David Treinen Form 4 WEST / David Treinen ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Treinen David

(Last) (First) (Middle)

WEST CORPORATION

11808 MIRACLE HILLS DRIVE

(Street)

OMAHA NE 68154

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
WEST CORP [ WSTC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
EVP-Corp Dev & Planning

3. Date of Earliest Transaction (Month/Day/Year)
02/03/2017

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/03/2017		M		1,599.0458(1)	A	$23.49(1)	109,549.045	D
Common Stock	02/03/2017		F		679.5945(2)	D	$23.49(2)	108,869.451	D
Common Stock	02/03/2017		D		0.4513(3)	D	$23.49(3)	108,869	D
Common Stock	02/03/2017		M		10,413.253(1)	A	$23.49(1)	119,282.253	D
Common Stock	02/03/2017		F		4,425.6325(4)	D	$23.49(4)	114,856.62	D
Common Stock	02/03/2017		D		0.6205(3)	D	$23.49(3)	114,856	D
Common Stock	02/03/2017		M		4,649.3645(1)	A	$23.49(1)	119,505.364	D
Common Stock	02/03/2017		F		1,975.9799(5)	D	$23.49(5)	117,529.384	D
Common Stock	02/03/2017		D		0.3846(3)	D	$23.49(3)	117,529	D
Common Stock								80,181	I	By David J. Treinen Revocable Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Units	(6)	02/03/2017		M			1,599.0458	(6)	(6)	Common Stock	1,599.0458	(6)	143,667.622	D
Stock Units	(6)	02/03/2017		M			10,413.253	(6)	(6)	Common Stock	10,413.253	(6)	133,254.369	D
Stock Units	(6)	02/03/2017		M			4,649.3645	(6)	(6)	Common Stock	4,649.3645	(6)	128,605.005	D

Explanation of Responses:

1. Shares were issued as a distribution in respect of stock units granted under the Issuer's Nonqualified Deferred Compensation Plan.

2. Reflects 679.5945 shares withheld by the Issuer at the market price of $23.49 per share for the withholding taxes associated with the distribution of shares of the Issuer's Common Stock pursuant to the Issuer's Nonqualified Deferred Compensation Plan.

3. Reflects cash paid in lieu of fractional share.

4. Reflects 4,425.6325 shares withheld by the Issuer at the market price of $23.49 per share for the withholding taxes associated with the distribution of shares of the Issuer's Common Stock pursuant to the Issuer's Nonqualified Deferred Compensation Plan.

5. Reflects 1,975.9799 shares withheld by the Issuer at the market price of $23.49 per share for the withholding taxes associated with the distribution of shares of the Issuer's Common Stock pursuant to the Issuer's Nonqualified Deferred Compensation Plan.

6. Stock units represent notional equity interests in the Issuer credited to the reporting person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. These stock units become payable, through the issuance of shares of the Issuer's Common Stock (or the cash equivalent thereof), on the date specified by the reporting person, which can be no earlier than five years following the year of deferral associated with such stock units or, if earlier, six months after the date the reporting person separates from service with the Issuer or the date of death of the reporting person.

Remarks:

	/s/ David J. Treinen (signed by Deneen Shadewald as Power of Attorney for Reporting Person)	02/07/2017
	** Signature of Reporting Person	Date
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