SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): October 8, 2008
3DIcon Corporation
(Exact name of registrant as specified in charter)
| Oklahoma | | 333- 143761 | | 73-1479206 |
(State or other jurisdiction of incorporation) | | (Commission File Number) | | (IRS Employer Identification No.) |
| 6804 South Canton Avenue | | 74136 |
| Tulsa, OK | | (Zip Code) |
| (Address of principal executive offices) | | |
Registrant’s telephone number, including area code: (918) 494-0505
Gregory Sichenzia, Esq.
Sichenzia Ross Friedman Ference LLP
61 Broadway, 32nd Floor
New York, New York 10006
Phone: (212) 930-9700
Fax: (212) 930-9725
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 1.01. Entry into a Material Definitive Agreement
Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
On October 8, 2008, 3DIcon Corporation (the “Company”) entered into an Amendment to the 9.75% convertible note (the “9.75% Note”) with Golden Gate Investors, Inc. (“Golden Gate”), pursuant to which the maturity date of the 9.75% Note was extended to January 31, 2009. The 9.75% Debenture was originally issued on June 8, 2007 in the original principal amount of $700,000.
Item 9.01. Financial Statements and Exhibits
| Exhibit No. | | Exhibit Name |
| | | |
| 10.15 | | Amendment No. 1 to 9.75% $700,000 Convertible Note |
SIGNATURES
Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | 3DIcon Corporation |
| | | |
| Dated: October 15, 2008 | By: | /s/ Martin Keating |
| | Name: | Martin Keating |
| | Title: | Chief Executive Officer |
