UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
(Amendment No.1)
(Mark One)
x | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the quarterly period ended March 31, 2009
OR
o | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
Commission File Number 1-33119
ALLIED NEVADA GOLD CORP.
(Exact name of registrant as specified in its charter)
|
|
|
DELAWARE |
| 20-5597115 |
(State or other jurisdiction of incorporation or organization) |
| (IRS Employer Identification No.) |
|
|
|
9600 Prototype Court Reno, NV |
| 89521 |
(Address of principal executive offices) |
| (Zip Code) |
(775) 358-4455
(Registrant’s telephone no., including area code)
Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports); and (2) has been subject to the filing requirements for the past 90 days: Yes x No o
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T
(§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files): Yes o No o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See definition of “accelerated filer, large accelerated filer, and smaller reporting company” in Rule 12b-2 of the Exchange Act:
|
|
|
|
|
|
|
Large accelerated filer |
| o |
| Accelerated filer |
| x |
|
|
|
| |||
Non-accelerated filer |
| o |
| Smaller reporting company |
| o |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act): Yes o No x
Indicate the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date:
60,113,213 shares of Common Stock, $0.001 par value, outstanding at June 30, 2009
EXPLANATORY NOTE
This amendment to our Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2009, originally filed on May 11, 2009 (the “Original Filing”), is being filed to amend our disclosure under Item 4 “Controls and Procedures” on page 20 of the Original Filing. Item 4 is hereby amended by adding the disclosure set forth in Item 4 below to the disclosure in the Original Filing. This amendment does not restate our disclosure in Item 4 that was contained in the Original Filing. Accordingly, this amendment should be read in conjunction with our Original Filing.
As this Form 10-Q/A is being filed to amend our disclosure only in Item 4, this filing consists solely of the preceding cover page, this explanatory note, Part I, Item 4, Controls and Procedures, and Part II, Item 6, Exhibits. Other than as described above, this Amendment No. 1 to Form 10-Q/A does not, and does not purport to, amend, update or restate the information in the Original Filing or reflect any events that have occurred after the Original Filing was made.
ITEM 4. | CONTROLS AND PROCEDURES |
Changes in Internal Controls. There has been no change in Allied Nevada’s internal control over financial reporting during the quarter ended March 31, 2009 that has materially affected, or is reasonably likely to materially affect, Allied Nevada’s internal control over financial reporting.
ITEM 6. | EXHIBITS |
(a) Exhibits
|
| |
31.1 |
| Certification of Chief Executive Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934, as amended |
|
| |
31.2 |
| Certification of Chief Financial Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934, as amended |
|
| |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
|
|
|
|
|
|
| ALLIED NEVADA GOLD CORP. | ||
|
| (Registrant) | ||
|
|
| ||
Date: July 17, 2009 |
| By: |
| /s/ Scott A. Caldwell |
|
|
|
| Scott A. Caldwell |
|
|
|
| President and Chief Executive Officer (Principal Executive Officer) |
|
|
| ||
Date: July 17, 2009 |
| By: |
| /s/ Hal D. Kirby |
|
|
|
| Hal D. Kirby |
|
|
|
| Vice President and Chief Financial Officer (Principal Financial and Accounting Officer) |
