Exhibit 1.01
Super Micro Computer, Inc.
Conflict Minerals Report
For the Calendar Year Ended December 31, 2021
I. Introduction
This report for the year ended December 31, 2021 has been prepared pursuant to Rule 13p-1 and the Specialized Disclosure Report on Form SD ("Form SD") under the Securities Exchange Act of 1934, as amended (collectively, the "Rule"). The Rule was adopted by the Securities and Exchange Commission (the "SEC") to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the "Dodd-Frank Act"). The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals which are necessary to the functionality or production of their products. Conflict minerals are defined as cassiterite, columbite-tantalite, gold, wolframite, and their derivatives, which are limited to tin, tantalum, tungsten, and gold ("3TG").
If a registrant determines that 3TG are necessary to the functionality or production of products manufactured or contracted by the registrant to be manufactured, the registrant must submit a Form SD which describes the reasonable country of origin inquiry (“RCOI”) that it undertook to determine whether such necessary 3TG originated from the Democratic Republic of the Congo or an adjoining country (collectively, the “Covered Countries”).
If, on the basis of its RCOI, a registrant knows or has reason to believe that any of the necessary 3TG in its supply chain may have originated in any of the Covered Countries and knows they are not, or has reason to believe that they may not be, from recycled or scrap sources, the issuer must exercise due diligence on the 3TG source and chain of custody and submit a Conflict Minerals Report to the SEC that includes a description of those due diligence measures.
This report has been prepared by Super Micro Computer, Inc. (herein referred to as “Supermicro,” the “Company,” “we,” “us,” or “our”). The information contained in this report includes the activities of all of the Company's majority-owned subsidiaries. This Report has not been subject to an independent private sector audit.
II. Company Overview
We are a Silicon Valley-based provider of application-optimized high-performance and high-efficiency server and storage systems for various markets, including enterprise data centers, cloud computing, artificial intelligence, 5G and edge computing. Our solutions include complete servers, storage systems, modular blade servers, blades, workstations, complete rack scale plug and play solutions delivering pre-defined and pre-tested full rack solutions, networking devices, system management software, and server sub-systems. We also provide global support and services to help our customers install, upgrade and maintain their computing infrastructure. We offer our customers a high degree of flexibility and customization by providing a broad array of server models and configurations from which they can choose the best solutions to fit their computing needs. Our server and storage systems, sub-systems and accessories are architecturally designed to provide high levels of reliability, quality, configurability, and scalability.
We conduct our operations principally from our Silicon Valley headquarters in California and in our Taiwan and the Netherlands facilities. Our sales and marketing activities operate through a combination of our direct sales force and indirect sales channel partners. We work with distributors, value-added resellers, system integrators, and original equipment manufacturers ("OEMs") to market and sell our optimized solutions to their end customers in our indirect sales channels.
III. Supply Chain Overview
Our supply chain operations for our server products include sourcing, order management, manufacturing, delivery, and return. We procure components from the following four major types of suppliers:
•Manufacturers or direct suppliers;
•Contract manufacturers producing items to match specifications and standards set by us, that in some cases source independently;
•Distributors or resellers of manufactured components for other manufacturers; and
•Customers providing us certain parts and materials to be used to fulfill their orders.
Logistics and service providers were excluded from the RCOI and due diligence measures discussed below because we have concluded that they do not provide us with any products within the scope of the Rule.
1
As explained further below, we rely upon our suppliers and third parties to provide information on the origin, source and chain of custody of the 3TG contained in product components and materials. We do not source directly from mines or smelters any of the 3TG found in our products. We commenced 3TG due diligence in 2013.
Based on representations from our suppliers, we have determined that 3TG minerals sourcing is most frequently from smelters that procure ore from mines, and in a small number of instances from smelters that use recycled minerals. From our due diligence, around 3% of suppliers source 3TG from smelters that use 100% scrap or recycling, while none indicate they source 100% of 3TG from scrap or recycling.
IV. Conflict Minerals Program
We are committed to complying with Section 1502 of the Dodd-Frank Act and achieving the goal of confirming that the materials used in our products are procured from conflict-free sources. We have considered the Rule’s requirements and related due diligence recommendations from the Organization for Economic Cooperation and Development (the “OECD”), and we expect our suppliers to comply with the Code of Conduct of the Responsible Business Alliance (“RBA”) and conduct their business in accordance with our supply chain responsibility expectations, as documented in our Responsible Mineral Sourcing Statement at https://www.supermicro.com/about/policies/Supermicro_Responsible_Mineral_Sourcing_Statement.pdf.
In support of this program, we will:
a.Continue to review and potentially update our Responsible Mineral Sourcing Statement as a device for communicating current expectations to suppliers and partners. Continue to review the terms and conditions of our vendor/supplier documents and policies to emphasize further our goal of achieving a conflict-free supply chain;
b.Exercise due diligence with suppliers for products containing or suspected to contain 3TG (collectively referred to as “in-scope” suppliers), consistent with the OECD's Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (“CAHRA”), 3rd Edition and the related supplements on gold, tin, tantalum and tungsten (the “OECD Guidance”), and encourage our suppliers to do likewise with their suppliers;
c.Utilize common tools that allow successful organization and reporting on use of minerals, such as the Conflict Minerals Reporting Template (“CMRT”) and Cobalt Reporting Template (“CRT”) developed by the Responsible Minerals Initiative (“RMI”);
d.Collaborate with our suppliers and multi-stakeholder groups, including maintaining membership in the RMI and its Due Diligence Practices Team, to participate in new solutions for responsible minerals sourcing, and conduct coordinated outreach to address upstream compliance concerns;
e.Educate and train our staff and suppliers to laws and industry expectations for responsible sourcing of minerals, and continue to adjust the scope of suppliers and minerals that we conduct due diligence on based upon subject minerals; and
f.Immediately bring to the attention of suppliers any reported smelters or refiners that are not third party conformant according to the Responsible Minerals Assurance Process (“RMAP”) process, or actively seeking RMAP assessment, and ask for alternative sourcing until those smelters or refiners become conformant.
The results of our RCOI and due diligence on the source and chain of custody of our necessary 3TG are the product of our iterative and advancing data collection process with our in-scope suppliers. This process is designed to obtain information regarding the smelters and refiners from which suppliers source 3TG minerals and to confirm the status of smelters or refiners as assessed by the RMAP to best determine the origin of the minerals.
For the 2021 reporting year, we asked suppliers that were in-scope for cobalt in the prior reporting year, as well as many of those in-scope for 3TG in the current reporting year, to indicate whether cobalt is present in parts provided, and if so to complete the CRT or Extended Mineral Reporting Template (“EMRT”). This request resulted in completion of 54 supplier CRTs and EMRTs showing sourcing from 66 known refiners/smelters. Third party audits are being completed for cobalt refiners like those for 3TG, which companies like Supermicro can use for due diligence. One cobalt smelter was identified as high-risk, and as result we asked all subject suppliers to find an alternative to that smelter. As of this report writing, six suppliers have indicated sourcing from the concerned smelter. We will continue to push for responsible sourcing of all minerals with mining and supply chain practices that pose risk to conflict and human rights.
V. Reasonable Country of Origin Inquiry and Results
We have adopted the CMRT to conduct a RCOI survey for in-scope suppliers. The refinement of our in-scope suppliers over the last nine years means to the best of our knowledge, all of our suppliers sourcing 3TG in 2021 have been requested to respond to the survey. The data on which we relied to determine the country of origin of the minerals was obtained through the survey of our suppliers, our use of RCOI information provided by the RMI and interaction with other RMI members through the Due Diligence Practices Team, as well as evidence from independent reports, such as Mining the Disclosures (Responsible Sourcing Network, 2019).
2
Our in-scope supplier responses included 76 declaring 3TG mineral sourcing from Covered Countries, 11 suppliers indicating 3TG sourcing from Covered Countries is unknown, and no suppliers indicating they sourced 3TG from three different smelters located in Covered Countries. This shows a similar number of suppliers declaring sourcing from Covered Countries between reporting years 2020 and 2021, and a drop from 68 to 11 in suppliers indicating “unknown” between these reporting years. In addition, continuing challenges in chain of custody verification surrounding 3TG, notably with gold, create mineral source uncertainty. Therefore, after conducting our RCOI, we determined it is likely the country of origin for some of the 3TG contained in our products are Covered Countries. Given this result, we determined that the Rule requires us to exercise due diligence on the source and chain of custody of the 3TG contained in our products, using a framework that conforms to a nationally or internationally recognized due diligence framework.
VI. Due Diligence Inquiry and Results
a.Due Diligence Framework
We have exercised due diligence on the source and chain of custody of the necessary 3TG used in our products to identify minerals originating from the Covered Countries that are not from scrap or recycled sources. The design of our due diligence processes has been developed to conform to the five-step framework proposed by the OECD Guidance and the related supplements for 3TG. Our due diligence process utilizes internal tracing and review efforts, the efforts of in-scope suppliers that we collect sourcing information, and the efforts of the RMI, Responsible Jewelry Council (“RJC”) and the London Bullion Market Association (“LBMA”).
b.Limitations on Due Diligence Measures
Our due diligence measures can provide only reasonable, not absolute, assurance regarding the source and chain of custody of the necessary 3TG. Our due diligence processes are based on the necessity of seeking data from our direct suppliers and those suppliers seeking similar information within their supply chains to identify the original sources of the necessary 3TG. We also rely, to a large extent, on information collected and provided by independent third-party audit programs. Such sources of information, as well as our smelters, may yield inaccurate or incomplete information.
c.Conformance with OECD Due Diligence Guidance
(i)Establishment of Strong Company Management Systems:
We have established a management system for complying with applicable conflict minerals reporting and disclosure rules. Our management system includes a Conflict Minerals Oversight Committee led by our Chief Financial Officer, and including our General Counsel, Senior VP of Operations, and VP of Compliance, and a team of subject matter leads across key departments are responsible for implementing our Conflict Minerals Program. The Conflict Minerals Oversight Committee is briefed periodically about the results of our due diligence efforts and reports to the Audit Committee of our Board of Directors.
We maintain our Responsible Mineral Sourcing Statement (former Conflict Minerals Policy) that states our position on the use of conflict minerals. Our Statement has been communicated to all existing suppliers and was provided to new suppliers as part of our supplier "onboarding" process. We have provided training to our related team members. Additionally, our policy is prominently posted on our public facing website.
(ii)Identification and Assessment of Risks in the Supply Chain:
To address risk of sourcing minerals that support conflict or rights abuses, we have made reasonable efforts to identify all in-scope suppliers by conducting a supply chain survey using the CMRT; requesting our in-scope suppliers to identify smelters and refiners and countries of origin of the 3TG in products they supply to us; comparing smelters and refiners identified by our supply chain survey against the list of facilities that are identified by RMI as conformant with the RMAP assessment protocols; examining where smelters source from through the RMI’s RCOI data; and requiring suppliers to update or explain incomplete, inaccurate or outdated information on CMRTs. Furthermore, we ask all suppliers to avoid using non-compliant or non-active smelters until they can obtain a compliant or actively seeking compliance status. We look at the various categories of smelters beyond RMAP “compliant” and determine whether incremental progress is being made, or whether smelters appear to be avoiding audit. Our Responsible Mineral Sourcing Statement minimizes the potential of onboarding any new suppliers who are not conformant with the RMAP assessment protocols, and thus not in alignment with our objective of sourcing from conflict-free suppliers. During 2021, we began preliminary outreach to smelters in our supply chain requesting they perform a Risk Readiness Assessment (RMAP tool) if not already completed, and intend to continue to evaluate such efforts in 2022 assuming Covid-19 barriers have been reduced.
(iii)Strategic Response to Identified Risks:
3
We have implemented a risk mitigation response to monitor and track suppliers, smelters and refiners identified as not meeting the requirements set forth in our Responsible Minerals Sourcing Statement or contractual requirements to determine their progress in meeting our policy. We will continuously make reasonable efforts to encourage suppliers who are sourcing from non-compliant smelters to move towards the use of compliant smelters. If a supplier fails to remedy the risks identified, we will escalate the matter to the Conflict Minerals Oversight Committee to determine whether to approve or reject the supplier based on the following factors: a cost and benefit analysis; evaluation of potential risk factors; any existing competitive bids; and whether the supplier is a single source supplier to the Company. We also respond directly to smelters about identified risk, where those smelters are commonly used. Of the two commonly used tin smelters who were contacted in the 2021 reporting cycle because they had shown unwillingness to proceed with the RMAP reassessment process, one such smelter has in the current reporting cycle indicated that has now become conformant and the other indicated it had suspended operations
(iv) Independent 3rd Party Audit of Smelter/Refiner’s Due Diligence Practices:
We do not independently perform direct audits of smelters or refiners. As an alternative, we consider information collected and provided by independent third-party audit programs, such as RMAP, the LBMA, and the RJC. And we perform direct outreach, and participate in industry efforts, including through the RMI, to influence smelters and refiners to voluntarily undergo the validation process under the RMAP.
(v) Report Annually on Supply Chain Due Diligence
A Form SD and a Conflict Minerals Report as an exhibit thereto are filed annually with the SEC. The Form SD and Conflict Minerals Report are also available on our website at https://ir.supermicro.com/financials/sec-filings/default.aspx.
d. Due Diligence Results
We collected 171 CMRT forms from 180 direct suppliers that we believe are in-scope for 3TG. Our efforts to collect missing CMRTs will continue. We once again re-reviewed our direct-material suppliers this reporting year, cross-referencing accounting/orders, approved vendors, and bills of material to identify suppliers that could be in-scope. Based on the responses that we received from our suppliers, we identified the following smelters and refiners in our supply chain for the 2021 reporting year:
•385 known smelters and refiners as potential sources of 3TG minerals,
•242 have been verified by the RMI to be conformant with the RMAP assessment protocols,
•22 are active (meaning they are in the process of being audited or have committed to the audit process),
•121 are validated smelters or refiners but are not conformant or active according to RMAP
Table 1 below presents, by mineral, the total number of smelters and refiners identified that are RMAP-conformant or actively seeking conformance for reporting year 2021. The percentage of conformant or in-process smelters is similar between our 2020 and 2021 reporting. We are emphasizing with suppliers the need to communicate upstream about the problematic smelters as well as alternatives for using them.
Table 1 - Smelters and Refiners Verified as RMAP-Conformant or actively seeking conformance by Mineral for reporting year 2021.
| Total Smelters and Refiners by Mineral | Number Conformant or In Process | ||||||||||
| Gold | 179 | 113 | |||||||||
| Tantalum | 43 | 39 | |||||||||
| Tin | 103 | 65 | |||||||||
| Tungsten | 60 | 47 | |||||||||
See Appendix I for a list, by name, of validated smelters and refiners found within our supply chain in reporting year 2021.
Supermicro’s stated policy is that all suppliers must directly or indirectly source 3TG from RMAP conformant (including cross-recognized) smelters. This remains an unachieved goal, where at least 143 smelters reported are not RMAP conformant. We are closer to reaching a separate goal of stopping sourcing from smelters that are “highest risk” for conflict minerals because they lack safeguards. We have compared risk assessments with other companies, including members of the Due Diligence Practices Team in the RMI, and hold a small number of gold smelters to be highest risk. In reporting year 2020, we had six suppliers report one or more of these highest risk smelters. In reporting year 2021, we have three suppliers reporting one or more of the highest risk
4
smelters, but have not received RY 2021 CMRTs from two of these suppliers. As we did in reporting year 2020, we have communicated to subject suppliers our expectation they execute a plan of action to remove these smelters.
The CMRTs we received indicate that 74 direct suppliers have 3TG sourcing from the Democratic Republic of Congo or an adjoining country. The CMRTs also show 69 direct suppliers have 3TG sourcing from CAHRA countries. The indicative list of CAHRAs created by a European Union project was our point of comparison, found here: https://www.cahraslist.net/cahras. Our goal, like other responsible sourcing companies, is to assure transparent and ethical sourcing from all locations, including those with greater risk of conflict or human rights abuse. Legitimate mining and sourcing assists with economic development that can enhance social progress that reduces these very risks.
Chart 1 - Countries where smelters and refiners of 3TG within our supply chain are located.
VII. Conclusion
The smelters and refiners listed in Appendix I represent the source of 3TG used in our products or production process according to our due diligence. The third-party audits supporting the RMAP process, information our suppliers otherwise obtain and report in
5
their CMRTs, and RCOI data provided by the RMI, establish our best understanding of the source of minerals further upstream for smelters and refiners. We are confident 3TG used in our products comes from Covered Countries given the number of suppliers reporting 3TG sourcing from these locations, but we cannot say with certainty whether any sourced materials are conflict minerals, meaning they support armed conflict or human rights abuses. It is undeterminable for this reporting year. Through due diligence progress we make each year, it is our belief risk is continuing to be reduced. Given the large number smelters in our supply chain that are RMAP conformant and the smelters we have in common with companies who are capable of due diligence upstream from smelters and refiners, we do not see evidence that sourcing in our supply chains benefits directly or indirectly armed groups.
VIII. Due Diligence Process Improvement Efforts
We plan to continue improvement efforts within our conflict minerals program, due to the level of complexity of our products, our downstream position in these supply chain, and continuing risk of conflict minerals. We intend to take the following steps to continue to improve our due diligence measures and to further mitigate the risk that trade in the conflict minerals contained in our products could benefit armed groups in Covered Countries:
a.Use the tools created by multi-stakeholder efforts that increase upstream due diligence and examine impact, including the risk areas and indicators developed in the OECD’s forthcoming Monitoring and Evaluation Framework for their five-step Due Diligence Guidance.
b.We will continue to review the practical implementation of blockchain pilot programs like the Responsible Sourcing Blockchain Network (“RSBN’), and decide whether participation will add visibility to upstream mineral transactions that advance due diligence.
c.Continue to focus our efforts on collaborating with industry peers through our membership in the RMI to improve the systems of transparency and control in our supply chain, including through our use of the latest revision of the CMRT in connection with our RCOI of our supply chain.
d.Continue to partner with others on joint-trainings in an effort to collaboratively increase knowledge of conflict minerals, alternatives to non-compliant smelters, and new transparency initiatives like RSBN.
e.Examine our support instruments, like software vendors, to refine the process for conducting follow-up with our surveyed suppliers to more effectively resolve incomplete, inaccurate or outdated responses in their surveys.
FORWARD LOOKING STATEMENTS
This Specialized Disclosure Report on Form SD and any exhibits hereto contain “forward-looking statements” about our plans, intentions, forecasts and other expectations concerning the Company's future actions to engage contract manufacturers, to identify to the extent possible the source of conflicts minerals in its products and to take other actions regarding its product sourcing. The Company's actual actions or results may differ materially from those expected or anticipated in the forward-looking statements due to both known and unknown risks and uncertainties. These forward-looking statements and other information are based on our beliefs as well as assumptions made by us using information currently available. In some cases, you can identify forward-looking statements by terminology including “would,” “could,” “may,” “will,” “should,” “expect,” “intend,” “plan,” “anticipate,” “believe,” “estimate,” “predict,” “potential,” or “continue,” the negative of these terms or other comparable terminology. Risks and uncertainties that could cause actual actions or results to differ include, without limitation, risks and uncertainties associated with the progress of industry and other supply chain transparency and smelter or refiner validation programs for conflict minerals, the possibility of inaccurate information, fraud and other irregularities, inadequate supplier education and knowledge, limitations on the ability or willingness of suppliers to provide more accurate, complete and detailed information and limitations on our ability to verify the accuracy or completeness of any supply chain information provided by suppliers, third-party audit programs or others. In addition, you should specifically consider various factors contained in our filings with the SEC, including those factors discussed under the caption “Risk Factors” in such filings. These factors may cause our actual results to differ materially from those anticipated or implied in the forward-looking statements. Our reporting obligations under the conflict minerals rules may change in the future and our ability to implement certain processes or obtain information from our suppliers may differ materially from those anticipated or implied in this report. We undertake no obligation to publicly update or revise any forward-looking statements, whether as a result of new information, future events or otherwise.
DOCUMENTS INCORPORATED BY REFERENCE
Unless otherwise expressly stated herein, no documents, third-party materials or references to websites (including Supermicro's) are incorporated by reference in, or to be considered to be a part of, this Conflict Minerals Report.
6
Appendix I
Smelters and Refineries Reported by Suppliers
| Smelter ID | Name | Country | Metal | ||||||||
| CID000004 | A.L.M.T. Corp. | JAPAN | Tungsten | ||||||||
| CID000015 | Advanced Chemical Company | UNITED STATES OF AMERICA | Gold | ||||||||
| CID000019 | Aida Chemical Industries Co., Ltd. | JAPAN | Gold | ||||||||
| CID000035 | Agosi AG | GERMANY | Gold | ||||||||
| CID000041 | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | Gold | ||||||||
| CID000058 | AngloGold Ashanti Corrego do Sitio Mineracao | BRAZIL | Gold | ||||||||
| CID000077 | Argor-Heraeus S.A. | SWITZERLAND | Gold | ||||||||
| CID000082 | Asahi Pretec Corp. | JAPAN | Gold | ||||||||
| CID000090 | Asaka Riken Co., Ltd. | JAPAN | Gold | ||||||||
| CID000092 | Asaka Riken Co., Ltd. | JAPAN | Tantalum | ||||||||
| CID000103 | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | Gold | ||||||||
| CID000105 | Kennametal Huntsville | UNITED STATES OF AMERICA | Tungsten | ||||||||
| CID000113 | Aurubis AG | GERMANY | Gold | ||||||||
| CID000128 | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | Gold | ||||||||
| CID000157 | Boliden AB | SWEDEN | Gold | ||||||||
| CID000176 | C. Hafner GmbH + Co. KG | GERMANY | Gold | ||||||||
| CID000180 | Caridad | MEXICO | Gold | ||||||||
| CID000185 | CCR Refinery - Glencore Canada Corporation | CANADA | Gold | ||||||||
| CID000189 | Cendres + Metaux S.A. | SWITZERLAND | Gold | ||||||||
| CID000197 | Yunnan Copper Industry Co., Ltd. | CHINA | Gold | ||||||||
| CID000211 | Changsha South Tantalum Niobium Co., Ltd. | CHINA | Tantalum | ||||||||
| CID000218 | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | Tungsten | ||||||||
| CID000228 | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA | Tin | ||||||||
| CID000233 | Chimet S.p.A. | ITALY | Gold | ||||||||
| CID000244 | Jiangxi Ketai Advanced Material Co., Ltd. | CHINA | Tin | ||||||||
| CID000258 | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | Tungsten | ||||||||
| CID000264 | Chugai Mining | JAPAN | Gold | ||||||||
| CID000278 | CNMC (Guangxi) PGMA Co., Ltd. | CHINA | Tin | ||||||||
| CID000281 | CNMC (Guangxi) PGMA Co., Ltd. | CHINA | Tungsten | ||||||||
| CID000291 | Guangdong Rising Rare Metals-EO Materials Ltd. | CHINA | Tantalum | ||||||||
| CID000292 | Alpha | UNITED STATES OF AMERICA | Tin | ||||||||
| CID000295 | Cooperativa Metalurgica de Rondonia Ltda. | BRAZIL | Tin | ||||||||
| CID000306 | CV Gita Pesona | INDONESIA | Tin | ||||||||
| CID000309 | PT Aries Kencana Sejahtera | INDONESIA | Tin | ||||||||
| CID000313 | PT Premium Tin Indonesia | INDONESIA | Tin | ||||||||
| CID000315 | CV United Smelting | INDONESIA | Tin | ||||||||
| CID000328 | Daejin Indus Co., Ltd. | KOREA, REPUBLIC OF | Gold | ||||||||
| CID000343 | Daye Non-Ferrous Metals Mining Ltd. | CHINA | Gold | ||||||||
| CID000359 | DSC (Do Sung Corporation) | KOREA, REPUBLIC OF | Gold | ||||||||
| CID000362 | DODUCO Contacts and Refining GmbH | GERMANY | Gold | ||||||||
| CID000401 | Dowa | JAPAN | Gold | ||||||||
| CID000402 | Dowa | JAPAN | Tin | ||||||||
| CID000410 | Duoluoshan | CHINA | Tantalum | ||||||||
| CID000425 | Eco-System Recycling Co., Ltd. East Plant | JAPAN | Gold | ||||||||
A-1
| CID000438 | EM Vinto | BOLIVIA (PLURINATIONAL STATE OF) | Tin | ||||||||
| CID000448 | Estanho de Rondonia S.A. | BRAZIL | Tin | ||||||||
| CID000456 | Exotech Inc. | UNITED STATES OF AMERICA | Tantalum | ||||||||
| CID000460 | F&X Electro-Materials Ltd. | CHINA | Tantalum | ||||||||
| CID000468 | Fenix Metals | POLAND | Tin | ||||||||
| CID000493 | JSC Novosibirsk Refinery | RUSSIAN FEDERATION | Gold | ||||||||
| CID000499 | Fujian Jinxin Tungsten Co., Ltd. | CHINA | Tungsten | ||||||||
| CID000522 | Refinery of Seemine Gold Co., Ltd. | CHINA | Gold | ||||||||
| CID000538 | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | Tin | ||||||||
| CID000555 | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA | Tin | ||||||||
| CID000568 | Global Tungsten & Powders Corp. | UNITED STATES OF AMERICA | Tungsten | ||||||||
| CID000616 | XIMEI RESOURCES (GUANGDONG) LIMITED | CHINA | Tantalum | ||||||||
| CID000651 | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA | Gold | ||||||||
| CID000671 | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | Gold | ||||||||
| CID000689 | LT Metal Ltd. | KOREA, REPUBLIC OF | Gold | ||||||||
| CID000694 | Heimerle + Meule GmbH | GERMANY | Gold | ||||||||
| CID000707 | Heraeus Metals Hong Kong Ltd. | CHINA | Gold | ||||||||
| CID000711 | Heraeus Germany GmbH Co. KG | GERMANY | Gold | ||||||||
| CID000760 | Huichang Jinshunda Tin Co., Ltd. | CHINA | Tin | ||||||||
| CID000766 | Hunan Chenzhou Mining Co., Ltd. | CHINA | Tungsten | ||||||||
| CID000767 | Hunan Chenzhou Mining Co., Ltd. | CHINA | Gold | ||||||||
| CID000769 | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | Tungsten | ||||||||
| CID000773 | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | CHINA | Gold | ||||||||
| CID000778 | HwaSeong CJ CO., LTD. | KOREA, REPUBLIC OF | Gold | ||||||||
| CID000801 | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA | Gold | ||||||||
| CID000807 | Ishifuku Metal Industry Co., Ltd. | JAPAN | Gold | ||||||||
| CID000814 | Istanbul Gold Refinery | TURKEY | Gold | ||||||||
| CID000823 | Japan Mint | JAPAN | Gold | ||||||||
| CID000825 | Japan New Metals Co., Ltd. | JAPAN | Tungsten | ||||||||
| CID000855 | Jiangxi Copper Co., Ltd. | CHINA | Gold | ||||||||
| CID000875 | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | Tungsten | ||||||||
| CID000914 | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | Tantalum | ||||||||
| CID000917 | Jiujiang Tanbre Co., Ltd. | CHINA | Tantalum | ||||||||
| CID000920 | Asahi Refining USA Inc. | UNITED STATES OF AMERICA | Gold | ||||||||
| CID000924 | Asahi Refining Canada Ltd. | CANADA | Gold | ||||||||
| CID000927 | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | Gold | ||||||||
| CID000929 | JSC Uralelectromed | RUSSIAN FEDERATION | Gold | ||||||||
| CID000937 | JX Nippon Mining & Metals Co., Ltd. | JAPAN | Gold | ||||||||
| CID000942 | Gejiu Kai Meng Industry and Trade LLC | CHINA | Tin | ||||||||
| CID000956 | Kazakhmys Smelting LLC | KAZAKHSTAN | Gold | ||||||||
| CID000957 | Kazzinc | KAZAKHSTAN | Gold | ||||||||
| CID000966 | Kennametal Fallon | UNITED STATES OF AMERICA | Tungsten | ||||||||
A-2
| CID000969 | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA | Gold | ||||||||
| CID000973 | King-Tan Tantalum Industry Ltd. | CHINA | Tantalum | ||||||||
| CID000981 | Kojima Chemicals Co., Ltd. | JAPAN | Gold | ||||||||
| CID001029 | Kyrgyzaltyn JSC | KYRGYZSTAN | Gold | ||||||||
| CID001032 | L'azurde Company For Jewelry | SAUDI ARABIA | Gold | ||||||||
| CID001056 | Lingbao Gold Co., Ltd. | CHINA | Gold | ||||||||
| CID001058 | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA | Gold | ||||||||
| CID001070 | China Tin Group Co., Ltd. | CHINA | Tin | ||||||||
| CID001076 | AMG Brasil | BRAZIL | Tantalum | ||||||||
| CID001078 | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF | Gold | ||||||||
| CID001093 | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA | Gold | ||||||||
| CID001105 | Malaysia Smelting Corporation (MSC) | MALAYSIA | Tin | ||||||||
| CID001113 | Materion | UNITED STATES OF AMERICA | Gold | ||||||||
| CID001119 | Matsuda Sangyo Co., Ltd. | JAPAN | Gold | ||||||||
| CID001142 | Metallic Resources, Inc. | UNITED STATES OF AMERICA | Tin | ||||||||
| CID001147 | Metalor Technologies (Suzhou) Ltd. | CHINA | Gold | ||||||||
| CID001149 | Metalor Technologies (Hong Kong) Ltd. | CHINA | Gold | ||||||||
| CID001152 | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | Gold | ||||||||
| CID001153 | Metalor Technologies S.A. | SWITZERLAND | Gold | ||||||||
| CID001157 | Metalor USA Refining Corporation | UNITED STATES OF AMERICA | Gold | ||||||||
| CID001161 | Metalurgica Met-Mex Penoles S.A. De C.V. | MEXICO | Gold | ||||||||
| CID001163 | Metallurgical Products India Pvt., Ltd. | INDIA | Tantalum | ||||||||
| CID001173 | Mineracao Taboca S.A. | BRAZIL | Tin | ||||||||
| CID001175 | Mineracao Taboca S.A. | BRAZIL | Tantalum | ||||||||
| CID001182 | Minsur | PERU | Tin | ||||||||
| CID001188 | Mitsubishi Materials Corporation | JAPAN | Gold | ||||||||
| CID001191 | Mitsubishi Materials Corporation | JAPAN | Tin | ||||||||
| CID001192 | Mitsui Mining and Smelting Co., Ltd. | JAPAN | Tantalum | ||||||||
| CID001193 | Mitsui Mining and Smelting Co., Ltd. | JAPAN | Gold | ||||||||
| CID001200 | NPM Silmet AS | ESTONIA | Tantalum | ||||||||
| CID001204 | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | Gold | ||||||||
| CID001220 | Nadir Metal Rafineri San. Ve Tic. A.S. | TURKEY | Gold | ||||||||
| CID001231 | Jiangxi New Nanshan Technology Ltd. | CHINA | Tin | ||||||||
| CID001236 | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | Gold | ||||||||
| CID001259 | Nihon Material Co., Ltd. | JAPAN | Gold | ||||||||
| CID001277 | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | Tantalum | ||||||||
| CID001305 | Novosibirsk Processing Plant Ltd. | RUSSIAN FEDERATION | Tin | ||||||||
| CID001314 | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | Tin | ||||||||
| CID001322 | Elemetal Refining, LLC | UNITED STATES OF AMERICA | Gold | ||||||||
| CID001325 | Ohura Precious Metal Industry Co., Ltd. | JAPAN | Gold | ||||||||
| CID001326 | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | RUSSIAN FEDERATION | Gold | ||||||||
| CID001337 | Operaciones Metalurgicas S.A. | BOLIVIA (PLURINATIONAL STATE OF) | Tin | ||||||||
| CID001352 | PAMP S.A. | SWITZERLAND | Gold | ||||||||
A-3
| CID001362 | Penglai Penggang Gold Industry Co., Ltd. | CHINA | Gold | ||||||||
| CID001386 | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | Gold | ||||||||
| CID001397 | PT Aneka Tambang (Persero) Tbk | INDONESIA | Gold | ||||||||
| CID001399 | PT Artha Cipta Langgeng | INDONESIA | Tin | ||||||||
| CID001402 | PT Babel Inti Perkasa | INDONESIA | Tin | ||||||||
| CID001406 | PT Babel Surya Alam Lestari | INDONESIA | Tin | ||||||||
| CID001419 | PT Bangka Tin Industry | INDONESIA | Tin | ||||||||
| CID001421 | PT Belitung Industri Sejahtera | INDONESIA | Tin | ||||||||
| CID001428 | PT Bukit Timah | INDONESIA | Tin | ||||||||
| CID001434 | PT DS Jaya Abadi | INDONESIA | Tin | ||||||||
| CID001438 | PT Eunindo Usaha Mandiri | INDONESIA | Tin | ||||||||
| CID001448 | PT Karimun Mining | INDONESIA | Tin | ||||||||
| CID001453 | PT Mitra Stania Prima | INDONESIA | Tin | ||||||||
| CID001457 | PT Panca Mega Persada | INDONESIA | Tin | ||||||||
| CID001458 | PT Prima Timah Utama | INDONESIA | Tin | ||||||||
| CID001460 | PT Refined Bangka Tin | INDONESIA | Tin | ||||||||
| CID001463 | PT Sariwiguna Binasentosa | INDONESIA | Tin | ||||||||
| CID001468 | PT Stanindo Inti Perkasa | INDONESIA | Tin | ||||||||
| CID001471 | PT Sumber Jaya Indah | INDONESIA | Tin | ||||||||
| CID001477 | PT Timah Tbk Kundur | INDONESIA | Tin | ||||||||
| CID001482 | PT Timah Tbk Mentok | INDONESIA | Tin | ||||||||
| CID001486 | PT Timah Nusantara | INDONESIA | Tin | ||||||||
| CID001490 | PT Tinindo Inter Nusa | INDONESIA | Tin | ||||||||
| CID001493 | PT Tommy Utama | INDONESIA | Tin | ||||||||
| CID001498 | PX Precinox S.A. | SWITZERLAND | Gold | ||||||||
| CID001508 | QuantumClean | UNITED STATES OF AMERICA | Tantalum | ||||||||
| CID001512 | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | Gold | ||||||||
| CID001522 | Yanling Jincheng Tantalum & Niobium Co., Ltd. | CHINA | Tantalum | ||||||||
| CID001534 | Royal Canadian Mint | CANADA | Gold | ||||||||
| CID001539 | Rui Da Hung | TAIWAN, PROVINCE OF CHINA | Tin | ||||||||
| CID001546 | Sabin Metal Corp. | UNITED STATES OF AMERICA | Gold | ||||||||
| CID001555 | Samduck Precious Metals | KOREA, REPUBLIC OF | Gold | ||||||||
| CID001562 | Samwon Metals Corp. | KOREA, REPUBLIC OF | Gold | ||||||||
| CID001573 | Schone Edelmetaal B.V. | NETHERLANDS | Gold | ||||||||
| CID001585 | SEMPSA Joyeria Plateria S.A. | SPAIN | Gold | ||||||||
| CID001619 | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA | Gold | ||||||||
| CID001622 | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | Gold | ||||||||
| CID001736 | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | Gold | ||||||||
| CID001756 | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | Gold | ||||||||
| CID001758 | Soft Metais Ltda. | BRAZIL | Tin | ||||||||
| CID001761 | Solar Applied Materials Technology Corp. | TAIWAN, PROVINCE OF CHINA | Gold | ||||||||
| CID001769 | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | Tantalum | ||||||||
| CID001798 | Sumitomo Metal Mining Co., Ltd. | JAPAN | Gold | ||||||||
A-4
| CID001810 | Super Dragon Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA | Gold | ||||||||
| CID001869 | Taki Chemical Co., Ltd. | JAPAN | Tantalum | ||||||||
| CID001875 | Tanaka Kikinzoku Kogyo K.K. | JAPAN | Gold | ||||||||
| CID001889 | Tejing (Vietnam) Tungsten Co., Ltd. | VIET NAM | Tungsten | ||||||||
| CID001891 | Telex Metals | UNITED STATES OF AMERICA | Tantalum | ||||||||
| CID001898 | Thaisarco | THAILAND | Tin | ||||||||
| CID001908 | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | Tin | ||||||||
| CID001909 | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA | Gold | ||||||||
| CID001916 | Shandong Gold Smelting Co., Ltd. | CHINA | Gold | ||||||||
| CID001938 | Tokuriki Honten Co., Ltd. | JAPAN | Gold | ||||||||
| CID001947 | Tongling Nonferrous Metals Group Co., Ltd. | CHINA | Gold | ||||||||
| CID001955 | Torecom | KOREA, REPUBLIC OF | Gold | ||||||||
| CID001969 | Ulba Metallurgical Plant JSC | KAZAKHSTAN | Tantalum | ||||||||
| CID001977 | Umicore Brasil Ltda. | BRAZIL | Gold | ||||||||
| CID001980 | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM | Gold | ||||||||
| CID001993 | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA | Gold | ||||||||
| CID002003 | Valcambi S.A. | SWITZERLAND | Gold | ||||||||
| CID002011 | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIET NAM | Tungsten | ||||||||
| CID002015 | VQB Mineral and Trading Group JSC | VIET NAM | Tin | ||||||||
| CID002030 | Western Australian Mint (T/a The Perth Mint) | AUSTRALIA | Gold | ||||||||
| CID002036 | White Solder Metalurgia e Mineracao Ltda. | BRAZIL | Tin | ||||||||
| CID002044 | Wolfram Bergbau und Hutten AG | AUSTRIA | Tungsten | ||||||||
| CID002082 | Xiamen Tungsten Co., Ltd. | CHINA | Tungsten | ||||||||
| CID002095 | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA | Tungsten | ||||||||
| CID002100 | Yamakin Co., Ltd. | JAPAN | Gold | ||||||||
| CID002129 | Yokohama Metal Co., Ltd. | JAPAN | Gold | ||||||||
| CID002158 | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | Tin | ||||||||
| CID002180 | Tin Smelting Branch of Yunnan Tin Co., Ltd. | CHINA | Tin | ||||||||
| CID002224 | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | Gold | ||||||||
| CID002243 | Gold Refinery of Zijin Mining Group Co., Ltd. | CHINA | Gold | ||||||||
| CID002282 | Morris and Watson | NEW ZEALAND | Gold | ||||||||
| CID002290 | SAFINA A.S. | CZECHIA | Gold | ||||||||
| CID002307 | Yichun Jin Yang Rare Metal Co., Ltd. | CHINA | Tantalum | ||||||||
| CID002312 | Guangdong Jinding Gold Limited | CHINA | Gold | ||||||||
| CID002313 | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA | Tungsten | ||||||||
| CID002314 | Umicore Precious Metals Thailand | THAILAND | Gold | ||||||||
| CID002315 | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | Tungsten | ||||||||
| CID002316 | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | Tungsten | ||||||||
| CID002317 | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | Tungsten | ||||||||
| CID002318 | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | Tungsten | ||||||||
| CID002319 | Malipo Haiyu Tungsten Co., Ltd. | CHINA | Tungsten | ||||||||
| CID002320 | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | Tungsten | ||||||||
| CID002321 | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | Tungsten | ||||||||
| CID002455 | CV Venus Inti Perkasa | INDONESIA | Tin | ||||||||
| CID002459 | Geib Refining Corporation | UNITED STATES OF AMERICA | Gold | ||||||||
| CID002468 | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL | Tin | ||||||||
| CID002478 | PT Tirus Putra Mandiri | INDONESIA | Tin | ||||||||
| CID002492 | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | Tantalum | ||||||||
A-5
| CID002494 | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | Tungsten | ||||||||
| CID002500 | Melt Metais e Ligas S.A. | BRAZIL | Tin | ||||||||
| CID002502 | Asia Tungsten Products Vietnam Ltd. | VIET NAM | Tungsten | ||||||||
| CID002503 | PT ATD Makmur Mandiri Jaya | INDONESIA | Tin | ||||||||
| CID002504 | D Block Metals, LLC | UNITED STATES OF AMERICA | Tantalum | ||||||||
| CID002505 | FIR Metals & Resource Ltd. | CHINA | Tantalum | ||||||||
| CID002506 | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | Tantalum | ||||||||
| CID002508 | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | Tantalum | ||||||||
| CID002509 | MMTC-PAMP India Pvt., Ltd. | INDIA | Gold | ||||||||
| CID002510 | Republic Metals Corporation | UNITED STATES OF AMERICA | Gold | ||||||||
| CID002511 | KGHM Polska Miedz Spolka Akcyjna | POLAND | Gold | ||||||||
| CID002512 | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | Tantalum | ||||||||
| CID002513 | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | Tungsten | ||||||||
| CID002515 | Fidelity Printers and Refiners Ltd. | ZIMBABWE | Gold | ||||||||
| CID002516 | Singway Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA | Gold | ||||||||
| CID002517 | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | Tin | ||||||||
| CID002525 | Shandong Humon Smelting Co., Ltd. | CHINA | Gold | ||||||||
| CID002527 | Shenzhen Zhonghenglong Real Industry Co., Ltd. | CHINA | Gold | ||||||||
| CID002530 | PT Inti Stania Prima | INDONESIA | Tin | ||||||||
| CID002535 | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | CHINA | Tungsten | ||||||||
| CID002536 | Ganzhou Yatai Tungsten Co., Ltd. | CHINA | Tungsten | ||||||||
| CID002539 | KEMET de Mexico | MEXICO | Tantalum | ||||||||
| CID002541 | H.C. Starck Tungsten GmbH | GERMANY | Tungsten | ||||||||
| CID002542 | TANIOBIS Smelting GmbH & Co. KG | GERMANY | Tungsten | ||||||||
| CID002543 | Masan High-Tech Materials | VIET NAM | Tungsten | ||||||||
| CID002544 | TANIOBIS Co., Ltd. | THAILAND | Tantalum | ||||||||
| CID002545 | TANIOBIS GmbH | GERMANY | Tantalum | ||||||||
| CID002547 | H.C. Starck Hermsdorf GmbH | GERMANY | Tantalum | ||||||||
| CID002548 | H.C. Starck Inc. | UNITED STATES OF AMERICA | Tantalum | ||||||||
| CID002549 | TANIOBIS Japan Co., Ltd. | JAPAN | Tantalum | ||||||||
| CID002550 | TANIOBIS Smelting GmbH & Co. KG | GERMANY | Tantalum | ||||||||
| CID002551 | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | Tungsten | ||||||||
| CID002557 | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA | Tantalum | ||||||||
| CID002558 | Global Advanced Metals Aizu | JAPAN | Tantalum | ||||||||
| CID002560 | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES | Gold | ||||||||
| CID002561 | Emirates Gold DMCC | UNITED ARAB EMIRATES | Gold | ||||||||
| CID002562 | International Precious Metal Refiners | UNITED ARAB EMIRATES | Gold | ||||||||
| CID002563 | Kaloti Precious Metals | UNITED ARAB EMIRATES | Gold | ||||||||
| CID002567 | Sudan Gold Refinery | SUDAN | Gold | ||||||||
| CID002568 | KEMET Blue Powder | UNITED STATES OF AMERICA | Tantalum | ||||||||
| CID002570 | CV Ayi Jaya | INDONESIA | Tin | ||||||||
| CID002572 | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIET NAM | Tin | ||||||||
| CID002573 | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM | Tin | ||||||||
A-6
| CID002574 | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIET NAM | Tin | ||||||||
| CID002579 | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA | Tungsten | ||||||||
| CID002580 | T.C.A S.p.A | ITALY | Gold | ||||||||
| CID002582 | REMONDIS PMR B.V. | NETHERLANDS | Gold | ||||||||
| CID002584 | Fujairah Gold FZC | UNITED ARAB EMIRATES | Gold | ||||||||
| CID002587 | Industrial Refining Company | BELGIUM | Gold | ||||||||
| CID002588 | Shirpur Gold Refinery Ltd. | INDIA | Gold | ||||||||
| CID002589 | Niagara Refining LLC | UNITED STATES OF AMERICA | Tungsten | ||||||||
| CID002592 | CV Dua Sekawan | INDONESIA | Tin | ||||||||
| CID002593 | PT Rajehan Ariq | INDONESIA | Tin | ||||||||
| CID002605 | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF | Gold | ||||||||
| CID002606 | Marsam Metals | BRAZIL | Gold | ||||||||
| CID002615 | TOO Tau-Ken-Altyn | KAZAKHSTAN | Gold | ||||||||
| CID002641 | China Molybdenum Tungsten Co., Ltd. | CHINA | Tungsten | ||||||||
| CID002645 | Ganzhou Haichuang Tungsten Co., Ltd. | CHINA | Tungsten | ||||||||
| CID002647 | Jiangxi Xianglu Tungsten Co., Ltd. | CHINA | Tungsten | ||||||||
| CID002649 | Hydrometallurg, JSC | RUSSIAN FEDERATION | Tungsten | ||||||||
| CID002696 | PT Cipta Persada Mulia | INDONESIA | Tin | ||||||||
| CID002703 | An Vinh Joint Stock Mineral Processing Company | VIET NAM | Tin | ||||||||
| CID002706 | Resind Industria e Comercio Ltda. | BRAZIL | Tin | ||||||||
| CID002707 | Resind Industria e Comercio Ltda. | BRAZIL | Tantalum | ||||||||
| CID002708 | Abington Reldan Metals, LLC | UNITED STATES OF AMERICA | Gold | ||||||||
| CID002724 | Unecha Refractory metals plant | RUSSIAN FEDERATION | Tungsten | ||||||||
| CID002756 | Super Ligas | BRAZIL | Tin | ||||||||
| CID002761 | SAAMP | FRANCE | Gold | ||||||||
| CID002762 | L'Orfebre S.A. | ANDORRA | Gold | ||||||||
| CID002763 | 8853 S.p.A. | ITALY | Gold | ||||||||
| CID002765 | Italpreziosi | ITALY | Gold | ||||||||
| CID002773 | Metallo Belgium N.V. | BELGIUM | Tin | ||||||||
| CID002774 | Metallo Spain S.L.U. | SPAIN | Tin | ||||||||
| CID002776 | PT Bangka Prima Tin | INDONESIA | Tin | ||||||||
| CID002777 | SAXONIA Edelmetalle GmbH | GERMANY | Gold | ||||||||
| CID002778 | WIELAND Edelmetalle GmbH | GERMANY | Gold | ||||||||
| CID002779 | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | Gold | ||||||||
| CID002815 | South-East Nonferrous Metal Company Limited of Hengyang City | CHINA | Tungsten | ||||||||
| CID002816 | PT Sukses Inti Makmur | INDONESIA | Tin | ||||||||
| CID002827 | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES | Tungsten | ||||||||
| CID002829 | PT Kijang Jaya Mandiri | INDONESIA | Tin | ||||||||
| CID002830 | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA | Tungsten | ||||||||
| CID002833 | ACL Metais Eireli | BRAZIL | Tungsten | ||||||||
| CID002834 | Thai Nguyen Mining and Metallurgy Co., Ltd. | VIET NAM | Tin | ||||||||
| CID002835 | PT Menara Cipta Mulia | INDONESIA | Tin | ||||||||
| CID002842 | Jiangxi Tuohong New Raw Material | CHINA | Tantalum | ||||||||
A-7
| CID002843 | Woltech Korea Co., Ltd. | KOREA, REPUBLIC OF | Tungsten | ||||||||
| CID002844 | HuiChang Hill Tin Industry Co., Ltd. | CHINA | Tin | ||||||||
| CID002845 | Moliren Ltd. | RUSSIAN FEDERATION | Tungsten | ||||||||
| CID002847 | Meta Materials | NORTH MACEDONIA, REPUBLIC OF | Tantalum | ||||||||
| CID002848 | Gejiu Fengming Metallurgy Chemical Plant | CHINA | Tin | ||||||||
| CID002849 | Guanyang Guida Nonferrous Metal Smelting Plant | CHINA | Tin | ||||||||
| CID002850 | AU Traders and Refiners | SOUTH AFRICA | Gold | ||||||||
| CID002852 | GGC Gujrat Gold Centre Pvt. Ltd. | INDIA | Gold | ||||||||
| CID002853 | Sai Refinery | INDIA | Gold | ||||||||
| CID002857 | Modeltech Sdn Bhd | MALAYSIA | Gold | ||||||||
| CID002858 | Modeltech Sdn Bhd | MALAYSIA | Tin | ||||||||
| CID002859 | Gejiu Jinye Mineral Company | CHINA | Tin | ||||||||
| CID002863 | Bangalore Refinery | INDIA | Gold | ||||||||
| CID002865 | Kyshtym Copper-Electrolytic Plant ZAO | RUSSIAN FEDERATION | Gold | ||||||||
| CID002866 | Morris and Watson Gold Coast | AUSTRALIA | Gold | ||||||||
| CID002867 | Degussa Sonne / Mond Goldhandel GmbH | GERMANY | Gold | ||||||||
| CID002870 | PT Lautan Harmonis Sejahtera | INDONESIA | Tin | ||||||||
| CID002872 | Pease & Curren | UNITED STATES OF AMERICA | Gold | ||||||||
| CID002893 | JALAN & Company | INDIA | Gold | ||||||||
| CID002918 | SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF | Gold | ||||||||
| CID002919 | Planta Recuperadora de Metales SpA | CHILE | Gold | ||||||||
| CID002973 | Safimet S.p.A | ITALY | Gold | ||||||||
| CID003116 | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CHINA | Tin | ||||||||
| CID003153 | State Research Institute Center for Physical Sciences and Technology | LITHUANIA | Gold | ||||||||
| CID003182 | Hunan Litian Tungsten Industry Co., Ltd. | CHINA | Tungsten | ||||||||
| CID003185 | African Gold Refinery | UGANDA | Gold | ||||||||
| CID003186 | Gold Coast Refinery | GHANA | Gold | ||||||||
| CID003189 | NH Recytech Company | KOREA, REPUBLIC OF | Gold | ||||||||
| CID003190 | Chifeng Dajingzi Tin Industry Co., Ltd. | CHINA | Tin | ||||||||
| CID003205 | PT Bangka Serumpun | INDONESIA | Tin | ||||||||
| CID003208 | Pongpipat Company Limited | MYANMAR | Tin | ||||||||
| CID003324 | QG Refining, LLC | UNITED STATES OF AMERICA | Gold | ||||||||
| CID003325 | Tin Technology & Refining | UNITED STATES OF AMERICA | Tin | ||||||||
| CID003348 | Dijllah Gold Refinery FZC | UNITED ARAB EMIRATES | Gold | ||||||||
| CID003356 | Dongguan CiEXPO Environmental Engineering Co., Ltd. | CHINA | Tin | ||||||||
| CID003379 | Ma'anshan Weitai Tin Co., Ltd. | CHINA | Tin | ||||||||
| CID003380 | PT Masbro Alam Stania | INDONESIA | Tin | ||||||||
| CID003381 | PT Rajawali Rimba Perkasa | INDONESIA | Tin | ||||||||
| CID003382 | CGR Metalloys Pvt Ltd. | INDIA | Gold | ||||||||
| CID003383 | Sovereign Metals | INDIA | Gold | ||||||||
| CID003387 | Luna Smelter, Ltd. | RWANDA | Tin | ||||||||
| CID003388 | KGETS Co., Ltd. | KOREA, REPUBLIC OF | Tungsten | ||||||||
A-8
| CID003397 | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | CHINA | Tin | ||||||||
| CID003401 | Fujian Ganmin RareMetal Co., Ltd. | CHINA | Tungsten | ||||||||
| CID003407 | Lianyou Metals Co., Ltd. | TAIWAN, PROVINCE OF CHINA | Tungsten | ||||||||
| CID003408 | JSC "Kirovgrad Hard Alloys Plant" | RUSSIAN FEDERATION | Tungsten | ||||||||
| CID003409 | Precious Minerals and Smelting Limited | INDIA | Tin | ||||||||
| CID003410 | Gejiu City Fuxiang Industry and Trade Co., Ltd. | CHINA | Tin | ||||||||
| CID003416 | NPP Tyazhmetprom LLC | RUSSIAN FEDERATION | Tungsten | ||||||||
| CID003417 | Jingmen Dewei GEM Tungsten Resources Recycling Co., Ltd. | CHINA | Tungsten | ||||||||
| CID003421 | C.I Metales Procesados Industriales SAS | COLOMBIA | Gold | ||||||||
| CID003424 | Eco-System Recycling Co., Ltd. North Plant | JAPAN | Gold | ||||||||
| CID003425 | Eco-System Recycling Co., Ltd. West Plant | JAPAN | Gold | ||||||||
| CID003427 | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | BRAZIL | Tungsten | ||||||||
| CID003449 | PT Mitra Sukses Globalindo | INDONESIA | Tin | ||||||||
| CID003461 | Augmont Enterprises Private Limited | INDIA | Gold | ||||||||
| CID003463 | Kundan Care Products Ltd. | INDIA | Gold | ||||||||
| CID003468 | Cronimet Brasil Ltda | BRAZIL | Tungsten | ||||||||
| CID003486 | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | BRAZIL | Tin | ||||||||
| CID003487 | Emerald Jewel Industry India Limited (Unit 1) | INDIA | Gold | ||||||||
| CID003488 | Emerald Jewel Industry India Limited (Unit 2) | INDIA | Gold | ||||||||
| CID003489 | Emerald Jewel Industry India Limited (Unit 3) | INDIA | Gold | ||||||||
| CID003490 | Emerald Jewel Industry India Limited (Unit 4) | INDIA | Gold | ||||||||
| CID003497 | K.A. Rasmussen | NORWAY | Gold | ||||||||
| CID003500 | Alexy Metals | UNITED STATES OF AMERICA | Gold | ||||||||
| CID003524 | CRM Synergies | SPAIN | Tin | ||||||||
| CID003529 | Sancus ZFS (L’Orfebre, SA) | COLOMBIA | Gold | ||||||||
| CID003540 | Sellem Industries Ltd. | MAURITANIA | Gold | ||||||||
| CID003548 | MD Overseas | INDIA | Gold | ||||||||
| CID003553 | Artek LLC | RUSSIAN FEDERATION | Tungsten | ||||||||
| CID003557 | Metallix Refining Inc. | UNITED STATES OF AMERICA | Gold | ||||||||
| CID003575 | Metal Concentrators SA (Pty) Ltd. | SOUTH AFRICA | Gold | ||||||||
| CID003582 | Fabrica Auricchio Industria e Comercio Ltda. | BRAZIL | Tin | ||||||||
| CID003583 | RFH Yancheng Jinye New Material Technology Co., Ltd. | CHINA | Tantalum | ||||||||
| CID003609 | Fujian Xinlu Tungsten | CHINA | Tungsten | ||||||||
| CID003612 | OOO “Technolom” 2 | RUSSIAN FEDERATION | Tungsten | ||||||||
| CID003614 | OOO “Technolom” 1 | RUSSIAN FEDERATION | Tungsten | ||||||||
| CID003615 | WEEEREFINING | FRANCE | Gold | ||||||||
| CID003617 | Value Trading | BELGIUM | Gold | ||||||||
A-9