Alps Advisors SC 13G Markwest Energy Partners L P

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. )*

MarkWest Energy Partners, L.P.

(Name of Issuer)

Common Units

(Title of Class of Securities)

570759100

(CUSIP Number)

September 13, 2013

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[X]	Rule 13d-1(b)
[    ]	Rule 13d-1(c)
[    ]	Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP No. 570759100

1.	Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).             ALPS Advisors, Inc. (Tax ID: 84-1583423)
2.	Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b)    X
3.	SEC Use Only
4.	Citizenship or Place of Organization             Colorado
Number of Shares Beneficially Owned by Each Reporting Person With		5.	Sole Voting Power             0
		6.	Shared Voting Power             7,061,376 **see Note 1**
		7.	Sole Dispositive Power             0
		8.	Shared Dispositive Power             7,061,376 **see Note 1**
9.	Aggregate Amount Beneficially Owned by Each Reporting Person             7,061,376 **see Note 1**

10.	Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)             N/A
11.	Percent of Class Represented by Amount in Row (9)             5.0%
12.	Type of Reporting Person (See Instructions)             IA
CUSIP No. 570759100
1.	Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).             Alerian MLP ETF (Tax ID: 27-3041076)
2.	Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b)    X
3.	SEC Use Only
4.	Citizenship or Place of Organization             Delaware
		5.	Sole Voting Power             0

Number of
Shares Beneficially Owned by Each Reporting Person With	6.	Shared Voting Power             7,047,111**see Note 1**
	7.	Sole Dispositive Power             0
	8.	Shared Dispositive Power             7,047,111**see Note 1**

9.	Aggregate Amount Beneficially Owned by Each Reporting Person             7,047,111**see Note 1**
10.	Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)             N/A
11.	Percent of Class Represented by Amount in Row (9)             5.0%
12.	Type of Reporting Person (See Instructions)             IV
Item 1.
(a)	Name of Issuer
	MarkWest Energy Partners, L.P.
(b)	Address of Issuer’s Principal Executive Offices
	1515 Arapahoe Street, Tower 1, Suite 1600
	Denver, CO 80202-2137

Item 2.
(a)	Name of Person Filing                 (1) ALPS Advisors, Inc.                 (2) Alerian MLP ETF
(b)	Address of Principal Business Office or, if none, Residence                 (1) 1290 Broadway, Suite 1100, Denver, CO 80203                 (2) 1290 Broadway, Suite 1100, Denver, CO 80203
(c)	Citizenship                 (1) Colorado                 (2) Delaware
(d)	Title of Class of Securities                 Common Units
(e)	CUSIP Number                  570759100

Item 3.	If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
	(a)	[    ]	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
	(b)	[    ]	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
	(c)	[    ]	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
	(d)	[X]	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8) -Alerian MLP ETF;
	(e)	[X]	An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E) –ALPS Advisors, Inc.;
	(f)	[    ]	An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
	(g)	[    ]	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
	(h)	[    ]	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
	(i)	[    ]	A church plan that is excluded from the definition of an investment

			company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
	(j)	[    ]	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
	(k)	[    ]	Group, in accordance with §240.13d-1(b)(1)(ii)(J).
Item 4.		Ownership.
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

ALPS Advisors, Inc.

(a) Amount beneficially owned:

    7,061,376**see Note 1**

(b) Percent of class:

    5.0%

(c) Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote:

        0

(ii) Shared power to vote or to direct the vote:

        7,061,376 **see Note 1**

(iii) Sole power to dispose or to direct the disposition of:

        0

(iv) Shared power to dispose or to direct the disposition of:

        7,061,376 **see Note 1**

Alerian MLP ETF

(a) Amount beneficially owned:

  7,047,111 **see Note 1**

(b) Percent of class:

  5.0%

(c) Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote:

        0

(ii) Shared power to vote or to direct the vote:

        7,047,111 **see Note 1**

(iii) Sole power to dispose or to direct the disposition of:

        0

(iv) Shared power to dispose or to direct the disposition of:

        7,047,111 **see Note 1**

** Note 1 ** ALPS Advisors, Inc. (“AAI’), an investment adviser registered under Section 203 of the Investment Advisors Act of 1940, furnishes investment advice to investment companies registered under the Investment Company Act of 1940 (collectively referred to as the “Funds”). In its role as investment advisor, AAI has voting and/or investment power over the securities of the Issuer that are owned by the Funds, and may be deemed to be the beneficial owner of the shares of the Issuer held by the Funds. However, all securities reported in this schedule are owned by the Funds. AAI disclaims beneficial ownership of such securities. In addition, the filing of this Schedule 13G shall not be construed as an admission that the reporting person or any of its affiliates is the beneficial owner of any securities covered by this Schedule 13G for any other purposes than
Section 13(d) of the Securities Exchange Act of 1934.

Alerian MLP ETF is an investment company registered under the Investment Company Act of 1940 and is one of the Funds to which AAI provides investment advice.

Item 5. Ownership of Five Percent or Less of a Class

N/A

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

The Funds described in Note 1 above have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of the securities held in their respective accounts. AAI disclaims beneficial ownership of all such securities. The interest of one person, Alerian MLP ETF, an investment company registered under the Investment Company Act of 1940, in MarkWest Energy Partners, L.P. Common Unit amounted to 7,047,111 shares or 5.0% of the total outstanding Common Units.

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

N/A

Item 8. Identification and Classification of Members of the Group

N/A

Item 9. Notice of Dissolution of Group

N/A

Item 10. Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

ALPS ADVISORS, INC.

September 13, 2013

Date

/s/ Bradley J. Swenson

Signature

Chief Compliance Officer

Title

ALERIAN MLP ETF

September 13, 2013

Date

/s/ Melanie H. Zimdars

Signature

Chief Compliance Officer

Title

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Wilshire Micro-Cap							6.13%
RiverFront Global Growth Fund	WMCR	70,133.00	23.88	1,674,776.04	1,600,800.00	2.72%	4.3811%
RiverFront Global Allocation Fund	WMCR	28,025.00	23.88	669,237.00	1,600,800.00	2.47%	1.7507%
Greenhaven Cont Cmdt							5.72%
Ibbotson Growth ETF Asset All	GCC	269,600.00	26.72	7,203,712.00	13,550,000.00	4.06%	1.9897%
Ibbotson Balanced ETF Asset All	GCC	228,165.00	26.72	6,096,568.80	13,550,000.00	3.04%	1.6839%
Ibbotson Income & Growth ETF Asset All	GCC	135,655.00	26.72	3,624,701.60	13,550,000.00	3.15%	1.0011%
Ibbotson Aggressive Growth ETF Asset All	GCC	112,610.00	26.72	3,008,939.20	13,550,000.00	5.00%	0.8311%
Ibbotson Conservative ETF Asset All	GCC	29,280.00	26.72	782,361.60	13,550,000.00	2.02%	0.2161%
Penn Virginia Res.							5.43%
338426 AMLP	PVR	5,190,316.00	23.30	120,934,362.80	95,724,740.00	1.68%	5.4221%
ALPS Alerian MLP Infras. Index Fund	PVR	6,427.00	23.30	149,749.10	95,724,740.00	1.66%	0.0067%
Buckeye Partners LP							5.24%
338426 AMLP	BPL	5,117,339.00	69.06	353,403,431.34	97,796,050.00	4.92%	5.2327%
ALPS Alerian MLP Infras. Index Fund	BPL	6,337.00	69.06	437,633.22	97,796,050.00	4.84%	0.0065%
PwShs S&P500 H-Beta							5.23%
RiverFront Moderate Growth/Income Fund	SPHB	347,464.00	26.50	9,207,796.00	17,350,100.00	7.80%	2.0027%
RiverFront Global Growth Fund	SPHB	276,932.00	26.50	7,338,698.00	17,350,100.00	11.92%	1.5961%
RiverFront Dynamic Equity Income Fund	SPHB	163,020.00	26.50	4,320,030.00	17,350,100.00	10.59%	0.9396%
RiverFront Global Allocation Fund	SPHB	112,588.00	26.50	2,983,582.00	17,350,100.00	10.99%	0.6489%
RiverFront Conserv. Income Builder Fund	SPHB	8,016.00	26.50	212,424.00	17,350,100.00	4.78%	0.0462%
Markwest Energy Part							5.01%
338426 AMLP	MWE	7,047,111.00	68.67	483,925,112.37	140,976,500.00	6.73%	4.9988%
ALPS Alerian MLP Infras. Index Fund	MWE	8,726.00	68.67	599,214.42	140,976,500.00	6.62%	0.0062%
ALPS Alerian Energy Infrastructure	MWE	5,539.00	68.67	380,363.13	140,976,500.00	3.62%	0.0039%
Global X MLP & Ener.							4.96%
RiverFront Moderate Growth/Income Fund	MLPX	39,869.00	14.57	580,851.46	1,100,000.00	0.49%	3.6245%
RiverFront Dynamic Equity Income Fund	MLPX	13,225.00	14.57	192,675.03	1,100,000.00	0.47%	1.2023%
RiverFront Conserv. Income Builder Fund	MLPX	1,444.00	14.57	21,037.64	1,100,000.00	0.47%	0.1313%
Atlas Pipeline Part.							4.95%
338426 AMLP	APL	3,838,152.00	38.08	146,156,828.16	77,685,910.00	2.03%	4.9406%

1

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
ALPS Alerian MLP Infras. Index Fund	APL	4,753.00	38.08	180,994.24	77,685,910.00	2.00%	0.0061%
Tesoro Logistics LP							4.91%
338426 AMLP	TLLP	1,555,422.00	54.89	85,377,113.58	31,722,570.00	1.19%	4.9032%
ALPS Alerian MLP Infras. Index Fund	TLLP	1,926.00	54.89	105,718.14	31,722,570.00	1.17%	0.0061%
FT DJ Sel. Micro Cap							4.69%
RiverFront Global Growth Fund	FDM	85,451.00	27.70	2,366,992.70	4,655,000.00	3.84%	1.8357%
RiverFront Moderate Growth/Income Fund	FDM	69,844.00	27.70	1,934,678.80	4,655,000.00	1.64%	1.5004%
RiverFront Dynamic Equity Income Fund	FDM	30,888.00	27.70	855,597.60	4,655,000.00	2.10%	0.6635%
RiverFront Global Allocation Fund	FDM	30,646.00	27.70	848,894.20	4,655,000.00	3.13%	0.6583%
RiverFront Conserv. Income Builder Fund	FDM	1,697.00	27.70	47,006.90	4,655,000.00	1.06%	0.0365%
Targa Res. Partners							4.54%
338426 AMLP	NGLS	4,805,388.00	48.87	234,839,311.56	106,080,200.00	3.27%	4.5300%
ALPS Alerian MLP Infras. Index Fund	NGLS	5,950.00	48.87	290,776.50	106,080,200.00	3.21%	0.0056%
NuStar LP							4.50%
338426 AMLP	NS	3,500,131.00	40.84	142,945,350.04	77,886,000.00	1.99%	4.4939%
ALPS Alerian MLP Infras. Index Fund	NS	4,334.00	40.84	177,000.56	77,886,000.00	1.96%	0.0056%
Enbridge Energy							4.39%
338426 AMLP	EEP	11,155,306.00	29.75	331,870,353.50	254,208,000.00	4.62%	4.3883%
ALPS Alerian MLP Infras. Index Fund	EEP	13,814.00	29.75	410,966.50	254,208,000.00	4.54%	0.0054%
Magellan Midstream							4.33%
338426 AMLP	MMP	9,805,084.00	53.24	522,022,672.16	226,679,400.00	7.26%	4.3255%
ALPS Alerian MLP Infras. Index Fund	MMP	12,142.00	53.24	646,440.08	226,679,400.00	7.15%	0.0054%
ALPS Alerian Energy Infrastructure	MMP	7,224.00	53.24	384,605.76	226,679,400.00	3.66%	0.0032%
Oneok Partners LP							4.31%
338426 AMLP	OKS	6,821,108.00	50.76	346,239,442.08	158,627,000.00	4.82%	4.3001%
ALPS Alerian MLP Infras. Index Fund	OKS	8,447.00	50.76	428,769.72	158,627,000.00	4.74%	0.0053%
TC Pipelines LP							3.90%
338426 AMLP	TCP	2,429,447.00	46.90	113,941,064.30	62,327,770.00	1.58%	3.8979%
ALPS Alerian MLP Infras. Index Fund	TCP	3,008.00	46.90	141,075.20	62,327,770.00	1.56%	0.0048%

2

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Regency Energy Part							3.72%
338426 AMLP	RGP	7,801,921.00	26.79	209,013,463.59	209,876,300.00	2.91%	3.7174%
ALPS Alerian MLP Infras. Index Fund	RGP	9,661.00	26.79	258,818.19	209,876,300.00	2.86%	0.0046%
Sunoco Logistics LP							3.64%
338426 AMLP	SXL	3,768,747.00	64.71	243,875,618.37	103,797,600.00	3.39%	3.6309%
ALPS Alerian MLP Infras. Index Fund	SXL	4,667.00	64.71	302,001.57	103,797,600.00	3.34%	0.0045%
DCP Midstream Ptnrs							3.57%
338426 AMLP	DPM	3,105,585.00	48.14	149,502,861.90	87,201,300.00	2.08%	3.5614%
ALPS Alerian MLP Infras. Index Fund	DPM	3,846.00	48.14	185,146.44	87,201,300.00	2.05%	0.0044%
El Paso Pipeline LP							3.04%
338426 AMLP	EPB	6,757,392.00	41.00	277,053,072.00	222,272,700.00	3.85%	3.0401%
ALPS Alerian MLP Infras. Index Fund	EPB	8,368.00	41.00	343,088.00	222,272,700.00	3.79%	0.0038%
Boardwalk Pipeline							2.87%
338426 AMLP	BWP	6,311,933.00	29.69	187,401,290.77	220,357,100.00	2.61%	2.8644%
ALPS Alerian Energy Infrastructure	BWP	12,906.00	29.69	383,179.14	220,357,100.00	3.64%	0.0059%
ALPS Alerian MLP Infras. Index Fund	BWP	7,816.00	29.69	232,057.04	220,357,100.00	2.57%	0.0035%
iShs Morningstar L.V							2.79%
RiverFront Moderate Growth/Income Fund	JKF	88,373.00	73.85	6,525,992.56	5,900,000.00	5.53%	1.4978%
RiverFront Global Growth Fund	JKF	32,577.00	73.85	2,405,681.14	5,900,000.00	3.91%	0.5522%
RiverFront Dynamic Equity Income Fund	JKF	25,847.00	73.85	1,908,697.56	5,900,000.00	4.68%	0.4381%
RiverFront Global Allocation Fund	JKF	15,434.00	73.85	1,139,739.16	5,900,000.00	4.20%	0.2616%
RiverFront Conserv. Income Builder Fund	JKF	2,193.00	73.85	161,944.28	5,900,000.00	3.64%	0.0372%
Energy Transfer							2.74%
338426 AMLP	ETP	10,276,765.00	51.27	526,889,741.55	376,218,400.00	7.33%	2.7316%
ALPS Alerian MLP Infras. Index Fund	ETP	12,726.00	51.27	652,462.02	376,218,400.00	7.21%	0.0034%
ALPS Alerian Energy Infrastructure	ETP	7,572.00	51.27	388,216.44	376,218,400.00	3.69%	0.0020%
Plains All American							2.68%
338426 AMLP	PAA	9,165,312.00	49.80	456,432,537.60	342,735,900.00	6.35%	2.6742%
ALPS Alerian MLP Infras. Index Fund	PAA	11,349.00	49.80	565,180.20	342,735,900.00	6.25%	0.0033%
ALPS Alerian Energy Infrastructure	PAA	6,753.00	49.80	336,299.40	342,735,900.00	3.20%	0.0020%

3

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Kinder Morgan Energy							2.67%
338426 AMLP	KMP	8,219,153.00	79.94	657,039,090.82	307,743,500.00	9.14%	2.6708%
ALPS Alerian MLP Infras. Index Fund	KMP	10,177.29	79.94	813,572.24	307,743,500.00	8.99%	0.0033%
Spectra Energy Ptnrs							2.27%
338426 AMLP	SEP	2,468,910.00	42.00	103,694,220.00	108,808,700.00	1.44%	2.2690%
ALPS Alerian MLP Infras. Index Fund	SEP	3,057.00	42.00	128,394.00	108,808,700.00	1.42%	0.0028%
Access Midstream LP							2.25%
338426 AMLP	ACMP	3,980,571.00	46.60	185,494,608.60	176,844,700.00	2.58%	2.2509%
ALPS Alerian MLP Infras. Index Fund	ACMP	4,929.00	46.60	229,691.40	176,844,700.00	2.54%	0.0028%
Williams Partners LP							1.42%
338426 AMLP	WPZ	6,166,349.00	49.44	304,864,294.56	435,400,700.00	4.24%	1.4162%
ALPS Alerian MLP Infras. Index Fund	WPZ	7,636.00	49.44	377,523.84	435,400,700.00	4.17%	0.0018%
WT LargeCap Dividend							1.30%
RiverFront Moderate Growth/Income Fund	DLN	245,449.00	60.45	14,837,392.05	27,100,000.00	12.56%	0.9057%
RiverFront Dynamic Equity Income Fund	DLN	102,111.00	60.45	6,172,609.95	27,100,000.00	15.14%	0.3768%
RiverFront Conserv. Income Builder Fund	DLN	3,819.00	60.45	230,858.55	27,100,000.00	5.19%	0.0141%
Enterprise Prods. LP							1.26%
338426 AMLP	EPD	11,543,596.00	58.54	675,762,109.84	915,422,700.00	9.40%	1.2610%
ALPS Alerian MLP Infras. Index Fund	EPD	14,294.00	58.54	836,770.76	915,422,700.00	9.25%	0.0016%
ALPS Alerian Energy Infrastructure	EPD	6,264.00	58.54	366,694.56	915,422,700.00	3.49%	0.0007%
WT Japan S.C. Div.							0.77%
RiverFront Moderate Growth/Income Fund	DFJ	18,032.00	47.54	857,241.28	5,600,000.00	0.73%	0.3220%
RiverFront Global Growth Fund	DFJ	11,604.00	47.54	551,654.16	5,600,000.00	0.90%	0.2072%
RiverFront Dynamic Equity Income Fund	DFJ	7,806.00	47.54	371,097.24	5,600,000.00	0.91%	0.1394%
RiverFront Global Allocation Fund	DFJ	5,246.00	47.54	249,394.84	5,600,000.00	0.92%	0.0937%
RiverFront Conserv. Income Builder Fund	DFJ	667.00	47.54	31,709.18	5,600,000.00	0.71%	0.0119%
PwShs FTSE RAFI Dev							0.74%
RiverFront Moderate Growth/Income Fund	PXF	45,435.00	39.70	1,803,769.50	14,500,000.00	1.53%	0.3133%
RiverFront Global Growth Fund	PXF	29,344.00	39.70	1,164,956.80	14,500,000.00	1.89%	0.2024%
RiverFront Dynamic Equity Income Fund	PXF	21,821.00	39.70	866,293.70	14,500,000.00	2.12%	0.1505%
RiverFront Global Allocation Fund	PXF	9,835.00	39.70	390,449.50	14,500,000.00	1.44%	0.0678%

4

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
RiverFront Conserv. Income Builder Fund	PXF	1,121.00	39.70	44,503.70	14,500,000.00	1.00%	0.0077%
iShs MSCI EAFE SC							0.73%
Ibbotson Growth ETF Asset All	SCZ	148,080.00	45.94	6,802,795.20	52,600,000.00	3.84%	0.2815%
Ibbotson Balanced ETF Asset All	SCZ	120,465.00	45.94	5,534,162.10	52,600,000.00	2.76%	0.2290%
Ibbotson Aggressive Growth ETF Asset All	SCZ	63,090.00	45.94	2,898,354.60	52,600,000.00	4.82%	0.1199%
Ibbotson Income & Growth ETF Asset All	SCZ	50,960.00	45.94	2,341,102.40	52,600,000.00	2.03%	0.0969%
Vgrd Total Bond Mkt							0.59%
Ibbotson Balanced ETF Asset All	BND	475,101.00	79.16	37,608,995.16	210,423,000.00	18.76%	0.2258%
Ibbotson Income & Growth ETF Asset All	BND	310,848.00	79.16	24,606,727.68	210,423,000.00	21.36%	0.1477%
Ibbotson Growth ETF Asset All	BND	254,046.00	79.16	20,110,281.36	210,423,000.00	11.34%	0.1207%
Ibbotson Conservative ETF Asset All	BND	123,443.00	79.16	9,771,747.88	210,423,000.00	25.26%	0.0587%
Ibbotson Aggressive Growth ETF Asset All	BND	68,616.00	79.16	5,431,642.56	210,423,000.00	9.03%	0.0326%
Vgrd MSCI EAFE							0.54%
Ibbotson Growth ETF Asset All	VEA	801,855.00	37.87	30,366,248.85	401,534,300.00	17.13%	0.1997%
Ibbotson Balanced ETF Asset All	VEA	650,085.00	37.87	24,618,718.95	401,534,300.00	12.28%	0.1619%
Ibbotson Aggressive Growth ETF Asset All	VEA	315,615.00	37.87	11,952,340.05	401,534,300.00	19.86%	0.0786%
Ibbotson Income & Growth ETF Asset All	VEA	262,055.00	37.87	9,924,022.85	401,534,300.00	8.62%	0.0653%
RiverFront Global Growth Fund	VEA	67,413.00	37.87	2,552,930.31	401,534,300.00	4.15%	0.0168%
Ibbotson Conservative ETF Asset All	VEA	62,370.00	37.87	2,361,951.90	401,534,300.00	6.11%	0.0155%
RiverFront Global Allocation Fund	VEA	28,073.00	37.87	1,063,124.51	401,534,300.00	3.92%	0.0070%
CS Cushing 30 MLP							0.50%
RiverFront Moderate Growth/Income Fund	MLPN	77,236.00	28.64	2,212,039.04	20,307,720.00	1.87%	0.3803%
RiverFront Dynamic Equity Income Fund	MLPN	21,876.00	28.64	626,528.64	20,307,720.00	1.54%	0.1077%
RiverFront Conserv. Income Builder Fund	MLPN	2,410.00	28.64	69,022.40	20,307,720.00	1.55%	0.0119%
Vgrd Small-Cap							0.48%
Ibbotson Growth ETF Asset All	VB	144,706.00	98.41	14,240,517.46	72,068,070.00	8.03%	0.2008%
Ibbotson Balanced ETF Asset All	VB	112,258.00	98.41	11,047,309.78	72,068,070.00	5.51%	0.1558%
Ibbotson Aggressive Growth ETF Asset All	VB	58,578.00	98.41	5,764,660.98	72,068,070.00	9.58%	0.0813%
Ibbotson Income & Growth ETF Asset All	VB	29,275.00	98.41	2,880,952.75	72,068,070.00	2.50%	0.0406%
Arch Coal Inc							0.34%
Liberty All-Star Equity Fund	ACI	713,206.00	4.73	3,373,464.38	212,241,000.00	0.29%	0.3360%

5

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
iShs S&P MidCap 400							0.31%
Ibbotson Growth ETF Asset All	IJH	195,170.00	119.58	23,338,428.60	158,850,000.00	13.16%	0.1229%
Ibbotson Balanced ETF Asset All	IJH	158,325.00	119.58	18,932,503.50	158,850,000.00	9.44%	0.0997%
Ibbotson Aggressive Growth ETF Asset All	IJH	72,500.00	119.58	8,669,550.00	158,850,000.00	14.41%	0.0456%
Ibbotson Income & Growth ETF Asset All	IJH	56,715.00	119.58	6,781,979.70	158,850,000.00	5.89%	0.0357%
Ibbotson Conservative ETF Asset All	IJH	9,715.00	119.58	1,161,719.70	158,850,000.00	3.00%	0.0061%
Cliffs Natural Res.							0.26%
647103 SDOG	CLF	391,897.00	21.93	8,594,301.21	153,125,500.00	2.43%	0.2559%
186239 CRBQ	CLF	3,402.00	21.93	74,605.86	153,125,500.00	0.12%	0.0022%
Angang New Steel Co							0.24%
Clough China Fund	347 HK	2,622,000.00	5.20	1,758,052.45	1,085,800,000.00	2.11%	0.2415%
Cablevision Systems							0.22%
647103 SDOG	CVC	473,574.00	17.72	8,391,731.28	213,259,700.00	2.37%	0.2221%
Man Wah Holdings Ltd							0.19%
Clough China Fund	1999 HK	1,716,988.00	9.26	2,050,095.27	885,569,600.00	2.47%	0.1939%
TECO Energy Inc							0.18%
647103 SDOG	TE	401,176.00	16.55	6,639,462.80	217,310,100.00	1.88%	0.1846%
iShs MSCI EMU							0.18%
RiverFront Global Growth Fund	EZU	72,819.00	35.28	2,569,054.32	102,200,000.00	4.17%	0.0713%
RiverFront Moderate Growth/Income Fund	EZU	55,873.00	35.28	1,971,199.44	102,200,000.00	1.67%	0.0547%
RiverFront Dynamic Equity Income Fund	EZU	28,885.00	35.28	1,019,062.80	102,200,000.00	2.50%	0.0283%
RiverFront Global Allocation Fund	EZU	27,127.00	35.28	957,040.56	102,200,000.00	3.53%	0.0265%
RiverFront Conserv. Income Builder Fund	EZU	2,043.00	35.28	72,077.04	102,200,000.00	1.62%	0.0020%
Taylor Morrison Home							0.17%
Liberty All-Star Equity Fund	TMHC	56,539.00	20.19	1,141,522.41	32,857,800.00	0.10%	0.1721%
Zillow Inc							0.16%
Liberty All-Star Equity Fund	Z	51,756.00	98.51	5,098,483.56	31,388,400.00	0.44%	0.1649%
Frontier Comm							0.16%
647103 SDOG	FTR	1,643,533.00	4.36	7,165,803.88	999,723,000.00	2.03%	0.1644%

6

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
People’s United Fin.							0.16%
647103 SDOG	PBCT	505,251.00	14.48	7,316,034.48	321,110,100.00	2.07%	0.1573%
Leggett & Platt Inc							0.15%
647103 SDOG	LEG	215,392.00	29.22	6,293,754.24	141,900,000.00	1.78%	0.1518%
SPDR Energy Select							0.15%
274147 EQL	XLE	138,186.00	82.83	11,445,946.38	94,774,200.00	11.27%	0.1458%
athenahealth Inc.							0.14%
Liberty All-Star Equity Fund	ATHN	43,400.00	107.63	4,671,142.00	36,848,900.00	0.40%	0.1178%
Liberty All-Star Growth Fund	ATHN	7,600.00	107.63	817,988.00	36,848,900.00	0.64%	0.0206%
Pepco Holdings Inc							0.14%
647103 SDOG	POM	342,816.00	18.39	6,304,386.24	249,142,500.00	1.78%	0.1376%
Lennar Corp							0.12%
Liberty All-Star Equity Fund	LEN	192,840.00	31.53	6,080,245.20	161,708,800.00	0.52%	0.1193%
241142 BFOR	LEN	4,331.00	31.53	136,556.43	161,708,800.00	0.18%	0.0027%
Gannett Co Inc							0.12%
647103 SDOG	GCI	278,166.00	24.84	6,909,643.44	229,139,800.00	1.95%	0.1214%
Safeway Inc							0.12%
647103 SDOG	SWY	285,431.00	25.93	7,401,225.83	241,200,000.00	2.09%	0.1183%
MeadWestvaco Corp							0.11%
647103 SDOG	MWV	194,580.00	37.10	7,218,918.00	177,543,400.00	2.04%	0.1096%
Splunk Inc							0.10%
Liberty All-Star Equity Fund	SPLK	91,000.00	55.39	5,040,490.00	103,812,200.00	0.43%	0.0877%
Liberty All-Star Growth Fund	SPLK	16,100.00	55.39	891,779.00	103,812,200.00	0.70%	0.0155%
iShs Short Treasury							0.10%
565019 GSAX	SHV	39,918.00	110.25	4,400,959.50	98,600,000.00	31.40%	0.0405%
565017 GSGO	SHV	37,710.00	110.25	4,157,527.50	98,600,000.00	49.97%	0.0382%
565018 GSMA	SHV	23,225.00	110.25	2,560,556.25	98,600,000.00	20.27%	0.0236%

7

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Zhaojin Mining Ind.							0.10%
Clough China Fund	1818 HK	857,500.00	7.34	811,570.00	874,346,000.00	0.98%	0.0981%
iShs MSCI Switzerlnd							0.10%
RiverFront Global Growth Fund	EWL	20,197.00	29.70	599,850.90	30,750,000.00	0.97%	0.0657%
RiverFront Global Allocation Fund	EWL	9,139.00	29.70	271,428.30	30,750,000.00	1.00%	0.0297%
Microchip Technology							0.10%
647103 SDOG	MCHP	187,661.00	39.11	7,339,421.71	197,304,800.00	2.07%	0.0951%
Envestnet Inc.							0.09%
Liberty All-Star Growth Fund	ENV	31,071.00	28.09	872,784.39	33,407,310.00	0.69%	0.0930%
Cincinnati Financial							0.09%
647103 SDOG	CINF	150,580.00	46.02	6,929,691.60	163,668,300.00	1.96%	0.0920%
Dongfang Electric							0.09%
Clough China Fund	1072 HK	307,400.00	11.30	447,896.95	340,000,000.00	0.54%	0.0904%
H&R Block Inc							0.09%
647103 SDOG	HRB	242,848.00	27.04	6,566,609.92	272,701,000.00	1.86%	0.0891%
United Rentals Inc							0.09%
Liberty All-Star Equity Fund	URI	81,497.00	56.95	4,641,254.15	93,284,510.00	0.40%	0.0874%
Cafe De Coral Hldgs							0.09%
Clough China Fund	341 HK	500,000.00	25.05	1,615,003.74	575,718,000.00	1.94%	0.0868%
Stamps.com Inc							0.09%
241142 BFOR	STMP	7,015.00	43.91	308,028.65	15,643,950.00	0.40%	0.0448%
Liberty All-Star Growth Fund	STMP	6,465.00	43.91	283,878.15	15,643,950.00	0.22%	0.0413%
Vgrd Large Cap							0.08%
RiverFront Global Growth Fund	VV	28,694.00	76.18	2,185,908.92	54,528,500.00	3.55%	0.0526%
RiverFront Global Allocation Fund	VV	17,606.00	76.18	1,341,225.08	54,528,500.00	4.94%	0.0323%
Ameren Corp							0.08%

8

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
647103 SDOG	AEE	203,932.00	32.84	6,697,126.88	242,634,700.00	1.89%	0.0840%
China South Loco.							0.08%
Clough China Fund	1766 HK	1,666,000.00	5.77	1,239,500.22	2,024,000,000.00	1.49%	0.0823%
iShs MSCI Japan							0.08%
RiverFront Moderate Growth/Income Fund	EWJ	301,893.00	11.28	3,405,353.04	954,000,000.00	2.88%	0.0316%
RiverFront Global Growth Fund	EWJ	240,042.00	11.28	2,707,673.76	954,000,000.00	4.40%	0.0252%
RiverFront Dynamic Equity Income Fund	EWJ	120,584.00	11.28	1,360,187.52	954,000,000.00	3.34%	0.0126%
RiverFront Global Allocation Fund	EWJ	99,747.00	11.28	1,125,146.16	954,000,000.00	4.15%	0.0105%
RiverFront Conserv. Income Builder Fund	EWJ	7,437.00	11.28	83,889.36	954,000,000.00	1.89%	0.0008%
iShs MSCI Canada							0.08%
RiverFront Global Growth Fund	EWC	39,510.00	27.91	1,102,724.10	125,400,000.00	1.79%	0.0315%
RiverFront Moderate Growth/Income Fund	EWC	31,405.00	27.91	876,513.55	125,400,000.00	0.74%	0.0250%
RiverFront Global Allocation Fund	EWC	14,900.00	27.91	415,859.00	125,400,000.00	1.53%	0.0119%
RiverFront Dynamic Equity Income Fund	EWC	12,819.00	27.91	357,778.29	125,400,000.00	0.88%	0.0102%
RiverFront Conserv. Income Builder Fund	EWC	1,153.00	27.91	32,180.23	125,400,000.00	0.72%	0.0009%
Best Buy Co Inc							0.08%
647103 SDOG	BBY	258,738.00	37.49	9,700,087.62	339,846,600.00	2.74%	0.0761%
Onconova Therapeutic							0.07%
Liberty All-Star Growth Fund	ONTX	16,009.00	25.70	411,431.30	21,390,000.00	0.32%	0.0748%
Diamond Offshore							0.07%
647103 SDOG	DO	103,476.00	63.90	6,612,116.40	139,035,200.00	1.87%	0.0744%
Edwards Lifesciences							0.07%
Liberty All-Star Equity Fund	EW	79,665.00	71.79	5,719,150.35	112,272,600.00	0.49%	0.0710%
241142 BFOR	EW	2,013.00	71.79	144,513.27	112,272,600.00	0.19%	0.0018%
Vtech Holdings Ltd							0.07%
Clough China Fund	303 HK	177,600.00	102.80	2,354,137.76	250,872,100.00	2.83%	0.0708%
BioMarin Pharma.							0.07%
Liberty All-Star Equity Fund	BMRN	82,645.00	70.80	5,851,266.00	140,105,600.00	0.50%	0.0590%
Liberty All-Star Growth Fund	BMRN	15,655.00	70.80	1,108,374.00	140,105,600.00	0.87%	0.0112%

9

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Tiffany & Co							0.07%
Liberty All-Star Equity Fund	TIF	76,210.00	77.91	5,937,521.10	127,945,000.00	0.51%	0.0596%
Liberty All-Star Growth Fund	TIF	13,345.00	77.91	1,039,708.95	127,945,000.00	0.82%	0.0104%
China Railway Constr							0.07%
Clough China Fund	1186 HK	1,430,500.00	8.12	1,497,751.24	2,076,296,000.00	1.80%	0.0689%
Camden Property Trst							0.07%
Liberty All-Star Equity Fund	CPT	44,521.00	60.91	2,711,774.11	85,260,620.00	0.23%	0.0522%
274027 GRI	CPT	14,038.00	60.91	855,054.58	85,260,620.00	0.81%	0.0165%
Fleetmatics Grp PLC							0.07%
Liberty All-Star Growth Fund	FLTX	23,879.00	51.13	1,220,933.27	35,637,800.00	0.96%	0.0670%
Willis Group Holding							0.07%
Liberty All-Star Equity Fund	WSH	115,350.00	41.64	4,803,174.00	175,277,000.00	0.41%	0.0658%
Sa Sa International							0.06%
Clough China Fund	178 HK	1,840,000.00	8.20	1,945,483.15	2,831,965,000.00	2.34%	0.0650%
Echo Glbal Logistics							0.06%
Liberty All-Star Growth Fund	ECHO	15,105.00	21.17	319,772.85	23,488,290.00	0.25%	0.0643%
TRW Automotive Hldgs							0.06%
Liberty All-Star Equity Fund	TRW	70,550.00	70.71	4,988,590.50	117,193,100.00	0.43%	0.0602%
241142 BFOR	TRW	3,050.00	70.71	215,665.50	117,193,100.00	0.28%	0.0026%
Shutterfly Inc							0.06%
Liberty All-Star Equity Fund	SFLY	19,627.00	54.44	1,068,493.88	37,738,660.00	0.09%	0.0520%
241142 BFOR	SFLY	3,965.00	54.44	215,854.60	37,738,660.00	0.28%	0.0105%
iShs MSCI UK							0.06%
RiverFront Moderate Growth/Income Fund	EWU	50,119.00	19.16	960,280.04	144,000,000.00	0.81%	0.0348%
RiverFront Global Growth Fund	EWU	24,519.00	19.16	469,784.04	144,000,000.00	0.76%	0.0170%
RiverFront Global Allocation Fund	EWU	11,538.00	19.16	221,068.08	144,000,000.00	0.81%	0.0080%
RiverFront Conserv. Income Builder Fund	EWU	910.00	19.16	17,435.60	144,000,000.00	0.39%	0.0006%

10

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Catamaran Corp.							0.06%
Liberty All-Star Equity Fund	CTRX	115,846.00	56.09	6,497,802.14	205,906,300.00	0.56%	0.0563%
565020 GSRA	CTRX	4,652.00	56.09	260,930.68	205,906,300.00	2.24%	0.0023%
Anhui Conch Cement							0.06%
Clough China Fund	914 HK	753,500.00	26.25	2,550,400.37	1,299,600,000.00	3.07%	0.0580%
China Everbright							0.06%
Clough China Fund	257 HK	2,346,000.00	7.09	2,144,717.23	4,053,712,000.00	2.58%	0.0579%
Entergy Corp							0.06%
647103 SDOG	ETR	101,573.00	62.04	6,301,588.92	178,282,400.00	1.78%	0.0570%
Dril-Quip Inc							0.06%
Liberty All-Star Equity Fund	DRQ	13,990.00	106.79	1,493,992.10	40,669,540.00	0.13%	0.0344%
Liberty All-Star Growth Fund	DRQ	9,009.00	106.79	962,071.11	40,669,540.00	0.76%	0.0222%
Chuy’s Holdings Inc.							0.06%
Liberty All-Star Growth Fund	CHUY	9,187.00	36.00	330,732.00	16,312,820.00	0.26%	0.0563%
Geospace Tech. Corp.							0.06%
Liberty All-Star Growth Fund	GEOS	5,502.00	71.58	393,833.16	12,911,320.00	0.31%	0.0426%
241142 BFOR	GEOS	1,647.00	71.58	117,892.26	12,911,320.00	0.15%	0.0128%
CA Inc							0.05%
647103 SDOG	CA	245,987.00	29.44	7,241,857.28	455,629,300.00	2.05%	0.0540%
Hartford Financial							0.05%
Liberty All-Star Equity Fund	HIG	245,660.00	30.74	7,551,588.40	455,033,000.00	0.65%	0.0540%
Barrett Business Svs							0.05%
241142 BFOR	BBSI	3,843.00	64.94	249,564.42	7,121,680.00	0.32%	0.0540%
Medifast Inc							0.05%
241142 BFOR	MED	7,381.00	25.77	190,208.37	13,863,040.00	0.25%	0.0532%
China State Const.							0.05%
Clough China Fund	3311 HK	2,070,000.00	12.34	3,293,679.24	3,888,745,000.00	3.96%	0.0532%

11

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Paychex Inc							0.05%
647103 SDOG	PAYX	187,242.00	38.95	7,293,075.90	365,531,900.00	2.06%	0.0512%
241142 BFOR	PAYX	5,307.00	38.95	206,707.65	365,531,900.00	0.27%	0.0015%
ING US Inc.							0.05%
Liberty All-Star Equity Fund	VOYA	137,250.00	29.43	4,039,267.50	260,776,500.00	0.35%	0.0526%
Health Care REIT Inc							0.05%
647103 SDOG	HCN	103,179.00	60.02	6,192,803.58	286,334,900.00	1.75%	0.0360%
274027 GRI	HCN	46,978.00	60.02	2,819,619.56	286,334,900.00	2.66%	0.0164%
Nucor Corp							0.05%
647103 SDOG	NUE	155,553.00	46.60	7,248,769.80	318,186,600.00	2.05%	0.0489%
186239 CRBQ	NUE	7,107.00	46.60	331,186.20	318,186,600.00	0.51%	0.0022%
PulteGroup Inc							0.05%
Liberty All-Star Equity Fund	PHM	197,099.00	15.25	3,005,759.75	388,348,700.00	0.26%	0.0508%
Pacific Texttiles							0.05%
Clough China Fund	1382 HK	732,000.00	9.23	871,181.37	1,446,013,000.00	1.05%	0.0506%
NACCO Industries Inc							0.05%
241142 BFOR	NC	3,233.00	54.30	175,551.90	6,417,200.00	0.23%	0.0504%
HCP Inc							0.05%
647103 SDOG	HCP	151,269.00	39.71	6,006,891.99	454,486,200.00	1.70%	0.0333%
274027 GRI	HCP	75,043.00	39.71	2,979,957.53	454,486,200.00	2.81%	0.0165%
LIN Media LLC							0.05%
241142 BFOR	LIN	16,472.00	16.72	275,411.84	33,471,860.00	0.36%	0.0492%
HomeStreet Inc.							0.05%
241142 BFOR	HMST	7,076.00	19.89	140,741.64	14,384,450.00	0.18%	0.0492%
Crosstex Energy Inc.							0.05%
ALPS Alerian Energy Infrastructure	XTXI	23,318.00	19.46	453,768.28	47,723,580.00	4.32%	0.0489%

12

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Rudolph Technologies							0.05%
241142 BFOR	RTEC	15,738.00	10.89	171,386.82	32,840,210.00	0.22%	0.0479%
Peabody Energy Corp							0.05%
Liberty All-Star Equity Fund	BTU	117,053.00	18.00	2,106,954.00	269,629,200.00	0.18%	0.0434%
565020 GSRA	BTU	11,484.00	18.00	206,712.00	269,629,200.00	1.78%	0.0043%
iShs Russell 1000							0.05%
565018 GSMA	IWB	40,052.00	92.58	3,708,014.16	84,650,000.00	29.35%	0.0473%
Great Wall Motor Com							0.05%
Clough China Fund	2333 HK	488,000.00	41.10	2,586,172.22	1,033,180,000.00	3.11%	0.0472%
CalAmp Corp							0.05%
241142 BFOR	CAMP	16,348.00	17.69	289,196.12	35,105,600.00	0.37%	0.0466%
Seagate Technology							0.05%
647103 SDOG	STX	159,008.00	39.52	6,283,996.16	356,816,900.00	1.78%	0.0446%
241142 BFOR	STX	5,612.00	39.52	221,786.24	356,816,900.00	0.29%	0.0016%
CME Group Inc.							0.05%
647103 SDOG	CME	93,598.00	73.37	6,867,285.26	334,293,700.00	1.94%	0.0280%
Liberty All-Star Equity Fund	CME	58,112.00	73.37	4,263,677.44	334,293,700.00	0.37%	0.0174%
Taser International							0.04%
241142 BFOR	TASR	22,509.00	12.26	275,960.34	51,063,990.00	0.36%	0.0441%
Genesis Energy							0.04%
338426 AMLP	GEL	3,620,968.00	48.74	176,485,980.32	8,290,100,000.00	2.45%	0.0437%
ALPS Alerian MLP Infras. Index Fund	GEL	4,484.00	48.74	218,550.16	8,290,100,000.00	2.42%	0.0001%
Greenlight Capital							0.04%
241142 BFOR	GLRE	7,442.00	27.39	203,836.38	30,617,160.00	0.26%	0.0243%
Liberty All-Star Growth Fund	GLRE	5,734.00	27.39	157,054.26	30,617,160.00	0.12%	0.0187%
MarketAxess Holdings							0.04%
Liberty All-Star Growth Fund	MKTX	11,500.00	53.80	618,700.00	37,561,970.00	0.49%	0.0306%
241142 BFOR	MKTX	4,575.00	53.80	246,135.00	37,561,970.00	0.32%	0.0122%

13

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
PwShs DWA Tech							0.04%
RiverFront Global Allocation Fund	PDP	12,089.00	32.59	393,980.51	28,300,000.00	1.45%	0.0427%
Higher One Holdings							0.04%
241142 BFOR	ONE	19,947.00	7.28	145,214.16	46,995,170.00	0.19%	0.0424%
Lorillard Inc.							0.04%
647103 SDOG	LO	158,362.00	43.30	6,857,074.60	373,914,000.00	1.94%	0.0424%
iShs MSCI Germany							0.04%
RiverFront Global Growth Fund	EWG	56,908.00	25.85	1,471,071.80	181,800,000.00	2.39%	0.0313%
RiverFront Global Allocation Fund	EWG	19,508.00	25.85	504,281.80	181,800,000.00	1.86%	0.0107%
Tableau Software Inc							0.04%
Liberty All-Star Growth Fund	DATA	3,822.00	72.97	278,891.34	9,430,000.00	0.22%	0.0405%
Advisory Board Co							0.04%
Liberty All-Star Growth Fund	ABCO	14,160.00	56.62	801,739.20	35,843,780.00	0.63%	0.0395%
Synergy Resources							0.04%
241142 BFOR	SYRG	26,718.00	9.90	264,508.20	68,952,530.00	0.34%	0.0387%
Celadon Group Inc							0.04%
241142 BFOR	CGI	8,851.00	18.42	163,035.42	23,183,740.00	0.21%	0.0382%
First Republic Bank							0.04%
Liberty All-Star Equity Fund	FRC	49,064.00	45.35	2,225,052.40	131,025,000.00	0.19%	0.0374%
KWG Property Holding							0.04%
Clough China Fund	1813 HK	1,082,500.00	5.28	736,983.26	2,893,150,000.00	0.89%	0.0374%
Waste Management Inc							0.04%
647103 SDOG	WM	175,222.00	39.85	6,982,596.70	468,776,200.00	1.97%	0.0374%
Hi-Tech Pharmacal Co							0.04%
241142 BFOR	HITK	5,002.00	43.02	215,186.04	13,582,000.00	0.28%	0.0368%

14

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Northrop Grumman							0.04%
647103 SDOG	NOC	83,896.00	93.56	7,849,309.76	230,165,200.00	2.22%	0.0365%
Francesca’s Holdings							0.04%
Liberty All-Star Growth Fund	FRAN	9,138.00	18.37	167,865.06	43,995,030.00	0.13%	0.0208%
241142 BFOR	FRAN	6,893.00	18.37	126,624.41	43,995,030.00	0.16%	0.0157%
Altera Corp							0.04%
Liberty All-Star Equity Fund	ALTR	115,260.00	37.46	4,317,639.60	319,472,200.00	0.37%	0.0361%
8x8 Inc.							0.04%
241142 BFOR	EGHT	26,230.00	9.68	253,906.40	72,766,170.00	0.33%	0.0360%
ServiceSource Intl.							0.04%
Liberty All-Star Growth Fund	SREV	28,456.00	12.84	365,375.04	79,411,510.00	0.29%	0.0358%
Hologic Inc							0.04%
Liberty All-Star Equity Fund	HOLX	86,034.00	21.22	1,825,641.48	270,441,500.00	0.16%	0.0318%
565020 GSRA	HOLX	10,839.00	21.22	230,003.58	270,441,500.00	1.98%	0.0040%
SALESFORCE.COM							0.04%
Liberty All-Star Equity Fund	CRM	204,531.00	48.60	9,940,206.60	589,934,800.00	0.85%	0.0347%
Liberty All-Star Growth Fund	CRM	5,670.00	48.60	275,562.00	589,934,800.00	0.22%	0.0010%
Liquidity Services							0.03%
Liberty All-Star Growth Fund	LQDT	11,041.00	30.32	334,763.12	31,745,350.00	0.26%	0.0348%
Cardinal Financial							0.03%
241142 BFOR	CFNL	10,370.00	16.75	173,697.50	30,265,060.00	0.22%	0.0343%
Hanmi Financial Corp							0.03%
241142 BFOR	HAFC	10,797.00	16.22	175,127.34	31,607,090.00	0.23%	0.0342%
China Comm Constr							0.03%
Clough China Fund	1800 HK	1,503,000.00	6.33	1,226,756.84	4,427,500,000.00	1.48%	0.0339%
Shenzhou Int’l Group							0.03%
Clough China Fund	2313 HK	473,000.00	25.50	1,555,238.93	1,399,000,000.00	1.87%	0.0338%

15

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Foot Locker Inc							0.03%
RiverFront Moderate Growth/Income Fund	FL	16,658.00	32.84	547,048.72	150,764,300.00	0.46%	0.0110%
RiverFront Global Growth Fund	FL	11,622.00	32.84	381,666.48	150,764,300.00	0.62%	0.0077%
RiverFront Dynamic Equity Income Fund	FL	6,574.00	32.84	215,890.16	150,764,300.00	0.53%	0.0044%
565020 GSRA	FL	6,563.00	32.84	215,528.92	150,764,300.00	1.85%	0.0044%
241142 BFOR	FL	5,115.00	32.84	167,976.60	150,764,300.00	0.22%	0.0034%
RiverFront Global Allocation Fund	FL	3,669.00	32.84	120,489.96	150,764,300.00	0.44%	0.0024%
RiverFront Conserv. Income Builder Fund	FL	610.00	32.84	20,032.40	150,764,300.00	0.45%	0.0004%
Stewart Information							0.03%
241142 BFOR	STC	7,137.00	30.94	220,818.78	21,390,840.00	0.29%	0.0334%
Spectra Energy Corp.							0.03%
647103 SDOG	SE	202,453.00	32.58	6,595,918.74	669,337,400.00	1.86%	0.0302%
ALPS Alerian Energy Infrastructure	SE	14,818.00	32.58	482,770.44	669,337,400.00	4.59%	0.0022%
186239 CRBQ	SE	5,895.00	32.58	192,059.10	669,337,400.00	0.30%	0.0009%
Parker Hannifin Corp							0.03%
Liberty All-Star Equity Fund	PH	49,350.00	103.07	5,086,504.50	149,179,300.00	0.44%	0.0331%
Leapfrog Enterprises							0.03%
241142 BFOR	LF	21,030.00	8.98	188,849.40	63,970,350.00	0.24%	0.0329%
Emergent Biosolution							0.03%
241142 BFOR	EBS	11,834.00	18.51	219,047.34	36,269,720.00	0.28%	0.0326%
Multimedia Games Hld							0.03%
241142 BFOR	MGAM	9,333.00	38.35	357,920.55	28,951,080.00	0.46%	0.0322%
Gentherm Inc							0.03%
241142 BFOR	THRM	10,982.00	17.02	186,913.64	34,068,540.00	0.24%	0.0322%
Dice Holdings Inc.							0.03%
241142 BFOR	DHX	19,032.00	8.44	160,630.08	59,044,080.00	0.21%	0.0322%
Orient Overseas Intl							0.03%
Clough China Fund	316 HK	201,500.00	46.10	1,197,765.43	625,793,300.00	1.44%	0.0322%

16

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price		Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Arctic Cat Inc								0.03%
241142 BFOR	ACAT	4,331.00	54.46		235,866.26	13,454,510.00	0.30%	0.0322%
Centurylink Inc								0.03%
647103 SDOG	CTL	192,888.00	32.13		6,197,491.44	600,675,900.00	1.75%	0.0321%
Raytheon Co								0.03%
647103 SDOG	RTN	103,159.00	75.80		7,819,452.20	322,491,000.00	2.21%	0.0320%
American Public Edu								0.03%
241142 BFOR	APEI	5,551.00	39.65		220,097.15	17,654,110.00	0.28%	0.0314%
Virtusa Corporation								0.03%
241142 BFOR	VRTU	8,174.00	28.63		234,021.62	26,214,270.00	0.30%	0.0312%
Computer Programs								0.03%
241142 BFOR	CPSI	3,416.00	55.94		191,091.04	11,080,060.00	0.25%	0.0308%
Ebix Inc.								0.03%
241142 BFOR	EBIX	11,529.00	11.42		131,661.18	37,966,220.00	0.17%	0.0304%
Anton Oilfield Svcs								0.03%
Clough China Fund	3337 HK	648,000.00	4.21		351,765.22	2,154,973,000.00	0.42%	0.0301%
Air China Limited								0.03%
Clough China Fund	753 HK	1,364,000.00	5.10		896,975.01	4,562,683,000.00	1.08%	0.0299%
Western Gas Partners								0.03%
338426 AMLP	WES	3,305,319.00	58.49		193,328,108.31	11,213,200,000.00	2.69%	0.0295%
ALPS Alerian Energy Infrastructure	WES	6,365.00	58.49		372,288.85	11,213,200,000.00	3.54%	0.0001%
ALPS Alerian MLP Infras. Index Fund	WES	4,093.00	58.49		239,399.57	11,213,200,000.00	2.65%	0.0000%
PTC India Ltd				��				0.03%
Kotak India Permier Equity Portfolio	PTCIN IN	87,448.00	46.05		60,862.70	296,008,320.00	1.04%	0.0295%
Aruba Networks Inc.								0.03%
Liberty All-Star Growth Fund	ARUN	33,650.00	17.05		573,732.50	114,167,900.00	0.45%	0.0295%

17

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Sherwin-Williams Co							0.03%
Liberty All-Star Equity Fund	SHW	29,035.00	174.36	5,062,542.60	102,683,100.00	0.44%	0.0283%
241142 BFOR	SHW	1,098.00	174.36	191,447.28	102,683,100.00	0.25%	0.0011%
Raymond Ltd.							0.03%
Kotak India Permier Equity Portfolio	RW IN	18,000.00	187.55	51,022.44	61,380,850.00	0.87%	0.0293%
CAI International							0.03%
241142 BFOR	CAP	6,344.00	22.02	139,694.88	22,143,690.00	0.18%	0.0286%
Standard Motor							0.03%
241142 BFOR	SMP	6,527.00	30.33	197,963.91	22,991,900.00	0.26%	0.0284%
Smith & Wesson							0.03%
241142 BFOR	SWHC	18,178.00	11.48	208,683.44	64,368,040.00	0.27%	0.0282%
Phosagro OAO							0.03%
186239 CRBQ	PHOR LI	31,485.00	9.38	295,329.30	124,477,080.00	0.46%	0.0253%
813978 RUDR	PHOR LI	3,313.00	9.38	31,075.94	124,477,080.00	1.28%	0.0027%
813977 EMDR	PHOR LI	127.00	9.38	1,191.26	124,477,080.00	0.05%	0.0001%
Wabash National Corp							0.03%
241142 BFOR	WNC	18,910.00	10.90	206,119.00	68,472,020.00	0.27%	0.0276%
Brookline Bancorp							0.03%
241142 BFOR	BRKL	19,337.00	9.09	175,773.33	70,161,640.00	0.23%	0.0276%
USANA Health Science							0.03%
241142 BFOR	USNA	3,782.00	77.75	294,050.50	13,789,640.00	0.38%	0.0274%
Rue21 Inc.							0.03%
241142 BFOR	RUE	6,405.00	41.37	264,974.85	23,478,860.00	0.34%	0.0273%
Zumiez Inc							0.03%
241142 BFOR	ZUMZ	8,174.00	25.29	206,720.46	30,175,050.00	0.27%	0.0271%
Exelon Corp							0.03%

18

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
647103 SDOG	EXC	227,009.00	30.05	6,821,620.45	856,563,400.00	1.93%	0.0265%
Reynolds American							0.03%
647103 SDOG	RAI	143,575.00	47.88	6,874,371.00	544,040,000.00	1.94%	0.0264%
Viasat Inc							0.03%
Liberty All-Star Growth Fund	VSAT	11,850.00	65.25	773,212.50	45,030,290.00	0.61%	0.0263%
Oritani Financial Co							0.03%
241142 BFOR	ORIT	11,909.00	15.59	185,661.31	45,383,030.00	0.24%	0.0262%
Onyx Pharmaceutical							0.03%
Liberty All-Star Equity Fund	ONXX	19,057.00	123.82	2,359,637.74	73,338,780.00	0.20%	0.0260%
FEI Co							0.03%
Liberty All-Star Growth Fund	FEIC	7,800.00	80.42	627,276.00	41,746,200.00	0.49%	0.0187%
241142 BFOR	FEIC	2,806.00	80.42	225,658.52	41,746,200.00	0.29%	0.0067%
Movado Group Inc							0.03%
241142 BFOR	MOV	4,758.00	41.68	198,313.44	18,826,490.00	0.26%	0.0253%
PVH Corp.							0.03%
Liberty All-Star Equity Fund	PVH	20,415.00	129.30	2,639,659.50	81,053,660.00	0.23%	0.0252%
Shimao Property							0.02%
Clough China Fund	813 HK	867,000.00	19.12	2,137,483.56	3,472,571,000.00	2.57%	0.0250%
RealPage Inc.							0.02%
Liberty All-Star Growth Fund	RP	19,086.00	20.90	398,897.40	77,036,540.00	0.31%	0.0248%
Cray Inc							0.02%
241142 BFOR	CRAY	8,967.00	25.42	227,941.14	36,277,000.00	0.29%	0.0247%
LinkedIn Corp							0.02%
Liberty All-Star Equity Fund	LNKD	23,074.00	248.35	5,730,427.90	93,898,720.00	0.49%	0.0246%
Spectrum Pharma							0.02%
241142 BFOR	SPPI	15,501.00	8.10	125,558.10	63,307,720.00	0.16%	0.0245%

19

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Citrix Systems Inc							0.02%
Liberty All-Star Equity Fund	CTXS	43,346.00	71.07	3,080,600.22	187,382,100.00	0.26%	0.0231%
241142 BFOR	CTXS	2,440.00	71.07	173,410.80	187,382,100.00	0.22%	0.0013%
RetailMeNot Inc.							0.02%
Liberty All-Star Growth Fund	SALE	10,589.00	36.60	387,557.40	44,399,600.00	0.30%	0.0238%
Bio-Reference Labs							0.02%
241142 BFOR	BRLI	6,588.00	28.94	190,656.72	27,724,810.00	0.25%	0.0238%
Rex Energy							0.02%
241142 BFOR	REXX	12,627.00	21.13	266,808.51	53,596,420.00	0.35%	0.0236%
Ironwood Pharm. Inc							0.02%
Liberty All-Star Growth Fund	IRWD	22,350.00	12.46	278,481.00	95,321,060.00	0.22%	0.0234%
Puma Biotech Inc							0.02%
Liberty All-Star Growth Fund	PBYI	6,699.00	57.55	385,527.45	28,677,640.00	0.30%	0.0234%
Toll Brothers Inc							0.02%
Liberty All-Star Equity Fund	TOL	39,290.00	30.10	1,182,629.00	169,066,600.00	0.10%	0.0232%
Fresh Market Inc.							0.02%
Liberty All-Star Growth Fund	TFM	6,595.00	49.70	327,771.50	48,216,950.00	0.26%	0.0137%
241142 BFOR	TFM	4,575.00	49.70	227,377.50	48,216,950.00	0.29%	0.0095%
Consol Energy Inc							0.02%
Liberty All-Star Equity Fund	CNX	52,476.00	33.31	1,747,975.56	228,848,900.00	0.15%	0.0229%
Equinix Inc							0.02%
Liberty All-Star Equity Fund	EQIX	9,745.00	176.66	1,721,551.70	49,418,140.00	0.15%	0.0197%
Liberty All-Star Growth Fund	EQIX	1,585.00	176.66	280,006.10	49,418,140.00	0.22%	0.0032%
Encore Capital Group							0.02%
241142 BFOR	ECPG	5,737.00	43.75	250,993.75	25,252,070.00	0.32%	0.0227%
iShs MSCI EAFE Index							0.02%

20

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
RiverFront Global Growth Fund	EFA	44,091.00	60.77	2,679,410.07	712,800,000.00	4.35%	0.0062%
RiverFront Moderate Growth/Income Fund	EFA	42,923.00	60.77	2,608,430.71	712,800,000.00	2.21%	0.0060%
RiverFront Dynamic Equity Income Fund	EFA	40,938.00	60.77	2,487,802.26	712,800,000.00	6.10%	0.0057%
RiverFront Global Allocation Fund	EFA	30,539.00	60.77	1,855,855.03	712,800,000.00	6.84%	0.0043%
RiverFront Conserv. Income Builder Fund	EFA	1,456.00	60.77	88,481.12	712,800,000.00	1.99%	0.0002%
China Oilfield Svs							0.02%
Clough China Fund	2883 HK	342,000.00	19.78	872,264.49	1,534,852,000.00	1.05%	0.0223%
American Campus							0.02%
274027 GRI	ACC	17,234.00	33.39	575,443.26	104,781,300.00	0.54%	0.0164%
565020 GSRA	ACC	5,355.00	33.39	178,803.45	104,781,300.00	1.54%	0.0051%
Kulicke & Soffa Ind.							0.02%
241142 BFOR	KLIC	16,226.00	11.37	184,489.62	75,277,540.00	0.24%	0.0216%
EI Du Pont de Nemour							0.02%
647103 SDOG	DD	131,964.00	57.61	7,602,446.04	923,434,000.00	2.15%	0.0143%
Liberty All-Star Equity Fund	DD	67,000.00	57.61	3,859,870.00	923,434,000.00	0.33%	0.0073%
ViewPoint Financial							0.02%
241142 BFOR	VPFG	8,601.00	20.00	172,020.00	39,931,520.00	0.22%	0.0215%
WD-40 Co							0.02%
241142 BFOR	WDFC	3,294.00	59.02	194,411.88	15,314,880.00	0.25%	0.0215%
Albany International							0.02%
241142 BFOR	AIN	6,100.00	32.45	197,945.00	28,400,000.00	0.26%	0.0215%
Rogers Corp							0.02%
241142 BFOR	ROG	3,721.00	57.99	215,780.79	17,341,240.00	0.28%	0.0215%
Monotype Imaging							0.02%
241142 BFOR	TYPE	8,066.00	26.02	209,877.32	38,783,500.00	0.27%	0.0208%
SHFL Entertainment							0.02%
241142 BFOR	SHFL	11,590.00	22.78	264,020.20	56,405,420.00	0.34%	0.0205%

21

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
SemGroup Corp							0.02%
ALPS Alerian Energy Infrastructure	SEMG	8,696.00	53.05	461,322.80	42,432,620.00	4.39%	0.0205%
Meridian Bioscience							0.02%
241142 BFOR	VIVO	8,357.00	23.27	194,467.39	41,504,980.00	0.25%	0.0201%
Lockheed Martin Corp							0.02%
647103 SDOG	LMT	64,580.00	124.14	8,016,961.20	320,936,600.00	2.27%	0.0201%
LSB Industries Inc.							0.02%
241142 BFOR	LXU	4,514.00	31.03	140,069.42	22,441,530.00	0.18%	0.0201%
Deckers Outdoor Corp							0.02%
241142 BFOR	DECK	3,660.00	61.92	226,627.20	34,492,930.00	0.29%	0.0106%
Liberty All-Star Growth Fund	DECK	3,197.00	61.92	197,958.24	34,492,930.00	0.16%	0.0093%
Belo Corp							0.02%
241142 BFOR	BLC	18,927.00	14.25	269,709.75	95,587,050.00	0.35%	0.0198%
Fifth & Pacific Co							0.02%
Liberty All-Star Growth Fund	FNP	23,800.00	24.36	579,768.00	122,662,900.00	0.46%	0.0194%
Redington India Ltd							0.02%
Kotak India Permier Equity Portfolio	REDI IN	77,415.00	58.15	68,037.21	399,277,600.00	1.17%	0.0194%
Digital Realty Trust							0.02%
274027 GRI	DLR	21,076.00	51.58	1,087,100.08	128,428,500.00	1.03%	0.0164%
565020 GSRA	DLR	3,796.00	51.58	195,797.68	128,428,500.00	1.68%	0.0030%
World Acceptance							0.02%
241142 BFOR	WRLD	2,257.00	84.61	190,964.77	11,722,780.00	0.25%	0.0193%
Mahindra Holidays							0.02%
Kotak India Permier Equity Portfolio	MHRL IN	17,000.00	209.95	53,943.17	88,780,850.00	0.92%	0.0191%
Kinder Morgan Inc							0.02%
647103 SDOG	KMI	180,934.00	35.50	6,423,157.00	1,035,846,000.00	1.82%	0.0175%
ALPS Alerian Energy Infrastructure	KMI	11,464.00	35.50	406,972.00	1,035,846,000.00	3.87%	0.0011%

22

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
186239 CRBQ	KMI	5,880.00	35.50	208,740.00	1,035,846,000.00	0.32%	0.0006%
SKF India Ltd.							0.02%
Kotak India Permier Equity Portfolio	SKF IN	10,000.00	490.80	74,178.19	52,732,510.00	1.27%	0.0190%
Team Inc							0.02%
241142 BFOR	TISI	3,904.00	38.73	151,201.92	20,589,040.00	0.20%	0.0190%
Krispy Kreme Doughnt							0.02%
241142 BFOR	KKD	12,200.00	18.82	229,604.00	65,486,520.00	0.30%	0.0186%
Nippon Building Fund							0.02%
274027 GRI	8951 JP	114.00	1,107,000.00	1,260,278.62	613,000.00	1.19%	0.0186%
Abaxis Inc							0.02%
241142 BFOR	ABAX	4,148.00	40.35	167,371.80	22,319,000.00	0.22%	0.0186%
American Railcar							0.02%
241142 BFOR	ARII	3,965.00	35.45	140,559.25	21,352,300.00	0.18%	0.0186%
Select Comfort Corp							0.02%
241142 BFOR	SCSS	10,370.00	25.65	265,990.50	55,903,000.00	0.34%	0.0185%
Vera Bradley Inc.							0.02%
241142 BFOR	VRA	7,524.00	19.64	147,771.36	40,602,550.00	0.19%	0.0185%
Home Bancshares Inc.							0.02%
241142 BFOR	HOMB	10,370.00	26.40	273,768.00	56,251,420.00	0.35%	0.0184%
Invensense Inc.							0.02%
241142 BFOR	INVN	15,677.00	18.23	285,791.71	85,149,740.00	0.37%	0.0184%
AGCO Corp							0.02%
Liberty All-Star Growth Fund	AGCO	10,550.00	57.26	604,093.00	97,344,300.00	0.48%	0.0108%
186239 CRBQ	AGCO	7,340.00	57.26	420,288.40	97,344,300.00	0.65%	0.0075%
Santarus Inc.							0.02%
241142 BFOR	SNTS	11,773.00	22.89	269,483.97	64,934,200.00	0.35%	0.0181%

23

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
DXP Enterprises Inc.							0.02%
241142 BFOR	DXPE	2,562.00	70.52	180,672.24	14,209,930.00	0.23%	0.0180%
VST Industries Ltd							0.02%
Kotak India Permier Equity Portfolio	VST IN	2,780.00	1,471.10	61,809.99	15,441,920.00	1.06%	0.0180%
DSW Inc							0.02%
Liberty All-Star Growth Fund	DSW	3,750.00	85.70	321,375.00	36,333,920.00	0.25%	0.0103%
241142 BFOR	DSW	2,623.00	85.70	224,791.10	36,333,920.00	0.29%	0.0072%
Deutsche Euroshop AG							0.02%
274027 GRI	DEQ GY	7,679.00	30.76	309,855.62	44,114,570.00	0.29%	0.0174%
Dollar Tree Inc.							0.02%
RiverFront Moderate Growth/Income Fund	DLTR	17,029.00	53.97	919,055.13	223,833,700.00	0.78%	0.0076%
RiverFront Global Growth Fund	DLTR	8,264.00	53.97	446,008.08	223,833,700.00	0.72%	0.0037%
RiverFront Dynamic Equity Income Fund	DLTR	5,574.00	53.97	300,828.78	223,833,700.00	0.74%	0.0025%
241142 BFOR	DLTR	3,965.00	53.97	213,991.05	223,833,700.00	0.28%	0.0018%
RiverFront Global Allocation Fund	DLTR	3,652.00	53.97	197,098.44	223,833,700.00	0.73%	0.0016%
RiverFront Conserv. Income Builder Fund	DLTR	454.00	53.97	24,502.38	223,833,700.00	0.55%	0.0002%
Deutsche Wohnen AG							0.02%
274027 GRI	DWNI GY	27,923.00	13.17	482,226.78	160,660,000.00	0.46%	0.0174%
Dexus Property Group							0.02%
274027 GRI	DXS AU	809,484.00	1.00	742,835.74	4,701,957,000.00	0.70%	0.0172%
Nordson Corp							0.02%
Liberty All-Star Growth Fund	NDSN	8,300.00	69.24	574,692.00	64,214,780.00	0.45%	0.0129%
241142 BFOR	NDSN	2,745.00	69.24	190,063.80	64,214,780.00	0.25%	0.0043%
Dongfeng Motor Group							0.02%
Clough China Fund	489 HK	486,000.00	11.26	705,619.31	2,855,732,000.00	0.85%	0.0170%
BR Malls Participac.							0.02%
274027 GRI	BRML3 BZ	76,900.00	18.54	613,426.56	453,363,700.00	0.58%	0.0170%

24

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Dundee							0.02%
274027 GRI	D-U CN	17,660.00	29.15	490,018.56	104,371,600.00	0.46%	0.0169%
Columbia Banking Sys							0.02%
241142 BFOR	COLB	8,664.00	23.75	205,770.00	51,259,910.00	0.27%	0.0169%
Lifestyle Int’l Hldg							0.02%
Clough China Fund	1212 HK	279,000.00	16.88	607,256.88	1,651,884,000.00	0.73%	0.0169%
Dow Chemical Co/The							0.02%
647103 SDOG	DOW	204,400.00	38.41	7,851,004.00	1,210,214,000.00	2.22%	0.0169%
Joy Global Inc							0.02%
Liberty All-Star Equity Fund	JOY	10,784.00	50.86	548,474.24	106,278,000.00	0.05%	0.0101%
565020 GSRA	JOY	4,222.00	50.86	214,730.92	106,278,000.00	1.85%	0.0040%
241142 BFOR	JOY	2,928.00	50.86	148,918.08	106,278,000.00	0.19%	0.0028%
Great Portland Est							0.02%
274027 GRI	GPOR LN	57,834.00	5.29	476,465.61	343,926,140.00	0.45%	0.0168%
Castellum AB							0.02%
274027 GRI	CAST SS	28,775.00	90.85	391,480.48	172,006,700.00	0.37%	0.0167%
UDR Inc.							0.02%
274027 GRI	UDR	41,877.00	22.38	937,207.26	250,741,900.00	0.88%	0.0167%
British Land Co							0.02%
274027 GRI	BLND LN	164,685.00	5.49	1,409,385.27	986,420,600.00	1.33%	0.0167%
Tanger Outlet Center							0.02%
274027 GRI	SKT	15,748.00	31.10	489,762.80	94,415,140.00	0.46%	0.0167%
EPAM Systems Inc.							0.02%
241142 BFOR	EPAM	7,686.00	32.14	247,028.04	46,091,440.00	0.32%	0.0167%
Sumitomo Rlty & Dev.							0.02%
274027 GRI	8830 JP	79,000.00	4,605.00	3,633,045.39	476,085,970.00	3.43%	0.0166%

25

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
IPG Photonics Corp.							0.02%
Liberty All-Star Growth Fund	IPGP	5,609.00	59.09	331,435.81	51,537,800.00	0.26%	0.0109%
241142 BFOR	IPGP	2,931.00	59.09	173,192.79	51,537,800.00	0.22%	0.0057%
RioCan							0.02%
274027 GRI	REI-U CN	49,758.00	23.69	1,122,047.52	300,416,100.00	1.06%	0.0166%
Essex Property Trust							0.02%
274027 GRI	ESS	6,289.00	142.11	893,729.79	38,032,560.00	0.84%	0.0165%
Ventas Inc							0.02%
274027 GRI	VTR	48,423.00	60.44	2,926,686.12	293,228,500.00	2.76%	0.0165%
Prologis Inc.							0.02%
274027 GRI	PLD	82,284.00	35.68	2,935,893.12	498,605,600.00	2.77%	0.0165%
Boston Properties							0.02%
274027 GRI	BXP	25,120.00	102.48	2,574,297.60	152,389,000.00	2.43%	0.0165%
Stockland							0.02%
274027 GRI	SGP AU	380,005.00	3.80	1,318,534.11	2,305,751,000.00	1.24%	0.0165%
Kimco Realty Corp							0.02%
274027 GRI	KIM	67,501.00	19.83	1,338,544.83	409,639,500.00	1.26%	0.0165%
Realty Income Corp							0.02%
274027 GRI	O	32,293.00	38.70	1,249,739.10	196,168,100.00	1.18%	0.0165%
Grand Canyon Edu Inc							0.02%
241142 BFOR	LOPE	7,564.00	36.14	273,362.96	45,970,710.00	0.35%	0.0165%
Hammerson plc							0.02%
274027 GRI	HMSO LN	117,225.00	4.88	891,750.58	712,865,700.00	0.84%	0.0164%
Land Securities Grp.							0.02%
274027 GRI	LAND LN	129,115.00	8.81	1,773,192.75	785,288,400.00	1.67%	0.0164%
SL Green Realty Corp							0.02%

26

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
274027 GRI	SLG	15,112.00	85.58	1,293,284.96	91,976,640.00	1.22%	0.0164%
Mirvac Group							0.02%
274027 GRI	MGR AU	601,354.00	1.65	906,009.20	3,664,939,000.00	0.85%	0.0164%
Titan International							0.02%
241142 BFOR	TWI	8,784.00	15.89	139,577.76	53,539,140.00	0.18%	0.0164%
Segro PLC							0.02%
274027 GRI	SGRO LN	121,684.00	2.90	550,660.41	741,678,370.00	0.52%	0.0164%
Host Hotels & Resort							0.02%
274027 GRI	HST	123,035.00	17.10	2,103,898.50	750,030,600.00	1.99%	0.0164%
Sturm Ruger & Co Inc							0.02%
241142 BFOR	RGR	3,172.00	55.01	174,491.72	19,341,370.00	0.23%	0.0164%
Heartland Payment							0.02%
241142 BFOR	HPY	6,039.00	37.34	225,496.26	36,825,610.00	0.29%	0.0164%
Regency Centers							0.02%
274027 GRI	REG	15,126.00	46.70	706,384.20	92,291,030.00	0.67%	0.0164%
Targa Resources Corp							0.02%
ALPS Alerian Energy Infrastructure	TRGP	6,929.00	69.80	483,644.20	42,331,490.00	4.60%	0.0164%
Impax Laboratories							0.02%
241142 BFOR	IPXL	11,224.00	21.06	236,377.44	68,886,130.00	0.31%	0.0163%
Liberty Prop. Trust							0.02%
274027 GRI	LRY	23,234.00	33.82	785,773.88	142,872,100.00	0.74%	0.0163%
Alexandria							0.02%
274027 GRI	ARE	11,579.00	61.43	711,297.97	71,427,400.00	0.67%	0.0162%
Japan Retail Fund							0.02%
274027 GRI	8953 JP	337.00	186,600.00	627,994.21	2,079,190.00	0.59%	0.0162%

27

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Unibail-Rodamco							0.02%
274027 GRI	UL NA	15,737.00	169.60	3,501,194.00	97,201,790.00	3.30%	0.0162%
Century Text & Indus							0.02%
Kotak India Permier Equity Portfolio	CENT IN	15,013.00	224.45	50,928.25	93,045,680.00	0.87%	0.0161%
The Macerich Co							0.02%
274027 GRI	MAC	22,648.00	55.98	1,267,835.04	140,537,400.00	1.20%	0.0161%
Carpenter Technology							0.02%
565020 GSRA	CRS	4,568.00	55.06	251,514.08	52,880,100.00	2.16%	0.0086%
241142 BFOR	CRS	3,843.00	55.06	211,595.58	52,880,100.00	0.27%	0.0073%
iGATE Corporation							0.02%
241142 BFOR	IGTE	9,150.00	23.62	216,123.00	57,925,560.00	0.28%	0.0158%
Lindsay Corp.							0.02%
241142 BFOR	LNN	2,013.00	79.15	159,328.95	12,861,550.00	0.21%	0.0157%
Ultratech Inc							0.02%
241142 BFOR	UTEK	4,331.00	29.28	126,811.68	27,774,170.00	0.16%	0.0156%
Mitsui Fudosan Co							0.02%
274027 GRI	8801 JP	137,000.00	3,305.00	4,521,745.64	881,424,700.00	4.27%	0.0155%
Douglas Emmett							0.02%
274027 GRI	DEI	22,114.00	22.74	502,872.36	142,598,700.00	0.47%	0.0155%
AvalonBay Community							0.02%
274027 GRI	AVB	20,052.00	123.65	2,479,429.80	129,402,900.00	2.34%	0.0155%
Westfield Group							0.02%
274027 GRI	WDC AU	333,483.00	10.56	3,215,556.01	2,168,299,000.00	3.03%	0.0154%
GPT Group							0.02%
274027 GRI	GPT AU	269,627.00	3.60	886,307.33	1,753,880,000.00	0.84%	0.0154%
Weingarten Realty							0.02%

28

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
274027 GRI	WRI	18,671.00	27.54	514,199.34	121,931,600.00	0.49%	0.0153%
Helen of Troy							0.02%
241142 BFOR	HELE	4,880.00	40.33	196,810.40	31,977,890.00	0.25%	0.0153%
AZZ Incorporated							0.02%
241142 BFOR	AZZ	3,873.00	39.65	153,564.45	25,473,320.00	0.20%	0.0152%
Swift Transportation							0.02%
241142 BFOR	SWFT	13,275.00	18.99	252,092.25	87,663,430.00	0.33%	0.0151%
Vornado Realty Trust							0.02%
274027 GRI	VNO	28,129.00	80.75	2,271,416.75	186,991,100.00	2.14%	0.0150%
Cardtronics Inc.							0.01%
241142 BFOR	CATM	6,710.00	36.09	242,163.90	44,907,810.00	0.31%	0.0149%
Alcoa Inc							0.01%
Liberty All-Star Equity Fund	AA	135,030.00	7.87	1,062,686.10	1,069,551,000.00	0.09%	0.0126%
186239 CRBQ	AA	23,975.00	7.87	188,683.25	1,069,551,000.00	0.29%	0.0022%
Proto Labs Inc							0.01%
241142 BFOR	PRLB	3,721.00	72.94	271,409.74	25,217,060.00	0.35%	0.0148%
Equity Residential							0.01%
274027 GRI	EQR	52,922.00	51.74	2,738,184.28	360,334,600.00	2.58%	0.0147%
Wabtec Corp							0.01%
Liberty All-Star Growth Fund	WAB	10,450.00	59.51	621,879.50	96,270,890.00	0.49%	0.0109%
241142 BFOR	WAB	3,660.00	59.51	217,806.60	96,270,890.00	0.28%	0.0038%
Acorda Therapeutics							0.01%
241142 BFOR	ACOR	5,917.00	35.91	212,479.47	40,693,520.00	0.27%	0.0145%
C&J Energy Services							0.01%
241142 BFOR	CJES	7,869.00	21.00	165,249.00	54,472,760.00	0.21%	0.0144%
Ralph Lauren Corp							0.01%

29

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Liberty All-Star Equity Fund	RL	7,661.00	166.00	1,271,726.00	60,597,530.00	0.11%	0.0126%
241142 BFOR	RL	1,037.00	166.00	172,142.00	60,597,530.00	0.22%	0.0017%
Arbitron Inc							0.01%
241142 BFOR	ARB	3,843.00	47.21	181,428.03	26,939,790.00	0.23%	0.0143%
Knight Trans.							0.01%
241142 BFOR	KNX	11,346.00	16.42	186,301.32	80,018,600.00	0.24%	0.0142%
China Petro. & Chem.							0.01%
Clough China Fund	386 HK	3,378,000.00	5.94	2,587,270.80	25,513,440,000.00	3.11%	0.0132%
186239 CRBQ	386 HK	212,137.00	5.94	162,479.53	25,513,440,000.00	0.25%	0.0008%
PSP Swiss Property							0.01%
274027 GRI	PSPN SW	6,441.00	78.55	535,556.84	45,867,890.00	0.51%	0.0140%
Derwent London PLC							0.01%
274027 GRI	DLN LN	14,364.00	22.90	512,760.09	102,379,800.00	0.48%	0.0140%
Public Storage							0.01%
274027 GRI	PSA	23,802.00	151.26	3,600,290.52	172,007,100.00	3.40%	0.0138%
Boardwalk							0.01%
274027 GRI	BEI-U CN	6,586.00	56.50	354,203.99	47,857,840.00	0.33%	0.0138%
Micron Technology							0.01%
Liberty All-Star Equity Fund	MU	142,555.00	15.17	2,162,559.35	1,038,475,000.00	0.19%	0.0137%
Unifirst Corp/MA							0.01%
241142 BFOR	UNF	2,074.00	96.77	200,700.98	15,122,080.00	0.26%	0.0137%
Sinclair Broadcast							0.01%
241142 BFOR	SBGI	10,065.00	25.95	261,186.75	73,560,760.00	0.34%	0.0137%
China Overseas Grp							0.01%
Clough China Fund	81 HK	312,000.00	10.36	416,783.14	2,282,240,000.00	0.50%	0.0137%
Gugg S&P500 Equal HC							0.01%

30

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
RiverFront Moderate Growth/Income Fund	RYH	13,874.00	99.22	1,376,606.03	170,000,000.00	1.17%	0.0082%
RiverFront Global Growth Fund	RYH	4,617.00	99.22	458,107.97	170,000,000.00	0.74%	0.0027%
RiverFront Dynamic Equity Income Fund	RYH	2,555.00	99.22	253,512.21	170,000,000.00	0.62%	0.0015%
RiverFront Global Allocation Fund	RYH	1,779.00	99.22	176,515.94	170,000,000.00	0.65%	0.0010%
RiverFront Conserv. Income Builder Fund	RYH	389.00	99.22	38,597.36	170,000,000.00	0.87%	0.0002%
J&J Snack Foods Corp							0.01%
241142 BFOR	JJSF	2,562.00	76.24	195,326.88	18,767,920.00	0.25%	0.0137%
Michael Kors Hldings							0.01%
Liberty All-Star Equity Fund	KORS	24,527.00	75.84	1,860,127.68	203,049,300.00	0.16%	0.0121%
241142 BFOR	KORS	3,111.00	75.84	235,938.24	203,049,300.00	0.31%	0.0015%
Cyberonics Inc							0.01%
241142 BFOR	CYBX	3,721.00	52.06	193,715.26	27,340,200.00	0.25%	0.0136%
Ann Inc							0.01%
241142 BFOR	ANN	6,222.00	35.47	220,694.34	45,833,300.00	0.29%	0.0136%
Ascendas Real Estate							0.01%
274027 GRI	AREIT SP	324,066.00	2.16	546,413.15	2,399,409,000.00	0.52%	0.0135%
Akorn Inc.							0.01%
241142 BFOR	AKRX	12,993.00	18.75	243,618.75	96,206,310.00	0.32%	0.0135%
Devon Energy Corp							0.01%
Liberty All-Star Equity Fund	DVN	51,210.00	58.73	3,007,563.30	406,000,000.00	0.26%	0.0126%
186239 CRBQ	DVN	3,419.00	58.73	200,797.87	406,000,000.00	0.31%	0.0008%
Jyothy Laboratories							0.01%
Kotak India Permier Equity Portfolio	JYL IN	22,320.00	147.50	49,757.42	166,023,500.00	0.85%	0.0134%
Hexaware Tech Ltd							0.01%
Kotak India Permier Equity Portfolio	HEXW IN	39,250.00	126.20	74,863.60	298,787,100.00	1.28%	0.0131%
Intu Properties PLC							0.01%
274027 GRI	INTU LN	112,242.00	3.05	533,477.57	860,347,160.00	0.50%	0.0130%

31

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
IL&FS Transport							0.01%
Kotak India Permier Equity Portfolio	ILFT IN	25,337.00	114.30	43,769.65	194,267,700.00	0.75%	0.0130%
Texas Roadhouse Inc.							0.01%
241142 BFOR	TXRH	9,089.00	24.88	226,134.32	70,280,370.00	0.29%	0.0129%
OpenTable Inc.							0.01%
241142 BFOR	OPEN	2,928.00	73.99	216,642.72	22,938,480.00	0.28%	0.0128%
Omnicare Inc							0.01%
RiverFront Global Growth Fund	OCR	9,568.00	55.16	527,770.88	103,464,900.00	0.86%	0.0092%
RiverFront Global Allocation Fund	OCR	3,605.00	55.16	198,851.80	103,464,900.00	0.73%	0.0035%
CapitaMall Trust							0.01%
274027 GRI	CT SP	423,347.00	1.85	611,367.20	3,329,984,310.00	0.58%	0.0127%
Hibbett Sports Inc.							0.01%
241142 BFOR	HIBB	3,294.00	52.44	172,737.36	25,983,180.00	0.22%	0.0127%
Manhattan Associates							0.01%
241142 BFOR	MANH	2,440.00	88.69	216,403.60	19,312,080.00	0.28%	0.0126%
TAL Int. Group Inc.							0.01%
241142 BFOR	TAL	4,209.00	42.95	180,776.55	33,400,000.00	0.23%	0.0126%
Medidata Solutions							0.01%
241142 BFOR	MDSO	3,355.00	93.29	312,987.95	26,676,850.00	0.40%	0.0126%
Celgene Corp.							0.01%
Liberty All-Star Equity Fund	CELG	42,500.00	145.59	6,187,575.00	411,276,000.00	0.53%	0.0103%
Liberty All-Star Growth Fund	CELG	7,400.00	145.59	1,077,366.00	411,276,000.00	0.85%	0.0018%
241142 BFOR	CELG	1,647.00	145.59	239,786.73	411,276,000.00	0.31%	0.0004%
Arcos Dorados Hldgs.							0.01%
Liberty All-Star Growth Fund	ARCO	16,200.00	11.31	183,222.00	129,529,400.00	0.14%	0.0125%
Magellan Health Svs.							0.01%
241142 BFOR	MGLN	3,355.00	57.57	193,147.35	26,846,270.00	0.25%	0.0125%

32

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Crocs Inc.							0.01%
241142 BFOR	CROX	11,407.00	13.73	156,618.11	91,593,000.00	0.20%	0.0125%
Nippon Elec Glass Co							0.01%
241143 IDOG	5214 JP	61,841.00	528.00	326,080.27	497,616,230.00	2.21%	0.0124%
Cirrus Logic Inc.							0.01%
241142 BFOR	CRUS	7,818.00	24.09	188,335.62	63,454,750.00	0.24%	0.0123%
Xinyi Glass Holdings							0.01%
Clough China Fund	868 HK	466,000.00	6.84	410,996.21	3,795,629,000.00	0.49%	0.0123%
Starbucks Corp							0.01%
Liberty All-Star Equity Fund	SBUX	84,827.00	72.05	6,111,785.35	751,400,000.00	0.53%	0.0113%
Liberty All-Star Growth Fund	SBUX	3,750.00	72.05	270,187.50	751,400,000.00	0.21%	0.0005%
241142 BFOR	SBUX	3,111.00	72.05	224,147.55	751,400,000.00	0.29%	0.0004%
Outerwall Inc.							0.01%
241142 BFOR	OUTR	3,416.00	59.87	204,515.92	28,061,250.00	0.26%	0.0122%
New Jersey Resources							0.01%
ALPS Alerian Energy Infrastructure	NJR	4,992.00	42.03	209,813.76	41,380,560.00	2.00%	0.0121%
First Financial							0.01%
241142 BFOR	FFIN	3,843.00	58.06	223,124.58	31,967,420.00	0.29%	0.0120%
Portfolio Recovery							0.01%
241142 BFOR	PRAA	4,392.00	56.14	246,566.88	50,712,360.00	0.32%	0.0087%
Liberty All-Star Growth Fund	PRAA	1,632.00	56.14	91,620.48	50,712,360.00	0.07%	0.0032%
Eli Lilly & Co							0.01%
647103 SDOG	LLY	133,566.00	52.21	6,973,480.86	1,126,638,000.00	1.97%	0.0119%
Mitsubishi Estate Co							0.01%
274027 GRI	8802 JP	164,000.00	2,767.00	4,531,762.12	1,390,397,090.00	4.28%	0.0118%
Veresen Inc.							0.01%

33

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
ALPS Alerian Energy Infrastructure	VSN CN	23,354.00	11.72	260,538.65	199,576,900.00	2.48%	0.0117%
Biostime Intl Hold							0.01%
Clough China Fund	1112 HK	70,000.00	48.80	440,467.29	602,294,000.00	0.53%	0.0116%
Cohen & Steers Inc							0.01%
241142 BFOR	CNS	5,124.00	31.99	163,916.76	44,241,440.00	0.21%	0.0116%
Info Edge India Ltd							0.01%
Kotak India Permier Equity Portfolio	INFOE IN	12,625.00	304.85	58,168.69	109,181,020.00	1.00%	0.0116%
Nvidia Corp							0.01%
Liberty All-Star Growth Fund	NVDA	52,750.00	14.94	788,085.00	578,598,000.00	0.62%	0.0091%
241142 BFOR	NVDA	14,091.00	14.94	210,519.54	578,598,000.00	0.27%	0.0024%
Agilent Technologies							0.01%
RiverFront Moderate Growth/Income Fund	A	16,387.00	47.68	781,332.16	344,476,000.00	0.66%	0.0048%
RiverFront Global Growth Fund	A	9,241.00	47.68	440,610.88	344,476,000.00	0.72%	0.0027%
RiverFront Dynamic Equity Income Fund	A	6,316.00	47.68	301,146.88	344,476,000.00	0.74%	0.0018%
241142 BFOR	A	4,148.00	47.68	197,776.64	344,476,000.00	0.26%	0.0012%
RiverFront Global Allocation Fund	A	2,950.00	47.68	140,656.00	344,476,000.00	0.52%	0.0009%
RiverFront Conserv. Income Builder Fund	A	511.00	47.68	24,364.48	344,476,000.00	0.55%	0.0001%
Vitamin Shoppe Inc.							0.01%
241142 BFOR	VSI	3,477.00	42.51	147,807.27	30,400,590.00	0.19%	0.0114%
Ingredion Inc.							0.01%
186239 CRBQ	INGR	6,162.00	62.97	388,021.14	77,538,000.00	0.60%	0.0079%
241142 BFOR	INGR	2,684.00	62.97	169,011.48	77,538,000.00	0.22%	0.0035%
First Cash Financial							0.01%
241142 BFOR	FCFS	3,248.00	55.50	180,264.00	29,183,040.00	0.23%	0.0111%
Cerner Corp							0.01%
Liberty All-Star Equity Fund	CERN	29,340.00	46.61	1,367,537.40	343,108,200.00	0.12%	0.0086%
Liberty All-Star Growth Fund	CERN	4,730.00	46.61	220,465.30	343,108,200.00	0.17%	0.0014%
241142 BFOR	CERN	3,904.00	46.61	181,965.44	343,108,200.00	0.24%	0.0011%

34

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
FXCM Inc.							0.01%
Liberty All-Star Growth Fund	FXCM	4,119.00	19.21	79,125.99	38,046,270.00	0.06%	0.0108%
Morgan Stanley							0.01%
Liberty All-Star Equity Fund	MS	208,467.00	26.65	5,555,645.55	1,958,539,000.00	0.48%	0.0106%
American Int’l Group							0.01%
Liberty All-Star Equity Fund	AIG	157,091.00	48.67	7,645,618.97	1,476,351,000.00	0.66%	0.0106%
Spirit Airlines Inc.							0.01%
241142 BFOR	SAVE	7,727.00	31.57	243,941.39	72,620,550.00	0.32%	0.0106%
Chaoda Modern Ag							0.01%
186239 CRBQ	682 HK	348,000.00	0.01	448.72	3,291,302,490.00	0.00%	0.0106%
Gugg S&P Eq Wt Tech							0.01%
RiverFront Moderate Growth/Income Fund	RYT	17,968.00	67.93	1,220,566.24	345,000,000.00	1.03%	0.0052%
RiverFront Global Growth Fund	RYT	8,735.00	67.93	593,368.55	345,000,000.00	0.96%	0.0025%
RiverFront Dynamic Equity Income Fund	RYT	5,855.00	67.93	397,730.15	345,000,000.00	0.98%	0.0017%
RiverFront Global Allocation Fund	RYT	3,879.00	67.93	263,500.47	345,000,000.00	0.97%	0.0011%
Polaris Industries							0.01%
Liberty All-Star Growth Fund	PII	5,250.00	112.24	589,260.00	68,857,150.00	0.46%	0.0076%
241142 BFOR	PII	2,013.00	112.24	225,939.12	68,857,150.00	0.29%	0.0029%
Royal Gold Inc.							0.01%
565020 GSRA	RGLD	4,045.00	55.39	224,052.55	64,378,020.00	1.93%	0.0063%
186239 CRBQ	RGLD	2,722.00	55.39	150,771.58	64,378,020.00	0.23%	0.0042%
MWI Vet. Supply							0.01%
241142 BFOR	MWIV	1,342.00	145.15	194,791.30	12,793,060.00	0.25%	0.0105%
j2 Global Inc.							0.01%
241142 BFOR	JCOM	4,819.00	49.20	237,094.80	46,270,010.00	0.31%	0.0104%
Lenovo Group Ltd							0.01%
Clough China Fund	992 HK	1,070,000.00	7.60	1,048,559.71	10,390,380,000.00	1.26%	0.0103%

35

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
ICADE							0.01%
274027 GRI	ICAD FP	5,324.00	64.12	447,816.35	51,996,280.00	0.42%	0.0102%
Baker Hughes Inc							0.01%
Liberty All-Star Equity Fund	BHI	41,325.00	48.43	2,001,369.75	443,042,900.00	0.17%	0.0093%
186239 CRBQ	BHI	3,945.00	48.43	191,056.35	443,042,900.00	0.30%	0.0009%
ConocoPhillips							0.01%
647103 SDOG	COP	113,937.00	67.77	7,721,510.49	1,223,007,000.00	2.18%	0.0093%
186239 CRBQ	COP	10,852.00	67.77	735,440.04	1,223,007,000.00	1.14%	0.0009%
Lumber Liquidators							0.01%
241142 BFOR	LL	2,806.00	99.53	279,281.18	27,507,700.00	0.36%	0.0102%
Franks Intl N.V.							0.01%
Liberty All-Star Growth Fund	FI	15,530.00	28.13	436,858.90	153,524,000.00	0.34%	0.0101%
ServiceNow Inc							0.01%
Liberty All-Star Growth Fund	NOW	13,700.00	47.60	652,120.00	136,800,000.00	0.51%	0.0100%
Altria Group Inc							0.01%
647103 SDOG	MO	195,431.00	34.25	6,693,511.75	2,008,662,000.00	1.89%	0.0097%
241142 BFOR	MO	5,307.00	34.25	181,764.75	2,008,662,000.00	0.24%	0.0003%
CF Industries Hldgs							0.01%
186239 CRBQ	CF	4,806.00	192.51	925,203.06	57,282,620.00	1.43%	0.0084%
241142 BFOR	CF	915.00	192.51	176,146.65	57,282,620.00	0.23%	0.0016%
Gibson Energy Inc.							0.01%
ALPS Alerian Energy Infrastructure	GEI CN	12,098.00	23.04	265,325.71	121,271,000.00	2.52%	0.0100%
Capitaland LTD							0.01%
274027 GRI	CAPL SP	421,000.00	2.97	976,050.90	4,257,488,000.00	0.92%	0.0099%
Caterpillar Inc							0.01%
Liberty All-Star Equity Fund	CAT	62,800.00	82.95	5,209,260.00	657,700,000.00	0.45%	0.0095%
241142 BFOR	CAT	2,013.00	82.95	166,978.35	657,700,000.00	0.22%	0.0003%

36

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
VMware Inc.							0.01%
Liberty All-Star Equity Fund	VMW	10,800.00	84.90	916,920.00	129,517,200.00	0.08%	0.0083%
Liberty All-Star Growth Fund	VMW	1,900.00	84.90	161,310.00	129,517,200.00	0.13%	0.0015%
Questcor Pharma.							0.01%
241142 BFOR	QCOR	5,856.00	66.78	391,063.68	59,993,870.00	0.51%	0.0098%
CapitalSource Inc							0.01%
241142 BFOR	CSE	19,168.00	11.57	221,773.76	196,839,800.00	0.29%	0.0097%
Plantronics Inc							0.01%
241142 BFOR	PLT	4,270.00	43.87	187,324.90	43,856,330.00	0.24%	0.0097%
Bunge Ltd							0.01%
186239 CRBQ	BG	11,100.00	76.59	850,149.00	147,245,000.00	1.32%	0.0075%
565020 GSRA	BG	3,230.00	76.59	247,385.70	147,245,000.00	2.13%	0.0022%
Applied Industrial							0.01%
241142 BFOR	AIT	4,087.00	49.19	201,039.53	42,207,810.00	0.26%	0.0097%
Wageworks Inc							0.01%
Liberty All-Star Growth Fund	WAGE	3,255.00	43.53	141,690.15	33,820,480.00	0.11%	0.0096%
Air Methods Corp							0.01%
241142 BFOR	AIRM	3,721.00	40.51	150,737.71	38,891,090.00	0.19%	0.0096%
Telecom Corp of New							0.01%
241143 IDOG	TEL NZ	172,856.00	2.21	300,800.63	1,817,089,000.00	2.04%	0.0095%
Olin Corp							0.01%
241142 BFOR	OLN	7,564.00	23.06	174,425.84	80,014,350.00	0.23%	0.0095%
Cheesecake Factory							0.01%
241142 BFOR	CAKE	5,063.00	41.93	212,291.59	53,838,120.00	0.27%	0.0094%
Mentor Graphics Corp							0.01%
241142 BFOR	MENT	10,553.00	22.62	238,708.86	112,862,800.00	0.31%	0.0094%

37

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Ind & Comm Bk China							0.01%
Clough China Fund	1398 HK	8,047,967.00	5.29	5,489,561.52	86,794,044,550.00	6.60%	0.0093%
Bally Technologies							0.01%
241142 BFOR	BYI	3,599.00	72.73	261,755.27	38,890,000.00	0.34%	0.0093%
InterDigital Inc.							0.01%
241142 BFOR	IDCC	3,782.00	37.85	143,148.70	41,182,880.00	0.19%	0.0092%
Allegheny Tech.							0.01%
Liberty All-Star Growth Fund	ATI	7,550.00	27.71	209,210.50	107,954,600.00	0.16%	0.0070%
186239 CRBQ	ATI	2,195.00	27.71	60,823.45	107,954,600.00	0.09%	0.0020%
Bristol-Myers Squibb							0.01%
647103 SDOG	BMY	148,514.00	41.72	6,196,004.08	1,646,324,000.00	1.75%	0.0090%
Simon Property Group							0.01%
274027 GRI	SPG	27,955.00	142.54	3,984,705.70	310,326,100.00	3.76%	0.0090%
Bata India Ltd							0.01%
Kotak India Permier Equity Portfolio	BATA IN	5,780.00	827.45	72,283.85	64,263,770.00	1.24%	0.0090%
Deluxe Corp							0.01%
241142 BFOR	DLX	4,514.00	39.06	176,316.84	50,390,550.00	0.23%	0.0090%
Myriad Genetics							0.01%
241142 BFOR	MYGN	7,198.00	27.80	200,104.40	80,446,690.00	0.26%	0.0089%
Global Logistic Ppty							0.01%
274027 GRI	GLP SP	424,000.00	2.75	910,190.86	4,759,270,000.00	0.86%	0.0089%
Idexx Laboratories							0.01%
565020 GSRA	IDXX	2,716.00	95.25	258,699.00	52,543,090.00	2.23%	0.0052%
241142 BFOR	IDXX	1,952.00	95.25	185,928.00	52,543,090.00	0.24%	0.0037%
Valueclick Inc							0.01%
241142 BFOR	VCLK	6,588.00	21.22	139,797.36	74,299,070.00	0.18%	0.0089%

38

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Kronos Worldwide Inc							0.01%
241142 BFOR	KRO	10,248.00	15.00	153,720.00	115,913,600.00	0.20%	0.0088%
Cytec Industries Inc							0.01%
565020 GSRA	CYT	3,218.00	76.66	246,691.88	36,486,980.00	2.12%	0.0088%
Freeport-McMoRan							0.01%
Liberty All-Star Equity Fund	FCX	60,561.00	30.76	1,862,856.36	1,037,880,000.00	0.16%	0.0058%
186239 CRBQ	FCX	22,958.00	30.76	706,188.08	1,037,880,000.00	1.09%	0.0022%
241142 BFOR	FCX	7,991.00	30.76	245,803.16	1,037,880,000.00	0.32%	0.0008%
Thermax India Ltd.							0.01%
Kotak India Permier Equity Portfolio	TMX IN	10,500.00	543.25	86,210.61	119,156,300.00	1.48%	0.0088%
Deere & Co							0.01%
186239 CRBQ	DE	31,619.00	82.55	2,610,148.45	382,846,000.00	4.05%	0.0083%
241142 BFOR	DE	2,013.00	82.55	166,173.15	382,846,000.00	0.21%	0.0005%
Steve Madden Ltd							0.01%
241142 BFOR	SHOO	4,026.00	55.13	221,953.38	46,099,380.00	0.29%	0.0087%
Bezeq Israeli Teleco							0.01%
241143 IDOG	BEZQ IT	233,619.00	5.34	341,575.91	2,687,693,120.00	2.32%	0.0087%
Worthington Ind.							0.01%
241142 BFOR	WOR	6,100.00	33.86	206,546.00	70,461,780.00	0.27%	0.0087%
Ariad Pharmaceutical							0.01%
565020 GSRA	ARIA	12,640.00	20.75	262,280.00	185,106,700.00	2.26%	0.0068%
Liberty All-Star Growth Fund	ARIA	3,300.00	20.75	68,475.00	185,106,700.00	0.05%	0.0018%
CARBO Ceramics Inc							0.01%
241142 BFOR	CRR	1,952.00	83.95	163,870.40	23,081,930.00	0.21%	0.0085%
Monsanto Co							0.01%
186239 CRBQ	MON	43,285.00	101.49	4,392,994.65	533,109,300.00	6.81%	0.0081%
241142 BFOR	MON	1,769.00	101.49	179,535.81	533,109,300.00	0.23%	0.0003%

39

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Aaron’s Inc.							0.01%
241142 BFOR	AAN	6,405.00	26.93	172,486.65	75,806,430.00	0.22%	0.0084%
Banque Audi							0.01%
813977 EMDR	BQAD LI	409.00	6.25	2,556.25	4,843,000.00	0.11%	0.0084%
Starz - Liberty Cap.							0.01%
241142 BFOR	STRZA	8,967.00	25.90	232,245.30	107,069,200.00	0.30%	0.0084%
NetSuite Inc.							0.01%
Liberty All-Star Growth Fund	N	6,200.00	100.49	623,038.00	74,182,630.00	0.49%	0.0084%
Portugal Telecom SGP							0.01%
241143 IDOG	PTC PL	74,858.00	3.07	301,568.81	896,512,000.00	2.05%	0.0083%
Brookfield Pptys							0.01%
274027 GRI	BPO	42,111.00	16.09	677,565.99	505,322,400.00	0.64%	0.0083%
Buckle Inc/The							0.01%
241142 BFOR	BKE	4,026.00	51.70	208,144.20	48,325,330.00	0.27%	0.0083%
Hongkong Land Hldgs							0.01%
274027 GRI	HKL SP	194,600.00	6.39	1,243,494.00	2,338,131,460.00	1.17%	0.0083%
Pool Corp							0.01%
241142 BFOR	POOL	3,843.00	53.31	204,870.33	46,621,930.00	0.26%	0.0082%
Wharf Holdings Ltd							0.01%
274027 GRI	4 HK	249,700.00	66.25	2,133,046.01	3,029,727,000.00	2.01%	0.0082%
Klepierre							0.01%
274027 GRI	LI FP	16,409.00	30.11	648,021.07	199,470,340.00	0.61%	0.0082%
Bank of Hawaii Corp							0.01%
241142 BFOR	BOH	3,660.00	51.95	190,137.00	44,591,810.00	0.25%	0.0082%
China Shenhua Energy							0.01%
Clough China Fund	1088 HK	248,500.00	26.10	836,301.16	3,398,582,500.00	1.01%	0.0073%

40

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
186239 CRBQ	1088 HK	30,216.00	26.10	101,688.84	3,398,582,500.00	0.16%	0.0009%
Sociedad Quimica							0.01%
186239 CRBQ	SQM	9,701.00	28.69	278,321.69	120,377,000.00	0.43%	0.0081%
813977 EMDR	SQM	142.00	28.69	4,073.98	120,377,000.00	0.17%	0.0001%
Potash Corporation							0.01%
186239 CRBQ	POT CN	70,167.00	31.67	2,115,262.38	858,930,000.00	3.28%	0.0082%
Coromandel Intl Ltd							0.01%
Kotak India Permier Equity Portfolio	CRIN IN	23,046.00	194.75	67,833.58	283,057,800.00	1.16%	0.0081%
Syngenta AG							0.01%
186239 CRBQ	SYNN VX	7,579.00	369.80	2,966,776.97	93,126,150.00	4.60%	0.0081%
City Developments Lt							0.01%
274027 GRI	CIT SP	74,000.00	9.91	572,452.29	909,301,330.00	0.54%	0.0081%
Incitec Pivot LTD							0.01%
186239 CRBQ	IPL AU	131,818.00	2.63	316,554.82	1,628,730,100.00	0.49%	0.0081%
Sino Land Company							0.01%
274027 GRI	83 HK	480,000.00	10.96	678,340.25	5,947,824,000.00	0.64%	0.0081%
Nutreco NV							0.01%
186239 CRBQ	NUO NA	5,624.00	35.91	264,891.87	70,237,370.00	0.41%	0.0080%
Archer-Daniels							0.01%
186239 CRBQ	ADM	52,612.00	36.19	1,904,028.28	659,185,600.00	2.95%	0.0080%
Prestige Estates Pro							0.01%
Kotak India Permier Equity Portfolio	PEPL IN	27,800.00	117.75	49,474.04	350,000,000.00	0.85%	0.0079%
Zebra Technologies							0.01%
241142 BFOR	ZBRA	4,026.00	45.93	184,914.18	50,768,810.00	0.24%	0.0079%
Textainer Group Hldg							0.01%
241142 BFOR	TGH	4,392.00	35.39	155,432.88	55,749,090.00	0.20%	0.0079%

41

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
China Overseas							0.01%
274027 GRI	688 HK	633,000.00	23.45	1,914,001.86	8,172,616,000.00	1.81%	0.0077%
Steris Corp							0.01%
241142 BFOR	STE	4,575.00	40.97	187,437.75	59,086,340.00	0.24%	0.0077%
Delek US Holdings							0.01%
241142 BFOR	DK	4,636.00	24.73	114,648.28	60,083,840.00	0.15%	0.0077%
DST Systems Inc							0.01%
565020 GSRA	DST	3,315.00	72.30	239,674.50	43,029,830.00	2.06%	0.0077%
General Growth Pptys							0.01%
274027 GRI	GGP	74,417.00	18.69	1,390,853.73	966,951,200.00	1.31%	0.0077%
Agrium Inc. CAD$							0.01%
186239 CRBQ	AGU CN	12,089.00	88.85	1,022,424.11	157,820,000.00	1.58%	0.0077%
China Bluechemical							0.01%
186239 CRBQ	3983 HK	134,000.00	4.29	74,123.84	1,771,000,000.00	0.11%	0.0076%
AmTrust Financial							0.01%
241142 BFOR	AFSI	5,632.00	35.12	197,795.84	74,441,300.00	0.26%	0.0076%
The Mosiac Company							0.01%
186239 CRBQ	MOS	22,465.00	42.07	945,102.55	297,061,300.00	1.46%	0.0076%
Pier 1 Imports Inc							0.01%
241142 BFOR	PIR	8,052.00	22.16	178,432.32	106,743,300.00	0.23%	0.0075%
Nu Skin Enterprises							0.01%
241142 BFOR	NUS	4,331.00	88.52	383,380.12	58,663,290.00	0.50%	0.0074%
K+S AG							0.01%
186239 CRBQ	SDF GR	14,037.00	18.98	349,401.26	191,400,000.00	0.54%	0.0073%
Stora Enso Oyj							0.01%

42

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
241143 IDOG	STERV FH	44,472.00	6.26	364,907.14	612,386,060.00	2.48%	0.0073%
Verifone Systems Inc							0.01%
Liberty All-Star Growth Fund	PAY	7,807.00	20.72	161,761.04	108,529,000.00	0.13%	0.0072%
PetroChina Co Ltd							0.01%
Clough China Fund	857 HK	1,326,000.00	8.70	1,487,505.48	21,098,900,000.00	1.79%	0.0063%
186239 CRBQ	857 HK	186,119.00	8.70	208,788.11	21,098,900,000.00	0.32%	0.0009%
Dicks Sporting Goods							0.01%
Liberty All-Star Growth Fund	DKS	3,600.00	48.34	174,024.00	100,609,000.00	0.14%	0.0036%
241142 BFOR	DKS	3,599.00	48.34	173,975.66	100,609,000.00	0.22%	0.0036%
Vgrd Short-Term Bond							0.01%
Ibbotson Balanced ETF Asset All	BSV	355,100.00	79.61	28,269,511.00	16,631,200,000.00	14.10%	0.0021%
Ibbotson Income & Growth ETF Asset All	BSV	342,029.00	79.61	27,228,928.69	16,631,200,000.00	23.64%	0.0021%
Ibbotson Growth ETF Asset All	BSV	271,718.00	79.61	21,631,469.98	16,631,200,000.00	12.20%	0.0016%
Ibbotson Conservative ETF Asset All	BSV	165,052.00	79.61	13,139,789.72	16,631,200,000.00	33.96%	0.0010%
Ibbotson Aggressive Growth ETF Asset All	BSV	42,900.00	79.61	3,415,269.00	16,631,200,000.00	5.68%	0.0003%
Hang Lung Properties							0.01%
274027 GRI	101 HK	316,000.00	25.85	1,053,279.01	4,478,479,000.00	0.99%	0.0071%
Middleby Corp							0.01%
241142 BFOR	MIDD	1,220.00	196.16	239,315.20	18,791,450.00	0.31%	0.0065%
Liberty All-Star Growth Fund	MIDD	104.00	196.16	20,400.64	18,791,450.00	0.02%	0.0006%
Teleflex Inc							0.01%
565020 GSRA	TFX	2,896.00	77.14	223,397.44	41,125,590.00	1.92%	0.0070%
Gecina SA							0.01%
274027 GRI	GFC FP	4,405.00	87.10	503,306.40	62,650,440.00	0.47%	0.0070%
Discover Financial							0.01%
RiverFront Moderate Growth/Income Fund	DFS	14,727.00	48.62	716,026.74	483,787,700.00	0.61%	0.0030%
RiverFront Global Growth Fund	DFS	7,042.00	48.62	342,382.04	483,787,700.00	0.56%	0.0015%
RiverFront Dynamic Equity Income Fund	DFS	4,763.00	48.62	231,577.06	483,787,700.00	0.57%	0.0010%
241142 BFOR	DFS	4,331.00	48.62	210,573.22	483,787,700.00	0.27%	0.0009%

43

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
RiverFront Global Allocation Fund	DFS	2,671.00	48.62	129,864.02	483,787,700.00	0.48%	0.0006%
RiverFront Conserv. Income Builder Fund	DFS	446.00	48.62	21,684.52	483,787,700.00	0.49%	0.0001%
Newfield Exploration							0.01%
565020 GSRA	NFX	9,428.00	23.85	224,857.80	135,686,000.00	1.93%	0.0069%
Nufarm Limited							0.01%
186239 CRBQ	NUF AU	18,158.00	4.96	82,237.17	262,142,240.00	0.13%	0.0069%
LG Display Co. Ltd.							0.01%
Liberty All-Star Equity Fund	LPL	47,280.00	12.96	612,748.80	715,631,400.00	0.05%	0.0066%
813979 ASDR	LPL	1,511.00	12.96	19,582.56	715,631,400.00	0.76%	0.0002%
813977 EMDR	LPL	695.00	12.96	9,007.20	715,631,400.00	0.38%	0.0001%
American Vanguard Co							0.01%
186239 CRBQ	AVD	1,974.00	25.77	50,869.98	28,664,460.00	0.08%	0.0069%
First American Finan							0.01%
241142 BFOR	FAF	7,320.00	21.60	158,112.00	106,941,200.00	0.20%	0.0068%
Syntel Inc.							0.01%
241142 BFOR	SYNT	2,867.00	73.71	211,326.57	41,920,160.00	0.27%	0.0068%
MAXIMUS Inc							0.01%
241142 BFOR	MMS	4,662.00	38.45	179,253.90	68,192,350.00	0.23%	0.0068%
Trend Micro Inc.							0.01%
241143 IDOG	4704 JP	9,568.00	3,625.00	346,372.40	140,293,000.00	2.35%	0.0068%
Masimo Corporation							0.01%
Liberty All-Star Growth Fund	MASI	3,815.00	24.95	95,184.25	56,499,600.00	0.07%	0.0068%
Quanta Services Inc							0.01%
565020 GSRA	PWR	8,021.00	26.08	209,187.68	210,240,400.00	1.80%	0.0038%
241142 BFOR	PWR	6,161.00	26.08	160,678.88	210,240,400.00	0.21%	0.0029%
Hewlett-Packard Co							0.01%
Liberty All-Star Equity Fund	HPQ	130,000.00	22.12	2,875,600.00	1,928,552,000.00	0.25%	0.0067%

44

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Federal Bank Ltd							0.01%
Kotak India Permier Equity Portfolio	FB IN	11,500.00	274.55	47,718.96	170,978,700.00	0.82%	0.0067%
Cobalt Int’l Energy							0.01%
Liberty All-Star Equity Fund	CIE	18,786.00	24.54	461,008.44	411,236,500.00	0.04%	0.0046%
565020 GSRA	CIE	8,533.00	24.54	209,399.82	411,236,500.00	1.80%	0.0021%
AltaGas Ltd.							0.01%
ALPS Alerian Energy Infrastructure	ALA CN	7,847.00	35.54	265,463.21	118,381,100.00	2.52%	0.0066%
Gentex Corp							0.01%
241142 BFOR	GNTX	9,455.00	24.13	228,149.15	144,259,600.00	0.30%	0.0066%
Avis Budget Group							0.01%
241142 BFOR	CAR	7,076.00	28.00	198,128.00	108,061,400.00	0.26%	0.0065%
Keyera Corp							0.01%
ALPS Alerian Energy Infrastructure	KEY CN	5,109.00	57.75	280,847.89	78,307,260.00	2.67%	0.0065%
Chico’s FAS Inc							0.01%
241142 BFOR	CHS	10,431.00	15.54	162,097.74	160,816,700.00	0.21%	0.0065%
Hexcel Corp							0.01%
241142 BFOR	HXL	6,405.00	36.58	234,294.90	99,489,440.00	0.30%	0.0064%
Palo Alto Networks							0.01%
Liberty All-Star Growth Fund	PANW	4,548.00	45.52	207,024.96	71,136,120.00	0.16%	0.0064%
Britannia Inds Ltd							0.01%
Kotak India Permier Equity Portfolio	BRIT IN	7,629.00	750.00	86,476.99	119,700,800.00	1.48%	0.0064%
World Fuel Services							0.01%
241142 BFOR	INT	4,636.00	38.36	177,836.96	72,774,000.00	0.23%	0.0064%
US Airways Group Inc							0.01%
241142 BFOR	LCC	12,139.00	16.99	206,241.61	192,016,800.00	0.27%	0.0063%

45

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
AOL Inc.							0.01%
241142 BFOR	AOL	4,819.00	33.29	160,424.51	76,774,870.00	0.21%	0.0063%
Neustar Inc.							0.01%
241142 BFOR	NSR	4,026.00	50.81	204,561.06	64,360,390.00	0.26%	0.0063%
News Corp							0.01%
Liberty All-Star Equity Fund	NWS	12,400.00	16.39	203,236.00	199,630,000.00	0.02%	0.0062%
Validus Holdings							0.01%
565020 GSRA	VR	6,197.00	35.30	218,754.10	99,823,850.00	1.88%	0.0062%
HSN Inc.							0.01%
241142 BFOR	HSNI	3,294.00	55.00	181,170.00	53,221,290.00	0.23%	0.0062%
Medivation Inc.							0.01%
565020 GSRA	MDVN	4,613.00	60.50	279,086.50	75,212,040.00	2.40%	0.0061%
Mondelez Int’l Inc.							0.01%
Liberty All-Star Equity Fund	MDLZ	109,209.00	30.75	3,358,176.75	1,780,666,000.00	0.29%	0.0061%
Madison Square Grdn							0.01%
565020 GSRA	MSG	3,832.00	55.97	214,477.04	62,880,990.00	1.85%	0.0061%
Atmos Energy Corp							0.01%
ALPS Alerian Energy Infrastructure	ATO	5,472.00	39.40	215,596.80	90,640,210.00	2.05%	0.0060%
Salix Pharmaceutical							0.01%
241142 BFOR	SLXP	3,660.00	66.67	244,012.20	61,149,570.00	0.32%	0.0060%
Rosetta Resources							0.01%
241142 BFOR	ROSE	3,599.00	48.03	172,859.97	61,114,230.00	0.22%	0.0059%
United Therapeutics							0.01%
241142 BFOR	UTHR	2,928.00	74.14	217,081.92	49,923,520.00	0.28%	0.0059%
Occidental Petroleum							0.01%
Liberty All-Star Equity Fund	OXY	39,500.00	89.74	3,544,730.00	805,763,900.00	0.30%	0.0049%

46

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
186239 CRBQ	OXY	7,150.00	89.74	641,641.00	805,763,900.00	0.99%	0.0009%
Intel Corp							0.01%
647103 SDOG	INTC	278,931.00	22.61	6,306,629.91	4,982,000,000.00	1.78%	0.0056%
241142 BFOR	INTC	8,235.00	22.61	186,193.35	4,982,000,000.00	0.24%	0.0002%
SVB Financial Group							0.01%
241142 BFOR	SIVB	2,623.00	84.13	220,672.99	45,551,220.00	0.29%	0.0058%
Taiwan Fertilizer							0.01%
186239 CRBQ	1722 TT	56,400.00	68.40	129,524.58	980,000,000.00	0.20%	0.0058%
Nokian Renkaat Oyj							0.01%
241143 IDOG	NRE1V FH	7,422.00	36.49	355,273.81	129,609,840.00	2.41%	0.0057%
Cubist Pharma Inc							0.01%
241142 BFOR	CBST	3,782.00	63.98	241,972.36	66,083,230.00	0.31%	0.0057%
Atwood Oceanics Inc							0.01%
241142 BFOR	ATW	3,660.00	55.88	204,520.80	63,963,900.00	0.26%	0.0057%
CBOE Holdings Inc.							0.01%
241142 BFOR	CBOE	5,002.00	45.28	226,490.56	87,700,960.00	0.29%	0.0057%
Singapore Press Hld							0.01%
241143 IDOG	SPH SP	90,301.00	3.95	278,434.84	1,597,014,220.00	1.89%	0.0057%
UPM-Kymmene Oyj							0.01%
241143 IDOG	UPM1V FH	29,357.00	9.69	372,974.96	519,970,080.00	2.53%	0.0056%
Jones Lang LaSalle							0.01%
565020 GSRA	JLL	2,480.00	82.35	204,228.00	44,433,510.00	1.76%	0.0056%
SPDR S&P Insurance							0.01%
RiverFront Moderate Growth/Income Fund	KIE	15,437.00	55.17	851,659.29	615,000,000.00	0.72%	0.0025%
RiverFront Global Growth Fund	KIE	10,734.00	55.17	592,194.78	615,000,000.00	0.96%	0.0017%
RiverFront Dynamic Equity Income Fund	KIE	4,310.00	55.17	237,782.70	615,000,000.00	0.58%	0.0007%
RiverFront Global Allocation Fund	KIE	3,333.00	55.17	183,881.61	615,000,000.00	0.68%	0.0005%

47

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
RiverFront Conserv. Income Builder Fund	KIE	486.00	55.17	26,812.62	615,000,000.00	0.60%	0.0001%
Micros Systems Inc							0.01%
241142 BFOR	MCRS	4,270.00	49.87	212,944.90	76,611,140.00	0.28%	0.0056%
Six Flags Entertain.							0.01%
241142 BFOR	SIX	5,272.00	33.70	177,666.40	95,097,020.00	0.23%	0.0055%
Newmont Mining Corp							0.01%
186239 CRBQ	NEM	20,407.00	30.30	618,332.10	492,822,900.00	0.96%	0.0041%
565020 GSRA	NEM	6,481.00	30.30	196,374.30	492,822,900.00	1.69%	0.0013%
CNOOC Ltd							0.01%
Clough China Fund	883 HK	2,282,000.00	15.86	4,666,750.91	44,647,460,000.00	5.61%	0.0051%
186239 CRBQ	883 HK	140,987.00	15.86	288,322.18	44,647,460,000.00	0.45%	0.0003%
Metso Corporation							0.01%
241143 IDOG	MEO1V FH	8,136.00	30.17	321,999.08	150,348,250.00	2.18%	0.0054%
TonenGeneral Sekiyu							0.01%
241143 IDOG	5012 JP	30,568.00	922.00	281,456.99	565,180,000.00	1.91%	0.0054%
GMR Infrastructure							0.01%
Kotak India Permier Equity Portfolio	GMRI IN	208,750.00	14.85	46,851.62	3,892,434,780.00	0.80%	0.0054%
Carter’s Inc							0.01%
241142 BFOR	CRI	3,172.00	73.55	233,300.60	59,236,660.00	0.30%	0.0054%
China Resources Land							0.01%
274027 GRI	1109 HK	311,500.00	22.05	885,650.64	5,828,874,000.00	0.84%	0.0053%
3D Systems Corp							0.01%
241142 BFOR	DDD	5,429.00	53.23	288,985.67	101,611,500.00	0.37%	0.0053%
East West Bancorp							0.01%
241142 BFOR	EWBC	7,137.00	29.21	208,471.77	137,742,400.00	0.27%	0.0052%
Commerce Bancshares							0.01%

48

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
241142 BFOR	CBSH	4,697.00	43.09	202,393.73	90,697,500.00	0.26%	0.0052%
Signature Bank							0.01%
241142 BFOR	SBNY	2,379.00	89.16	212,111.64	46,172,000.00	0.27%	0.0052%
Under Armour Inc.							0.01%
241142 BFOR	UA	3,538.00	76.89	272,036.82	85,055,840.00	0.35%	0.0042%
Liberty All-Star Growth Fund	UA	816.00	76.89	62,742.24	85,055,840.00	0.05%	0.0010%
Graco Inc							0.01%
241142 BFOR	GGG	3,111.00	71.14	221,316.54	61,364,000.00	0.29%	0.0051%
RPC Inc							0.01%
241142 BFOR	RES	11,102.00	14.55	161,534.10	219,356,400.00	0.21%	0.0051%
Rollins Inc							0.01%
241142 BFOR	ROL	7,381.00	24.79	182,974.99	146,078,200.00	0.24%	0.0051%
NewMarket Corp							0.01%
241142 BFOR	NEU	671.00	280.60	188,282.60	13,312,120.00	0.24%	0.0050%
Qualcomm Inc							0.01%
Liberty All-Star Equity Fund	QCOM	83,200.00	67.83	5,643,456.00	1,715,426,000.00	0.49%	0.0049%
241142 BFOR	QCOM	2,684.00	67.83	182,055.72	1,715,426,000.00	0.24%	0.0002%
Liberty All-Star Growth Fund	QCOM	550.00	67.83	37,306.50	1,715,426,000.00	0.03%	0.0000%
Persistent Systems							0.01%
Kotak India Permier Equity Portfolio	PSYS IN	2,000.00	583.30	17,631.68	40,000,000.00	0.30%	0.0050%
Tencent Holdings Ltd							0.00%
Clough China Fund	700 HK	92,600.00	387.60	4,627,970.19	1,858,473,000.00	5.57%	0.0050%
Merck & Co Inc							0.00%
647103 SDOG	MRK	145,015.00	47.51	6,889,662.65	2,926,376,000.00	1.95%	0.0050%
Israel Chemicals LTD							0.00%
186239 CRBQ	ICL IT	34,693.00	25.10	238,247.41	1,272,642,000.00	0.37%	0.0027%
241143 IDOG	ICL IT	28,124.00	25.10	193,136.09	1,272,642,000.00	1.31%	0.0022%

49

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Oneok Inc							0.00%
ALPS Alerian Energy Infrastructure	OKE	10,136.00	51.17	518,659.12	206,201,100.00	4.93%	0.0049%
LSI Corp.							0.00%
241142 BFOR	LSI	26,385.00	7.78	205,275.30	547,075,100.00	0.27%	0.0048%
Olam Int’l Ltd							0.00%
186239 CRBQ	OLAM SP	115,000.00	1.42	127,473.56	2,390,214,000.00	0.20%	0.0048%
Delhaize Group							0.00%
241143 IDOG	DELB BB	4,824.00	46.00	291,094.17	100,583,280.00	1.98%	0.0048%
Church & Dwight Inc							0.00%
565020 GSRA	CHD	3,717.00	56.65	210,568.05	138,565,300.00	1.81%	0.0027%
241142 BFOR	CHD	2,928.00	56.65	165,871.20	138,565,300.00	0.21%	0.0021%
Erie Indemnity Co							0.00%
241142 BFOR	ERIE	2,440.00	74.44	181,633.60	51,203,000.00	0.23%	0.0048%
Yes Bank Ltd.							0.00%
Kotak India Permier Equity Portfolio	YES IN	17,100.00	287.50	74,302.88	359,720,900.00	1.27%	0.0048%
Union Bank of India							0.00%
Kotak India Permier Equity Portfolio	UNBK IN	28,000.00	110.65	46,825.36	596,794,200.00	0.80%	0.0047%
Triumph Group Inc							0.00%
241142 BFOR	TGI	2,440.00	74.35	181,414.00	52,013,580.00	0.23%	0.0047%
Jack Henry & Assoc.							0.00%
241142 BFOR	JKHY	4,026.00	50.67	203,997.42	86,112,300.00	0.26%	0.0047%
Yara International							0.00%
186239 CRBQ	YAR NO	13,000.00	242.00	513,716.53	278,500,900.00	0.80%	0.0047%
Bank of China Ltd.							0.00%
Clough China Fund	3988 HK	3,890,000.00	3.45	1,730,471.67	83,622,276,390.00	2.08%	0.0047%

50

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Alaska Air Group Inc							0.00%
241142 BFOR	ALK	3,233.00	57.96	187,384.68	69,869,020.00	0.24%	0.0046%
Hanesbrands Inc.							0.00%
241142 BFOR	HBI	4,577.00	61.64	282,126.28	99,003,010.00	0.36%	0.0046%
Fortinet Inc.							0.00%
241142 BFOR	FTNT	7,503.00	19.81	148,634.43	162,586,500.00	0.19%	0.0046%
American Eagle							0.00%
241142 BFOR	AEO	8,801.00	14.86	130,782.86	192,728,200.00	0.17%	0.0046%
Skyworks Solutions							0.00%
241142 BFOR	SWKS	8,540.00	25.91	221,271.40	187,738,400.00	0.29%	0.0045%
Axiall Corp.							0.00%
241142 BFOR	AXLL	3,172.00	39.99	126,848.28	69,801,680.00	0.16%	0.0045%
Canadian Utilities							0.00%
ALPS Alerian Energy Infrastructure	CU CN	8,076.00	34.75	267,137.21	179,523,100.00	2.54%	0.0045%
Copart Inc							0.00%
241142 BFOR	CPRT	5,612.00	31.96	179,359.52	125,443,600.00	0.23%	0.0045%
Wynn Resorts Ltd							0.00%
Liberty All-Star Growth Fund	WYNN	4,500.00	142.69	642,105.00	101,102,400.00	0.51%	0.0045%
Google Inc							0.00%
Liberty All-Star Equity Fund	GOOG	11,720.00	879.56	10,308,443.20	273,938,200.00	0.89%	0.0043%
241142 BFOR	GOOG	244.00	879.56	214,612.64	273,938,200.00	0.28%	0.0001%
Liberty All-Star Growth Fund	GOOG	165.00	879.56	145,127.40	273,938,200.00	0.11%	0.0001%
Cadence Design Sys							0.00%
241142 BFOR	CDNS	12,383.00	13.46	166,675.18	282,627,300.00	0.22%	0.0044%
QEP Resources Inc.							0.00%
565020 GSRA	QEP	7,854.00	28.27	222,032.58	179,289,600.00	1.91%	0.0044%

51

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
BOK Financial Corp.							0.00%
241142 BFOR	BOKF	2,989.00	64.36	192,372.04	68,687,720.00	0.25%	0.0044%
Fastenal Co							0.00%
Liberty All-Star Equity Fund	FAST	9,285.00	48.60	451,251.00	296,868,400.00	0.04%	0.0031%
241142 BFOR	FAST	3,538.00	48.60	171,946.80	296,868,400.00	0.22%	0.0012%
Belgacom							0.00%
241143 IDOG	BELG BB	14,581.00	18.56	354,908.71	338,025,130.00	2.41%	0.0043%
Capital One Finl.							0.00%
Liberty All-Star Equity Fund	COF	25,200.00	65.58	1,652,616.00	585,340,800.00	0.14%	0.0043%
Reinsurance Grp Amer							0.00%
241142 BFOR	RGA	3,050.00	65.88	200,934.00	70,984,450.00	0.26%	0.0043%
Herbalife LTD							0.00%
241142 BFOR	HLF	4,392.00	64.20	281,966.40	103,066,300.00	0.36%	0.0043%
Superior Energy Svs							0.00%
241142 BFOR	SPN	6,771.00	25.09	169,884.39	159,556,800.00	0.22%	0.0042%
Osisko Mining CAD$							0.00%
186239 CRBQ	OSK CN	18,504.00	5.16	90,886.34	437,068,500.00	0.14%	0.0042%
Allied Nevada Gold							0.00%
186239 CRBQ	ANV	4,392.00	4.69	20,598.48	103,940,700.00	0.03%	0.0042%
Silver Wheaton Corp							0.00%
186239 CRBQ	SLW CN	14,737.00	27.16	380,997.50	353,497,000.00	0.59%	0.0042%
Liberty All-Star Equity Fund	SLW	15,520.00	25.75	399,640.00	35,492,100,000.00	0.03%	0.0000%
Liberty All-Star Growth Fund	SLW	4,505.00	25.75	116,003.75	35,492,100,000.00	0.09%	0.0000%
Hindustan Petroleum							0.00%
Kotak India Permier Equity Portfolio	HPCL IN	14,300.00	174.00	37,605.99	338,627,250.00	0.64%	0.0042%
Factset Research Sys							0.00%
241142 BFOR	FDS	1,830.00	105.96	193,906.80	43,354,420.00	0.25%	0.0042%

52

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
MSC Indust’l Direct							0.00%
241142 BFOR	MSM	2,074.00	79.35	164,571.90	49,223,990.00	0.21%	0.0042%
China Agri-Industrie							0.00%
186239 CRBQ	606 HK	170,000.00	3.76	82,419.99	4,038,369,830.00	0.13%	0.0042%
Oil States Intl Inc							0.00%
241142 BFOR	OIS	2,318.00	93.64	217,057.52	55,153,850.00	0.28%	0.0042%
China Pacific Ins.							0.00%
Clough China Fund	2601 HK	116,400.00	27.90	418,748.23	2,775,300,000.00	0.50%	0.0042%
Golden Agri-Resource							0.00%
186239 CRBQ	GGR SP	538,000.00	0.55	230,982.40	12,837,550,000.00	0.36%	0.0042%
Agnico Eagle Mines							0.00%
186239 CRBQ	AEM CN	7,164.00	30.34	206,897.11	171,169,000.00	0.32%	0.0042%
Goldcorp Inc.							0.00%
186239 CRBQ	G CN	33,891.00	30.48	983,292.26	809,991,000.00	1.52%	0.0042%
Yamana Gold CAD$							0.00%
186239 CRBQ	YRI CN	31,138.00	11.59	343,524.27	746,492,000.00	0.53%	0.0042%
Kinross Gold Corp							0.00%
186239 CRBQ	K CN	47,384.00	5.73	258,445.88	1,138,736,000.00	0.40%	0.0042%
Lear Corp							0.00%
241142 BFOR	LEA	3,355.00	71.00	238,205.00	80,642,470.00	0.31%	0.0042%
Bajaj Hlds & Inv.							0.00%
Kotak India Permier Equity Portfolio	BJHI IN	4,619.00	795.00	55,499.21	111,293,510.00	0.95%	0.0042%
Barrick Gold $CAD							0.00%
186239 CRBQ	ABX CN	41,508.00	19.95	788,239.11	1,000,236,000.00	1.22%	0.0041%
Eldorado Gold CAD$							0.00%

53

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
186239 CRBQ	ELD CN	29,441.00	8.72	244,372.49	709,642,000.00	0.38%	0.0041%
Carlisle Cos Inc							0.00%
241142 BFOR	CSL	2,623.00	66.83	175,295.09	63,521,260.00	0.23%	0.0041%
Coeur Mining Inc.							0.00%
186239 CRBQ	CDE	4,184.00	13.92	58,241.28	101,572,500.00	0.09%	0.0041%
Newcrest Mining Ltd							0.00%
186239 CRBQ	NCM AU	31,563.00	13.20	380,426.42	766,511,000.00	0.59%	0.0041%
Pan Amer Silver CAD$							0.00%
186239 CRBQ	PAA CN	6,232.00	12.59	74,685.53	151,410,700.00	0.12%	0.0041%
Valmont Industries							0.00%
241142 BFOR	VMI	1,098.00	137.80	151,304.40	26,772,120.00	0.20%	0.0041%
Intl Game Tech							0.00%
241142 BFOR	IGT	10,675.00	19.31	206,134.25	260,800,000.00	0.27%	0.0041%
Wabco Holdings							0.00%
241142 BFOR	WBC	2,562.00	80.63	206,574.06	62,602,190.00	0.27%	0.0041%
IAMGOLD Corp							0.00%
186239 CRBQ	IMG CN	15,407.00	6.14	90,047.10	376,564,300.00	0.14%	0.0041%
Alliant Energy Corp							0.00%
565020 GSRA	LNT	4,533.00	48.55	220,077.15	110,943,700.00	1.89%	0.0041%
Faro Technologies							0.00%
Liberty All-Star Growth Fund	FARO	698.00	38.60	26,942.80	17,107,970.00	0.02%	0.0041%
Williams-Sonoma Inc							0.00%
241142 BFOR	WSM	3,965.00	55.82	221,326.30	97,183,890.00	0.29%	0.0041%
Detour Gold Corp							0.00%
186239 CRBQ	DGC CN	5,627.00	10.90	58,383.04	138,018,800.00	0.09%	0.0041%

54

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Whiting Petroleum Co							0.00%
565020 GSRA	WLL	4,825.00	51.28	247,426.00	118,654,200.00	2.13%	0.0041%
Solarwinds Inc.							0.00%
241142 BFOR	SWI	3,050.00	37.91	115,625.50	75,413,380.00	0.15%	0.0040%
Transdigm Group Inc							0.00%
241142 BFOR	TDG	1,230.00	138.02	169,764.60	52,540,420.00	0.22%	0.0023%
Liberty All-Star Growth Fund	TDG	892.00	138.02	123,113.84	52,540,420.00	0.10%	0.0017%
Israel Corp Ltd/The							0.00%
186239 CRBQ	ILCO IT	310.00	1,525.00	129,343.37	7,698,460.00	0.20%	0.0040%
Verisk Analytics Inc							0.00%
Liberty All-Star Equity Fund	VRSK	3,700.00	63.08	233,396.00	167,915,400.00	0.02%	0.0022%
241142 BFOR	VRSK	3,050.00	63.08	192,394.00	167,915,400.00	0.25%	0.0018%
AngloGold Ashanti							0.00%
186239 CRBQ	AU	14,728.00	13.48	198,533.44	383,935,100.00	0.31%	0.0038%
813977 EMDR	AU	598.00	13.48	8,061.04	383,935,100.00	0.34%	0.0002%
Credit Acceptance							0.00%
241142 BFOR	CACC	1,464.00	108.78	159,253.92	36,897,000.00	0.21%	0.0040%
Chevron Corp							0.00%
647103 SDOG	CVX	57,772.00	121.37	7,011,787.64	1,932,024,000.00	1.98%	0.0030%
186239 CRBQ	CVX	17,347.00	121.37	2,105,405.39	1,932,024,000.00	3.26%	0.0009%
241142 BFOR	CVX	1,525.00	121.37	185,089.25	1,932,024,000.00	0.24%	0.0001%
SPDR Materials							0.00%
274147 EQL	XLB	278,961.00	41.12	11,470,876.32	7,317,300,000.00	11.29%	0.0038%
RiverFront Global Growth Fund	XLB	7,265.00	41.12	298,736.80	7,317,300,000.00	0.49%	0.0001%
RiverFront Global Allocation Fund	XLB	3,214.00	41.12	132,159.68	7,317,300,000.00	0.49%	0.0000%
Petronet LNG Ltd.							0.00%
Kotak India Permier Equity Portfolio	PLNG IN	29,500.00	117.60	52,432.55	750,000,000.00	0.90%	0.0039%
Panera Bread Co							0.00%

55

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
241142 BFOR	PNRA	1,098.00	166.15	182,432.70	28,115,820.00	0.24%	0.0039%
Lincoln Electric Hld							0.00%
241142 BFOR	LECO	3,205.00	63.35	203,036.75	82,204,380.00	0.26%	0.0039%
New Gold Inc.							0.00%
186239 CRBQ	NGD CN	19,252.00	6.72	123,148.29	499,463,000.00	0.19%	0.0039%
Gold Fields Limited							0.00%
186239 CRBQ	GFI SJ	26,913.00	52.90	139,359.60	729,507,130.00	0.22%	0.0037%
813977 EMDR	GFI	1,143.00	5.08	5,806.44	739,809,000.00	0.25%	0.0002%
Compania de Buenaven							0.00%
186239 CRBQ	BVN	10,259.00	12.54	128,647.86	274,889,900.00	0.20%	0.0037%
813977 EMDR	BVN	289.00	12.54	3,624.06	274,889,900.00	0.15%	0.0001%
CVR Energy Inc.							0.00%
241142 BFOR	CVI	3,306.00	42.97	142,058.82	86,831,050.00	0.18%	0.0038%
Emami Limited							0.00%
Kotak India Permier Equity Portfolio	HMN IN	8,625.00	434.60	56,652.69	226,967,600.00	0.97%	0.0038%
Gartner Inc							0.00%
241142 BFOR	IT	3,538.00	57.51	203,470.38	93,158,580.00	0.26%	0.0038%
Snap-On Inc							0.00%
241142 BFOR	SNA	2,196.00	96.08	210,991.68	58,169,130.00	0.27%	0.0038%
Amazon.Com Inc							0.00%
Liberty All-Star Equity Fund	AMZN	15,406.00	294.10	4,530,904.60	456,883,500.00	0.39%	0.0034%
Liberty All-Star Growth Fund	AMZN	1,755.00	294.10	516,145.50	456,883,500.00	0.41%	0.0004%
Amcor LTD							0.00%
241143 IDOG	AMC AU	32,930.00	10.64	319,927.68	879,844,830.00	2.17%	0.0037%
Rangold Resources							0.00%
186239 CRBQ	RRS LN	3,406.00	50.55	268,391.74	91,818,220.00	0.42%	0.0037%

56

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Bajaj Finance Ltd							0.00%
Kotak India Permier Equity Portfolio	BAF IN	1,839.00	1,066.50	29,642.46	49,778,330.00	0.51%	0.0037%
Zijin Mining Group							0.00%
186239 CRBQ	2899 HK	221,000.00	1.96	55,852.70	6,008,160,000.00	0.09%	0.0037%
AT&T Inc							0.00%
647103 SDOG	T	193,648.00	33.34	6,456,224.32	5,311,000,000.00	1.83%	0.0036%
Mechel OAO							0.00%
186239 CRBQ	MTL	10,769.00	3.07	33,060.83	416,271,000.00	0.05%	0.0026%
813978 RUDR	MTL	4,142.00	3.07	12,715.94	416,271,000.00	0.53%	0.0010%
813977 EMDR	MTL	215.00	3.07	660.05	416,271,000.00	0.03%	0.0001%
Pfizer Inc							0.00%
647103 SDOG	PFE	239,032.00	28.27	6,757,434.64	6,620,300,000.00	1.91%	0.0036%
Robert Half Intl							0.00%
241142 BFOR	RHI	5,002.00	36.80	184,073.60	138,844,800.00	0.24%	0.0036%
IOI Corp. Berhad							0.00%
186239 CRBQ	IOI MK	227,900.00	5.30	365,467.47	6,423,289,990.00	0.57%	0.0035%
Monster Beverage Co							0.00%
241142 BFOR	MNST	3,782.00	56.14	212,321.48	167,403,700.00	0.27%	0.0023%
Liberty All-Star Growth Fund	MNST	2,150.00	56.14	120,701.00	167,403,700.00	0.09%	0.0013%
Thor Industries Inc							0.00%
Liberty All-Star Growth Fund	THO	1,878.00	52.17	97,975.26	53,045,330.00	0.08%	0.0035%
Orkla ASA							0.00%
241143 IDOG	ORK NO	36,377.00	45.00	267,303.23	1,028,930,970.00	1.81%	0.0035%
Intuitive Surgical							0.00%
Liberty All-Star Growth Fund	ISRG	1,000.00	384.44	384,440.00	39,709,910.00	0.30%	0.0025%
241142 BFOR	ISRG	366.00	384.44	140,705.04	39,709,910.00	0.18%	0.0009%
PPB Group							0.00%

57

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
186239 CRBQ	PEP MK	40,700.00	13.34	164,277.76	1,185,499,880.00	0.25%	0.0034%
Hoya Corp							0.00%
241143 IDOG	7741 JP	15,428.00	2,175.00	335,106.61	449,396,020.00	2.27%	0.0034%
China Construction							0.00%
Clough China Fund	939 HK	8,150,080.00	5.93	6,231,783.58	240,417,300,000.00	7.49%	0.0034%
OGE Energy Corp							0.00%
ALPS Alerian Energy Infrastructure	OGE	6,676.00	34.81	232,391.56	197,581,500.00	2.21%	0.0034%
Timken Co							0.00%
241142 BFOR	TKR	3,172.00	60.26	191,144.72	95,006,240.00	0.25%	0.0033%
Advance Auto Parts							0.00%
241142 BFOR	AAP	2,379.00	80.04	190,415.16	72,837,140.00	0.25%	0.0033%
Magnit OJSC							0.00%
813978 RUDR	MGNT LI	2,434.00	58.60	142,632.40	88,975,070.00	5.90%	0.0027%
813977 EMDR	MGNT LI	456.00	58.60	26,721.60	88,975,070.00	1.13%	0.0005%
Ocwen Financial Corp							0.00%
241142 BFOR	OCN	4,392.00	53.12	233,303.04	135,755,000.00	0.30%	0.0032%
Goodman Group							0.00%
274027 GRI	GMG AU	249,053.00	4.73	1,075,650.99	7,735,816,740.00	1.01%	0.0032%
Expedia Inc							0.00%
565020 GSRA	EXPE	3,912.00	48.18	188,480.16	123,193,400.00	1.62%	0.0032%
FleetCor Tech.							0.00%
241142 BFOR	FLT	2,562.00	104.01	266,473.62	81,835,610.00	0.34%	0.0031%
Fidelity Natl. Finan							0.00%
241142 BFOR	FNF	7,137.00	24.52	174,999.24	228,247,000.00	0.23%	0.0031%
Ulitimate Software							0.00%
Liberty All-Star Growth Fund	ULTI	866.00	141.41	122,461.06	27,835,470.00	0.10%	0.0031%

58

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Home Depot Inc							0.00%
Liberty All-Star Equity Fund	HD	41,841.00	72.99	3,053,974.59	1,432,443,000.00	0.26%	0.0029%
241142 BFOR	HD	2,562.00	72.99	187,000.38	1,432,443,000.00	0.24%	0.0002%
BJ’s Restaurants Inc							0.00%
Liberty All-Star Growth Fund	BJRI	873.00	31.46	27,464.58	28,194,740.00	0.02%	0.0031%
Schlumberger Ltd							0.00%
Liberty All-Star Equity Fund	SLB	28,590.00	84.22	2,407,849.80	1,323,183,000.00	0.21%	0.0022%
186239 CRBQ	SLB	11,895.00	84.22	1,001,796.90	1,323,183,000.00	1.55%	0.0009%
Hecla Mining Co.							0.00%
186239 CRBQ	HL	10,462.00	3.35	35,047.70	342,638,200.00	0.05%	0.0031%
Shree Cement Ltd.							0.00%
Kotak India Permier Equity Portfolio	SRCM IN	1,060.00	3,820.90	61,212.94	34,837,220.00	1.05%	0.0030%
PwShs Buyback Achv.							0.00%
RiverFront Moderate Growth/Income Fund	PKW	50,830.00	38.09	1,936,114.70	3,445,000,000.00	1.64%	0.0015%
RiverFront Global Growth Fund	PKW	25,299.00	38.09	963,638.91	3,445,000,000.00	1.57%	0.0007%
RiverFront Dynamic Equity Income Fund	PKW	16,473.00	38.09	627,456.57	3,445,000,000.00	1.54%	0.0005%
RiverFront Global Allocation Fund	PKW	11,062.00	38.09	421,351.58	3,445,000,000.00	1.55%	0.0003%
RiverFront Conserv. Income Builder Fund	PKW	1,029.00	38.09	39,194.61	3,445,000,000.00	0.88%	0.0000%
Motherson Sumi Sys							0.00%
Kotak India Permier Equity Portfolio	MSS IN	17,800.00	200.05	53,818.33	587,877,800.00	0.92%	0.0030%
Fossil Group Inc.							0.00%
241142 BFOR	FOSL	1,708.00	114.50	195,566.00	56,468,640.00	0.25%	0.0030%
Swire Property Ltd.							0.00%
274027 GRI	1972 HK	176,400.00	21.85	496,987.91	5,850,000,000.00	0.47%	0.0030%
Pembina Pipeline							0.00%
ALPS Alerian Energy Infrastructure	PPL CN	9,290.00	32.27	285,363.19	309,450,100.00	2.71%	0.0030%
Kuala Lumpur Kepong							0.00%

59

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
186239 CRBQ	KLK MK	32,020.00	21.44	207,718.25	1,067,504,690.00	0.32%	0.0030%
Huntington Bancshare							0.00%
241142 BFOR	HBAN	24,522.00	8.47	207,701.34	829,674,900.00	0.27%	0.0030%
Resmed Inc							0.00%
241142 BFOR	RMD	4,148.00	49.19	204,040.12	142,054,300.00	0.26%	0.0029%
Alleghany Corp							0.00%
241142 BFOR	Y	488.00	389.51	190,080.88	16,766,190.00	0.25%	0.0029%
Tesla Motors Inc.							0.00%
Liberty All-Star Growth Fund	TSLA	3,500.00	169.93	594,755.00	121,449,600.00	0.47%	0.0029%
X5 Retail Group NV							0.00%
813978 RUDR	FIVE LI	1,807.00	16.60	29,996.20	67,893,210.00	1.24%	0.0027%
813977 EMDR	FIVE LI	135.00	16.60	2,241.00	67,893,210.00	0.10%	0.0002%
Mettler-Toledo Inter							0.00%
241142 BFOR	MTD	854.00	223.96	191,261.84	29,945,250.00	0.25%	0.0029%
ArcelorMittal							0.00%
241143 IDOG	MT NA	25,217.00	10.33	341,713.49	1,665,392,000.00	2.32%	0.0015%
186239 CRBQ	MT NA	22,002.00	10.33	298,147.29	1,665,392,000.00	0.46%	0.0013%
JSC MMC Norilsk							0.00%
186239 CRBQ	MNOD LI	38,672.00	13.56	524,392.32	1,582,455,000.00	0.81%	0.0024%
813978 RUDR	MNOD LI	5,104.00	13.56	69,210.24	1,582,455,000.00	2.86%	0.0003%
813977 EMDR	MNOD LI	913.00	13.56	12,380.28	1,582,455,000.00	0.53%	0.0001%
Impala Platinum Hldg							0.00%
186239 CRBQ	IMP SJ	17,816.00	117.50	204,911.90	632,214,300.00	0.32%	0.0028%
McDonald’s Corp							0.00%
Liberty All-Star Equity Fund	MCD	26,000.00	95.66	2,487,160.00	999,645,800.00	0.21%	0.0026%
241142 BFOR	MCD	1,830.00	95.66	175,057.80	999,645,800.00	0.23%	0.0002%
Williams Cos Inc							0.00%

60

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
ALPS Alerian Energy Infrastructure	WMB	12,867.00	35.13	452,017.71	682,693,300.00	4.30%	0.0019%
186239 CRBQ	WMB	6,033.00	35.13	211,939.29	682,693,300.00	0.33%	0.0009%
Petsmart Inc							0.00%
241142 BFOR	PETM	2,867.00	69.87	200,317.29	103,907,700.00	0.26%	0.0028%
NRG Energy Inc							0.00%
565020 GSRA	NRG	8,820.00	25.73	226,938.60	322,487,500.00	1.95%	0.0027%
PIK Group							0.00%
813978 RUDR	PIK LI	13,037.00	1.89	24,639.93	493,260,400.00	1.02%	0.0026%
813977 EMDR	PIK LI	449.00	1.89	848.61	493,260,400.00	0.04%	0.0001%
TripAdvisor Inc.							0.00%
241142 BFOR	TRIP	3,538.00	74.67	264,182.46	130,185,600.00	0.34%	0.0027%
Exide Industries Ltd							0.00%
Kotak India Permier Equity Portfolio	EXID IN	23,056.00	122.30	42,616.92	850,000,000.00	0.73%	0.0027%
Family Dollar Stores							0.00%
241142 BFOR	FDO	3,111.00	71.18	221,440.98	114,999,900.00	0.29%	0.0027%
Vgrd European							0.00%
RiverFront Moderate Growth/Income Fund	VGK	156,740.00	52.04	8,156,749.60	15,923,500,000.00	6.91%	0.0010%
RiverFront Global Growth Fund	VGK	139,757.00	52.04	7,272,954.28	15,923,500,000.00	11.81%	0.0009%
RiverFront Dynamic Equity Income Fund	VGK	80,576.00	52.04	4,193,175.04	15,923,500,000.00	10.28%	0.0005%
RiverFront Global Allocation Fund	VGK	45,579.00	52.04	2,371,931.16	15,923,500,000.00	8.74%	0.0003%
RiverFront Conserv. Income Builder Fund	VGK	4,488.00	52.04	233,555.52	15,923,500,000.00	5.25%	0.0000%
Illumina Inc							0.00%
241142 BFOR	ILMN	3,355.00	79.47	266,621.85	125,120,800.00	0.34%	0.0027%
Eisai Co. Ltd							0.00%
241143 IDOG	4523 JP	7,940.00	4,200.00	333,030.41	296,566,940.00	2.26%	0.0027%
IndusInd Bank Ltd							0.00%
Kotak India Permier Equity Portfolio	IIB IN	14,000.00	397.50	84,107.91	523,998,300.00	1.44%	0.0027%

61

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Oceaneering Intl.							0.00%
241142 BFOR	OII	2,867.00	80.57	230,994.19	108,150,600.00	0.30%	0.0027%
DAIICHI SANKYO							0.00%
241143 IDOG	4568 JP	18,628.00	1,831.00	340,618.84	709,011,340.00	2.31%	0.0026%
Sun TV Network Ltd							0.00%
Kotak India Permier Equity Portfolio	SUNTV IN	10,350.00	401.35	62,782.02	394,084,620.00	1.08%	0.0026%
Energias de Portugal							0.00%
241143 IDOG	EDP PL	91,764.00	2.69	323,812.04	3,496,537,710.00	2.20%	0.0026%
The ADT Corporation							0.00%
565020 GSRA	ADT	5,506.00	39.95	219,964.70	210,519,600.00	1.89%	0.0026%
Pharmacyclics Inc							0.00%
241142 BFOR	PCYC	1,891.00	118.42	223,932.22	73,148,990.00	0.29%	0.0026%
Helmerich & Payne							0.00%
241142 BFOR	HP	2,745.00	64.50	177,052.50	106,488,500.00	0.23%	0.0026%
Li & Fung Limited							0.00%
241143 IDOG	494 HK	214,856.00	11.58	320,812.91	8,360,398,000.00	2.18%	0.0026%
Pharmstandard							0.00%
813978 RUDR	PHST LI	852.00	15.20	12,950.40	37,792,600.00	0.54%	0.0023%
813977 EMDR	PHST LI	109.00	15.20	1,656.80	37,792,600.00	0.07%	0.0003%
NiSource Inc							0.00%
ALPS Alerian Energy Infrastructure	NI	7,944.00	29.01	230,455.44	312,580,900.00	2.19%	0.0025%
Glenmark Pharma Ltd							0.00%
Kotak India Permier Equity Portfolio	GNP IN	6,885.00	513.80	53,465.02	270,939,500.00	0.92%	0.0025%
Calpine Corp							0.00%
565020 GSRA	CPN	11,097.00	19.06	211,508.82	439,024,000.00	1.82%	0.0025%
TransCanada Corp.							0.00%

62

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
ALPS Alerian Energy Infrastructure	TRP CN	11,562.00	45.89	505,049.91	706,373,700.00	4.80%	0.0016%
186239 CRBQ	TRP CN	6,268.00	45.89	273,798.03	706,373,700.00	0.42%	0.0009%
Scripps Networks							0.00%
241142 BFOR	SNI	2,806.00	74.54	209,159.24	111,558,600.00	0.27%	0.0025%
Cipla Ltd/India							0.00%
Kotak India Permier Equity Portfolio	CIPLA IN	20,103.00	418.60	127,183.80	802,921,350.00	2.18%	0.0025%
iShs Core S&P 500							0.00%
Ibbotson Growth ETF Asset All	IVV	226,492.00	166.76	37,769,805.92	26,385,000,000.00	21.30%	0.0009%
Ibbotson Balanced ETF Asset All	IVV	220,776.00	166.76	36,816,605.76	26,385,000,000.00	18.36%	0.0008%
Ibbotson Income & Growth ETF Asset All	IVV	102,968.00	166.76	17,170,943.68	26,385,000,000.00	14.91%	0.0004%
Ibbotson Aggressive Growth ETF Asset All	IVV	75,376.00	166.76	12,569,701.76	26,385,000,000.00	20.89%	0.0003%
Ibbotson Conservative ETF Asset All	IVV	20,607.00	166.76	3,436,423.32	26,385,000,000.00	8.88%	0.0001%
535338 SPXH	IVV	8,819.00	166.76	1,470,656.44	26,385,000,000.00	24.69%	0.0000%
535337 TRSK	IVV	2,176.00	166.76	362,869.76	26,385,000,000.00	24.40%	0.0000%
Wilmar Intl Ltd							0.00%
186239 CRBQ	WIL SP	159,000.00	3.08	382,280.16	6,396,424,000.00	0.59%	0.0025%
Solera Holdings Inc.							0.00%
Liberty All-Star Growth Fund	SLH	1,699.00	51.42	87,362.58	68,805,760.00	0.07%	0.0025%
Tractor Supply Co							0.00%
241142 BFOR	TSCO	1,708.00	124.71	213,004.68	69,808,880.00	0.28%	0.0024%
Pitney Bowes Inc							0.00%
647103 SDOG	PBI	476,510.00	16.65	7,933,891.50	20,181,300,000.00	2.24%	0.0024%
241142 BFOR	PBI	12,810.00	16.65	213,286.50	20,181,300,000.00	0.28%	0.0001%
Sinofert Holdings							0.00%
186239 CRBQ	297 HK	170,000.00	1.28	28,057.87	7,022,590,130.00	0.04%	0.0024%
F5 Networks Inc							0.00%
241142 BFOR	FFIV	1,891.00	86.52	163,609.32	78,303,640.00	0.21%	0.0024%
Emerson Electric Co							0.00%

63

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Liberty All-Star Equity Fund	EMR	14,000.00	61.67	863,380.00	714,531,400.00	0.07%	0.0020%
241142 BFOR	EMR	3,172.00	61.67	195,617.24	714,531,400.00	0.25%	0.0004%
Alliance Data Sys							0.00%
241142 BFOR	ADS	1,159.00	197.97	229,447.23	48,742,780.00	0.30%	0.0024%
Gerdau S.A.							0.00%
186239 CRBQ	GGB	25,755.00	7.38	190,071.90	1,146,031,000.00	0.29%	0.0022%
813977 EMDR	GGB	1,400.00	7.38	10,332.00	1,146,031,000.00	0.44%	0.0001%
SBA Communications							0.00%
565020 GSRA	SBAC	2,996.00	75.33	225,688.68	127,786,900.00	1.94%	0.0023%
DR Horton Inc							0.00%
241142 BFOR	DHI	7,564.00	17.77	134,412.28	322,837,800.00	0.17%	0.0023%
Aviva PLC							0.00%
241143 IDOG	AV/LN	59,291.00	3.94	364,249.15	2,543,772,030.00	2.47%	0.0023%
Cia Siderurgica Nacl							0.00%
186239 CRBQ	SID	32,747.00	4.00	130,988.00	1,457,970,000.00	0.20%	0.0022%
813977 EMDR	SID	1,187.00	4.00	4,748.00	1,457,970,000.00	0.20%	0.0001%
Varian Medical Sys.							0.00%
241142 BFOR	VAR	2,501.00	71.89	179,796.89	107,653,700.00	0.23%	0.0023%
eBay Inc							0.00%
Liberty All-Star Equity Fund	EBAY	30,047.00	51.95	1,560,941.65	1,294,532,000.00	0.13%	0.0023%
Vale SA							0.00%
186239 CRBQ	VALE	73,184.00	15.53	1,136,547.52	3,256,724,000.00	1.76%	0.0022%
813977 EMDR	VALE	2,141.00	15.53	33,249.73	3,256,724,000.00	1.41%	0.0001%
Green Mtn Coffee							0.00%
241142 BFOR	GMCR	3,477.00	84.88	295,127.76	150,739,200.00	0.38%	0.0023%
Tesoro Corp							0.00%
241142 BFOR	TSO	3,111.00	46.40	144,350.40	135,082,900.00	0.19%	0.0023%

64

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
First Quantum Min.							0.00%
186239 CRBQ	FM CN	13,079.00	18.15	225,961.50	575,178,200.00	0.35%	0.0023%
Western Union Co							0.00%
241142 BFOR	WU	12,505.00	18.03	225,465.15	551,935,700.00	0.29%	0.0023%
Cameco Corp CAD$							0.00%
186239 CRBQ	CCO CN	8,902.00	20.50	173,709.96	395,310,000.00	0.27%	0.0023%
JB Hunt Transport							0.00%
241142 BFOR	JBHT	2,623.00	72.81	190,980.63	117,067,000.00	0.25%	0.0022%
Genting Plantations							0.00%
186239 CRBQ	GENP MK	16,900.00	9.65	49,344.93	758,847,000.00	0.08%	0.0022%
United States Steel							0.00%
186239 CRBQ	X	3,219.00	18.72	60,259.68	144,657,400.00	0.09%	0.0022%
PIMCO Enhan Shrt Mat							0.00%
Ibbotson Income & Growth ETF Asset All	MINT	46,085.00	101.19	4,663,341.15	4,035,000,000.00	4.05%	0.0011%
Ibbotson Conservative ETF Asset All	MINT	23,050.00	101.19	2,332,429.50	4,035,000,000.00	6.03%	0.0006%
Ibbotson Balanced ETF Asset All	MINT	20,065.00	101.19	2,030,377.35	4,035,000,000.00	1.01%	0.0005%
Ensco PLC							0.00%
241142 BFOR	ESV	3,111.00	55.63	173,064.93	233,530,800.00	0.22%	0.0013%
186239 CRBQ	ESV	2,048.00	55.63	113,930.24	233,530,800.00	0.18%	0.0009%
Wyndham Worldwide							0.00%
241142 BFOR	WYN	2,928.00	60.43	176,939.04	132,960,200.00	0.23%	0.0022%
Hain Celestial Group							0.00%
Liberty All-Star Growth Fund	HAIN	1,050.00	79.29	83,254.50	47,698,530.00	0.07%	0.0022%
Mead Johnson Nutr.							0.00%
241142 BFOR	MJN	2,379.00	74.92	178,234.68	202,475,000.00	0.23%	0.0012%
Liberty All-Star Equity Fund	MJN	2,000.00	74.92	149,840.00	202,475,000.00	0.01%	0.0010%

65

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Oracle Corp							0.00%
Liberty All-Star Equity Fund	ORCL	94,950.00	32.26	3,063,087.00	4,630,807,000.00	0.26%	0.0021%
241142 BFOR	ORCL	5,002.00	32.26	161,364.52	4,630,807,000.00	0.21%	0.0001%
FMC Corp							0.00%
241142 BFOR	FMC	2,928.00	67.34	197,171.52	136,361,000.00	0.25%	0.0021%
BHP Billiton PLC							0.00%
186239 CRBQ	BLT LN	45,210.00	19.13	1,347,842.95	2,112,071,790.00	2.09%	0.0021%
Iluka Resources							0.00%
186239 CRBQ	ILU AU	8,904.00	10.97	89,188.78	418,700,500.00	0.14%	0.0021%
Jiangxi Copper							0.00%
186239 CRBQ	358 HK	29,000.00	15.62	58,408.33	1,387,482,000.00	0.09%	0.0021%
Sterlite Industries							0.00%
186239 CRBQ	SLT	16,637.00	6.27	104,313.99	840,164,600.00	0.16%	0.0020%
813979 ASDR	SLT	652.00	6.27	4,088.04	840,164,600.00	0.16%	0.0001%
Royal Dutch Shell							0.00%
Liberty All-Star Equity Fund	RDS/A	17,614.00	64.70	1,139,625.80	1,910,806,000.00	0.10%	0.0009%
186239 CRBQ	RDSA NA	33,752.00	24.67	1,092,066.32	3,821,612,000.00	1.69%	0.0009%
241143 IDOG	RDSA NA	9,467.00	24.67	306,310.50	3,821,612,000.00	2.08%	0.0002%
SPDR Utilities							0.00%
274147 EQL	XLU	295,686.00	36.72	10,857,589.92	14,502,400,000.00	10.69%	0.0020%
BorgWarner Inc							0.00%
241142 BFOR	BWA	2,318.00	99.28	230,131.04	114,476,800.00	0.30%	0.0020%
SPDR Consumer Staple							0.00%
274147 EQL	XLP	273,948.00	39.67	10,867,517.16	13,552,100,000.00	10.70%	0.0020%
Cameron Inter. Corp.							0.00%
241142 BFOR	CAM	2,806.00	58.81	165,020.86	246,117,900.00	0.21%	0.0011%
186239 CRBQ	CAM	2,144.00	58.81	126,088.64	246,117,900.00	0.20%	0.0009%

66

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
SPDR Industrial							0.00%
274147 EQL	XLI	255,379.00	44.88	11,461,409.52	12,762,600,000.00	11.29%	0.0020%
Liberty Interactive							0.00%
565020 GSRA	LINTA	9,785.00	23.44	229,360.40	491,514,100.00	1.97%	0.0020%
CH Robinson WW							0.00%
241142 BFOR	CHRW	3,172.00	57.84	183,468.48	159,343,900.00	0.24%	0.0020%
Kla-Tencor Corp							0.00%
241142 BFOR	KLAC	3,294.00	58.54	192,830.76	165,885,700.00	0.25%	0.0020%
PNC Financial Svs.							0.00%
Liberty All-Star Equity Fund	PNC	10,525.00	73.35	772,008.75	531,512,000.00	0.07%	0.0020%
Anglo American PLC							0.00%
186239 CRBQ	AAL LN	27,525.00	15.71	674,072.88	1,394,135,000.00	1.04%	0.0020%
Rio Tinto PLC							0.00%
186239 CRBQ	RIO LN	27,611.00	30.99	1,333,634.97	1,411,024,580.00	2.07%	0.0020%
Snam Rete Gas SpA							0.00%
241143 IDOG	SRG IM	65,764.00	3.53	304,530.86	3,381,638,000.00	2.07%	0.0019%
Sigma-Aldrich Corp							0.00%
241142 BFOR	SIAL	2,318.00	83.53	193,622.54	120,239,300.00	0.25%	0.0019%
Nippon Steel & Sumit							0.00%
186239 CRBQ	5401 JP	182,000.00	313.00	568,892.00	9,503,214,000.00	0.88%	0.0019%
Teradata Corp.							0.00%
241142 BFOR	TDC	3,111.00	57.51	178,913.61	163,100,000.00	0.23%	0.0019%
Cognizant Technology							0.00%
565020 GSRA	CTSH	3,471.00	76.00	263,796.00	301,368,700.00	2.27%	0.0012%
241142 BFOR	CTSH	2,257.00	76.00	171,532.00	301,368,700.00	0.22%	0.0007%
SPDR Consumer Disc.							0.00%

67

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
274147 EQL	XLY	196,478.00	58.72	11,537,188.16	10,355,300,000.00	11.36%	0.0019%
FirstEnergy Corp							0.00%
Liberty All-Star Equity Fund	FE	7,860.00	36.56	287,361.60	418,216,000.00	0.02%	0.0019%
Shriram Trans Fin Co							0.00%
Kotak India Permier Equity Portfolio	SHTF IN	4,250.00	499.60	32,090.98	226,863,900.00	0.55%	0.0019%
Cummins Inc							0.00%
Liberty All-Star Growth Fund	CMI	1,950.00	127.11	247,864.50	187,229,100.00	0.19%	0.0010%
241142 BFOR	CMI	1,525.00	127.11	193,842.75	187,229,100.00	0.25%	0.0008%
JFE Holdings Inc.							0.00%
186239 CRBQ	5411 JP	11,400.00	2,416.00	275,052.68	614,438,390.00	0.43%	0.0019%
Repsol YPF S.A.							0.00%
241143 IDOG	REP SM	13,745.00	18.23	328,700.07	1,220,863,460.00	2.23%	0.0011%
186239 CRBQ	REP SM	8,583.00	18.23	205,255.20	1,220,863,460.00	0.32%	0.0007%
Teck Cominco							0.00%
186239 CRBQ	TCK/B CN	10,504.00	27.63	276,260.55	576,625,000.00	0.43%	0.0018%
Posco							0.00%
186239 CRBQ	005490KS	1,577.00	327,500.00	470,210.54	87,186,830.00	0.73%	0.0018%
Republic Services							0.00%
565020 GSRA	RSG	6,538.00	32.38	211,700.44	362,022,900.00	1.82%	0.0018%
Walt Disney Co							0.00%
Liberty All-Star Equity Fund	DIS	28,996.00	61.30	1,777,454.80	1,786,442,000.00	0.15%	0.0016%
241142 BFOR	DIS	3,172.00	61.30	194,443.60	1,786,442,000.00	0.25%	0.0002%
Fortum OYJ							0.00%
241143 IDOG	FUM1V FH	15,957.00	15.43	322,987.38	888,367,040.00	2.19%	0.0018%
Chipotle Mexican							0.00%
241142 BFOR	CMG	549.00	408.72	224,387.28	30,869,460.00	0.29%	0.0018%

68

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Uralkali							0.00%
186239 CRBQ	URKA LI	47,605.00	24.75	1,178,223.75	2,936,015,890.00	1.83%	0.0016%
813978 RUDR	URKA LI	4,009.00	24.75	99,222.75	2,936,015,890.00	4.10%	0.0001%
813977 EMDR	URKA LI	545.00	24.75	13,488.75	2,936,015,890.00	0.57%	0.0000%
China Mobile HK Ltd							0.00%
Clough China Fund	941 HK	357,000.00	84.90	3,908,154.32	20,101,090,000.00	4.70%	0.0018%
813979 ASDR	CHL	3,536.00	55.23	195,293.28	2,010,121,700,000.00	7.59%	0.0000%
813977 EMDR	CHL	1,662.00	55.23	91,792.26	2,010,121,700,000.00	3.90%	0.0000%
Vgrd ST Corp Bond							0.00%
RiverFront Moderate Growth/Income Fund	VCSH	134,842.00	78.80	10,625,549.60	8,490,000,000.00	9.00%	0.0016%
RiverFront Conserv. Income Builder Fund	VCSH	8,823.00	78.80	695,252.40	8,490,000,000.00	15.63%	0.0001%
RiverFront Global Allocation Fund	VCSH	6,862.00	78.80	540,725.60	8,490,000,000.00	1.99%	0.0001%
Polymetal Intl							0.00%
186239 CRBQ	POLY LN	6,800.00	7.47	79,130.16	385,081,000.00	0.12%	0.0018%
Noble Energy Inc							0.00%
241142 BFOR	NBL	3,180.00	62.90	200,022.00	357,547,400.00	0.26%	0.0009%
186239 CRBQ	NBL	3,094.00	62.90	194,612.60	357,547,400.00	0.30%	0.0009%
Ametek Inc							0.00%
241142 BFOR	AME	4,270.00	43.86	187,282.20	244,224,400.00	0.24%	0.0017%
Harmony Gold Mining							0.00%
186239 CRBQ	HAR SJ	6,913.00	39.96	27,040.28	431,564,230.00	0.04%	0.0016%
813977 EMDR	HMY	574.00	3.88	2,227.12	435,289,900.00	0.09%	0.0001%
Kobe Steel Ltd.							0.00%
186239 CRBQ	5406 JP	54,000.00	169.00	91,136.97	3,115,061,100.00	0.14%	0.0017%
Perrigo Co							0.00%
241142 BFOR	PRGO	1,586.00	123.38	195,680.68	94,235,100.00	0.25%	0.0017%
Nike Inc							0.00%
Liberty All-Star Equity Fund	NKE	8,671.00	65.38	566,909.98	712,394,600.00	0.05%	0.0012%
241142 BFOR	NKE	3,233.00	65.38	211,373.54	712,394,600.00	0.27%	0.0005%

69

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Hindustan Zinc Ltd.							0.00%
Kotak India Permier Equity Portfolio	HZ IN	69,227.00	124.00	129,738.50	4,225,319,000.00	2.22%	0.0016%
Clorox Co							0.00%
241142 BFOR	CLX	2,135.00	82.34	175,795.90	130,429,800.00	0.23%	0.0016%
Moody’s Corp							0.00%
241142 BFOR	MCO	3,599.00	63.62	228,968.38	220,400,000.00	0.30%	0.0016%
Liberty Media Corp.							0.00%
565020 GSRA	LMCA	1,803.00	143.88	259,415.64	110,639,400.00	2.23%	0.0016%
ThyssenKrupp AG							0.00%
186239 CRBQ	TKA GR	8,380.00	15.86	174,292.48	514,489,000.00	0.27%	0.0016%
Lupin Limited							0.00%
Kotak India Permier Equity Portfolio	LPC IN	7,215.00	854.60	93,190.34	447,810,100.00	1.60%	0.0016%
Itochu Corp.							0.00%
241143 IDOG	8001 JP	25,324.00	1,148.00	290,327.58	1,584,889,500.00	1.97%	0.0016%
Western Digital							0.00%
241142 BFOR	WDC	3,782.00	65.08	246,132.56	236,996,100.00	0.32%	0.0016%
ConAgra Foods Inc							0.00%
565020 GSRA	CAG	6,731.00	33.82	227,642.42	422,076,200.00	1.96%	0.0016%
HollyFrontier Corp							0.00%
241142 BFOR	HFC	3,172.00	44.06	139,758.32	199,857,000.00	0.18%	0.0016%
CHI Steel Corp							0.00%
186239 CRBQ	2002 TT	238,638.00	26.00	208,319.50	15,046,209,350.00	0.32%	0.0016%
Genuine Parts Co							0.00%
241142 BFOR	GPC	2,440.00	78.32	191,100.80	154,859,400.00	0.25%	0.0016%
O’Reilly Automotive							0.00%

70

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
241142 BFOR	ORLY	1,708.00	123.50	210,938.00	108,554,700.00	0.27%	0.0016%
Amphenol Corp							0.00%
241142 BFOR	APH	2,501.00	75.63	189,150.63	159,158,400.00	0.24%	0.0016%
SPDR Health Care							0.00%
274147 EQL	XLV	228,555.00	50.18	11,468,889.90	14,636,500,000.00	11.29%	0.0016%
Weatherford Intl Ltd							0.00%
Liberty All-Star Equity Fund	WFT	11,975.00	15.61	186,929.75	767,710,900.00	0.02%	0.0016%
Turquoise Hill Res.							0.00%
186239 CRBQ	TRQ CN	15,496.00	5.41	79,799.50	1,005,610,000.00	0.12%	0.0015%
Gazprom							0.00%
186239 CRBQ	OGZD LI	105,375.00	8.32	876,720.00	11,836,760,000.00	1.36%	0.0009%
813978 RUDR	OGZD LI	64,974.00	8.32	540,583.68	11,836,760,000.00	22.35%	0.0005%
813977 EMDR	OGZD LI	9,416.00	8.32	78,341.12	11,836,760,000.00	3.33%	0.0001%
Precision Castparts							0.00%
Liberty All-Star Equity Fund	PCP	2,000.00	216.99	433,980.00	145,535,000.00	0.04%	0.0014%
Liberty All-Star Growth Fund	PCP	200.00	216.99	43,398.00	145,535,000.00	0.03%	0.0001%
iShs Barclays TIPS							0.00%
Ibbotson Balanced ETF Asset All	TIP	82,531.00	108.71	8,971,945.01	12,940,000,000.00	4.47%	0.0006%
Ibbotson Income & Growth ETF Asset All	TIP	77,563.00	108.71	8,431,873.73	12,940,000,000.00	7.32%	0.0006%
Ibbotson Conservative ETF Asset All	TIP	34,999.00	108.71	3,804,741.29	12,940,000,000.00	9.83%	0.0003%
Edison International							0.00%
565020 GSRA	EIX	4,883.00	44.36	216,609.88	325,811,000.00	1.86%	0.0015%
iShs MSCI Asia ExJpn							0.00%
RiverFront Global Growth Fund	AAXJ	39,169.00	56.60	2,216,965.40	4,030,000,000.00	3.60%	0.0010%
RiverFront Dynamic Equity Income Fund	AAXJ	12,534.00	56.60	709,424.40	4,030,000,000.00	1.74%	0.0003%
RiverFront Global Allocation Fund	AAXJ	8,356.00	56.60	472,949.60	4,030,000,000.00	1.74%	0.0002%
SPDR BC HY Bond							0.00%
Ibbotson Balanced ETF Asset All	JNK	166,685.00	39.25	6,542,386.25	22,677,300,000.00	3.26%	0.0007%

71

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Ibbotson Income & Growth ETF Asset All	JNK	102,150.00	39.25	4,009,387.50	22,677,300,000.00	3.48%	0.0005%
Ibbotson Conservative ETF Asset All	JNK	36,755.00	39.25	1,442,633.75	22,677,300,000.00	3.73%	0.0002%
RiverFront Moderate Growth/Income Fund	JNK	29,272.00	39.25	1,148,926.00	22,677,300,000.00	0.97%	0.0001%
RiverFront Conserv. Income Builder Fund	JNK	1,071.00	39.25	42,036.75	22,677,300,000.00	0.95%	0.0000%
Ross Stores Inc							0.00%
241142 BFOR	ROST	3,233.00	69.56	224,887.48	218,677,600.00	0.29%	0.0015%
Larsen & Toubro Ltd.							0.00%
Kotak India Permier Equity Portfolio	LT IN	13,595.00	727.80	149,541.92	925,256,300.00	2.56%	0.0015%
Enbridge Inc.							0.00%
ALPS Alerian Energy Infrastructure	ENB CN	12,063.00	43.19	495,931.63	823,730,000.00	4.72%	0.0015%
Etalon Group Ltd							0.00%
813978 RUDR	ETLN LI	4,133.00	4.55	18,805.15	294,958,000.00	0.78%	0.0014%
813977 EMDR	ETLN LI	186.00	4.55	846.30	294,958,000.00	0.04%	0.0001%
Polycom Inc							0.00%
Liberty All-Star Growth Fund	PLCM	2,441.00	10.43	25,459.63	169,622,800.00	0.02%	0.0014%
BB&T Corp							0.00%
241142 BFOR	BBT	5,795.00	33.93	196,624.35	703,868,700.00	0.25%	0.0008%
Liberty All-Star Equity Fund	BBT	4,300.00	33.93	145,899.00	703,868,700.00	0.01%	0.0006%
Dr. Reddy’s Labs Ltd							0.00%
Kotak India Permier Equity Portfolio	DRRD IN	2,428.00	2,294.10	84,184.61	169,996,400.00	1.44%	0.0014%
Mahindra & Mah Ltd							0.00%
Kotak India Permier Equity Portfolio	MM IN	8,780.00	777.05	103,113.41	615,892,400.00	1.77%	0.0014%
Windstream Holdings							0.00%
647103 SDOG	WIN	836,602.00	8.23	6,885,234.46	59,281,200,000.00	1.95%	0.0014%
Bed Bath & Beyond							0.00%
241142 BFOR	BBBY	3,050.00	72.68	221,674.00	217,765,600.00	0.29%	0.0014%
Rockwell Automation							0.00%

72

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
241142 BFOR	ROK	1,952.00	99.77	194,751.04	139,803,700.00	0.25%	0.0014%
Mail.ru Group Ltd							0.00%
813978 RUDR	MAIL LI	1,283.00	35.50	45,546.50	101,008,500.00	1.88%	0.0013%
813977 EMDR	MAIL LI	125.00	35.50	4,437.50	101,008,500.00	0.19%	0.0001%
American Tower Corp							0.00%
565020 GSRA	AMT	2,902.00	68.75	199,512.50	394,997,200.00	1.72%	0.0007%
Liberty All-Star Equity Fund	AMT	2,100.00	68.75	144,375.00	394,997,200.00	0.01%	0.0005%
Liberty All-Star Growth Fund	AMT	500.00	68.75	34,375.00	394,997,200.00	0.03%	0.0001%
Comcast Corp							0.00%
Liberty All-Star Equity Fund	CMCSA	23,660.00	42.55	1,006,733.00	2,133,605,000.00	0.09%	0.0011%
565020 GSRA	CMCSA	5,574.00	42.55	237,173.70	2,133,605,000.00	2.04%	0.0003%
LKQ Corporation							0.00%
Liberty All-Star Growth Fund	LKQ	4,056.00	29.74	120,625.44	300,119,800.00	0.09%	0.0014%
BofI Holding Inc							0.00%
Liberty All-Star Growth Fund	BOFI	13,376.00	63.18	845,095.68	1,378,500,000.00	0.66%	0.0010%
241142 BFOR	BOFI	5,124.00	63.18	323,734.32	1,378,500,000.00	0.42%	0.0004%
Infosys Technologies							0.00%
Kotak India Permier Equity Portfolio	INFO IN	7,643.00	3,004.80	347,097.20	574,236,160.00	5.95%	0.0013%
HDFC Bank Ltd							0.00%
Kotak India Permier Equity Portfolio	HDFCB IN	31,673.00	609.50	291,765.94	2,389,358,000.00	5.00%	0.0013%
813979 ASDR	HDB	1,320.00	30.46	40,207.20	238,935,800,000.00	1.56%	0.0000%
813977 EMDR	HDB	618.00	30.46	18,824.28	238,935,800,000.00	0.80%	0.0000%
Halliburton Co							0.00%
186239 CRBQ	HAL	7,747.00	49.77	385,568.19	913,580,900.00	0.60%	0.0008%
241142 BFOR	HAL	4,331.00	49.77	215,553.87	913,580,900.00	0.28%	0.0005%
Coach Inc							0.00%
241142 BFOR	COH	3,721.00	53.40	198,701.40	281,933,900.00	0.26%	0.0013%
Hershey Co/The							0.00%

73

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
241142 BFOR	HSY	2,135.00	90.19	192,555.65	162,563,700.00	0.25%	0.0013%
Danaher Corp							0.00%
RiverFront Global Growth Fund	DHR	6,555.00	67.22	440,627.10	692,707,100.00	0.72%	0.0009%
RiverFront Global Allocation Fund	DHR	2,523.00	67.22	169,596.06	692,707,100.00	0.62%	0.0004%
Ameriprise Financial							0.00%
241142 BFOR	AMP	2,562.00	87.79	224,917.98	197,850,200.00	0.29%	0.0013%
iShs MSCI EAFE Value							0.00%
RiverFront Moderate Growth/Income Fund	EFV	27,274.00	51.72	1,410,611.28	4,000,000,000.00	1.19%	0.0007%
RiverFront Global Growth Fund	EFV	11,170.00	51.72	577,712.40	4,000,000,000.00	0.94%	0.0003%
RiverFront Dynamic Equity Income Fund	EFV	7,508.00	51.72	388,313.76	4,000,000,000.00	0.95%	0.0002%
RiverFront Global Allocation Fund	EFV	4,957.00	51.72	256,376.04	4,000,000,000.00	0.94%	0.0001%
RiverFront Conserv. Income Builder Fund	EFV	829.00	51.72	42,875.88	4,000,000,000.00	0.96%	0.0000%
Industrias Penoles							0.00%
186239 CRBQ	PE&OLES*	5,069.00	406.38	153,887.66	397,475,740.00	0.24%	0.0013%
Rexnord Corp							0.00%
Liberty All-Star Growth Fund	RXN	1,241.00	19.20	23,827.20	97,403,720.00	0.02%	0.0013%
PwShs Senior Loan							0.00%
RiverFront Moderate Growth/Income Fund	BKLN	175,554.00	24.76	4,346,717.04	21,490,000,000.00	3.68%	0.0008%
RiverFront Dynamic Equity Income Fund	BKLN	51,499.00	24.76	1,275,115.24	21,490,000,000.00	3.13%	0.0002%
RiverFront Global Allocation Fund	BKLN	40,013.00	24.76	990,721.88	21,490,000,000.00	3.65%	0.0002%
RiverFront Conserv. Income Builder Fund	BKLN	6,523.00	24.76	161,509.48	21,490,000,000.00	3.63%	0.0000%
Southern Copper Corp							0.00%
565020 GSRA	SCCO	7,139.00	27.31	194,966.09	842,128,300.00	1.68%	0.0008%
186239 CRBQ	SCCO	3,542.00	27.31	96,732.02	842,128,300.00	0.15%	0.0004%
ExamWorks Group Inc.							0.00%
Liberty All-Star Growth Fund	EXAM	44,876.00	23.98	1,076,126.48	3,544,200,000.00	0.85%	0.0013%
Tech Mahindra							0.00%
Kotak India Permier Equity Portfolio	TECHM IN	2,930.00	1,382.40	61,217.14	232,313,600.00	1.05%	0.0013%

74

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Tata Motors Ltd.							0.00%
Kotak India Permier Equity Portfolio	TTMT IN	33,950.00	318.10	163,220.66	2,694,081,000.00	2.80%	0.0013%
Mattel Inc							0.00%
241142 BFOR	MAT	4,333.00	41.11	178,129.63	344,556,200.00	0.23%	0.0013%
Diageo PLC							0.00%
Liberty All-Star Equity Fund	DEO	7,858.00	123.08	967,162.64	627,738,900.00	0.08%	0.0013%
Globaltrans Invest							0.00%
813978 RUDR	GLTR LI	2,067.00	13.85	28,627.95	178,740,900.00	1.18%	0.0012%
813977 EMDR	GLTR LI	159.00	13.85	2,202.15	178,740,900.00	0.09%	0.0001%
Discovery Comm.							0.00%
Liberty All-Star Growth Fund	DISCA	1,800.00	77.59	139,662.00	147,220,400.00	0.11%	0.0012%
Fifth Third Bancorp							0.00%
241142 BFOR	FITB	11,102.00	18.53	205,720.06	910,173,900.00	0.27%	0.0012%
Omnicom Group							0.00%
241142 BFOR	OMC	3,111.00	62.52	194,499.72	257,193,000.00	0.25%	0.0012%
Orange							0.00%
241143 IDOG	ORA FP	31,613.00	8.42	349,301.86	2,648,890,000.00	2.37%	0.0012%
Waste Connections							0.00%
Liberty All-Star Growth Fund	WCN	1,472.00	42.60	62,707.20	123,484,500.00	0.05%	0.0012%
iShs Core MSCI EMKT							0.00%
RiverFront Global Growth Fund	IEMG	24,990.00	46.88	1,171,531.20	4,080,000,000.00	1.90%	0.0006%
RiverFront Dynamic Equity Income Fund	IEMG	12,338.00	46.88	578,405.44	4,080,000,000.00	1.42%	0.0003%
RiverFront Global Allocation Fund	IEMG	11,292.00	46.88	529,368.96	4,080,000,000.00	1.95%	0.0003%
T-Mobile US Inc.							0.00%
241142 BFOR	TMUS	8,479.00	24.58	208,413.82	726,716,600.00	0.27%	0.0012%
Estee Lauder Co							0.00%
241142 BFOR	EL	2,745.00	67.37	184,930.65	238,430,100.00	0.24%	0.0012%

75

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Housing Dev. Finance							0.00%
Kotak India Permier Equity Portfolio	HDFC IN	17,850.00	750.40	202,442.98	1,554,560,000.00	3.47%	0.0011%
WW Grainger Inc							0.00%
241142 BFOR	GWW	793.00	259.55	205,823.15	69,497,220.00	0.27%	0.0011%
Reliance Inusdries							0.00%
186239 CRBQ	RIGD LI	14,376.00	26.00	373,776.00	1,614,776,000.00	0.58%	0.0009%
813979 ASDR	RIGD LI	2,673.00	26.00	69,498.00	1,614,776,000.00	2.70%	0.0002%
813977 EMDR	RIGD LI	1,264.00	26.00	32,864.00	1,614,776,000.00	1.40%	0.0001%
NovaTek OAO							0.00%
186239 CRBQ	NVTK LI	2,667.00	128.10	341,642.70	303,630,600.00	0.53%	0.0009%
813978 RUDR	NVTK LI	627.00	128.10	80,318.70	303,630,600.00	3.32%	0.0002%
813977 EMDR	NVTK LI	131.00	128.10	16,781.10	303,630,600.00	0.71%	0.0000%
ITC Limited							0.00%
Kotak India Permier Equity Portfolio	ITC IN	87,650.00	312.15	413,510.88	7,907,941,000.00	7.09%	0.0011%
Virtus Investment							0.00%
Liberty All-Star Growth Fund	VRTS	90.00	175.57	15,801.30	8,145,830.00	0.01%	0.0011%
Axis Bank Ltd							0.00%
Kotak India Permier Equity Portfolio	AXSB IN	3,854.00	927.50	54,025.32	468,973,600.00	0.93%	0.0008%
813979 ASDR	AXB LI	780.00	13.60	10,608.00	414,291,000.00	0.41%	0.0002%
813977 EMDR	AXB LI	359.00	13.60	4,882.40	414,291,000.00	0.21%	0.0001%
Crown Castle Intl Co							0.00%
565020 GSRA	CCI	3,169.00	69.22	219,358.18	292,683,900.00	1.89%	0.0011%
Groupo Mexico SA de							0.00%
186239 CRBQ	GMEXICOB	83,984.00	38.97	244,498.47	7,785,000,000.00	0.38%	0.0011%
Motorola Solutions							0.00%
241142 BFOR	MSI	2,867.00	56.17	161,039.39	265,854,500.00	0.21%	0.0011%
Sands China Ltd.							0.00%

76

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Clough China Fund	1928 HK	86,800.00	46.30	518,198.93	8,058,879,000.00	0.62%	0.0011%
Regeneron Pharma.							0.00%
241142 BFOR	REGN	1,037.00	268.64	278,579.68	96,710,120.00	0.36%	0.0011%
Oil India Ltd.							0.00%
Kotak India Permier Equity Portfolio	OINL IN	6,444.00	432.60	42,132.16	601,135,900.00	0.72%	0.0011%
Fortescue Metals							0.00%
186239 CRBQ	FMG AU	33,192.00	4.42	133,959.70	3,113,798,150.00	0.21%	0.0011%
Philip Morris Intl.							0.00%
Liberty All-Star Equity Fund	PM	15,467.00	84.10	1,300,774.70	1,635,507,000.00	0.11%	0.0009%
241142 BFOR	PM	1,952.00	84.10	164,163.20	1,635,507,000.00	0.21%	0.0001%
Symantec Corp							0.00%
241142 BFOR	SYMC	7,320.00	25.45	186,294.00	698,622,000.00	0.24%	0.0010%
Becton Dickinson&Co.							0.00%
241142 BFOR	BDX	2,013.00	98.82	198,924.66	194,212,300.00	0.26%	0.0010%
Rosneft Oil							0.00%
186239 CRBQ	ROSN LI	94,358.00	7.73	729,387.34	10,598,177,810.00	1.13%	0.0009%
813978 RUDR	ROSN LI	13,420.00	7.73	103,736.60	10,598,177,810.00	4.29%	0.0001%
813977 EMDR	ROSN LI	1,659.00	7.73	12,824.07	10,598,177,810.00	0.54%	0.0000%
LUKOIL							0.00%
186239 CRBQ	LKOD LI	6,278.00	59.50	373,541.00	850,563,250.00	0.58%	0.0007%
813978 RUDR	LKOD LI	1,660.00	59.50	98,770.00	850,563,250.00	4.08%	0.0002%
813977 EMDR	LKOD LI	823.00	59.50	48,968.50	850,563,250.00	2.08%	0.0001%
Total SA							0.00%
186239 CRBQ	FP FP	18,211.00	42.14	1,006,692.21	2,376,735,000.00	1.56%	0.0008%
241143 IDOG	FP FP	6,216.00	42.14	343,616.43	2,376,735,000.00	2.33%	0.0003%
Petroleo Brasileiro							0.00%
186239 CRBQ	PBR	33,152.00	14.56	482,693.12	3,721,227,000.00	0.75%	0.0009%
813977 EMDR	PBR	2,631.00	14.56	38,307.36	3,721,227,000.00	1.63%	0.0001%

77

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
813977 EMDR	PBR/A	3,382.00	15.28	51,676.96	5,602,043,000.00	2.19%	0.0001%
DLF Ltd							0.00%
Kotak India Permier Equity Portfolio	DLFU IN	18,080.00	137.85	37,668.37	1,780,467,000.00	0.65%	0.0010%
Vinci SA							0.00%
241143 IDOG	DG FP	6,032.00	40.40	319,637.22	598,977,000.00	2.17%	0.0010%
ENI Spa							0.00%
186239 CRBQ	ENI IM	22,508.00	17.27	509,914.81	3,634,185,330.00	0.79%	0.0006%
241143 IDOG	ENI IM	13,824.00	17.27	313,180.31	3,634,185,330.00	2.12%	0.0004%
VF Corp							0.00%
241142 BFOR	VFC	1,098.00	193.30	212,243.40	109,919,200.00	0.27%	0.0010%
Alexion Pharma Inc.							0.00%
241142 BFOR	ALXN	1,952.00	112.49	219,580.48	195,558,000.00	0.28%	0.0010%
SPDR Technology							0.00%
274147 EQL	XLK	354,268.00	31.75	11,248,009.00	36,090,500,000.00	11.08%	0.0010%
Bajaj Auto Limited							0.00%
Kotak India Permier Equity Portfolio	BJAUT IN	2,788.00	1,901.00	80,102.59	289,367,020.00	1.37%	0.0010%
PPG Industries Inc							0.00%
241142 BFOR	PPG	1,342.00	160.57	215,484.94	142,646,400.00	0.28%	0.0009%
Global Ports Inv PLC							0.00%
813978 RUDR	GLPR LI	1,412.00	11.19	15,800.28	156,667,000.00	0.65%	0.0009%
813977 EMDR	GLPR LI	61.00	11.19	682.59	156,667,000.00	0.03%	0.0000%
Exxon Mobil Corp							0.00%
186239 CRBQ	XOM	39,723.00	87.35	3,469,804.05	4,446,376,000.00	5.38%	0.0009%
241142 BFOR	XOM	2,013.00	87.35	175,835.55	4,446,376,000.00	0.23%	0.0000%
T. Rowe Price Group							0.00%
241142 BFOR	TROW	2,379.00	70.94	168,766.26	260,135,400.00	0.22%	0.0009%

78

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Visa Inc.							0.00%
Liberty All-Star Equity Fund	V	4,100.00	176.21	722,461.00	514,589,400.00	0.06%	0.0008%
Liberty All-Star Growth Fund	V	600.00	176.21	105,726.00	514,589,400.00	0.08%	0.0001%
Metlife Inc							0.00%
Liberty All-Star Equity Fund	MET	10,000.00	48.40	484,000.00	1,097,145,000.00	0.04%	0.0009%
Samsung Electronics							0.00%
813979 ASDR	SMSD LI	155.00	410.70	63,658.50	45,700,000.00	2.47%	0.0003%
813979 ASDR	SMSN LI	817.00	619.00	505,723.00	294,598,700.00	19.65%	0.0003%
813977 EMDR	SMSD LI	73.00	410.70	29,981.10	45,700,000.00	1.27%	0.0002%
813977 EMDR	SMSN LI	385.00	619.00	238,315.00	294,598,700.00	10.12%	0.0001%
Sirius XM Radio Inc.							0.00%
241142 BFOR	SIRI	56,107.00	3.80	213,206.60	6,209,264,000.00	0.28%	0.0009%
BP PLC							0.00%
186239 CRBQ	BP/ LN	168,509.00	4.46	1,170,894.57	18,844,510,000.00	1.81%	0.0009%
Liberty All-Star Equity Fund	BP	2,844.00	41.55	118,168.20	1,884,950,600,000.00	0.01%	0.0000%
E.ON AG							0.00%
241143 IDOG	EOAN GR	17,881.00	12.11	284,056.24	2,001,000,000.00	1.93%	0.0009%
National-Oilwell Inc							0.00%
186239 CRBQ	NOV	3,815.00	77.52	295,738.80	427,518,300.00	0.46%	0.0009%
Valero Energy Corp							0.00%
186239 CRBQ	VLO	4,819.00	36.75	177,098.25	542,142,700.00	0.27%	0.0009%
Apache Corp							0.00%
186239 CRBQ	APA	3,459.00	86.19	298,131.21	389,422,900.00	0.46%	0.0009%
EnCana Corp							0.00%
186239 CRBQ	ECA CN	6,524.00	18.38	114,141.28	736,300,000.00	0.18%	0.0009%
Suncor Energy							0.00%
186239 CRBQ	SU CN	13,380.00	36.26	461,814.10	1,513,324,000.00	0.72%	0.0009%

79

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Intuit Inc							0.00%
241142 BFOR	INTU	2,623.00	64.18	168,344.14	296,925,300.00	0.22%	0.0009%
Marathon Oil Corp							0.00%
186239 CRBQ	MRO	6,260.00	35.89	224,671.40	708,817,000.00	0.35%	0.0009%
EOG Resources Inc							0.00%
186239 CRBQ	EOG	2,405.00	161.43	388,239.15	272,419,300.00	0.60%	0.0009%
iShs Barclays 1-3 CB							0.00%
RiverFront Moderate Growth/Income Fund	CSJ	82,818.00	104.62	8,664,419.16	10,610,000,000.00	7.34%	0.0008%
RiverFront Conserv. Income Builder Fund	CSJ	6,231.00	104.62	651,887.22	10,610,000,000.00	14.66%	0.0001%
RiverFront Global Allocation Fund	CSJ	4,446.00	104.62	465,140.52	10,610,000,000.00	1.71%	0.0000%
Anadarko Petroleum							0.00%
186239 CRBQ	APC	4,422.00	92.75	410,140.50	502,705,700.00	0.64%	0.0009%
LSR Group OJSC							0.00%
813978 RUDR	LSRG LI	4,250.00	4.25	18,058.28	515,151,100.00	0.75%	0.0008%
813977 EMDR	LSRG LI	262.00	4.25	1,113.24	515,151,100.00	0.05%	0.0001%
Ericsson LM-B SHS							0.00%
241143 IDOG	ERICB SS	25,916.00	83.65	324,641.29	2,964,695,750.00	2.20%	0.0009%
Takeda Pharma Co							0.00%
241143 IDOG	4502 JP	6,888.00	4,630.00	318,484.45	789,666,090.00	2.16%	0.0009%
Goldman Sachs Group							0.00%
Liberty All-Star Equity Fund	GS	3,875.00	156.17	605,158.75	449,103,600.00	0.05%	0.0009%
Canadian Natural Res							0.00%
186239 CRBQ	CNQ CN	9,355.00	32.54	289,764.12	1,087,269,000.00	0.45%	0.0009%
Norsk Hydro ASA							0.00%
186239 CRBQ	NHY NO	17,700.00	25.12	72,603.53	2,068,998,270.00	0.11%	0.0009%
Microsoft Corp							0.00%
Liberty All-Star Equity Fund	MSFT	64,550.00	31.24	2,016,542.00	8,328,000,000.00	0.17%	0.0008%

80

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
241142 BFOR	MSFT	6,405.00	31.24	200,092.20	8,328,000,000.00	0.26%	0.0001%
Transocean Ltd.							0.00%
186239 CRBQ	RIG	3,045.00	46.45	141,440.25	360,410,800.00	0.22%	0.0008%
Pioneer Natural Res.							0.00%
186239 CRBQ	PXD	1,170.00	182.00	212,940.00	138,546,600.00	0.33%	0.0008%
Wesfarmers Limited							0.00%
241143 IDOG	WES AU	8,413.00	40.20	308,812.88	1,005,148,010.00	2.10%	0.0008%
iShs MSCI Pac Ex-Jpn							0.00%
RiverFront Global Growth Fund	EPP	31,383.00	45.83	1,438,282.89	6,690,000,000.00	2.34%	0.0005%
RiverFront Dynamic Equity Income Fund	EPP	13,584.00	45.83	622,554.72	6,690,000,000.00	1.53%	0.0002%
RiverFront Global Allocation Fund	EPP	10,734.00	45.83	491,939.22	6,690,000,000.00	1.81%	0.0002%
Woolworths Limited							0.00%
241143 IDOG	WOW AU	10,058.00	35.33	324,469.39	1,226,894,810.00	2.20%	0.0008%
Zurich Financial Svs							0.00%
241143 IDOG	ZURN VX	1,188.00	236.50	297,408.70	148,300,100.00	2.02%	0.0008%
EMC Corp							0.00%
565020 GSRA	EMC	9,117.00	26.32	239,959.44	2,080,854,000.00	2.06%	0.0004%
241142 BFOR	EMC	7,503.00	26.32	197,478.96	2,080,854,000.00	0.26%	0.0004%
Antofagasta plc							0.00%
186239 CRBQ	ANTO LN	7,818.00	8.81	107,368.01	985,856,690.00	0.17%	0.0008%
Chesapeake Energy Co							0.00%
186239 CRBQ	CHK	5,277.00	26.17	138,099.09	665,524,200.00	0.21%	0.0008%
iShs MSCI ACWI ex-US							0.00%
RiverFront Global Growth Fund	ACWX	23,538.00	42.96	1,011,192.48	4,320,000,000.00	1.64%	0.0005%
RiverFront Global Allocation Fund	ACWX	10,582.00	42.96	454,602.72	4,320,000,000.00	1.67%	0.0002%
Norfolk Southern							0.00%
241142 BFOR	NSC	2,440.00	74.13	180,877.20	311,952,800.00	0.23%	0.0008%

81

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Anglo Platinum							0.00%
186239 CRBQ	AMS SJ	2,108.00	410.00	84,600.63	269,681,880.00	0.13%	0.0008%
CSX Corp							0.00%
241142 BFOR	CSX	7,930.00	25.43	201,659.90	1,018,837,000.00	0.26%	0.0008%
Kazakhmys PLC							0.00%
186239 CRBQ	KAZ LN	4,064.00	3.15	19,949.40	523,718,350.00	0.03%	0.0008%
Hess Corp							0.00%
186239 CRBQ	HES	2,635.00	76.53	201,656.55	343,401,300.00	0.31%	0.0008%
Severstal							0.00%
813978 RUDR	SVST LI	3,246.00	8.59	27,883.14	837,718,700.00	1.15%	0.0004%
186239 CRBQ	SVST LI	2,854.00	8.59	24,515.86	837,718,700.00	0.04%	0.0003%
813977 EMDR	SVST LI	275.00	8.59	2,362.25	837,718,700.00	0.10%	0.0000%
State Bank of India							0.00%
Kotak India Permier Equity Portfolio	SBIN IN	4,750.00	1,638.15	117,603.15	684,034,000.00	2.02%	0.0007%
813979 ASDR	SBID LI	227.00	50.25	11,406.75	634,999,590.00	0.44%	0.0000%
813977 EMDR	SBID LI	105.00	50.25	5,276.25	634,999,590.00	0.22%	0.0000%
Ultrapar Participaco							0.00%
813977 EMDR	UGP	647.00	22.94	14,842.18	86,666,000.00	0.63%	0.0007%
SPDR Financial							0.00%
274147 EQL	XLF	565,953.00	19.80	11,205,869.40	76,179,500,000.00	11.03%	0.0007%
Rostelecom OJSC							0.00%
813978 RUDR	RKMD LI	3,254.00	18.57	60,426.78	490,641,200.00	2.50%	0.0007%
813977 EMDR	RKMD LI	376.00	18.57	6,982.32	490,641,200.00	0.30%	0.0001%
IHS Inc - Class A							0.00%
Liberty All-Star Growth Fund	IHS	481.00	108.26	52,073.06	65,733,000.00	0.04%	0.0007%
FedEx Corp							0.00%
565020 GSRA	FDX	2,307.00	109.05	251,578.35	316,117,300.00	2.16%	0.0007%

82

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Tesco PLC							0.00%
241143 IDOG	TSCO LN	58,869.00	3.67	336,971.11	8,081,510,000.00	2.29%	0.0007%
Stratasys Inc							0.00%
Liberty All-Star Equity Fund	SSYS	31,393.00	107.06	3,360,934.58	4,319,900,000.00	0.29%	0.0007%
Stryker Corp							0.00%
241142 BFOR	SYK	2,745.00	67.79	186,083.55	378,132,200.00	0.24%	0.0007%
Maruti Suzuki India							0.00%
Kotak India Permier Equity Portfolio	MSIL IN	2,180.00	1,299.60	42,819.13	302,080,100.00	0.73%	0.0007%
ACE Ltd							0.00%
Liberty All-Star Equity Fund	ACE	2,400.00	88.19	211,656.00	340,118,500.00	0.02%	0.0007%
Canon Inc							0.00%
241143 IDOG	7751 JP	9,400.00	3,115.00	292,415.24	1,333,763,000.00	1.98%	0.0007%
Dominion Resources							0.00%
ALPS Alerian Energy Infrastructure	D	4,073.00	57.51	234,238.23	579,020,100.00	2.23%	0.0007%
Avon Products Inc							0.00%
647103 SDOG	AVP	304,167.00	19.80	6,022,506.60	43,365,700,000.00	1.70%	0.0007%
NextEra Energy Inc.							0.00%
565020 GSRA	NEE	2,936.00	79.96	234,762.56	424,662,300.00	2.02%	0.0007%
Hon Hai Precision							0.00%
813979 ASDR	HHPD LI	18,878.00	4.94	93,257.32	4,031,932,460.00	3.62%	0.0005%
813977 EMDR	HHPD LI	8,928.00	4.94	44,104.32	4,031,932,460.00	1.87%	0.0002%
Woodside Petroleum							0.00%
186239 CRBQ	WPL AU	5,676.00	38.95	201,868.39	823,910,700.00	0.31%	0.0007%
TAL Education Group							0.00%
813979 ASDR	XRS	111.00	12.43	1,379.73	24,000,000.00	0.05%	0.0005%
813977 EMDR	XRS	53.00	12.43	658.79	24,000,000.00	0.03%	0.0002%

83

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Vgrd Info Technology							0.00%
RiverFront Moderate Growth/Income Fund	VGT	16,468.00	78.85	1,298,501.80	4,504,200,000.00	1.10%	0.0004%
RiverFront Global Growth Fund	VGT	8,022.00	78.85	632,534.70	4,504,200,000.00	1.03%	0.0002%
RiverFront Dynamic Equity Income Fund	VGT	5,369.00	78.85	423,345.65	4,504,200,000.00	1.04%	0.0001%
RiverFront Conserv. Income Builder Fund	VGT	429.00	78.85	33,826.65	4,504,200,000.00	0.76%	0.0000%
Sun Pharmaceutical							0.00%
Kotak India Permier Equity Portfolio	SUNP IN	13,750.00	518.60	107,772.24	2,067,964,000.00	1.85%	0.0007%
Marathon Petroleum							0.00%
241142 BFOR	MPC	2,013.00	72.10	145,137.30	313,074,200.00	0.19%	0.0006%
Illinois Tool Works							0.00%
241142 BFOR	ITW	2,867.00	72.57	208,058.19	447,880,500.00	0.27%	0.0006%
O’Key Group SA							0.00%
813978 RUDR	OKEY LI	1,660.00	12.90	21,414.00	269,074,000.00	0.89%	0.0006%
813977 EMDR	OKEY LI	58.00	12.90	748.20	269,074,000.00	0.03%	0.0000%
Cairn India Ltd							0.00%
Kotak India Permier Equity Portfolio	CAIR IN	11,991.00	335.10	60,729.75	1,910,442,000.00	1.04%	0.0006%
GDF Suez							0.00%
241143 IDOG	GSZ FP	15,072.00	16.64	328,898.64	2,412,824,080.00	2.23%	0.0006%
Hennes & Mauritz AB							0.00%
241143 IDOG	HMB SS	9,024.00	247.20	334,054.55	1,460,672,000.00	2.27%	0.0006%
Inpex Corp.							0.00%
186239 CRBQ	1605 JP	22.00	463,000.00	101,722.67	3,655,800.00	0.16%	0.0006%
Automatic Data							0.00%
241142 BFOR	ADP	2,867.00	72.34	207,398.78	485,222,400.00	0.27%	0.0006%
Vgrd REIT							0.00%
Ibbotson Growth ETF Asset All	VNQ	65,852.00	63.81	4,202,016.12	26,067,300,000.00	2.37%	0.0003%
Ibbotson Balanced ETF Asset All	VNQ	59,238.00	63.81	3,779,976.78	26,067,300,000.00	1.89%	0.0002%

84

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Ibbotson Aggressive Growth ETF Asset All	VNQ	26,954.00	63.81	1,719,934.74	26,067,300,000.00	2.86%	0.0001%
Mobile Telesystems							0.00%
813978 RUDR	MBT	5,210.00	21.22	110,556.20	1,033,207,000.00	4.57%	0.0005%
813977 EMDR	MBT	793.00	21.22	16,827.46	1,033,207,000.00	0.71%	0.0001%
Sasol							0.00%
186239 CRBQ	SOL SJ	3,766.00	486.75	179,434.27	648,904,500.00	0.28%	0.0006%
Reliance Industries							0.00%
Kotak India Permier Equity Portfolio	RIL IN	18,675.00	862.55	243,453.81	3,229,552,000.00	4.17%	0.0006%
Franklin Resources							0.00%
241142 BFOR	BEN	3,672.00	46.14	169,426.08	637,828,100.00	0.22%	0.0006%
NQ Mobile Inc							0.00%
813979 ASDR	NQ	99.00	17.27	1,709.73	27,335,320.00	0.07%	0.0004%
813977 EMDR	NQ	58.00	17.27	1,001.66	27,335,320.00	0.04%	0.0002%
Bharti Airtel Ltd.							0.00%
Kotak India Permier Equity Portfolio	BHARTIIN	22,850.00	296.20	102,292.30	3,997,400,000.00	1.75%	0.0006%
Vgrd FTSE Emerge Mkt							0.00%
Ibbotson Growth ETF Asset All	VWO	294,734.00	39.05	11,509,362.70	123,238,800,000.00	6.49%	0.0002%
Ibbotson Balanced ETF Asset All	VWO	223,314.00	39.05	8,720,411.70	123,238,800,000.00	4.35%	0.0002%
Ibbotson Aggressive Growth ETF Asset All	VWO	118,627.00	39.05	4,632,384.35	123,238,800,000.00	7.70%	0.0001%
Ibbotson Income & Growth ETF Asset All	VWO	60,366.00	39.05	2,357,292.30	123,238,800,000.00	2.05%	0.0000%
RiverFront Conserv. Income Builder Fund	VWO	933.00	39.05	36,433.65	123,238,800,000.00	0.82%	0.0000%
Glencore Intl PLC							0.00%
186239 CRBQ	GLEN LN	75,048.00	3.16	369,741.55	13,263,410,000.00	0.57%	0.0006%
TJX Cos Inc							0.00%
241142 BFOR	TJX	4,026.00	54.12	217,887.12	715,235,600.00	0.28%	0.0006%
WNS Holdings Ltd ADR							0.00%
813979 ASDR	WNS	140.00	20.61	2,885.40	39,802,000.00	0.11%	0.0004%
813977 EMDR	WNS	80.00	20.61	1,648.80	39,802,000.00	0.07%	0.0002%

85

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Eurasia Drilling Co							0.00%
813978 RUDR	EDCL LI	716.00	41.65	29,821.40	146,759,500.00	1.23%	0.0005%
813977 EMDR	EDCL LI	49.00	41.65	2,040.85	146,759,500.00	0.09%	0.0000%
Facebook Inc							0.00%
565020 GSRA	FB	9,419.00	42.67	401,908.73	1,817,515,000.00	3.46%	0.0005%
Carnival Corp							0.00%
Liberty All-Star Equity Fund	CCL	3,060.00	35.94	109,976.40	591,569,000.00	0.01%	0.0005%
Nat. Australia							0.00%
241143 IDOG	NAB AU	10,985.00	32.74	328,395.50	2,133,340,700.00	2.23%	0.0005%
Trina Solar LTD ADR							0.00%
813979 ASDR	TSL	254.00	11.14	2,829.56	73,651,000.00	0.11%	0.0003%
813977 EMDR	TSL	120.00	11.14	1,336.80	73,651,000.00	0.06%	0.0002%
Mindray Medical Intl							0.00%
813979 ASDR	MR	298.00	40.77	12,149.46	86,093,000.00	0.47%	0.0003%
813977 EMDR	MR	134.00	40.77	5,463.18	86,093,000.00	0.23%	0.0002%
China Petro & Chem							0.00%
813979 ASDR	SNP	865.00	76.96	66,570.40	255,134,000.00	2.59%	0.0003%
813977 EMDR	SNP	412.00	76.96	31,707.52	255,134,000.00	1.35%	0.0002%
China Life Insurance							0.00%
813979 ASDR	LFC	1,679.00	39.80	66,824.20	496,078,300.00	2.60%	0.0003%
813977 EMDR	LFC	803.00	39.80	31,959.40	496,078,300.00	1.36%	0.0002%
Shinhan Fin Group							0.00%
813979 ASDR	SHG	1,603.00	38.97	62,468.91	474,199,600.00	2.43%	0.0003%
813977 EMDR	SHG	768.00	38.97	29,928.96	474,199,600.00	1.27%	0.0002%
Silicon Motion Tech.							0.00%
813979 ASDR	SIMO	115.00	11.67	1,342.05	33,713,240.00	0.05%	0.0003%
813977 EMDR	SIMO	53.00	11.67	618.51	33,713,240.00	0.03%	0.0002%

86

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
China Telecom Corp							0.00%
813979 ASDR	CHA	474.00	53.78	25,491.72	138,774,100.00	0.99%	0.0003%
813977 EMDR	CHA	216.00	53.78	11,616.48	138,774,100.00	0.49%	0.0002%
PetroChina Co Ltd.							0.00%
813979 ASDR	PTR	712.00	111.30	79,245.60	210,989,000.00	3.08%	0.0003%
813977 EMDR	PTR	336.00	111.30	37,396.80	210,989,000.00	1.59%	0.0002%
KB Financial Group							0.00%
813979 ASDR	KB	1,299.00	33.15	43,061.85	386,352,000.00	1.67%	0.0003%
813977 EMDR	KB	620.00	33.15	20,553.00	386,352,000.00	0.87%	0.0002%
E-Com China Dangdang							0.00%
813979 ASDR	DANG	180.00	7.96	1,432.80	53,881,630.00	0.06%	0.0003%
813977 EMDR	DANG	87.00	7.96	692.52	53,881,630.00	0.03%	0.0002%
Baidu Inc.							0.00%
813979 ASDR	BIDU	914.00	132.99	121,552.86	272,244,500.00	4.72%	0.0003%
813977 EMDR	BIDU	432.00	132.99	57,451.68	272,244,500.00	2.44%	0.0002%
YY Inc							0.00%
813979 ASDR	YY	32.00	43.70	1,398.40	8,970,000.00	0.05%	0.0004%
813977 EMDR	YY	12.00	43.70	524.40	8,970,000.00	0.02%	0.0001%
Youku Tudou Inc.							0.00%
813979 ASDR	YOKU	431.00	24.32	10,481.92	129,207,400.00	0.41%	0.0003%
813977 EMDR	YOKU	199.00	24.32	4,839.68	129,207,400.00	0.21%	0.0002%
Sinopec Shanghai Pet							0.00%
813979 ASDR	SHI	76.00	37.78	2,871.28	23,300,000.00	0.11%	0.0003%
813977 EMDR	SHI	37.00	37.78	1,397.86	23,300,000.00	0.06%	0.0002%
Baxter International							0.00%
241142 BFOR	BAX	2,623.00	69.78	183,032.94	542,786,700.00	0.24%	0.0005%
Cambrex Corp							0.00%
241142 BFOR	CBM	14,532.00	12.76	185,428.32	3,017,600,000.00	0.24%	0.0005%

87

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Wuxi Pharmatech							0.00%
813979 ASDR	WX	227.00	25.19	5,718.13	70,392,600.00	0.22%	0.0003%
813977 EMDR	WX	110.00	25.19	2,770.90	70,392,600.00	0.12%	0.0002%
O2Micro Intl							0.00%
813979 ASDR	OIIM	97.00	3.05	295.85	29,974,280.00	0.01%	0.0003%
813977 EMDR	OIIM	46.00	3.05	140.30	29,974,280.00	0.01%	0.0002%
Guangshen Railway Co							0.00%
813979 ASDR	GSH	92.00	25.58	2,353.36	28,626,000.00	0.09%	0.0003%
813977 EMDR	GSH	44.00	25.58	1,125.52	28,626,000.00	0.05%	0.0002%
Priceline.com Inc							0.00%
241142 BFOR	PCLN	244.00	957.33	233,588.52	51,500,530.00	0.30%	0.0005%
Posco-ADR							0.00%
813979 ASDR	PKX	1,122.00	74.94	84,082.68	348,747,300.00	3.27%	0.0003%
813977 EMDR	PKX	529.00	74.94	39,643.26	348,747,300.00	1.68%	0.0002%
FT DJ Internet Index							0.00%
RiverFront Global Growth Fund	FDN	9,683.00	51.16	495,382.28	2,710,000,000.00	0.80%	0.0004%
RiverFront Global Allocation Fund	FDN	3,128.00	51.16	160,028.48	2,710,000,000.00	0.59%	0.0001%
Duke Energy							0.00%
565020 GSRA	DUK	3,331.00	64.80	215,848.80	706,000,000.00	1.86%	0.0005%
United Microelec.							0.00%
813979 ASDR	UMC	8,357.00	1.99	16,630.43	2,587,573,000.00	0.65%	0.0003%
813977 EMDR	UMC	3,809.00	1.99	7,579.91	2,587,573,000.00	0.32%	0.0001%
PwShs S&P 500 Low							0.00%
RiverFront Moderate Growth/Income Fund	SPLV	65,133.00	30.69	1,998,931.77	14,180,000,000.00	1.69%	0.0005%
RiverFront Conserv. Income Builder Fund	SPLV	1,347.00	30.69	41,339.43	14,180,000,000.00	0.93%	0.0000%
Siliconware Precisio							0.00%
813979 ASDR	SPIL	1,996.00	5.69	11,357.24	623,272,200.00	0.44%	0.0003%
813977 EMDR	SPIL	918.00	5.69	5,223.42	623,272,200.00	0.22%	0.0001%

88

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Daimler AG							0.00%
241143 IDOG	DAI GR	4,926.00	54.07	349,396.99	1,069,436,000.00	2.37%	0.0005%
Perfect World Co Ltd							0.00%
813979 ASDR	PWRD	131.00	20.54	2,690.74	42,524,300.00	0.10%	0.0003%
813977 EMDR	PWRD	62.00	20.54	1,273.48	42,524,300.00	0.05%	0.0001%
Acer Inc							0.00%
813979 ASDR	ACID LI	1,705.00	3.41	5,805.53	566,945,000.00	0.23%	0.0003%
813977 EMDR	ACID LI	826.00	3.41	2,812.53	566,945,000.00	0.12%	0.0001%
Ctrip.com Intl.							0.00%
813979 ASDR	CTRP	438.00	47.15	20,651.70	143,397,900.00	0.80%	0.0003%
813977 EMDR	CTRP	200.00	47.15	9,430.00	143,397,900.00	0.40%	0.0001%
Hindustan Unilever							0.00%
Kotak India Permier Equity Portfolio	HUVR IN	9,605.00	628.00	91,165.12	2,162,533,000.00	1.56%	0.0004%
Tata Consultancy							0.00%
Kotak India Permier Equity Portfolio	TCS IN	8,650.00	1,990.75	260,258.26	1,957,220,990.00	4.46%	0.0004%
Korea Electric Power							0.00%
813979 ASDR	KEP	1,926.00	13.63	26,251.38	641,964,000.00	1.02%	0.0003%
813977 EMDR	KEP	884.00	13.63	12,048.92	641,964,000.00	0.51%	0.0001%
Pactera Tech Intl							0.00%
813979 ASDR	PACT	272.00	6.93	1,884.96	90,714,460.00	0.07%	0.0003%
813977 EMDR	PACT	125.00	6.93	866.25	90,714,460.00	0.04%	0.0001%
Biogen Idec Inc							0.00%
241142 BFOR	BIIB	1,037.00	227.70	236,124.90	237,671,600.00	0.31%	0.0004%
Target Corp							0.00%
241142 BFOR	TGT	2,745.00	63.46	174,197.70	631,124,900.00	0.23%	0.0004%
Phoenix New Media							0.00%
813979 ASDR	FENG	111.00	9.82	1,090.02	38,262,000.00	0.04%	0.0003%
813977 EMDR	FENG	52.00	9.82	510.64	38,262,000.00	0.02%	0.0001%

89

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Camelot Info Sys							0.00%
813979 ASDR	CIS	127.00	1.79	227.33	44,405,340.00	0.01%	0.0003%
813977 EMDR	CIS	62.00	1.79	110.98	44,405,340.00	0.00%	0.0001%
China Digital TV							0.00%
813979 ASDR	STV	165.00	1.37	226.05	58,244,000.00	0.01%	0.0003%
813977 EMDR	STV	82.00	1.37	112.34	58,244,000.00	0.00%	0.0001%
Infosys Tech Ltd							0.00%
813979 ASDR	INFY	1,629.00	46.14	75,162.06	574,236,200.00	2.92%	0.0003%
813977 EMDR	INFY	779.00	46.14	35,943.06	574,236,200.00	1.53%	0.0001%
Las Vegas Sands Corp							0.00%
241142 BFOR	LVS	3,416.00	58.90	201,202.40	824,061,800.00	0.26%	0.0004%
New Oriental Edu.							0.00%
813979 ASDR	EDU	446.00	21.37	9,531.02	158,379,400.00	0.37%	0.0003%
813977 EMDR	EDU	206.00	21.37	4,402.22	158,379,400.00	0.19%	0.0001%
OI SA							0.00%
813977 EMDR	OIBR	1,313.00	1.61	2,113.93	399,597,000.00	0.09%	0.0003%
813977 EMDR	OIBR/C	425.00	1.87	794.75	514,757,900.00	0.03%	0.0001%
Banco Santander SA							0.00%
241143 IDOG	SAN SM	45,350.00	5.48	326,065.97	11,092,110,000.00	2.21%	0.0004%
Charm Comm.							0.00%
813979 ASDR	CHRM	21.00	3.94	82.74	7,599,800.00	0.00%	0.0003%
813977 EMDR	CHRM	10.00	3.94	39.40	7,599,800.00	0.00%	0.0001%
ChinaEdu Corp							0.00%
813979 ASDR	CEDU	49.00	6.67	326.83	18,131,730.00	0.01%	0.0003%
813977 EMDR	CEDU	24.00	6.67	160.08	18,131,730.00	0.01%	0.0001%
Advanced Semi Engr.							0.00%
813979 ASDR	ASX	4,084.00	4.59	18,745.56	1,520,424,000.00	0.73%	0.0003%
813977 EMDR	ASX	1,858.00	4.59	8,528.22	1,520,424,000.00	0.36%	0.0001%

90

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
China Steel Corp							0.00%
813979 ASDR	CNSD LI	2,022.00	17.21	34,798.62	763,600,000.00	1.35%	0.0003%
813977 EMDR	CNSD LI	958.00	17.21	16,487.18	763,600,000.00	0.70%	0.0001%
Pike Electric Corp.							0.00%
241142 BFOR	PIKE	12,322.00	10.40	128,148.80	3,176,200,000.00	0.17%	0.0004%
The9 Limited							0.00%
813979 ASDR	NCTY	60.00	3.06	183.60	23,275,000.00	0.01%	0.0003%
813977 EMDR	NCTY	29.00	3.06	88.74	23,275,000.00	0.00%	0.0001%
Core Laboratories							0.00%
Liberty All-Star Growth Fund	CLB	174.00	155.92	27,130.08	45,639,250.00	0.02%	0.0004%
Semiconductor Mfg							0.00%
813979 ASDR	SMI	1,607.00	3.76	6,042.32	639,972,400.00	0.23%	0.0003%
813977 EMDR	SMI	732.00	3.76	2,752.32	639,972,400.00	0.12%	0.0001%
Westpac Banking Corp							0.00%
241143 IDOG	WBC AU	11,150.00	31.48	320,500.01	3,080,091,490.00	2.17%	0.0004%
Accenture PLC							0.00%
241142 BFOR	ACN	2,318.00	74.00	171,532.00	644,848,600.00	0.22%	0.0004%
Hyundai Motor Co							0.00%
813979 ASDR	HYUD LI	121.00	47.30	5,723.30	50,200,000.00	0.22%	0.0002%
813977 EMDR	HYUD LI	59.00	47.30	2,790.70	50,200,000.00	0.12%	0.0001%
Taiwan Semi Mfg Co							0.00%
813979 ASDR	TSM	12,451.00	17.18	213,908.18	5,185,647,000.00	8.31%	0.0002%
813977 EMDR	TSM	5,878.00	17.18	100,984.04	5,185,647,000.00	4.29%	0.0001%
NTPC Ltd.							0.00%
Kotak India Permier Equity Portfolio	NTPC IN	29,000.00	130.45	57,176.00	8,245,464,000.00	0.98%	0.0004%
Renesola Ltd							0.00%
813979 ASDR	SOL	204.00	5.69	1,160.76	86,304,830.00	0.05%	0.0002%

91

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
813977 EMDR	SOL	99.00	5.69	563.31	86,304,830.00	0.02%	0.0001%
MV Oil Services							0.00%
RiverFront Global Growth Fund	OIH	9,746.00	46.41	452,311.86	3,636,000,000.00	0.73%	0.0003%
RiverFront Global Allocation Fund	OIH	2,859.00	46.41	132,686.19	3,636,000,000.00	0.49%	0.0001%
Changyou.com							0.00%
813979 ASDR	CYOU	34.00	28.66	974.44	15,000,000.00	0.04%	0.0002%
813977 EMDR	CYOU	17.00	28.66	487.22	15,000,000.00	0.02%	0.0001%
Colgate-Palmolive Co							0.00%
241142 BFOR	CL	3,111.00	57.53	178,975.83	927,677,400.00	0.23%	0.0003%
UnitedHealth Group							0.00%
241142 BFOR	UNH	3,355.00	74.04	248,404.20	1,016,700,000.00	0.32%	0.0003%
PepsiCo Inc							0.00%
565020 GSRA	PEP	2,768.00	79.07	218,865.76	1,542,214,000.00	1.88%	0.0002%
241142 BFOR	PEP	2,318.00	79.07	183,284.26	1,542,214,000.00	0.24%	0.0002%
Yingli Green Energy							0.00%
813979 ASDR	YGE	342.00	5.51	1,884.42	157,575,800.00	0.07%	0.0002%
813977 EMDR	YGE	166.00	5.51	914.66	157,575,800.00	0.04%	0.0001%
JA Solar Holdings							0.00%
813979 ASDR	JASO	95.00	8.72	828.40	43,225,050.00	0.03%	0.0002%
813977 EMDR	JASO	44.00	8.72	383.68	43,225,050.00	0.02%	0.0001%
LG Electronics Inc							0.00%
813979 ASDR	LGLD LI	74.00	12.98	960.52	34,400,000.00	0.04%	0.0002%
813977 EMDR	LGLD LI	36.00	12.98	467.28	34,400,000.00	0.02%	0.0001%
Mastercard Inc							0.00%
241142 BFOR	MA	366.00	629.00	230,214.00	115,994,200.00	0.30%	0.0003%
VisionChina Media							0.00%
813979 ASDR	VISN	11.00	1.94	21.34	5,112,500.00	0.00%	0.0002%
813977 EMDR	VISN	5.00	1.94	9.70	5,112,500.00	0.00%	0.0001%

92

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Noah Holdings Ltd.							0.00%
813979 ASDR	NOAH	59.00	15.24	899.16	27,874,000.00	0.03%	0.0002%
813977 EMDR	NOAH	27.00	15.24	411.48	27,874,000.00	0.02%	0.0001%
WT Japan Hedged Eq.							0.00%
RiverFront Global Growth Fund	DXJ	28,795.00	46.31	1,333,496.45	22,330,000,000.00	2.17%	0.0001%
RiverFront Moderate Growth/Income Fund	DXJ	21,988.00	46.31	1,018,264.28	22,330,000,000.00	0.86%	0.0001%
RiverFront Dynamic Equity Income Fund	DXJ	9,554.00	46.31	442,445.74	22,330,000,000.00	1.08%	0.0000%
RiverFront Global Allocation Fund	DXJ	7,294.00	46.31	337,785.14	22,330,000,000.00	1.24%	0.0000%
RDA Microelectronics							0.00%
813979 ASDR	RDA	110.00	11.81	1,299.10	45,700,000.00	0.05%	0.0002%
813977 EMDR	RDA	28.00	11.81	330.68	45,700,000.00	0.01%	0.0001%
Abbott Laboratories							0.00%
Liberty All-Star Equity Fund	ABT	4,675.00	33.74	157,734.50	1,554,125,000.00	0.01%	0.0003%
China Southern Airls							0.00%
813979 ASDR	ZNH	111.00	17.94	1,991.34	55,898,340.00	0.08%	0.0002%
813977 EMDR	ZNH	55.00	17.94	986.70	55,898,340.00	0.04%	0.0001%
KongZhong Corp							0.00%
813979 ASDR	KONG	83.00	11.86	984.38	41,548,480.00	0.04%	0.0002%
813977 EMDR	KONG	40.00	11.86	474.40	41,548,480.00	0.02%	0.0001%
Boeing Co							0.00%
241142 BFOR	BA	2,196.00	106.65	234,203.40	754,444,300.00	0.30%	0.0003%
Cigna Corp							0.00%
Liberty All-Star Equity Fund	CI	78,025.00	81.25	6,339,531.25	28,283,900,000.00	0.55%	0.0003%
241142 BFOR	CI	3,050.00	81.25	247,812.50	28,283,900,000.00	0.32%	0.0000%
iShs MSCI S. Korea							0.00%
RiverFront Global Growth Fund	EWY	8,965.00	59.36	532,162.40	5,900,000,000.00	0.86%	0.0002%
RiverFront Dynamic Equity Income Fund	EWY	4,656.00	59.36	276,380.16	5,900,000,000.00	0.68%	0.0001%
RiverFront Global Allocation Fund	EWY	3,107.00	59.36	184,431.52	5,900,000,000.00	0.68%	0.0001%

93

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
CVS/Caremark Corp							0.00%
241142 BFOR	CVS	3,477.00	58.46	203,265.42	1,228,369,000.00	0.26%	0.0003%
Union Pacific Corp							0.00%
241142 BFOR	UNP	1,292.00	156.12	201,707.04	463,844,300.00	0.26%	0.0003%
E-House China Hlds							0.00%
813979 ASDR	EJ	223.00	7.86	1,752.78	119,955,000.00	0.07%	0.0002%
813977 EMDR	EJ	111.00	7.86	872.46	119,955,000.00	0.04%	0.0001%
Renren Inc							0.00%
813979 ASDR	RENN	456.00	3.42	1,559.52	242,308,200.00	0.06%	0.0002%
813977 EMDR	RENN	211.00	3.42	721.62	242,308,200.00	0.03%	0.0001%
Ninetowns							0.00%
813979 ASDR	NINE	71.00	1.66	117.86	38,791,830.00	0.00%	0.0002%
813977 EMDR	NINE	35.00	1.66	58.10	38,791,830.00	0.00%	0.0001%
CNinsure Inc							0.00%
813979 ASDR	CISG	92.00	4.93	453.56	50,140,500.00	0.02%	0.0002%
813977 EMDR	CISG	44.00	4.93	216.92	50,140,500.00	0.01%	0.0001%
Megafon							0.00%
813978 RUDR	MFON LI	1,510.00	35.25	53,227.50	620,000,000.00	2.20%	0.0002%
813977 EMDR	MFON LI	145.00	35.25	5,111.25	620,000,000.00	0.22%	0.0000%
China Finance Online							0.00%
813979 ASDR	JRJC	40.00	1.80	72.00	22,177,580.00	0.00%	0.0002%
813977 EMDR	JRJC	19.00	1.80	34.20	22,177,580.00	0.00%	0.0001%
Vimicro Intl							0.00%
813979 ASDR	VIMC	62.00	1.48	91.76	34,988,320.00	0.00%	0.0002%
813977 EMDR	VIMC	30.00	1.48	44.40	34,988,320.00	0.00%	0.0001%
BrasilAgro							0.00%
813977 EMDR	LND	153.00	4.15	634.95	58,400,000.00	0.03%	0.0003%
American Express Co							0.00%

94

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
241142 BFOR	AXP	2,806.00	73.80	207,082.80	1,078,864,000.00	0.27%	0.0003%
Amgen Inc							0.00%
241142 BFOR	AMGN	1,952.00	112.93	220,439.36	753,356,200.00	0.29%	0.0003%
China Eastern Airls							0.00%
813979 ASDR	CEA	131.00	15.33	2,008.23	69,886,500.00	0.08%	0.0002%
813977 EMDR	CEA	50.00	15.33	766.50	69,886,500.00	0.03%	0.0001%
Daqo New Energy Corp							0.00%
813979 ASDR	DQ	12.00	11.00	132.00	7,017,390.00	0.01%	0.0002%
813977 EMDR	DQ	6.00	11.00	66.00	7,017,390.00	0.00%	0.0001%
3M Co							0.00%
241142 BFOR	MMM	1,708.00	114.87	196,197.96	683,468,000.00	0.25%	0.0002%
China Ming Yang Wind							0.00%
813979 ASDR	MY	209.00	1.77	369.93	125,000,000.00	0.01%	0.0002%
813977 EMDR	MY	101.00	1.77	178.77	125,000,000.00	0.01%	0.0001%
Concord Medical Svs							0.00%
813979 ASDR	CCM	80.00	5.05	404.00	47,451,180.00	0.02%	0.0002%
813977 EMDR	CCM	37.00	5.05	186.85	47,451,180.00	0.01%	0.0001%
Chunghwa Telecom Co							0.00%
813979 ASDR	CHT	1,280.00	31.61	40,460.80	775,744,700.00	1.57%	0.0002%
813977 EMDR	CHT	610.00	31.61	19,282.10	775,744,700.00	0.82%	0.0001%
Mahindra & Mahindra							0.00%
813979 ASDR	MHID LI	1,022.00	11.69	11,947.18	614,000,000.00	0.46%	0.0002%
813977 EMDR	MHID LI	472.00	11.69	5,517.68	614,000,000.00	0.23%	0.0001%
SK Telecom CO LTD							0.00%
813979 ASDR	SKM	1,202.00	22.02	26,468.04	726,711,400.00	1.03%	0.0002%
813977 EMDR	SKM	557.00	22.02	12,265.14	726,711,400.00	0.52%	0.0001%
GlaxoSmithKline PLC							0.00%
241143 IDOG	GSK LN	11,829.00	16.52	304,714.30	4,898,774,000.00	2.07%	0.0002%

95

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
KT Corporation							0.00%
813979 ASDR	KT	852.00	16.57	14,117.64	522,200,000.00	0.55%	0.0002%
813977 EMDR	KT	401.00	16.57	6,644.57	522,200,000.00	0.28%	0.0001%
Cisco Systems Inc							0.00%
241142 BFOR	CSCO	8,235.00	23.69	195,087.15	5,344,336,000.00	0.25%	0.0002%
Liberty All-Star Equity Fund	CSCO	4,500.00	23.69	106,605.00	5,344,336,000.00	0.01%	0.0001%
LDK Solar Company							0.00%
813979 ASDR	LDK	214.00	1.61	344.54	133,519,000.00	0.01%	0.0002%
813977 EMDR	LDK	103.00	1.61	165.83	133,519,000.00	0.01%	0.0001%
Shanda Games Ltd.							0.00%
813979 ASDR	GAME	276.00	4.01	1,106.76	167,000,000.00	0.04%	0.0002%
813977 EMDR	GAME	119.00	4.01	477.19	167,000,000.00	0.02%	0.0001%
Rediff.Com India Ltd							0.00%
813979 ASDR	REDF	47.00	2.42	113.74	29,620,000.00	0.00%	0.0002%
813977 EMDR	REDF	23.00	2.42	55.66	29,620,000.00	0.00%	0.0001%
Lotte Shopping Co							0.00%
813979 ASDR	LOTS LI	936.00	16.45	15,397.20	580,900,000.00	0.60%	0.0002%
813977 EMDR	LOTS LI	433.00	16.45	7,122.85	580,900,000.00	0.30%	0.0001%
Le Gaga Holdings Ltd							0.00%
813979 ASDR	GAGA	73.00	3.62	264.26	45,870,000.00	0.01%	0.0002%
813977 EMDR	GAGA	34.00	3.62	123.08	45,870,000.00	0.01%	0.0001%
VimpelCom Ltd.							0.00%
813978 RUDR	VIP	3,674.00	11.03	40,524.22	1,756,731,000.00	1.68%	0.0002%
813977 EMDR	VIP	356.00	11.03	3,926.68	1,756,731,000.00	0.17%	0.0000%
Hanwha SolarOne Co							0.00%
813979 ASDR	HSOL	122.00	4.00	488.00	84,129,090.00	0.02%	0.0001%
813977 EMDR	HSOL	67.00	4.00	268.00	84,129,090.00	0.01%	0.0001%
Philippine Long Dist							0.00%

96

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
813979 ASDR	PHI	286.00	62.38	17,840.68	186,797,000.00	0.69%	0.0002%
813977 EMDR	PHI	130.00	62.38	8,109.40	186,797,000.00	0.34%	0.0001%
China Hydroelectric							0.00%
813979 ASDR	CHC	80.00	2.62	209.60	53,996,370.00	0.01%	0.0001%
813977 EMDR	CHC	38.00	2.62	99.56	53,996,370.00	0.00%	0.0001%
Woori Finance Hldg							0.00%
813979 ASDR	WF	399.00	31.25	12,468.75	268,644,900.00	0.48%	0.0001%
813977 EMDR	WF	182.00	31.25	5,687.50	268,644,900.00	0.24%	0.0001%
Mechel							0.00%
813977 EMDR	MTL/P	178.00	0.78	138.22	83,254,000.00	0.01%	0.0002%
Kingtone Wireless							0.00%
813979 ASDR	KONE	2.00	2.76	5.52	1,405,000.00	0.00%	0.0001%
813977 EMDR	KONE	1.00	2.76	2.76	1,405,000.00	0.00%	0.0001%
Sify Tech. Ltd. ADR							0.00%
813979 ASDR	SIFY	80.00	1.90	152.00	55,637,000.00	0.01%	0.0001%
813977 EMDR	SIFY	38.00	1.90	72.20	55,637,000.00	0.00%	0.0001%
Kumba Iron Ore Ltd							0.00%
186239 CRBQ	KIO SJ	673.00	471.99	31,093.31	322,086,000.00	0.05%	0.0002%
Bitauto Holdings Ltd							0.00%
813979 ASDR	BITA	57.00	15.52	884.64	41,253,000.00	0.03%	0.0001%
813977 EMDR	BITA	28.00	15.52	434.56	41,253,000.00	0.02%	0.0001%
Banco Bradesco S.A.							0.00%
813977 EMDR	BBD	3,344.00	12.18	40,729.92	2,103,637,000.00	1.73%	0.0002%
813977 EMDR	BBDO	790.00	14.25	11,257.50	1,912,400,000.00	0.48%	0.0000%
QIWI plc							0.00%
813977 EMDR	QIWI	25.00	30.24	756.00	12,500,000.00	0.03%	0.0002%
Gravity Co. Ltd							0.00%
813979 ASDR	GRVY	37.00	1.14	42.18	27,795,600.00	0.00%	0.0001%

97

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
813977 EMDR	GRVY	18.00	1.14	20.52	27,795,600.00	0.00%	0.0001%
Xinyuan Real Estate							0.00%
813979 ASDR	XIN	104.00	5.92	615.68	78,403,810.00	0.02%	0.0001%
813977 EMDR	XIN	51.00	5.92	301.92	78,403,810.00	0.01%	0.0001%
Giant Interactive							0.00%
813979 ASDR	GA	316.00	8.15	2,575.40	239,393,600.00	0.10%	0.0001%
813977 EMDR	GA	156.00	8.15	1,271.40	239,393,600.00	0.05%	0.0001%
IFM Investments Ltd							0.00%
813979 ASDR	CTC	20.00	2.44	48.80	14,832,110.00	0.00%	0.0001%
813977 EMDR	CTC	9.00	2.44	21.96	14,832,110.00	0.00%	0.0001%
Linktone Ltd							0.00%
813979 ASDR	LTON	53.00	2.36	125.08	40,924,380.00	0.00%	0.0001%
813977 EMDR	LTON	27.00	2.36	63.72	40,924,380.00	0.00%	0.0001%
Ossen Innovation Co							0.00%
813979 ASDR	OSN	26.00	0.62	16.12	20,000,000.00	0.00%	0.0001%
813977 EMDR	OSN	13.00	0.62	8.06	20,000,000.00	0.00%	0.0001%
Autonavi Hlds Ltd							0.00%
813979 ASDR	AMAP	88.00	12.95	1,139.60	69,144,970.00	0.04%	0.0001%
813977 EMDR	AMAP	43.00	12.95	556.85	69,144,970.00	0.02%	0.0001%
Oil & Nat. Gas Corp.							0.00%
Kotak India Permier Equity Portfolio	ONGC IN	16,000.00	270.10	65,315.50	8,555,490,120.00	1.12%	0.0002%
Lentuo International							0.00%
813979 ASDR	LAS	37.00	3.35	123.95	29,469,000.00	0.00%	0.0001%
813977 EMDR	LAS	18.00	3.35	60.30	29,469,000.00	0.00%	0.0001%
NIC Inc.							0.00%
241142 BFOR	EGOV	10,004.00	21.95	219,587.80	6,490,800,000.00	0.28%	0.0002%
Liberty All-Star Growth Fund	EGOV	1,947.00	21.95	42,736.65	6,490,800,000.00	0.03%	0.0000%
China Xiniya Fashion							0.00%

98

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
813979 ASDR	XNY	71.00	1.23	87.33	57,690,000.00	0.00%	0.0001%
813977 EMDR	XNY	34.00	1.23	41.82	57,690,000.00	0.00%	0.0001%
Larsen & Toubro Ltd							0.00%
813979 ASDR	LTOD LI	766.00	11.04	8,456.64	611,161,090.00	0.33%	0.0001%
813977 EMDR	LTOD LI	345.00	11.04	3,808.80	611,161,090.00	0.16%	0.0001%
Noah Education Hldg							0.00%
813979 ASDR	NED	45.00	1.93	86.85	37,193,000.00	0.00%	0.0001%
813977 EMDR	NED	22.00	1.93	42.46	37,193,000.00	0.00%	0.0001%
SPS Commerce Inc							0.00%
Liberty All-Star Growth Fund	SPSC	2,720.00	65.32	177,670.40	1,514,300,000.00	0.14%	0.0002%
TMK OAO							0.00%
813978 RUDR	TMKS LI	1,580.00	12.89	20,366.20	937,586,090.00	0.84%	0.0002%
813977 EMDR	TMKS LI	84.00	12.89	1,082.76	937,586,090.00	0.05%	0.0000%
Vgrd S&P 500							0.00%
535338 SPXH	VOO	19,369.00	75.90	1,470,107.10	14,369,100,000.00	24.68%	0.0001%
535337 TRSK	VOO	4,779.00	75.90	362,726.10	14,369,100,000.00	24.39%	0.0000%
Wal-Mart Stores Inc							0.00%
565020 GSRA	WMT	2,970.00	72.67	215,829.90	3,276,678,000.00	1.86%	0.0001%
241142 BFOR	WMT	2,440.00	72.67	177,314.80	3,276,678,000.00	0.23%	0.0001%
Federal							0.00%
274027 GRI	FRT	10,830.00	97.19	1,052,567.70	6,569,500,000.00	0.99%	0.0002%
Airmedia Group Inc.							0.00%
813979 ASDR	AMCN	144.00	1.81	260.64	129,426,000.00	0.01%	0.0001%
813977 EMDR	AMCN	67.00	1.81	121.27	129,426,000.00	0.01%	0.0001%
Solidere							0.00%
813977 EMDR	SLED LI	166.00	10.45	1,734.70	103,333,330.00	0.07%	0.0002%
iShs S&P SC600 Index							0.00%
RiverFront Global Growth Fund	IJR	13,486.00	95.46	1,287,373.56	12,070,000,000.00	2.09%	0.0001%

99

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
RiverFront Global Allocation Fund	IJR	5,855.00	95.46	558,918.30	12,070,000,000.00	2.06%	0.0000%
Vale SA Preferred							0.00%
813977 EMDR	VALE/P	3,377.00	13.89	46,906.53	2,108,580,000.00	1.99%	0.0002%
Cemex S.A. de C.V.							0.00%
813977 EMDR	CX	1,816.00	11.09	20,139.44	1,135,390,000.00	0.86%	0.0002%
Itau Unibanco Hldg.							0.00%
813977 EMDR	ITUB	4,011.00	12.68	50,859.48	2,509,815,000.00	2.16%	0.0002%
DRDGOLD Ltd							0.00%
813977 EMDR	DRD	61.00	6.47	394.67	38,538,380.00	0.02%	0.0002%
Novartis AG							0.00%
241143 IDOG	NOVN VX	4,273.00	70.75	320,011.38	2,706,193,000.00	2.17%	0.0002%
Grupo FIN Santander							0.00%
813977 EMDR	BSMX	1,041.00	13.48	14,032.68	664,417,200.00	0.60%	0.0002%
Banco Santander BRL							0.00%
813977 EMDR	BSBR	822.00	5.98	4,915.56	525,000,000.00	0.21%	0.0002%
Comm Intl Bk Egypt							0.00%
813977 EMDR	CBKD LI	934.00	4.81	4,492.54	597,227,500.00	0.19%	0.0002%
CEMIG SA							0.00%
813977 EMDR	CIG	847.00	8.14	6,894.58	541,907,700.00	0.29%	0.0002%
Bancolombia S.A.							0.00%
813977 EMDR	CIB	133.00	55.75	7,414.75	85,530,600.00	0.31%	0.0002%
Sibanye Gold							0.00%
813977 EMDR	SBGL	285.00	4.15	1,182.75	183,435,900.00	0.05%	0.0002%
Guaranty Trust Bank							0.00%
813977 EMDR	GRTB LI	913.00	7.40	6,756.20	588,623,600.00	0.29%	0.0002%

100

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Zuoan Fashion Ltd							0.00%
813979 ASDR	ZA	27.00	2.17	58.59	27,819,030.00	0.00%	0.0001%
813977 EMDR	ZA	14.00	2.17	30.38	27,819,030.00	0.00%	0.0001%
iShs R2K Index Fund							0.00%
565018 GSMA	IWM	35,709.00	102.11	3,646,245.99	24,345,000,000.00	28.86%	0.0001%
SouFun Holdings Ltd.							0.00%
813979 ASDR	SFUN	56.00	50.91	2,850.96	56,013,710.00	0.11%	0.0001%
813977 EMDR	SFUN	26.00	50.91	1,323.66	56,013,710.00	0.06%	0.0000%
Prestige Brands Hldg							0.00%
241142 BFOR	PBH	7,442.00	32.48	241,716.16	5,117,200,000.00	0.31%	0.0001%
China New Borun Corp							0.00%
813979 ASDR	BORN	25.00	1.23	30.75	25,725,000.00	0.00%	0.0001%
813977 EMDR	BORN	12.00	1.23	14.76	25,725,000.00	0.00%	0.0000%
Ranbaxy Labs Ltd							0.00%
813979 ASDR	RBXD LI	405.00	6.58	2,662.88	421,506,900.00	0.10%	0.0001%
813977 EMDR	RBXD LI	198.00	6.58	1,301.85	421,506,900.00	0.06%	0.0000%
China Zenix AutoIntl							0.00%
813979 ASDR	ZX	50.00	2.94	147.00	51,610,000.00	0.01%	0.0001%
813977 EMDR	ZX	23.00	2.94	67.62	51,610,000.00	0.00%	0.0000%
Sky-mobi Ltd							0.00%
813979 ASDR	MOBI	31.00	3.51	108.81	32,673,730.00	0.00%	0.0001%
813977 EMDR	MOBI	15.00	3.51	52.65	32,673,730.00	0.00%	0.0000%
Himax Tech ADR							0.00%
813979 ASDR	HIMX	350.00	8.62	3,017.00	353,999,000.00	0.12%	0.0001%
813977 EMDR	HIMX	148.00	8.62	1,275.76	353,999,000.00	0.05%	0.0000%
Cia Brasileira Dist							0.00%
813977 EMDR	CBD	222.00	42.31	9,392.82	158,094,000.00	0.40%	0.0001%
Fomento Economico							0.00%

101

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
813977 EMDR	FMX	302.00	96.01	28,995.02	216,117,800.00	1.23%	0.0001%
Nortel Inversora SA							0.00%
813977 EMDR	NTL	41.00	18.70	766.70	29,409,100.00	0.03%	0.0001%
Sappi Ltd							0.00%
813977 EMDR	SPP	747.00	2.41	1,800.27	541,446,200.00	0.08%	0.0001%
Vipshop Holdings Ltd							0.00%
813979 ASDR	VIPS	46.00	42.94	1,975.24	50,579,850.00	0.08%	0.0001%
813977 EMDR	VIPS	23.00	42.94	987.62	50,579,850.00	0.04%	0.0000%
Grupo Finance Galici							0.00%
813977 EMDR	GGAL	130.00	7.16	930.80	96,018,540.00	0.04%	0.0001%
ATA Inc/China							0.00%
813979 ASDR	ATAI	20.00	4.96	99.20	22,300,000.00	0.00%	0.0001%
813977 EMDR	ATAI	10.00	4.96	49.60	22,300,000.00	0.00%	0.0000%
Eletrobras							0.00%
813977 EMDR	EBR/B	357.00	4.26	1,520.82	265,436,900.00	0.06%	0.0001%
Jiayuan.com Intl Ltd							0.00%
813979 ASDR	DATE	42.00	7.28	305.76	46,889,000.00	0.01%	0.0001%
813977 EMDR	DATE	21.00	7.28	152.88	46,889,000.00	0.01%	0.0000%
Tatneft							0.00%
813978 RUDR	ATAD LI	2,569.00	38.54	99,009.26	2,178,690,700.00	4.09%	0.0001%
813977 EMDR	ATAD LI	352.00	38.54	13,566.08	2,178,690,700.00	0.58%	0.0000%
US Silica Hldgs Inc							0.00%
241142 BFOR	SLCA	7,015.00	23.53	165,062.95	5,317,700,000.00	0.21%	0.0001%
Embraer SA							0.00%
813977 EMDR	ERJ	244.00	34.15	8,332.60	185,116,300.00	0.35%	0.0001%
Taomee Holdings Ltd							0.00%
813979 ASDR	TAOM	32.00	5.15	164.80	36,744,190.00	0.01%	0.0001%

102

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
813977 EMDR	TAOM	16.00	5.15	82.40	36,744,190.00	0.00%	0.0000%
Ku6 Media Co Ltd							0.00%
813979 ASDR	KUTV	43.00	1.47	63.21	50,197,860.00	0.00%	0.0001%
813977 EMDR	KUTV	21.00	1.47	30.87	50,197,860.00	0.00%	0.0000%
Tata Steel Ltd.							0.00%
813979 ASDR	TTST LI	754.00	4.34	3,273.12	887,214,060.00	0.13%	0.0001%
813977 EMDR	TTST LI	366.00	4.34	1,588.81	887,214,060.00	0.07%	0.0000%
Sasol Ltd							0.00%
813977 EMDR	SSL	813.00	47.49	38,609.37	648,904,500.00	1.64%	0.0001%
Spreadtrum Comm. Inc							0.00%
813979 ASDR	SPRD	122.00	30.31	3,697.82	145,522,000.00	0.14%	0.0001%
813977 EMDR	SPRD	60.00	30.31	1,818.60	145,522,000.00	0.08%	0.0000%
China Distance Edu							0.00%
813979 ASDR	DL	28.00	9.47	265.16	33,596,710.00	0.01%	0.0001%
813977 EMDR	DL	14.00	9.47	132.58	33,596,710.00	0.01%	0.0000%
Coca-Cola Co/The							0.00%
565020 GSRA	KO	5,525.00	38.24	211,276.00	4,433,154,000.00	1.82%	0.0001%
Gail India Ltd							0.00%
813979 ASDR	GAID LI	183.00	27.00	4,941.00	211,400,000.00	0.19%	0.0001%
813977 EMDR	GAID LI	79.00	27.00	2,133.00	211,400,000.00	0.09%	0.0000%
Wipro Limited							0.00%
813979 ASDR	WIT	2,050.00	9.35	19,167.50	2,464,461,000.00	0.74%	0.0001%
813977 EMDR	WIT	995.00	9.35	9,303.25	2,464,461,000.00	0.40%	0.0000%
Gol - Linhas Aereas							0.00%
813977 EMDR	GOL	166.00	4.11	682.26	134,858,600.00	0.03%	0.0001%
BRF-Brasil Foods SA							0.00%
813977 EMDR	BRFS	1,071.00	24.11	25,821.81	872,473,200.00	1.10%	0.0001%

103

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Cia Paranaense de En							0.00%
813977 EMDR	ELP	157.00	13.03	2,045.71	128,240,000.00	0.09%	0.0001%
ICICI Bank Ltd							0.00%
813979 ASDR	IBN	955.00	30.45	29,079.75	1,152,918,000.00	1.13%	0.0001%
813977 EMDR	IBN	456.00	30.45	13,885.20	1,152,918,000.00	0.59%	0.0000%
Agria Corp ADR							0.00%
813979 ASDR	GRO	89.00	1.15	102.35	110,767,000.00	0.00%	0.0001%
813977 EMDR	GRO	43.00	1.15	49.45	110,767,000.00	0.00%	0.0000%
Gazprom Neft JSC							0.00%
813978 RUDR	GAZ LI	1,049.00	21.34	22,385.66	948,259,900.00	0.93%	0.0001%
813977 EMDR	GAZ LI	59.00	21.34	1,259.06	948,259,900.00	0.05%	0.0000%
Navistar Intl							0.00%
Liberty All-Star Equity Fund	NAV	9,365.00	34.13	319,627.45	8,042,300,000.00	0.03%	0.0001%
Express Inc.							0.00%
241142 BFOR	EXPR	9,577.00	21.70	207,820.90	8,385,400,000.00	0.27%	0.0001%
Grupo Aeroportuario							0.00%
813977 EMDR	ASR	28.00	113.03	3,164.84	27,705,000.00	0.13%	0.0001%
813977 EMDR	PAC	58.00	51.08	2,962.64	476,850,000.00	0.13%	0.0000%
Grupo Televisa SAB							0.00%
813977 EMDR	TV	629.00	25.72	16,177.88	571,220,000.00	0.69%	0.0001%
Acorn International							0.00%
813979 ASDR	ATV	24.00	2.32	55.57	30,000,000.00	0.00%	0.0001%
813977 EMDR	ATV	9.00	2.32	20.84	30,000,000.00	0.00%	0.0000%
Cooper Tire & Rubber							0.00%
241142 BFOR	CTB	7,137.00	32.50	231,952.50	6,527,600,000.00	0.30%	0.0001%
EFG-Hermes Hldg							0.00%
813977 EMDR	EFGD LI	250.00	2.01	502.50	239,147,400.00	0.02%	0.0001%

104

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
AmBev							0.00%
813977 EMDR	ABV	1,208.00	35.20	42,521.60	1,374,440,000.00	1.81%	0.0001%
813977 EMDR	ABV/C	247.00	35.14	8,679.58	1,755,466,000.00	0.37%	0.0000%
Latam Airlines Group							0.00%
813977 EMDR	LFL	484.00	13.39	6,480.76	483,555,800.00	0.28%	0.0001%
Xueda Education Grp.							0.00%
813979 ASDR	XUE	91.00	3.86	351.26	138,329,000.00	0.01%	0.0001%
813977 EMDR	XUE	45.00	3.86	173.70	138,329,000.00	0.01%	0.0000%
Questar Corp							0.00%
ALPS Alerian Energy Infrastructure	STR	9,274.00	21.80	202,173.20	17,509,400,000.00	1.92%	0.0001%
241142 BFOR	STR	7,625.00	21.80	166,225.00	17,509,400,000.00	0.21%	0.0000%
Embotelladora Andina							0.00%
813977 EMDR	AKO/B	50.00	32.25	1,612.50	78,881,500.00	0.07%	0.0001%
813977 EMDR	AKO/A	26.00	23.90	621.40	78,881,500.00	0.03%	0.0000%
Banco Macro SA							0.00%
813977 EMDR	BMA	55.00	19.68	1,082.40	57,324,950.00	0.05%	0.0001%
JPMorgan Chase & Co							0.00%
241142 BFOR	JPM	3,538.00	52.11	184,365.18	3,764,198,000.00	0.24%	0.0001%
Wells Fargo & Co							0.00%
241142 BFOR	WFC	4,941.00	41.82	206,632.62	5,309,782,000.00	0.27%	0.0001%
Ulta Salon Inc							0.00%
Liberty All-Star Growth Fund	ULTA	3,900.00	98.00	382,200.00	6,376,700,000.00	0.30%	0.0001%
241142 BFOR	ULTA	2,013.00	98.00	197,274.00	6,376,700,000.00	0.26%	0.0000%
OMA							0.00%
813977 EMDR	OMAB	39.00	27.04	1,054.56	42,540,940.00	0.04%	0.0001%
Simcere Pharm. Group							0.00%
813979 ASDR	SCR	65.00	9.50	617.50	108,508,000.00	0.02%	0.0001%
813977 EMDR	SCR	31.00	9.50	294.50	108,508,000.00	0.01%	0.0000%

105

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Thoratec Corporation							0.00%
241142 BFOR	THOR	5,063.00	35.97	182,116.11	5,752,800,000.00	0.24%	0.0001%
Johnson Controls Inc							0.00%
Liberty All-Star Equity Fund	JCI	60,000.00	41.37	2,482,200.00	68,415,900,000.00	0.21%	0.0001%
Turkiye Garanti Bank							0.00%
813977 EMDR	TGBD LI	3,617.00	3.80	13,726.52	4,200,000,000.00	0.58%	0.0001%
Webster Financial Co							0.00%
241142 BFOR	WBS	7,686.00	26.04	200,143.44	9,027,500,000.00	0.26%	0.0001%
Procter & Gamble Co							0.00%
241142 BFOR	PG	2,318.00	77.14	178,810.52	2,738,761,000.00	0.23%	0.0001%
iShs iBoxx HY Corp							0.00%
RiverFront Moderate Growth/Income Fund	HYG	12,802.00	90.27	1,155,636.54	15,720,000,000.00	0.98%	0.0001%
RiverFront Conserv. Income Builder Fund	HYG	468.00	90.27	42,246.36	15,720,000,000.00	0.95%	0.0000%
WSP Holdings Ltd.							0.00%
813979 ASDR	WH	12.00	2.75	33.00	20,437,520.00	0.00%	0.0001%
813977 EMDR	WH	5.00	2.75	13.75	20,437,520.00	0.00%	0.0000%
Vina Concha y Toro							0.00%
813977 EMDR	VCO	30.00	38.51	1,155.30	37,350,300.00	0.05%	0.0001%
Gafisa SA - ADR							0.00%
813977 EMDR	GFA	340.00	2.60	884.00	432,516,000.00	0.04%	0.0001%
Orascom Telecom							0.00%
813977 EMDR	OTLD LI	822.00	3.00	2,466.00	1,049,138,000.00	0.10%	0.0001%
Companhia de Saneam							0.00%
813977 EMDR	SBS	534.00	9.43	5,035.62	683,509,900.00	0.21%	0.0001%
Intl Bus Machines							0.00%
241142 BFOR	IBM	854.00	184.15	157,264.10	1,095,426,000.00	0.20%	0.0001%

106

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Cherkizovo Group							0.00%
813977 EMDR	CHE LI	51.00	10.40	530.40	65,900,000.00	0.02%	0.0001%
AFP Provida SA							0.00%
813977 EMDR	PVD	17.00	91.75	1,559.75	22,098,820.00	0.07%	0.0001%
IG Seismic Service							0.00%
813977 EMDR	IGSS LI	8.00	26.50	212.00	10,400,000.00	0.01%	0.0001%
YPF SA							0.00%
813977 EMDR	YPF	302.00	17.58	5,309.16	393,312,800.00	0.23%	0.0001%
Orascom Tele Med&Tec							0.00%
813977 EMDR	OTMT LI	788.00	0.35	275.80	1,049,140,000.00	0.01%	0.0001%
51Job Inc.							0.00%
813979 ASDR	JOBS	28.00	66.49	1,861.72	56,023,000.00	0.07%	0.0000%
813977 EMDR	JOBS	14.00	66.49	930.86	56,023,000.00	0.04%	0.0000%
Corpbanca							0.00%
813977 EMDR	BCA	163.00	15.84	2,581.92	226,905,500.00	0.11%	0.0001%
TGS							0.00%
813977 EMDR	TGS	54.00	1.89	102.06	77,860,540.00	0.00%	0.0001%
Cementos Pacasmayo							0.00%
813977 EMDR	CPAC	72.00	12.50	900.00	106,292,300.00	0.04%	0.0001%
Cencosud SA							0.00%
813977 EMDR	CNCO	556.00	12.06	6,705.36	834,701,100.00	0.28%	0.0001%
Emera Inc.							0.00%
ALPS Alerian Energy Infrastructure	EMA CN	8,795.00	29.70	248,642.62	13,238,200,000.00	2.36%	0.0001%
Fibria Celulose S.A.							0.00%
813977 EMDR	FBR	349.00	11.90	4,153.10	553,934,600.00	0.18%	0.0001%

107

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Empresa Nacional							0.00%
813977 EMDR	EOC	171.00	40.53	6,930.63	273,391,800.00	0.29%	0.0001%
Actions Semiconduct							0.00%
813979 ASDR	ACTS	216.00	2.70	583.20	516,000,000.00	0.02%	0.0000%
813977 EMDR	ACTS	106.00	2.70	286.20	516,000,000.00	0.01%	0.0000%
Intrepid Potash							0.00%
186239 CRBQ	IPI	4,711.00	12.81	60,347.91	7,576,800,000.00	0.09%	0.0001%
Enersis S.A							0.00%
813977 EMDR	ENI	606.00	15.58	9,441.48	981,855,400.00	0.40%	0.0001%
Kazmunaigas							0.00%
813977 EMDR	KMG LI	258.00	13.50	3,483.00	420,559,300.00	0.15%	0.0001%
Telef Brasil							0.00%
813977 EMDR	VIV	455.00	20.99	9,550.45	744,014,800.00	0.41%	0.0001%
China Nepstar Chain							0.00%
813979 ASDR	NPD	86.00	1.52	130.72	206,250,000.00	0.01%	0.0000%
813977 EMDR	NPD	40.00	1.52	60.80	206,250,000.00	0.00%	0.0000%
iShs MSCI Emerg Mkts							0.00%
RiverFront Global Growth Fund	EEM	38,252.00	39.42	1,507,893.84	89,730,000,000.00	2.45%	0.0000%
RiverFront Global Allocation Fund	EEM	9,223.00	39.42	363,570.66	89,730,000,000.00	1.34%	0.0000%
RiverFront Dynamic Equity Income Fund	EEM	6,315.00	39.42	248,937.30	89,730,000,000.00	0.61%	0.0000%
Bona Film Group Ltd							0.00%
813979 ASDR	BONA	23.00	4.54	104.42	58,699,000.00	0.00%	0.0000%
813977 EMDR	BONA	12.00	4.54	54.48	58,699,000.00	0.00%	0.0000%
VTB Bank OJSC							0.00%
813978 RUDR	VTBR LI	35,924.00	2.72	97,533.70	67,241,385,090.00	4.03%	0.0001%
813977 EMDR	VTBR LI	4,065.00	2.72	11,036.48	67,241,385,090.00	0.47%	0.0000%
Bank Muscat S.A.O.G. GDR							0.00%
813977 EMDR	BKM LI	303.00	6.35	1,924.05	509,627,700.00	0.08%	0.0001%

108

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked		Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
IRSA								0.00%
813977 EMDR	IRS	34.00		7.33	249.22	57,867,650.00	0.01%	0.0001%
eLong Inc								0.00%
813979 ASDR	LONG	6.00		14.86	89.16	17,475,300.00	0.00%	0.0000%
813977 EMDR	LONG	4.00		14.86	59.44	17,475,300.00	0.00%	0.0000%
Kazkommertsbank								0.00%
813977 EMDR	KKB LI	220.00		1.74	382.80	389,669,100.00	0.02%	0.0001%
Turkell Iletisim								0.00%
813977 EMDR	TKC	496.00		12.95	6,423.20	880,000,000.00	0.27%	0.0001%
AFI Development PLC								0.00%
813977 EMDR	AFID LI	295.00		0.59	174.05	523,847,000.00	0.01%	0.0001%
Gilead Sciences Inc								0.00%
Liberty All-Star Equity Fund	GILD	80,824.00		61.07	4,935,921.68	153,062,600,000.00	0.42%	0.0001%
241142 BFOR	GILD	4,026.00		61.07	245,867.82	153,062,600,000.00	0.32%	0.0000%
Home Inns & Hotels								0.00%
813979 ASDR	HMIN	33.00		34.64	1,143.12	90,758,000.00	0.04%	0.0000%
813977 EMDR	HMIN	15.00		34.64	519.60	90,758,000.00	0.02%	0.0000%
Banco Santander Chil								0.00%
813977 EMDR	BSAC	244.00		23.46	5,724.24	471,100,000.00	0.24%	0.0001%
Petrobas Argentina								0.00%
813977 EMDR	PZE	104.00	��	5.17	537.68	201,923,700.00	0.02%	0.0001%
Commvault Systems								0.00%
241142 BFOR	CVLT	2,379.00		85.26	202,833.54	4,673,200,000.00	0.26%	0.0001%
Zhaikmunai LP								0.00%
813977 EMDR	ZKM LI	95.00		12.75	1,211.25	186,761,900.00	0.05%	0.0001%
BLOM Bank								0.00%

109

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
813977 EMDR	BLBD LI	108.00	8.34	900.72	215,000,000.00	0.04%	0.0001%
AU Optronics Corp.							0.00%
813979 ASDR	AUO	2,974.00	3.84	11,420.16	8,827,046,000.00	0.44%	0.0000%
813977 EMDR	AUO	1,401.00	3.84	5,379.84	8,827,046,000.00	0.23%	0.0000%
Yanzhou Coal Mining							0.00%
813979 ASDR	YZC	633.00	9.35	5,918.55	1,958,400,000.00	0.23%	0.0000%
813977 EMDR	YZC	307.00	9.35	2,870.45	1,958,400,000.00	0.12%	0.0000%
Verizon Comm.							0.00%
647103 SDOG	VZ	136,140.00	46.64	6,349,569.60	286,173,200,000.00	1.79%	0.0000%
GNC Acquisition Hldg							0.00%
241142 BFOR	GNC	4,514.00	52.01	234,773.14	9,529,600,000.00	0.30%	0.0000%
Apple Inc.							0.00%
241142 BFOR	AAPL	427.00	495.27	211,480.29	908,497,000.00	0.27%	0.0000%
HMS Hydraulic							0.00%
813977 EMDR	HMSG LI	52.00	2.50	129.95	117,163,400.00	0.01%	0.0000%
Towers Watson & Co.							0.00%
241142 BFOR	TW	2,684.00	84.78	227,549.52	6,535,100,000.00	0.29%	0.0000%
iSoftStone Hldgs Ltd							0.00%
813979 ASDR	ISS	143.00	5.14	735.02	523,954,000.00	0.03%	0.0000%
813977 EMDR	ISS	69.00	5.14	354.66	523,954,000.00	0.02%	0.0000%
Centrais Eletricas							0.00%
813977 EMDR	EBR	426.00	2.36	1,005.36	1,087,050,000.00	0.04%	0.0000%
Ros Agro PLC							0.00%
813977 EMDR	AGRO LI	46.00	5.05	232.30	119,278,400.00	0.01%	0.0000%
Telecom Argentina SA							0.00%
813977 EMDR	TEO	37.00	19.53	722.61	96,373,000.00	0.03%	0.0000%

110

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Ansys Inc							0.00%
Liberty All-Star Growth Fund	ANSS	3,500.00	85.10	297,850.00	9,243,700,000.00	0.23%	0.0000%
BBVA Banco Frances							0.00%
813977 EMDR	BFR	67.00	5.19	347.73	178,959,300.00	0.01%	0.0000%
Surgutneftegaz SP							0.00%
813978 RUDR	SGGD LI	11,467.00	8.05	92,309.35	35,725,994,700.00	3.82%	0.0000%
813977 EMDR	SGGD LI	1,509.00	8.05	12,147.45	35,725,994,700.00	0.52%	0.0000%
Avangardco Invest.							0.00%
813977 EMDR	AVGR LI	23.00	10.18	234.14	63,871,850.00	0.01%	0.0000%
Magnitogorsk GDR							0.00%
813978 RUDR	MMK LI	3,600.00	3.24	11,674.76	11,174,330,000.00	0.48%	0.0000%
813977 EMDR	MMK LI	398.00	3.24	1,290.71	11,174,330,000.00	0.05%	0.0000%
MHP SA							0.00%
813977 EMDR	MHPC LI	37.00	15.50	573.50	105,666,900.00	0.02%	0.0000%
Empresas ICA S.A.B.							0.00%
813977 EMDR	ICA	224.00	7.98	1,787.52	642,868,000.00	0.08%	0.0000%
Novorossiysk Sea							0.00%
813977 EMDR	NCSP LI	88.00	7.71	678.48	256,797,500.00	0.03%	0.0000%
Tata Motors Ltd							0.00%
813979 ASDR	TTM	633.00	23.89	15,122.37	2,707,604,000.00	0.59%	0.0000%
813977 EMDR	TTM	294.00	23.89	7,023.66	2,707,604,000.00	0.30%	0.0000%
Braskem S.A.							0.00%
813977 EMDR	BAK	116.00	15.81	1,833.96	346,118,000.00	0.08%	0.0000%
Iron Mountain Inc.							0.00%
565020 GSRA	IRM	6,356.00	25.74	163,603.44	19,111,000,000.00	1.41%	0.0000%
FirstService Corp.							0.00%
Liberty All-Star Growth Fund	FSRV	1,046.00	35.90	37,551.40	3,193,100,000.00	0.03%	0.0000%

111

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Cntry Style Cooking							0.00%
813979 ASDR	CCSC	21.00	7.38	154.98	100,080,000.00	0.01%	0.0000%
813977 EMDR	CCSC	11.00	7.38	81.18	100,080,000.00	0.00%	0.0000%
JSFC Sistema							0.00%
813978 RUDR	SSA LI	2,656.00	22.75	60,424.00	9,650,000,000.00	2.50%	0.0000%
813977 EMDR	SSA LI	273.00	22.75	6,210.75	9,650,000,000.00	0.26%	0.0000%
Grupo Simec SAB							0.00%
813977 EMDR	SIM	50.00	10.62	531.00	165,886,500.00	0.02%	0.0000%
Johnson & Johnson							0.00%
647103 SDOG	JNJ	81,908.00	87.04	7,129,272.32	281,807,400,000.00	2.02%	0.0000%
CEMIG							0.00%
813977 EMDR	CIG/C	104.00	7.96	827.77	372,837,100.00	0.04%	0.0000%
Novolipetsk Steel							0.00%
813978 RUDR	NLMK LI	1,508.00	16.47	24,836.76	5,993,227,240.00	1.03%	0.0000%
813977 EMDR	NLMK LI	103.00	16.47	1,696.41	5,993,227,240.00	0.07%	0.0000%
Bank of America Corp							0.00%
Liberty All-Star Equity Fund	BAC	278,605.00	14.37	4,003,553.85	1,074,312,700,000.00	0.34%	0.0000%
Neogen Corp							0.00%
Liberty All-Star Growth Fund	NEOG	593.00	55.60	32,970.80	2,407,700,000.00	0.03%	0.0000%
Banco de Chile							0.00%
813977 EMDR	BCH	36.00	87.74	3,158.64	146,729,700.00	0.13%	0.0000%
Centerpoint Energy							0.00%
ALPS Alerian Energy Infrastructure	CNP	9,690.00	22.76	220,544.40	42,862,100,000.00	2.10%	0.0000%
Waters Corp							0.00%
241142 BFOR	WAT	1,891.00	101.70	192,314.70	8,521,800,000.00	0.25%	0.0000%
China Techfaith Wire							0.00%

112

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
813979 ASDR	CNTF	117.00	1.29	150.93	794,003,000.00	0.01%	0.0000%
813977 EMDR	CNTF	57.00	1.29	73.53	794,003,000.00	0.00%	0.0000%
Ecopetrol SA							0.00%
813977 EMDR	EC	401.00	45.18	18,117.18	2,055,835,000.00	0.77%	0.0000%
Aluminum Corp China							0.00%
813979 ASDR	ACH	509.00	9.01	4,586.09	3,943,966,000.00	0.18%	0.0000%
813977 EMDR	ACH	246.00	9.01	2,216.46	3,943,966,000.00	0.09%	0.0000%
Nordgold NV							0.00%
813977 EMDR	NORD LI	66.00	2.00	132.00	378,053,000.00	0.01%	0.0000%
Compania Cervecerias							0.00%
813977 EMDR	CCU	86.00	26.67	2,293.62	497,884,000.00	0.10%	0.0000%
Nordstrom Inc							0.00%
241142 BFOR	JWN	3,355.00	56.19	188,517.45	19,488,600,000.00	0.24%	0.0000%
Desarrolladora Homex							0.00%
813977 EMDR	HXM	57.00	1.97	112.29	335,640,000.00	0.00%	0.0000%
ChinaCache Intl Hldg							0.00%
813979 ASDR	CCIH	39.00	5.00	195.00	371,297,000.00	0.01%	0.0000%
813977 EMDR	CCIH	22.00	5.00	110.00	371,297,000.00	0.00%	0.0000%
Nomos-Bank							0.00%
813977 EMDR	NMOS LI	15.00	12.97	194.55	92,422,370.00	0.01%	0.0000%
Mylan Inc							0.00%
241142 BFOR	MYL	5,856.00	35.88	210,113.28	38,181,200,000.00	0.27%	0.0000%
Tim Participacoes SA							0.00%
813977 EMDR	TSU	249.00	21.75	5,415.75	1,632,454,000.00	0.23%	0.0000%
Coca-Cola Femsa ADR							0.00%
813977 EMDR	KOF	40.00	124.69	4,987.60	270,906,000.00	0.21%	0.0000%

113

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
SPDR S&P 500							0.00%
535338 SPXH	SPY	8,859.00	165.86	1,469,353.74	81,873,200,000.00	24.67%	0.0000%
535337 TRSK	SPY	2,186.00	165.86	362,569.96	81,873,200,000.00	24.38%	0.0000%
Huaneng Power Intl							0.00%
813979 ASDR	HNP	271.00	38.35	10,392.85	3,055,383,000.00	0.40%	0.0000%
813977 EMDR	HNP	124.00	38.35	4,755.40	3,055,383,000.00	0.20%	0.0000%
Dollar General Corp							0.00%
241142 BFOR	DG	3,782.00	57.38	217,011.16	32,360,800,000.00	0.28%	0.0000%
Macy’s Inc.							0.00%
241142 BFOR	M	4,383.00	46.02	201,705.66	37,790,000,000.00	0.26%	0.0000%
Activision Blizzard							0.00%
241142 BFOR	ATVI	12,017.00	17.17	206,331.89	111,945,800,000.00	0.27%	0.0000%
Gap Inc/The							0.00%
241142 BFOR	GPS	5,002.00	40.65	203,331.30	46,770,000,000.00	0.26%	0.0000%
Gruma S.A. - ADR							0.00%
813977 EMDR	GMK	59.00	21.41	1,263.19	563,651,000.00	0.05%	0.0000%
China Sunergy Co.							0.00%
813979 ASDR	CSUN	16.00	2.98	47.68	237,704,000.00	0.00%	0.0000%
813977 EMDR	CSUN	8.00	2.98	23.84	237,704,000.00	0.00%	0.0000%
Cresud SACIFyA - ADR							0.00%
813977 EMDR	CRESY	49.00	7.86	385.14	501,540,000.00	0.02%	0.0000%
China Unicom Ltd ADR							0.00%
813979 ASDR	CHU	1,445.00	15.64	22,599.80	23,562,093,000.00	0.88%	0.0000%
813977 EMDR	CHU	665.00	15.64	10,400.60	23,562,093,000.00	0.44%	0.0000%
Southwestern Energy							0.00%
186239 CRBQ	SWN	3,119.00	37.96	118,397.24	35,151,200,000.00	0.18%	0.0000%
Cabot Oil & Gas Corp							0.00%

114

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
186239 CRBQ	COG	3,600.00	38.45	138,420.00	42,152,800,000.00	0.21%	0.0000%
America Movil Ser. A							0.00%
813977 EMDR	AMOV	60.00	19.27	1,156.20	743,384,000.00	0.05%	0.0000%
Industrias Bachoco							0.00%
813977 EMDR	IBA	12.00	37.94	455.28	150,000,000.00	0.02%	0.0000%
Prince Frog Intl Hld							0.00%
Clough China Fund	1259 HK	737,000.00	5.30	503,661.96	10,105,640,000,000.00	0.61%	0.0000%
Alto Palermo SA							0.00%
813977 EMDR	APSA	2.00	18.40	36.80	31,497,160.00	0.00%	0.0000%
Pampa Energia SA							0.00%
813977 EMDR	PAM	82.00	3.78	309.96	1,314,311,000.00	0.01%	0.0000%
Allergan Inc							0.00%
241142 BFOR	AGN	1,647.00	89.07	146,698.29	29,685,500,000.00	0.19%	0.0000%
Mecox Lane Ltd.							0.00%
813979 ASDR	MCOX	14.00	3.78	52.92	401,192,000.00	0.00%	0.0000%
813977 EMDR	MCOX	7.00	3.78	26.46	401,192,000.00	0.00%	0.0000%
Phillips 66							0.00%
241142 BFOR	PSX	2,745.00	57.80	158,661.00	61,103,100,000.00	0.21%	0.0000%
Ternium SA							0.00%
813977 EMDR	TX	83.00	25.07	2,080.81	2,004,743,000.00	0.09%	0.0000%
Medtronic Inc							0.00%
241142 BFOR	MDT	3,915.00	53.66	210,078.90	99,746,800,000.00	0.27%	0.0000%
ARM Holdings plc							0.00%
Liberty All-Star Equity Fund	ARMH	4,400.00	42.11	185,284.00	139,923,900,000.00	0.02%	0.0000%
Liberty All-Star Growth Fund	ARMH	850.00	42.11	35,793.50	139,923,900,000.00	0.03%	0.0000%
Marriott Intl							0.00%

115

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
Liberty All-Star Equity Fund	MAR	1,120.00	40.77	45,662.40	30,318,100,000.00	0.00%	0.0000%
Empresa Distribuidor							0.00%
813977 EMDR	EDN	14.00	2.49	34.86	442,210,000.00	0.00%	0.0000%
Qihoo 360 Tech. Co.							0.00%
813979 ASDR	QIHU	258.00	84.20	21,723.60	12,347,300,000.00	0.84%	0.0000%
813977 EMDR	QIHU	120.00	84.20	10,104.00	12,347,300,000.00	0.43%	0.0000%
Giordano Intl Ltd							0.00%
Clough China Fund	709 HK	476,000.00	7.51	460,938.19	15,611,745,180,000.00	0.55%	0.0000%
Dr. Reddy’s Labs							0.00%
813979 ASDR	RDY	283.00	34.57	9,783.31	16,976,400,000.00	0.38%	0.0000%
813977 EMDR	RDY	130.00	34.57	4,494.10	16,976,400,000.00	0.19%	0.0000%
Techtronic Ind							0.00%
Clough China Fund	669 HK	349,500.00	18.90	851,735.56	18,301,169,410,000.00	1.02%	0.0000%
CNOOC Limited							0.00%
813979 ASDR	CEO	544.00	203.35	110,622.40	44,646,306,000.00	4.30%	0.0000%
813977 EMDR	CEO	256.00	203.35	52,057.60	44,646,306,000.00	2.21%	0.0000%
Japan Real Estate							0.00%
274027 GRI	8952 JP	98.00	1,076,000.00	1,053,058.37	5,900,400,000.00	0.99%	0.0000%
Corio NV							0.00%
274027 GRI	CORA NA	16,078.00	29.12	614,069.04	982,953,910,000.00	0.58%	0.0000%
The Link							0.00%
274027 GRI	823 HK	377,664.00	35.15	1,711,696.31	23,108,895,610,000.00	1.62%	0.0000%
Halyk Savings Bank							0.00%
813977 EMDR	HSBK LI	140.00	7.39	1,033.90	10,911,224,990.00	0.04%	0.0000%
Sun Hung Kai Ppty Lt							0.00%
274027 GRI	16 HK	256,000.00	102.50	3,383,448.95	26,709,586,050,000.00	3.19%	0.0000%

116

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
21Vianet Group Inc							0.00%
813979 ASDR	VNET	141.00	14.82	2,089.62	28,296,000,000.00	0.08%	0.0000%
813977 EMDR	VNET	98.00	14.82	1,452.36	28,296,000,000.00	0.06%	0.0000%
Brilliance China							0.00%
Clough China Fund	1114 HK	416,000.00	11.20	600,768.50	50,257,693,880,000.00	0.72%	0.0000%
JinkoSolar Hldg Co							0.00%
813979 ASDR	JKS	37.00	18.88	698.56	8,905,100,000.00	0.03%	0.0000%
813977 EMDR	JKS	18.00	18.88	339.84	8,905,100,000.00	0.01%	0.0000%
China Lodging Group							0.00%
813979 ASDR	HTHT	57.00	19.83	1,130.31	24,775,800,000.00	0.04%	0.0000%
813977 EMDR	HTHT	28.00	19.83	555.24	24,775,800,000.00	0.02%	0.0000%
Lonmin Plc							0.00%
186239 CRBQ	LMI LN	18,876.00	3.42	100,573.92	5,694,543,120,000.00	0.16%	0.0000%
Chow Tai Fook Jewe							0.00%
Clough China Fund	1929 HK	321,200.00	10.84	448,952.73	100,000,000,000,000.00	0.54%	0.0000%
ICICI Bank Limited							0.00%
Kotak India Permier Equity Portfolio	ICICIBCI	21,940.00	893.70	296,346.68	11,541,854,790,000.00	5.08%	0.0000%
CPFL Energia S.A.							0.00%
813977 EMDR	CPL	173.00	16.72	2,892.56	96,227,400,000.00	0.12%	0.0000%
BAE Systems plc							0.00%
241143 IDOG	BA/ LN	51,188.00	4.45	355,164.13	32,297,576,740,000.00	2.41%	0.0000%
China Unicom Ltd.							0.00%
Clough China Fund	762 HK	322,000.00	12.22	507,367.77	237,061,232,200,000.00	0.61%	0.0000%
NetEase Inc.							0.00%
813979 ASDR	NTES	248.00	72.21	17,908.08	324,604,200,000.00	0.70%	0.0000%
813977 EMDR	NTES	114.00	72.21	8,231.94	324,604,200,000.00	0.35%	0.0000%
Imperial Tobacco Grp							0.00%

117

AAI Report of 13D and 13G   As of:      September 05, 2013

Fund	Symbol	QTY Booked	Price	Market Value	Shares Outstanding	% of Total Assets	% Shares Outstanding
241143 IDOG	IMT LN	8,430.00	22.34	293,571.63	9,692,043,490,000.00	1.99%	0.0000%
BG Group PLC							0.00%
186239 CRBQ	BG/ LN	29,073.00	12.80	580,100.39	34,071,186,440,000.00	0.90%	0.0000%
America Movil S.A.							0.00%
813977 EMDR	AMX	2,666.00	19.43	51,800.38	4,747,589,600,000.00	2.20%	0.0000%
Sberbank of Russia							0.00%
813978 RUDR	SBER LI	28,443.00	11.09	315,432.87	215,869,480,000,000.00	13.04%	0.0000%
813977 EMDR	SBER LI	4,132.00	11.09	45,823.88	215,869,480,000,000.00	1.95%	0.0000%

118