The Coretec Group Inc. (CRTG) Form 3 3DICON / Michael Anthony Kraft ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Kraft Michael Anthony

(Last) (First) (Middle)

C/O 3DICON CORPORATION

6804 SOUTH CANTON AVENUE, SUITE 150

(Street)

TULSA OK 74136

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/21/2017

3. Issuer Name and Ticker or Trading Symbol
3DICON CORP [ TDCP ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Chief Executive Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $.0001	0(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Options to Purchase Common Stock	03/21/2017	03/20/2028	Common	0(2)	(2)	D

Explanation of Responses:

1. In connection with the Issuer's appointment of the Reporting Person as its CEO, the Issuer agreed to issue a $25,000 bonus in the Issuer's restricted stock upon the occurrence of certain events.

2. In connection with the Issuer's appointment of the Reporting Person as its CEO, the Issuer agreed, upon the occurrence of certain events, to issue an option to purchase up to $50,000 of the Issuer's common stock at an exercise price equal to the market price as of the date the Issuer meets certain milestones.

	/s/ Michael A. Kraft	03/27/2017
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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