Mulesoft (MULE) Form 4 Change in insider ownership

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Greenspring Secondaries Fund II, L.P.

(Last) (First) (Middle)

100 PAINTERS MILL ROAD, SUITE 700

(Street)

OWINGS MILLS MD 21117

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
MULESOFT, INC [ MULE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/22/2017

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/22/2017		J(1)		1,057,827	D	(1)	0	D(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Class B Common Stock	(3)	03/22/2017		J(1)		1,057,827		(3)	(3)	Class A Common Stock	1,057,827	(1)	1,057,827	D(2)

1. Name and Address of Reporting Person^*

Greenspring Secondaries Fund II, L.P.

(Last) (First) (Middle)

100 PAINTERS MILL ROAD, SUITE 700

(Street)

OWINGS MILLS MD 21117

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Greenspring Secondaries General Partner II, L.P.

(Last) (First) (Middle)

100 PAINTERS MILL ROAD, SUITE 700

(Street)

OWINGS MILLS MD 21117

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Greenspring Secondaries GP II, LLC

(Last) (First) (Middle)

100 PAINTERS MILL ROAD, SUITE 700

(Street)

OWINGS MILLS MD 21117

(City) (State) (Zip)

Explanation of Responses:

1. Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in a transaction meeting the requirements of Rule 16b-7.

2. The securities are directly held by Greenspring Secondaries Fund II, L.P. Each other Reporting Person may be deemed to beneficially own the reported securities. The Reporting Persons, other than Greenspring Secondaries Fund II, L.P., disclaim beneficial ownership in the reported securities except to the extent of its pecuniary interest.

3. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Remarks:

	/s/ Eric Thompson, Greenspring Secondaries Fund II, L.P., By: Greenspring Secondaries General Partner II, L.P., By: Greenspring Secondaries GP II, LLC, By: Greenspring Associates, Inc., By: Eric Thompson, Chief Operating Officer	03/23/2017
	/s/ Eric Thompson, Greenspring Secondaries General Partner II, L.P., By: Greenspring Secondaries GP II, LLC, By: Greenspring Associates, Inc., By: Eric Thompson, Chief Operating Officer	03/23/2017
	/s/ Eric Thompson, Greenspring Secondaries GP II, LLC, By: Greenspring Associates, Inc., By: Eric Thompson, Chief Operating Officer	03/23/2017
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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