Table of Contents
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 8)*
General Counsel
ArcLight Capital Holdings, LLC
200 Clarendon Street, 55th Floor
Boston, MA 02117
Telephone: (617) 531-6300
Receive Notices and Communications)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.o
Note:Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Item 2. Identity and Background | ||||||||
Item 3. Source and Amount of Funds or Other Consideration | ||||||||
Item 5. Interest in Securities of the Issuer | ||||||||
Signature |
Table of Contents
CUSIP No. | 70336T 10 4 |
1. | NAMES OF REPORTING PERSONS 2006 Co-Investment Portfolio, L.P. | ||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
OO | |||||||||||
5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 491,619 | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER | |||||||||
491,619 | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
491,619 | |||||||||||
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
þ | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
0.5% | |||||||||||
14. | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
PN |
2
Table of Contents
CUSIP No. | 70336T 10 4 |
1. | NAMES OF REPORTING PERSONS StepStone Capital Partners II Onshore, L.P. | ||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
OO | |||||||||||
5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 249,314 | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER | |||||||||
249,314 | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
249,314 | |||||||||||
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
þ | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
0.3% | |||||||||||
14. | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
PN |
3
Table of Contents
CUSIP No. | 70336T 10 4 |
1. | NAMES OF REPORTING PERSONS StepStone Capital Partners II Cayman Holdings, L.P. | ||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
OO | |||||||||||
5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Cayman Islands | |||||||||||
7. | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 312,382 | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER | |||||||||
312,382 | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
312,382 | |||||||||||
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
þ | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
0.3% | |||||||||||
14. | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
PN |
4
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CUSIP No. | 70336T 10 4 |
1. | NAMES OF REPORTING PERSONS StepStone Co-Investment Funds GP, LLC | ||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
OO | |||||||||||
5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 1,053,315 | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER | |||||||||
1,053,315 | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
1,053,315 | |||||||||||
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
þ | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
1.2% | |||||||||||
14. | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
PN; OO (Investment Manager) |
5
Table of Contents
CUSIP No. | 70336T 10 4 |
1. | NAMES OF REPORTING PERSONS StepStone Group LLC | ||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
OO | |||||||||||
5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 1,053,315 | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER | |||||||||
1,053,315 | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
1,053,315 | |||||||||||
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
þ | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
1.2% | |||||||||||
14. | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
PN; IA |
6
Table of Contents
CUSIP No. | 70336T 10 4 |
1. | NAMES OF REPORTING PERSONS Citigroup Capital Partners II Employee Master Fund, L.P. | ||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
OO | |||||||||||
5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 552,225 | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER | |||||||||
552,225 | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
552,225 | |||||||||||
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
þ | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
0.6% | |||||||||||
14. | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
PN |
7
Table of Contents
CUSIP No. | 70336T 10 4 |
1. | NAMES OF REPORTING PERSONS Citigroup Private Equity LP | ||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
OO | |||||||||||
5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 552,225 | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER | |||||||||
552,225 | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
552,225 | |||||||||||
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
þ | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
0.6% | |||||||||||
14. | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
PN |
8
Table of Contents
CUSIP No. | 70336T 10 4 |
1. | NAMES OF REPORTING PERSONS Citigroup Alternative Investments LLC | ||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
OO | |||||||||||
5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 567,003 | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER | |||||||||
567,003 | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
567,003 | |||||||||||
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
þ | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
0.6% | |||||||||||
14. | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
IA |
9
Table of Contents
CUSIP No. | 70336T 10 4 |
1. | NAMES OF REPORTING PERSONS Citigroup Investments Inc. | ||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
OO | |||||||||||
5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 567,003 | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER | |||||||||
567,003 | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
567,003 | |||||||||||
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
þ | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
0.6% | |||||||||||
14. | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
HC |
10
Table of Contents
CUSIP No. | 70336T 10 4 |
1. | NAMES OF REPORTING PERSONS Citigroup Inc. | ||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
OO | |||||||||||
5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7. | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 620,962* | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10. | SHARED DISPOSITIVE POWER | |||||||||
620,962* | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
620,962* | |||||||||||
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
þ | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
0.7% | |||||||||||
14. | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
HC |
11
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12
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13
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2006 CO-INVESTMENT PORTFOLIO, L.P. | ||||
By: | STEPSTONE CO-INVESTMENT FUNDS GP, LLC, | |||
its general partner | ||||
By: | /s/ Jose Fernandez | |||
Name: | Jose Fernandez | |||
Title: | Managing Director | |||
STEPSTONE CAPITAL PARTNERS II ONSHORE, L.P. | ||||
By: | STEPSTONE CO-INVESTMENT FUNDS GP, LLC, | |||
its general partner | ||||
By: | /s/ Jose Fernandez | |||
Name: | Jose Fernandez | |||
Title: | Managing Director | |||
STEPSTONE CAPITAL PARTNERS II CAYMAN HOLDINGS, L.P. | ||||
By: | STEPSTONE CO-INVESTMENT FUNDS GP, LLC, | |||
its general partner | ||||
By: | /s/ Jose Fernandez | |||
Name: | Jose Fernandez | |||
Title: | Managing Director | |||
STEPSTONE CO-INVESTMENT FUNDS GP, LLC | ||||
By: | /s/ Jose Fernandez | |||
Name: | Jose Fernandez | |||
Title: | Managing Director | |||
STEPSTONE GROUP LLC | ||||
By: | /s/ Jose Fernandez | |||
Name: | Jose Fernandez | |||
Title: | Managing Director |
14
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CITIGROUP CAPITAL PARTNERS II EMPLOYEE MASTER FUND, L.P. | ||||
By: | Citigroup Private Equity LP, | |||
its general partner | ||||
By: | /s/ Matt Coeny | |||
Name: | Matt Coeny | |||
Title: | Authorized Signatory | |||
CITIGROUP PRIVATE EQUITY, LP | ||||
By: | /s/ Matt Coeny | |||
Name: | Matt Coeny | |||
Title: | Authorized Signatory |
15
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CITIGROUP ALTERNATIVE INVESTMENTS LLC | ||||
By: | /s/ Craig Barrack | |||
Name: | Craig Barrack | |||
Title: | Secretary | |||
CITIGROUP INVESTMENTS INC. | ||||
By: | /s/ Craig Barrack | |||
Name: | Craig Barrack | |||
Title: | Secretary |
16
Table of Contents
CITIGROUP INC. | ||||
By: | /s/ Ali L. Karshan | |||
Name: | Ali L. Karshan | |||
Title: | Assistant Secretary |
17
Table of Contents
STEPSTONE CO-INVESTMENT FUNDS GP, LLC
Principal Place | ||||||||
Name | Principal Occupation orEmployment | Citizenship | of Business | |||||
Monte Brem | Chief Executive Officer | United States | (1 | ) | ||||
Tom Keck | Chief Investment Officer | United States | (2 | ) | ||||
Jose Fernandez | Managing Director | United States | (2 | ) | ||||
Jay Rose | Managing Director | United States | (2 | ) | ||||
Jim Gamett | Managing Director | United States | (2 | ) | ||||
Darren Friedman | Managing Director | United States | (3 | ) | ||||
Blair Jacobson | Managing Director | United States | (4 | ) | ||||
Johnny Randel | Chief Financial Officer, Chief Operating Officer | United States | (2 | ) | ||||
Jason Ment | General Counsel, Chief Compliance Officer | United States | (3 | ) | ||||
Karen Posner | Controller | United States | (3 | ) | ||||
Monica McGuire | Compliance Officer | United States | (3 | ) | ||||
Rebecca Ajavananda | Director, Investor Relations | United States | (3 | ) | ||||
Phil Neidoff | Director, Business Development and Client Relations | United States | (3 | ) |
(1) | Beijing Kerry Centre, North Tower, 20th Floor, Suite F, 1 Guang Hua Road, Chao Yang District, Beijing, China 100020. | |
(2) | 4350 La Jolla Village Drive, Suite 800, San Diego, CA 92122. | |
(3) | 410 Park Avenue, Suite 1710, New York, NY 10022. | |
(4) | c/o Citibank International plc, 33 Cavendish Square, 8th Floor, London W1A 2SY, United Kingdom. |
STEPSTONE GROUP LLC
Principal Place | ||||||||
Name | Principal Occupation or Employment | Citizenship | of Business | |||||
Monte Brem | Chief Executive Officer | United States | (1 | ) | ||||
Tom Keck | Chief Investment Officer | United States | (2 | ) | ||||
Jose Fernandez | Managing Director | United States | (2 | ) | ||||
Jay Rose | Managing Director | United States | (2 | ) | ||||
Jim Gamett | Managing Director | United States | (2 | ) | ||||
Johnny Randel | Chief Financial Officer, Chief Operating Officer | United States | (2 | ) | ||||
Jason Ment | General Counsel, Chief Compliance Officer | United States | (3 | ) |
(1) | Beijing Kerry Centre, North Tower, 20th Floor, Suite F, 1 Guang Hua Road, Chao Yang District, Beijing, China 100020. | |
(2) | 4350 La Jolla Village Drive, Suite 800, San Diego, CA 92122. | |
(3) | 410 Park Avenue, Suite 1710, New York, NY 10022. |
18
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Trade Date | Purchase or Sale | Quantity | Low Price | High Price | ||||||||||||
08/02/2010 | Sale | 40 | $ | 12.41 | N/A | |||||||||||
08/03/2010 | Purchase | 10 | $ | 12.41 | N/A | |||||||||||
08/05/2010 | Sale | 20 | $ | 12.43 | N/A | |||||||||||
08/05/2010 | Purchase | 3,564 | $ | 12.51 | N/A | |||||||||||
08/09/2010 | Purchase | 10 | $ | 13.04 | N/A | |||||||||||
08/10/2010 | Sale | 10 | $ | 12.37 | N/A | |||||||||||
08/13/2010 | Sale | 30 | $ | 11.24 | N/A | |||||||||||
08/13/2010 | Purchase | 30,840 | $ | 11.24 | N/A | |||||||||||
08/17/2010 | Purchase | 10,290 | $ | 11.52 | $ | 11.90 | ||||||||||
08/19/2010 | Purchase | 20 | $ | 11.84 | N/A | |||||||||||
08/24/2010 | Sale | 10 | $ | 10.90 | N/A | |||||||||||
08/25/2010 | Sale | 2,791 | $ | 10.60 | N/A | |||||||||||
08/26/2010 | Sale | 929 | $ | 10.69 | $ | 10.74 | ||||||||||
08/26/2010 | Sale | 5 | $ | 10.18 | N/A | |||||||||||
08/30/2010 | Sale | 10 | $ | 10.31 | N/A | |||||||||||
08/31/2010 | Sale | 68,110 | $ | 10.00 | $ | 10.28 | ||||||||||
08/31/2010 | Sale | 597 | $ | 10.33 | 21 | N/A | ||||||||||
08/31/2010 | Purchase | 30 | $ | 10.28 | N/A | |||||||||||
09/01/2010 | Purchase | 6,210 | $ | 10.42 | $ | 10.62 | ||||||||||
09/01/2010 | Sale | 30 | $ | 10.56 | N/A | |||||||||||
09/02/2010 | Purchase | 30 | $ | 11.15 | N/A | |||||||||||
09/07/2010 | Sale | 2,480 | $ | 11.085 | $ | 11.13 | ||||||||||
09/09/2010 | Purchase | 60,060 | $ | 11.30 | N/A | |||||||||||
09/14/2010 | Purchase | 10 | $ | 11.12 | N/A | |||||||||||
09/15/2010 | Sale | 10 | $ | 10.99 | N/A | |||||||||||
09/17/2010 | Sale | 27,830 | $ | 10.89 | N/A | |||||||||||
09/28/2010 | Purchase | 8,760 | $ | 11.40 | N/A |
19