UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 20, 2016
POWERSHARES DB US DOLLAR INDEX TRUST
(Registrant)
POWERSHARES DB US DOLLAR INDEX BULLISH FUND
POWERSHARES DB US DOLLAR INDEX BEARISH FUND
(Co-Registrants)
(Exact Name of each Registrant as Specified in its Charter)
| | |
| Delaware | | 87-0778080 (Trust) |
(State or Other Jurisdiction of Incorporation) | | (IRS Employer ID Number) |
| |
| c/o Invesco PowerShares Capital Management LLC | | |
| 3500 Lacey Road, Suite 700 | | |
| Downers Grove, Illinois | | 60515 |
| (Address of Principal Executive Offices) | | (Zip Code) |
001-33314; 001-33317; 001-33318;
(Commission File Numbers)
(630) 868-7179
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrants under any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 1.01 Entry into a Material Definitive Agreement
Distribution Services Agreement
On June 20, 2016, Invesco PowerShares Capital Management (the “Managing Owner”) and Invesco Distributors, Inc. (“Invesco Distributors”) entered into a Distribution Services Agreement (the “Distribution Services Agreement”), pursuant to which Invesco Distributors will provide certain distribution services to PowerShares DB Commodity Index Tracking Fund (the “Fund”). Invesco Distributors will assist the Managing Owner and The Bank of New York Mellon (the “Administrator”) with certain functions and duties relating to distribution and marketing including reviewing and approving marketing materials.
Pursuant to the Distribution Services Agreement, the Fund has agreed to indemnify Invesco Distributors and certain of its controlling persons against certain liabilities, including liabilities under the Securities Act of 1933, as amended.
The foregoing is a summary description of the Distribution Services Agreement, a copy of which is filed with this Current Report on Form 8-K as Exhibit 10.1 and incorporated herein by reference.
Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
On June 20, 2016, the Managing Owner, the Fund and Wilmington Trust Company, as trustee of the Fund, amended the Fifth Amended and Restated Declaration of Trust and Trust Agreement, dated as of February 23, 2015 (“Amendment No. 1”) to update it pursuant to applicable tax laws. A copy of Amendment No. 1 is filed as Exhibit 4.1.1 hereto.
Item 9.01. Financial Statements and Exhibits.
| | |
Exhibit No. | | Description |
| |
4.1.1 | | Amendment No. 1 to the Fifth Amended and Restated Declaration of Trust and Trust Agreement |
| |
10.1 | | Distribution Services Agreement |
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | | | |
| PowerShares DB US Dollar Index Trust |
| |
| By: | | Invesco PowerShares Capital Management LLC, its Managing Owner |
| | |
| | By: | | /s/ Daniel Draper |
| | Name: | | Daniel Draper |
| | Title: | | Chief Executive Officer |
|
| PowerShares DB US Dollar Index Bullish Fund, a series of PowerShares DB US Dollar Index Trust |
| |
| By: | | Invesco PowerShares Capital Management LLC, its Managing Owner |
| | |
| | By: | | /s/ Daniel Draper |
| | Name: | | Daniel Draper |
| | Title: | | Chief Executive Officer |
|
| PowerShares DB US Dollar Index Bearish Fund, a series of PowerShares DB US Dollar Index Trust |
| |
| By: | | Invesco PowerShares Capital Management LLC, its Managing Owner |
| | |
| | By: | | /s/ Daniel Draper |
| | Name: | | Daniel Draper |
| | Title: | | Chief Executive Officer |
Date: June 20, 2016
