UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
Amendment No. 1
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(Mark One) | |
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x | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
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For the quarterly period ended June 30, 2007 | |
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OR | |
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o | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
| For the transition period from ______to |
Commission file number 001-33446
VAUGHAN FOODS, INC.
(Exact name of registrant as specified in its charter)
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Oklahoma |
| 73-1342046 |
(State or other jurisdiction of |
| (I.R.S. Employer |
incorporation or organization) |
| Identification No.) |
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216 N.E. 12th Street, Moore, OK |
| 73160 |
(Address of principal executive offices) |
| (Zip Code) |
(405) 794-2530 | ||
(Registrant’s telephone number, including area code) | ||
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
Yes o No x
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act.
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Large accelerated filer o | Accelerated filer o | Non-accelerated filer x |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
Yes o No x
Number of shares outstanding of the registrant’s common stock, as of August 7, 2007:
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Class |
| Shares Outstanding |
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Common Stock, $0.001 par value per share |
| 4,623,077 |
EXPLANATORY NOTE
This amended Quarterly Report on Form 10-Q/A is filed solely to correct an error on the cover page that erroneously indicated that the company was a shell company, and to attach three exhibits as listed in the exhibit index to the original filing. No changes are made to any item of disclosure in the orginal filing, including the exhibit list, or to the exhibit index. However, the exhibit index is re-included herein for convenience.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this amended report to be signed on its behalf by the undersigned thereunto duly authorized.
| Dated: August 14, 2007 | ||
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| Vaughan Foods, Inc. | |
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| By: | /s/ Herbert B. Grimes |
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| Herbert B. Grimes |
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| Chairman of the Board of Directors |
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| (Principal Executive Officer) |
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Dated: August 14, 2007 |
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| By: | /s/ Gene P. Jones |
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| Gene P. Jones |
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| Chief Financial Officer |
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| (Principal Financial Officer) |
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EXHIBIT INDEX
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Exhibit No. |
| Description |
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10.14 |
| Amended Promissory Note dated September 25, 2006. |
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10.15 |
| Promissory Note dated July 3, 2007. |
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10.16 |
| Promissory Note dated July 3, 2007. |
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31.1 |
| Certification of Chief Executive Officer Pursuant to Exchange Act Rule 13a-14(a) or 15d-14(a), as Adopted Pursuant to Section 302 of the Sarbanes Oxley Act of 2002.* |
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31.2 |
| Certification of Chief Financial Officer Pursuant to Exchange Act Rule 13a-14(a) or 15d-14(a), as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.* |
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32.1 |
| Certifications of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.* |
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* Previously filed with original report on Form 10-Q.
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