund more competitive | Split | For | With/Against | Mirror Vote |
Insured Municipal Income Fund | PIF | 45809F104 | 8/12/2009 | 5/15/2009 | 5 | To approve a shareholder proposal recommending that the board of directors take action, subject to market conditions, to afford common and preferred shareholders an opportunity to realize the net asset value of their shares. | Split | For | With/Against | Mirror Vote |
Insured Municipal Income Fund | PIF | 45809F104 | 8/12/2009 | 5/15/2009 | 6 | To approve a shareholder proposal to terminate the investment advisory agreement between the Fund and UBS Global AM | Split | Against | With/Against | Mirror Vote |
TCW Strategic Income Fund | TSI | 872340104 | 9/15/2009 | 7/31/2009 | 1A | Election of Directors | Split | For | With/Against | Mirror Vote |
TCW Strategic Income Fund | TSI | 872340104 | 9/15/2009 | 7/31/2009 | 1B | Election of Directors | Split | For | With/Against | Mirror Vote |
TCW Strategic Income Fund | TSI | 872340104 | 9/15/2009 | 7/31/2009 | 1C | Election of Directors | Split | For | With/Against | Mirror Vote |
TCW Strategic Income Fund | TSI | 872340104 | 9/15/2009 | 7/31/2009 | 1D | Election of Directors | Split | For | With/Against | Mirror Vote |
TCW Strategic Income Fund | TSI | 872340104 | 9/15/2009 | 7/31/2009 | 1E | Election of Directors | Split | For | With/Against | Mirror Vote |
TCW Strategic Income Fund | TSI | 872340104 | 9/15/2009 | 7/31/2009 | 1F | Election of Directors | Split | For | With/Against | Mirror Vote |
TCW Strategic Income Fund | TSI | 872340104 | 9/15/2009 | 7/31/2009 | 1G | Election of Directors | Split | For | With/Against | Mirror Vote |
TCW Strategic Income Fund | TSI | 872340104 | 9/15/2009 | 7/31/2009 | 1H | Election of Directors | Split | For | With/Against | Mirror Vote |
TCW Strategic Income Fund | TSI | 872340104 | 9/15/2009 | 7/31/2009 | 2 | Proposal to convert the fund to an open-end investment company and to adopt an amendment and restatement of the articles of incorporation to effectuate the proposal | Split | For | With/Against | Mirror Vote |
TCW Strategic Income Fund | TSI | 872340104 | 9/15/2009 | 7/31/2009 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
TCW Strategic Income Fund | TSI | 872340104 | 9/15/2009 | 7/31/2009 | 2 | Proposal pursuant to the Fund's articles of incorporation to convert the Fund to an open-end investment company and to adopt an amendment and restatement of the articles of incorporation to effectuate the proposal. | Split | For | With/Against | Mirror Vote |
Royce Value Trust | RVT | 780910105 | 9/23/2009 | 7/15/2009 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
FT/Four Crnrs Sr Fltg Rate Incm Fd II | FCT | 33733U108 | 9/21/2009 | 8/3/2009 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
Eaton Vance Senior Income Trust | EVF | 27826S103 | 10/30/2009 | 8/14/2009 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
iShares MSCI Emerging Markets Index Fund | EEM | 464287E22 | 11/4/2009 | 8/25/2009 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
iShares MSCI Emerging Markets Index Fund | EEM | 464287234 | 11/4/2009 | 8/25/2009 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
iShares Trust Russell 1000 Growth Index | IWF | 464287614 | 11/4/2009 | 8/25/2009 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
iShares Trust Russell 1000 Growth Index | IWF | 464287614 | 11/4/2009 | 8/25/2009 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
iShares Trust Russell 1000 Growth Index | IWF | 464287614 | 11/4/2009 | 8/25/2009 | 1 | Approve a new investment advisory agreement between each company, on behalf of each of its funds, and barclays global fund advisors | Split | For | With/Against | Mirror Vote |
iShares MSCI Emerging Markets Index Fund | EEM | 464287234 | 11/4/2009 | 8/25/2009 | 1 | Approve a new investment advisory agreement between each company, on behalf of each of its funds, and barclays global fund advisors | Split | For | With/Against | Mirror Vote |
Dreman/Claymore Dividend & Income Fd | DCS | 18385J105 | 10/23/2009 | 7/24/2009 | 3 | Election of Directors | Split | For | With/Against | Mirror Vote |
Dreman/Claymore Dividend & Income Fd | DCS | 18385J105 | 10/23/2009 | 7/24/2009 | 1 | To approve a new investment advisory agreement between the fund and Claymore Advisors, LLC. | Split | For | With/Against | Mirror Vote |
Dreman/Claymore Dividend & Income Fd | DCS | 18385J105 | 10/23/2009 | 7/24/2009 | 2 | To approve an investment sub-advisory agreement among the fund, Claymore Advisors, LLC and Manning & Napier Advisors, Inc. | Split | For | With/Against | Mirror Vote |
Nuveen Floating Rate Income Fund | JFR | 67072T108 | 11/30/2009 | 10/2/2009 | 1D | Election of Directors | Split | For | With/Against | Mirror Vote |
Nuveen Floating Rate Income Opportunity Fund | JRO | 6706EN100 | 11/30/2009 | 10/2/2009 | 1D | Election of Directors | Split | For | With/Against | Mirror Vote |
Insured Municipal Income Fund | PIF | 45809F104 | 12/10/2009 | 10/30/2009 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
Insured Municipal Income Fund | PIF | 45809F104 | 12/10/2009 | 10/30/2009 | 2 | To approve a new investment advisory agreement between the fund and brooklyn capital management, LLC. | Split | For | With/Against | Mirror Vote |
Insured Municipal Income Fund | PIF | 45809F104 | 12/10/2009 | 10/30/2009 | 3 | To approve the replacement of the fund's fundamental investment objective with a non-fundamental investment objective of providing total return. | Split | For | With/Against | Mirror Vote |
Insured Municipal Income Fund | PIF | 45809F104 | 12/10/2009 | 10/30/2009 | 4 | To eliminate the fund's fundamental investment policy to invest at least 80% of its net assets in insured municipal obligations. | Split | For | With/Against | Mirror Vote |
Insured Municipal Income Fund | PIF | 45809F104 | 12/10/2009 | 10/30/2009 | 5 | To ratify the selection of tait, weller & baker LLP as the fund's independent registered public accounting firm for the fiscal year ending December 31, 2009. | Split | For | With/Against | Mirror Vote |
Wstrn Ast Clymr Infltn Lkd Opts&Inc Fd | WIW | 95766R104 | 1/12/2010 | 11/13/2009 | 1 | To approve a new investment advisory agreement between the fund and Claymore Advisors, LLC. | Split | For | With/Against | Mirror Vote |
Wstrn Ast Clymr Infltn Lkd Opts&Inc Fd | WIW | 95766R104 | 1/12/2010 | 11/13/2009 | 2A | To approve a new investment management agreement between Claymore Advisors, LLC and Western Asset Management company. | Split | For | With/Against | Mirror Vote |
Wstrn Ast Clymr Infltn Lkd Opts&Inc Fd | WIW | 95766R104 | 1/12/2010 | 11/13/2009 | 2B | To approve a new investment management agreement among Claymore Advisors, LLC, Western Asset Management Company and Western Asset Management Company PTE. LTD. (Singapore) | Split | For | With/Against | Mirror Vote |
Wstrn Ast Clymr Infltn Lkd Opts&Inc Fd | WIW | 95766R104 | 1/12/2010 | 11/13/2009 | 2C | To approve a new investment management agreement among Claymore Advisors, LLC, Western Asset Management Company and Western Asset Management Company Limited (London). | Split | For | With/Against | Mirror Vote |
Wstrn Ast Clymr Infltn Lkd Opts&Inc Fd | WIW | 95766R104 | 1/12/2010 | 11/13/2009 | 2D | To approve a new investment management agreement among Claymore Advisors, LLC, Western Asset Management Company and Western Asset Management Company, LTD. (Japan). | Split | For | With/Against | Mirror Vote |
LMP Corporate Loan Fund | TLI | 50208B100 | 1/26/2010 | 12/4/2009 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
SPDR Barclays Capital Convertible Bond | CWB | 78464A359 | 3/19/2010 | 1/6/2010 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
SPDR Barclays Capital Convertible Bond | CWB | 78464A359 | 3/19/2010 | 1/6/2010 | 3 | To approve a manager of managers structure for all spdr funds. | Split | For | With/Against | Mirror Vote |
SPDR Barclays Capital Convertible Bond | CWB | 78464A359 | 3/19/2010 | 1/6/2010 | 4A | To approve a manager of managers structure for all spdr funds. | Split | For | With/Against | Mirror Vote |
SPDR Barclays Capital Convertible Bond | CWB | 78464A359 | 3/19/2010 | 1/6/2010 | 4B | Update and standardize the spdr funds fundamental policies regarding: Purchasing and selling real estate. | Split | For | With/Against | Mirror Vote |
SPDR Barclays Capital Convertible Bond | CWB | 78464A359 | 3/19/2010 | 1/6/2010 | 4C | Update and standardize the spdr funds fundamental policies regarding: Issuing senior securities and borrowing money. | Split | For | With/Against | Mirror Vote |
SPDR Barclays Capital Convertible Bond | CWB | 78464A359 | 3/19/2010 | 1/6/2010 | 4D | Update and standardize the spdr funds fundamental policies regarding: Making Loans | Split | For | With/Against | Mirror Vote |
SPDR Barclays Capital Convertible Bond | CWB | 78464A359 | 3/19/2010 | | 4E | Update and standardize the spdr funds fundamental policies regarding: Purchasing and selling commodities | Split | For | With/Against | Mirror Vote |
SPDR Barclays Capital Convertible Bond | CWB | 78464A359 | 3/19/2010 | 1/6/2010 | 4F | Update and standardize the spdr funds fundamental policies regarding: Concentrating investments in a particular industry or group of industries | Split | For | With/Against | Mirror Vote |
SPDR Barclays Capital Convertible Bond | CWB | 78464A359 | 3/19/2010 | 1/6/2010 | 4G | Update and standardize the spdr funds fundamental policies regarding: Eliminating outdated fundamental investment policies not required by law. | Split | For | With/Against | Mirror Vote |
The China Fund, Inc. | CHN | 169373107 | 3/4/2010 | 12/31/2009 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
ASA Ltd | ASA | G3156P103 | 3/11/2010 | 1/22/2010 | 1A | Election of Directors | Split | For | With/Against | Mirror Vote |
ASA Ltd | ASA | G3156P103 | 3/11/2010 | 1/22/2010 | 1B | Election of Directors | Split | For | With/Against | Mirror Vote |
ASA Ltd | ASA | G3156P103 | 3/11/2010 | 1/22/2010 | 1C | Election of Directors | Split | For | With/Against | Mirror Vote |
ASA Ltd | ASA | G3156P103 | 3/11/2010 | 1/22/2010 | 1D | Election of Directors | Split | For | With/Against | Mirror Vote |
ASA Ltd | ASA | G3156P103 | 3/11/2010 | 1/22/2010 | 1E | Election of Directors | Split | For | With/Against | Mirror Vote |
ASA Ltd | ASA | G3156P103 | 3/11/2010 | 1/22/2010 | 1F | Election of Directors | Split | For | With/Against | Mirror Vote |
ASA Ltd | ASA | G3156P103 | 3/11/2010 | 1/22/2010 | 2 | To ratify and approve the appointment of Ernst & Young LLP, an independent registered public accounting firms, as the company's independent auditors for the fiscal year ending November 20, 2010, and to authorize the audit committee of the board of directors to set the independent auditors' remuneration. | Split | For | With/Against | Mirror Vote |
ASA Ltd | ASA | G3156P103 | 3/11/2010 | 1/22/2010 | 3 | To approve a proposal for the company, either through a new wholly-owned subsidiary or directly, to provide investment advisory services to others. | Split | For | With/Against | Mirror Vote |
ASA Ltd | ASA | G3156P103 | 3/11/2010 | 1/22/2010 | 4 | To amend the company's memorandum of association to permit the company to provide investment advisory services. | Split | For | With/Against | Mirror Vote |
ASA Ltd | ASA | G3156P103 | 3/11/2010 | 1/22/2010 | 5 | To amend the company's fundamental investment policies to permit the company to acquire securities issued by an investment advisory subsidiary. | Split | For | With/Against | Mirror Vote |
General American Investors Co | GAM | 368802104 | 4/14/2010 | 2/16/2010 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
General American Investors Co | GAM | 368802104 | 4/14/2010 | 2/16/2010 | 2 | Ratification of the selection of Ernst & Young LLP as Auditors | Split | For | With/Against | Mirror Vote |
PowerShares FTSE RAFI US 1000 Portfolio | PRF | 73935X583 | 3/22/2010 | 2/1/2010 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
Liberty All-Star Equity Fund | USA | 530158104 | 2/12/2010 | 4/29/2010 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
Liberty All-Star Equity Fund | USA | 530158104 | 2/12/2010 | 4/29/2010 | 3 | Portfolio Management Agreement amount the equity fund, Alps Advisors, Inc. and Cornerstone Capital Management, Inc. | Split | For | With/Against | Mirror Vote |
Nuveen Multi-Strategy Income & Growth Fund | JPC | 67073B106 | 2/8/2010 | 4/6/2010 | 1C | Election of Directors | Split | For | With/Against | Mirror Vote |
Nuveen Multi-Strategy Income & Growth Fund 2 | JQC | 67073D102 | 2/8/2010 | 4/6/2010 | 1C | Election of Directors | Split | For | With/Against | Mirror Vote |
Alliance Bernstein Income Fund, Inc. | ACG | 01881E101 | 2/12/2010 | 3/31/2010 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
Tri-Continental Corp | TY | 895436103 | 2/12/2010 | 4/8/2010 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
Tri-Continental Corp | TY | 895436103 | 2/12/2010 | 4/8/2010 | 2 | To ratify the selection of Ernst & Young LLP as the corporations independent registered public accounting firm. | Split | For | With/Against | Mirror Vote |
Liberty All-Star Equity Fund | USA | 530158104 | 2/12/2010 | 4/29/2010 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
Liberty All-Star Equity Fund | USA | 530158104 | 2/12/2010 | 4/29/2010 | 3 | Portfolio Management Agreement amount the equity fund, Alps Advisors, Inc. and Cornerstone Capital Management, Inc. | Split | For | With/Against | Mirror Vote |
Source Capital, Inc. | SOR | 836144105 | 5/3/2010 | 3/5/2010 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
Source Capital, Inc. | SOR | 836144105 | 5/3/2010 | 3/5/2010 | 2 | Continuation of the investment advisory agreement | Split | For | With/Against | Mirror Vote |
Rydex Russell Top 50 ETF | XLG | 78355W205 | 4/23/2010 | 2/24/2010 | 1 | To approve a new investment advisory agreement between the fund and Padco Advisors II, Inc. | Split | For | With/Against | Mirror Vote |
Rydex Russell Top 50 ETF | XLG | 78355W205 | 4/23/2010 | 2/24/2010 | 2 | To approve a new fundamental investment policy on borrowing money. | Split | For | With/Against | Mirror Vote |
Wstrn Ast Clymr Infltn Lkd Opts&Inc Fd | WIW | 95766R104 | 3/26/2010 | 5/25/2010 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
Boulder Total Return Fund, Inc. | BTF | 101541100 | 4/1/2010 | 5/3/2010 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
Boulder Total Return Fund, Inc. | BTF | 101541100 | 4/1/2010 | 5/3/2010 | 2 | To approve an amendment to the bylaws regarding termination of the advisers. | Split | Against | With/Against | Mirror Vote |
The Gabelli Dividend & Income Trust | GDV | 36242H104 | 5/17/2010 | 3/15/2010 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
Highland Credit Strategies Fund | HCF | 43005Q107 | 6/4/2010 | 4/12/2010 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
SunAmerica Focused Alpha Growth Fund Inc | FGF | 867037103 | 5/18/2010 | 3/17/2010 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
SunAmerica Focused Alpha Growth Fund Inc | FGF | 867037103 | 5/18/2010 | 3/17/2010 | 2B | To approve a shareholder proposal recommending that the board promptly initiate a self-tender offer under which the fund shall repurchase 50% of its issued shares at a price equivalent to 98% of net asset value per share. | Split | Against | With/Against | Mirror Vote |
Boulder Growth & Income Fund Inc. | BIF | 101507101 | 5/3/2010 | 4/1/2010 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
Boulder Growth & Income Fund Inc. | BIF | 101507101 | 5/3/2010 | 4/1/2010 | 2 | To approve an amendment to the bylaws regarding termination of the advisers. | Split | Against | With/Against | Mirror Vote |
DWS Dreman Value Income Edge Fund Inc. | DHG | 23339M105 | 5/24/2010 | 4/9/2010 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
DWS Dreman Value Income Edge Fund Inc. | DHG | 23339M105 | 5/24/2010 | 4/9/2010 | 2 | To consider a stockholder proposal requesting that the board of the fund take the necessary steps to declassify the fund's board of directors. | Split | Against | With/Against | Mirror Vote |
SunAmerica Focused Alpha Growth Fund Inc | FGF | 867037103 | 5/18/2010 | 3/17/2010 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
SunAmerica Focused Alpha Growth Fund Inc | FGF | 867037103 | 5/18/2010 | 3/17/2010 | 2B | To approve a shareholder proposal recommending that the board promptly initiate a self-tender offer under which the fund shall repurchase 50% of its issued shares at a price equivalent to 98% of net asset value per share. | Split | Against | With/Against | Mirror Vote |
SunAmerica Focused Alpha Growth Fund Inc | FGF | 867037103 | 5/18/2010 | 3/17/2010 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
SunAmerica Focused Alpha Growth Fund Inc | FGF | 867037103 | 5/18/2010 | 3/17/2010 | 2B | To approve a shareholder proposal recommending that the board promptly initiate a self-tender offer under which the fund shall repurchase 50% of its issued shares at a price equivalent to 98% of net asset value per share. | Split | Against | With/Against | Mirror Vote |
Cushing MLP Total Return Fund | SRV | 231631102 | 5/12/2010 | 4/14/2010 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
Tortoise Energy Infrastructure Corp | TYG | 89147L100 | 5/21/2010 | 3/1/2010 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
Tortoise Energy Infrastructure Corp | TYG | 89147L100 | 5/21/2010 | 3/1/2010 | 2 | Approval for the company, with the approval of its board of directors, to sell or otherwise issue shares of its common stock at a price below its then current net asset value per share subject to the limitations set forth in the proxy statement for the 2010 annual meeting of stockholders. | Split | For | With/Against | Mirror Vote |
Tortoise Energy Infrastructure Corp | TYG | 89147L100 | 5/21/2010 | 3/1/2010 | 3 | Ratification of Ernst & Young LLP as the company's independent registered public accounting firm to audit the financial statements of the company for the fiscal year ending November 30, 2010. | Split | For | With/Against | Mirror Vote |
DWS Dreman Value Income Edge Fund Inc. | DHG | 23339M105 | 5/24/2010 | 4/9/2010 | 1 | Election of Directors | Split | Against | With/Against | Mirror Vote |
DWS Dreman Value Income Edge Fund Inc. | DHG | 23339M105 | 5/24/2010 | 4/9/2010 | 2 | Western's proposal that the board take the necessary steps to declassify the board so that all directors are elected on an annual basis. | Split | Against | With/Against | Mirror Vote |
DWS Dreman Value Income Edge Fund Inc. | DHG | 23339M105 | 5/24/2010 | 4/9/2010 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
DWS Dreman Value Income Edge Fund Inc. | DHG | 23339M105 | 5/24/2010 | 4/9/2010 | 2 | To consider a stockholder proposal requesting that the board of the fund take the necessary steps to declassify the fund's board of directors. | Split | Against | With/Against | Mirror Vote |
Macquarie Global Infr Total Return | MGU | 55608D101 | 6/24/2010 | 4/30/2010 | 1 | Election of Directors | Split | Against | With/Against | Mirror Vote |
Affiliated Managers Group | AMG | 008252108 | 6/8/2010 | 4/13/2010 | 1 | Election of Directors | For | For | With | |
Affiliated Managers Group | AMG | 008252108 | 6/8/2010 | 4/13/2010 | 2 | To approve the long term executive incentive plan, as amended and restated. | For | For | With | |
Affiliated Managers Group | AMG | 008252108 | 6/8/2010 | 4/13/2010 | 3 | To ratify the selection of PriceWaterhouseCoopers, LLP as the company's independent registered public accounting firm for the current fiscal year. | For | For | With | |
H&Q Life Sciences Fund | HQL | 404053100 | 6/8/2010 | 4/27/2010 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
H&Q Life Sciences Fund | HQL | 404053100 | 6/8/2010 | 4/27/2010 | 2 | To ratify the selection of Deloitte&Touche LLP as the independent registered public accountants of the fund for the fiscal year ending September 30, 2010. | Split | For | With/Against | Mirror Vote |
Calamos Strategic Total Return Fund | CSQ | 128125101 | 6/9/2010 | 4/19/2010 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
Calamos Global Dynamic Income Fund | CHW | 12811L107 | 6/9/2010 | 4/19/2010 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
Calamos Convertible and High Income Fund | CHY | 12811P108 | 6/9/2010 | 4/19/2010 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
Clough Global Opportunities Fund | GLO | 18914E106 | 7/16/2010 | 5/17/2010 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
Clough Global Equity Fund | GLQ | 18914C100 | 7/16/2010 | 5/17/2010 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
The Central Europe and Russia Fund, Inc. | CEE | 153436100 | 6/28/2010 | 5/14/2010 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
The Central Europe and Russia Fund, Inc. | CEE | 153436100 | 6/28/2010 | 5/14/2010 | 3 | To ratify the appointment by the audit committee and the board of directors of PriceWaterHouseCoopers, LLP, an independent public accounting firms, as independent auditors for the fiscal year ending December 31, 2010. | Split | For | With/Against | Mirror Vote |
DWS Global Commodities Stock Fund Inc | GCS | 23338Y100 | 6/28/2010 | 4/23/2010 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
DWS Global Commodities Stock Fund Inc | GCS | 23338Y100 | 6/28/2010 | 4/23/2010 | 3 | To consider & vote upon an agreement and plan of reorganization and the transactions it contemplates, including the transfer of all of the assets of DWS Enhanced Commodity Strategy Fund, Inc. (The "ECS Closed-End Fund") to DWS Enhanced Commodity Strategy Fund, a series of DWS institutional funds (The"ECS Open-End Fund"), all as more fully described in the proxy statement. | Split | For | With/Against | Mirror Vote |
DWS Global Commodities Stock Fund Inc | GCS | 23338Y100 | 6/28/2010 | 4/23/2010 | 4 | If properly presented at the meeting, a stockholder proposal to terminate the investment management agreement between the fund and Deutsche Investment Management Americas Inc. | Split | For | With/Against | Mirror Vote |
Morgan Stanley Emerging Markets Domestic Debt | EDD | 617477104 | 6/16/2010 | 4/15/2010 | 1 | Election of Directors | Split | For | With/Against | Mirror Vote |
Morgan Stanley Emerging Markets Domestic Debt | EDD | 617477104 | 6/16/2010 | 4/15/2010 | 2 | To consider and act upon any other business as may properly come before the meeting or any adjournments thereof. | Split | For | With/Against | Mirror Vote |