The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 505 | 12,247 | SH | SOLE | NONE | 0 | 0 | 12,247 | |
AMAZON COM INC | COM | 023135106 | 1,977 | 628 | SH | SOLE | NONE | 0 | 0 | 628 | |
APPLE INC | COM | 037833100 | 2,685 | 23,186 | SH | SOLE | NONE | 0 | 0 | 23,186 | |
BARCLAYS BANK PLC | DJUBS CMDT ETN36 | 06738C778 | 829 | 42,578 | SH | SOLE | NONE | 0 | 0 | 42,578 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 6,409 | 30,097 | SH | SOLE | NONE | 0 | 0 | 30,097 | |
CONSOLIDATED EDISON INC | COM | 209115104 | 504 | 6,483 | SH | SOLE | NONE | 0 | 0 | 6,483 | |
DIREXION SHS ETF TR | DLY GOLD INDX 2X | 25460G781 | 254 | 3,000 | SH | SOLE | NONE | 0 | 0 | 3,000 | |
DIREXION SHS ETF TR | DAILY JR GLD MIN | 25460G831 | 645 | 5,000 | SH | SOLE | NONE | 0 | 0 | 5,000 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 209 | 1,683 | SH | SOLE | NONE | 0 | 0 | 1,683 | |
DUKE REALTY CORP | COM NEW | 264411505 | 266 | 7,200 | SH | SOLE | NONE | 0 | 0 | 7,200 | |
ETF MANAGERS TR | PRIME CYBR SCRTY | 26924G201 | 1,918 | 41,216 | SH | SOLE | NONE | 0 | 0 | 41,216 | |
EXCHANGE TRADED CONCEPTS TR | ROBO GLB ETF | 301505707 | 498 | 10,335 | SH | SOLE | NONE | 0 | 0 | 10,335 | |
FLEXSHARES TR | MORNSTAR UPSTR | 33939L407 | 407 | 14,666 | SH | SOLE | NONE | 0 | 0 | 14,666 | |
GENERAL ELECTRIC CO | COM | 369604103 | 93 | 14,990 | SH | SOLE | NONE | 0 | 0 | 14,990 | |
HOME DEPOT INC | COM | 437076102 | 232 | 836 | SH | SOLE | NONE | 0 | 0 | 836 | |
INNOVATOR ETFS TR | S&P 500 PWR BUFR | 45782C383 | 383 | 13,870 | SH | SOLE | NONE | 0 | 0 | 13,870 | |
INNOVATOR ETFS TR | S&P 500 BUFFER | 45782C409 | 5,209 | 172,727 | SH | SOLE | NONE | 0 | 0 | 172,727 | |
INNOVATOR ETFS TR | RUSSELL 2000 P | 45782C474 | 18,869 | 727,852 | SH | SOLE | NONE | 0 | 0 | 727,852 | |
INNOVATOR ETFS TR | S&P 500 POWER | 45782C508 | 4,225 | 144,091 | SH | SOLE | NONE | 0 | 0 | 144,091 | |
INNOVATOR ETFS TR | MSCI EAFE PWR | 45782C524 | 835 | 34,792 | SH | SOLE | NONE | 0 | 0 | 34,792 | |
INNOVATOR ETFS TR | S&P 500 PWRETF | 45782C797 | 1,971 | 74,641 | SH | SOLE | NONE | 0 | 0 | 74,641 | |
INTEL CORP | COM | 458140100 | 656 | 12,660 | SH | SOLE | NONE | 0 | 0 | 12,660 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,833 | 6,599 | SH | SOLE | NONE | 0 | 0 | 6,599 | |
INVESCO EXCH TRADED FD TR II | PFD ETF | 46138E511 | 289 | 19,625 | SH | SOLE | NONE | 0 | 0 | 19,625 | |
INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 | 1,824 | 83,909 | SH | SOLE | NONE | 0 | 0 | 83,909 | |
ISHARES TR | TIPS BD ETF | 464287176 | 2,008 | 15,874 | SH | SOLE | NONE | 0 | 0 | 15,874 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 22,255 | 66,222 | SH | SOLE | NONE | 0 | 0 | 66,222 | |
ISHARES TR | CORE US AGGBD ET | 464287226 | 1,224 | 10,367 | SH | SOLE | NONE | 0 | 0 | 10,367 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 308 | 4,840 | SH | SOLE | NONE | 0 | 0 | 4,840 | |
ISHARES TR | RUS MID CAP ETF | 464287499 | 13,316 | 232,068 | SH | SOLE | NONE | 0 | 0 | 232,068 | |
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 4,775 | 40,420 | SH | SOLE | NONE | 0 | 0 | 40,420 | |
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 975 | 4,496 | SH | SOLE | NONE | 0 | 0 | 4,496 | |
ISHARES TR | RUS 1000 ETF | 464287622 | 6,963 | 37,203 | SH | SOLE | NONE | 0 | 0 | 37,203 | |
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 2,853 | 12,877 | SH | SOLE | NONE | 0 | 0 | 12,877 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 9,326 | 62,261 | SH | SOLE | NONE | 0 | 0 | 62,261 | |
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 2,153 | 11,001 | SH | SOLE | NONE | 0 | 0 | 11,001 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 3,304 | 47,046 | SH | SOLE | NONE | 0 | 0 | 47,046 | |
ISHARES TR | MSCI AC ASIA ETF | 464288182 | 1,417 | 18,361 | SH | SOLE | NONE | 0 | 0 | 18,361 | |
ISHARES TR | MSCI ACWI EX US | 464288240 | 355 | 7,719 | SH | SOLE | NONE | 0 | 0 | 7,719 | |
ISHARES TR | MSCI ACWI ETF | 464288257 | 214 | 2,683 | SH | SOLE | NONE | 0 | 0 | 2,683 | |
ISHARES TR | INTL SEL DIV ETF | 464288448 | 636 | 25,507 | SH | SOLE | NONE | 0 | 0 | 25,507 | |
ISHARES TR | MBS ETF | 464288588 | 476 | 4,315 | SH | SOLE | NONE | 0 | 0 | 4,315 | |
ISHARES TR | MSCI EAFE MIN VL | 46429B689 | 419 | 6,143 | SH | SOLE | NONE | 0 | 0 | 6,143 | |
ISHARES TR | CORE MSCI TOTAL | 46432F834 | 1,481 | 25,385 | SH | SOLE | NONE | 0 | 0 | 25,385 | |
ISHARES INC | CORE MSCI EMKT | 46434G103 | 3,234 | 61,244 | SH | SOLE | NONE | 0 | 0 | 61,244 | |
ISHARES INC | ESG AWR MSCI EM | 46434G863 | 14,335 | 402,561 | SH | SOLE | NONE | 0 | 0 | 402,561 | |
ISHARES TR | MSCI USA SMCP MN | 46435G433 | 1,125 | 38,498 | SH | SOLE | NONE | 0 | 0 | 38,498 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 455 | 4,724 | SH | SOLE | NONE | 0 | 0 | 4,724 | |
JOHNSON & JOHNSON | COM | 478160104 | 585 | 3,929 | SH | SOLE | NONE | 0 | 0 | 3,929 | |
MICROSOFT CORP | COM | 594918104 | 828 | 3,937 | SH | SOLE | NONE | 0 | 0 | 3,937 | |
NEW MTN FIN CORP | COM | 647551100 | 25,748 | 2,693,325 | SH | SOLE | NONE | 0 | 0 | 2,693,325 | |
NIKE INC | CL B | 654106103 | 318 | 2,532 | SH | SOLE | NONE | 0 | 0 | 2,532 | |
180 DEGREE CAP CORP | COM | 68235B109 | 190 | 100,302 | SH | SOLE | NONE | 0 | 0 | 100,302 | |
PIONEER FLOATING RATE TR | COM | 72369J102 | 162 | 16,064 | SH | SOLE | NONE | 0 | 0 | 16,064 | |
PROSHARES TR | PSHS ULTRA QQQ | 74347R206 | 220 | 2,400 | SH | SOLE | NONE | 0 | 0 | 2,400 | |
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 773 | 30,718 | SH | SOLE | NONE | 0 | 0 | 30,718 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 9,248 | 27,614 | SH | SOLE | NONE | 0 | 0 | 27,614 | |
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 4,708 | 13,895 | SH | SOLE | NONE | 0 | 0 | 13,895 | |
SPDR SER TR | PORTFOLIO S&P600 | 78468R853 | 225 | 8,231 | SH | SOLE | NONE | 0 | 0 | 8,231 | |
SCHWAB CHARLES CORP | COM | 808513105 | 545 | 15,038 | SH | SOLE | NONE | 0 | 0 | 15,038 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 215 | 2,035 | SH | SOLE | NONE | 0 | 0 | 2,035 | |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 217 | 3,385 | SH | SOLE | NONE | 0 | 0 | 3,385 | |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 210 | 3,538 | SH | SOLE | NONE | 0 | 0 | 3,538 | |
STARBUCKS CORP | COM | 855244109 | 288 | 3,357 | SH | SOLE | NONE | 0 | 0 | 3,357 | |
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 388 | 3,013 | SH | SOLE | NONE | 0 | 0 | 3,013 | |
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 358 | 4,306 | SH | SOLE | NONE | 0 | 0 | 4,306 | |
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | 1,656 | 18,766 | SH | SOLE | NONE | 0 | 0 | 18,766 | |
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 8,487 | 207,516 | SH | SOLE | NONE | 0 | 0 | 207,516 | |
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 14,670 | 290,775 | SH | SOLE | NONE | 0 | 0 | 290,775 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 1,362 | 31,494 | SH | SOLE | NONE | 0 | 0 | 31,494 | |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 2,066 | 24,932 | SH | SOLE | NONE | 0 | 0 | 24,932 | |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 489 | 1,588 | SH | SOLE | NONE | 0 | 0 | 1,588 | |
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 865 | 10,958 | SH | SOLE | NONE | 0 | 0 | 10,958 | |
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 1,157 | 6,564 | SH | SOLE | NONE | 0 | 0 | 6,564 | |
VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 | 2,123 | 16,369 | SH | SOLE | NONE | 0 | 0 | 16,369 | |
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 329 | 2,137 | SH | SOLE | NONE | 0 | 0 | 2,137 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 913 | 15,347 | SH | SOLE | NONE | 0 | 0 | 15,347 | |
VOYA FINANCIAL INC | COM | 929089100 | 370 | 7,717 | SH | SOLE | NONE | 0 | 0 | 7,717 | |
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 482 | 2,134 | SH | SOLE | NONE | 0 | 0 | 2,134 |