UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
______________________________
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): October 7, 2010
UNIVERSAL POWER GROUP, INC.
(Exact name of Registrant as specified in its charter)
| Texas | | 001-33207 | | 75-1288690 |
| (State or other jurisdiction | | (Commission | | (IRS Employer |
| of incorporation) | | File Number) | | Identification No.) |
| 1720 Hayden Road, Carrollton, Texas | | 75006 |
| (Address Of Principal Executive Office) | | (Zip Code) |
Registrant’s telephone number, including area code(469) 892-1122
| |
| (Former Name or Former Address, if Changed Since Last Report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.07. Submission of Matters to Vote of Security Holders.
On October 7, 2010, Universal Power Group, Inc. (the “Company”) held its 2010 Annual Meeting of Stockholders. At that meeting, stockholders:
Re-elected incumbent directors to serve until the next annual meeting of stockholders and theirsuccessors are elected and qualified;
Approved amendments to the Company’s 2006 Stock Option Plan to provide for awards of shares ofrestricted common stock and the re-pricing of options under limited circumstances; and
Ratified the appointment of BKD, LLP as the Company’s independent auditors for the 2010 fiscal year.
The specific votes with respect to aforementioned were as follows:
1. Election of directors:
| | | VOTES |
| | | | | BROKER NON- |
| | NAME | FOR | WITHHELD | VOTES |
| | William Tan | 3,176,390 | 346,792 | 1,140,338 |
| | Ian Colin Edmonds | 3,173,190 | 349,992 | 1,140,338 |
| | Leslie Bernhard | 3,168,351 | 354,831 | 1,140,338 |
| | Robert M. Gutkowski | 3,171,651 | 351,531 | 1,140,338 |
| | Hyun Park | 3,171,551 | 351,631 | 1,140,338 |
2. Approval of amendments to the 2006 stock option plan to:
a) provide for awards of up to 350,000 shares of restricted common stock:
| VOTES |
| FOR | AGAINST | ABSTAIN | BROKER |
| | | | NON-VOTES |
| 2,995,074 | 524,108 | 4,000 | 1,140,338 |
b) allow for re-pricing of options under limited circumstances:
| | VOTES | | |
| FOR | AGAINST | ABSTAIN | BROKER |
| | | | NON-VOTES |
| 2,948,497 | 570,685 | 4,000 | 1,140,338 |
3. The ratification of the appointment of independent auditors for fiscal year 2010:
| VOTES |
| FOR | AGAINST | ABSTAIN |
| 4,593,161 | 10,900 | 59,459 |
* * * * *
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | | Universal Power Group, Inc. |
| |
| |
| Date: October 12, 2010 | | By: | /s/ Ian Edmonds | |
| | | | Name: Ian Edmonds |
| | | | Title: President and CEO |
