Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a).
(b).
(c).
The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d).
(e).
(f).
(g).
(h).
How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i).
Whether the Registrant cast its vote for or against management.
| | | | | | | | | |
Registrant: | EPIPHANY FUNDS - Epiphany FFV Fund | | | | | | | Item 1, Exhibit A |
Investment Company Act file number: | | 811-21962 | | | | | | |
Reporting Period: July 1, 2013 through June 30, 2014 | | | | | | | | |
| | | | | | | | | |
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c) "CUSIP" # | (d) Shareholder Meeting Date | | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For / Against Mgmt |
1 | Accenture PLC | ACN | G1151C-101 | 1/30/2014 | Accept financial statements | Issuer | Yes | For | For |
2 | Accenture PLC | ACN | G1151C-101 | 1/30/2014 | Board of Directors: All nominees | Issuer | Yes | For | For |
3 | Accenture PLC | ACN | G1151C-101 | 1/30/2014 | Ratification of external auditors | Issuer | Yes | For | For |
4 | Accenture PLC | ACN | G1151C-101 | 1/30/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
5 | Accenture PLC | ACN | G1151C-101 | 1/30/2014 | Grant Board authority to issue shares | Issuer | Yes | For | For |
6 | Accenture PLC | ACN | G1151C-101 | 1/30/2014 | Grant Board authority to opt-out of statutory pre-emption rights | Issuer | Yes | For | For |
7 | Accenture PLC | ACN | G1151C-101 | 1/30/2014 | Approve capital reduction and creation of distributable reserves | Issuer | Yes | For | For |
8 | Accenture PLC | ACN | G1151C-101 | 1/30/2014 | Authorize holding general meeting outside of Ireland | Issuer | Yes | For | For |
9 | Accenture PLC | ACN | G1151C-101 | 1/30/2014 | Authorize open-market purchases | Issuer | Yes | For | For |
10 | Accenture PLC | ACN | G1151C-101 | 1/30/2014 | Determine price range for re-issuance of treasury shares | Issuer | Yes | For | For |
11 | Advanced Auto Parts, Inc. | AAP | 00751Y-106 | 5/14/2014 | Board of Directors: All nominees | Issuer | Yes | For | For |
12 | Advanced Auto Parts, Inc. | AAP | 00751Y-106 | 5/14/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
13 | Advanced Auto Parts, Inc. | AAP | 00751Y-106 | 5/14/2014 | Approve long-term incentive plan | Issuer | Yes | For | For |
14 | Advanced Auto Parts, Inc. | AAP | 00751Y-106 | 5/14/2014 | Ratification of external auditors | Issuer | Yes | For | For |
15 | Advanced Auto Parts, Inc. | AAP | 00751Y-106 | 5/14/2014 | Stockholder's Act by Written Consent | Issuer | Yes | Against | For |
16 | Alliance Data Systems Corporation | ADS | 018581-108 | 6/5/2014 | Board of Directors: All nominees | Issuer | Yes | For | For |
17 | Alliance Data Systems Corporation | ADS | 018581-108 | 6/5/2014 | Advisory vote on executive compensation | Issuer | Yes | For | For |
18 | Alliance Data Systems Corporation | ADS | 018581-108 | 6/5/2014 | Ratification of external auditors | Issuer | Yes | For | For |
19 | Amgen, Inc. | AMGN | 031162-100 | 5/15/2014 | Board of Directors: Baltimore, Bradway, Carbonnel, Coffman, Eckert | Issuer | Yes | For | For |
20 | Amgen, Inc. | AMGN | 031162-100 | 5/15/2014 | Board of Directors: Garland, Henderson, Herringer, Jacks, Sugar | Issuer | Yes | For | For |
21 | Amgen, Inc. | AMGN | 031162-100 | 5/15/2014 | Board of Directors: Biondi, Pelham | Issuer | Yes | Against | Against |
22 | Amgen, Inc. | AMGN | 031162-100 | 5/15/2014 | Ratification of external auditors | Issuer | Yes | For | For |
23 | Amgen, Inc. | AMGN | 031162-100 | 5/15/2014 | Advisory vote on executive compensation | Issuer | Yes | For | For |
24 | Amgen, Inc. | AMGN | 031162-100 | 5/15/2014 | Vote Tabulation | Stockholder | Yes | For | Against |
25 | American Tower Corporation | AMT | 03027X-100 | 5/20/2014 | Board of Directors: All nominees | Issuer | Yes | For | For |
26 | American Tower Corporation | AMT | 03027X-100 | 5/20/2014 | Ratification of external auditors | Issuer | Yes | For | For |
27 | American Tower Corporation | AMT | 03027X-100 | 5/20/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
28 | Applied Materials, Inc. | AMAT | 038222-105 | 6/23/2014 | Adopt business combination agreement | Issuer | Yes | For | For |
29 | Applied Materials, Inc. | AMAT | 038222-105 | 6/23/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
30 | Applied Materials, Inc. | AMAT | 038222-105 | 6/23/2014 | Ability to adjourn special meeting | Issuer | Yes | For | For |
31 | Archer-Daniels-Midland Company | ADM | 039483-102 | 5/1/2014 | Board of Directors: Boeckmann, Crews, Dufour, Felsinger, Maciel | Issuer | Yes | For | For |
32 | Archer-Daniels-Midland Company | ADM | 039483-102 | 5/1/2014 | Board of Directors: Moore, O'Neill, Sanchez, Shih, Westbrook, Woertz | Issuer | Yes | For | For |
33 | Archer-Daniels-Midland Company | ADM | 039483-102 | 5/1/2014 | Board of Directors: Carter | Issuer | Yes | Against | Against |
34 | Archer-Daniels-Midland Company | ADM | 039483-102 | 5/1/2014 | Ratification of external auditors | Issuer | Yes | For | For |
35 | Archer-Daniels-Midland Company | ADM | 039483-102 | 5/1/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
36 | Archer-Daniels-Midland Company | ADM | 039483-102 | 5/1/2014 | Independent Chairman of the Board | Issuer | Yes | For | Against |
37 | America's Car Mart, Inc. | CRMT | 03062T-105 | 8/21/2013 | All matters | Issuer | No | NA | NA |
38 | BB&T Corporation | BBT | 054937-107 | 4/29/2014 | Board of Directors: Banner, Boyer, Cablik, Faulkner, Henry, Howe | Issuer | Yes | For | For |
39 | BB&T Corporation | BBT | 054937-107 | 4/29/2014 | Board of Directors: Kendrick, King, Lynn, Milligan, Patton, Qubien | Issuer | Yes | For | For |
40 | BB&T Corporation | BBT | 054937-107 | 4/29/2014 | Board of Directors: Rich, Skains, Thompson, Welch, Williams | Issuer | Yes | For | For |
41 | BB&T Corporation | BBT | 054937-107 | 4/29/2014 | Board of Directors: Deal | Issuer | Yes | Withhold | Against |
42 | BB&T Corporation | BBT | 054937-107 | 4/29/2014 | Ratification of external auditors | Issuer | Yes | For | For |
43 | BB&T Corporation | BBT | 054937-107 | 4/29/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
44 | BB&T Corporation | BBT | 054937-107 | 4/29/2014 | Amend Articles of Incorp.: Majority voting standards in uncontested elec. | Issuer | Yes | For | For |
45 | BB&T Corporation | BBT | 054937-107 | 4/29/2014 | Reports on Political Contributions | Stockholder | Yes | For | Against |
46 | BB&T Corporation | BBT | 054937-107 | 4/29/2014 | Recouping executive incentive compensation | Issuer | Yes | For | Against |
47 | Buckeye Technologies, Inc. | BKI | 118255-108 | 8/15/2013 | All matters | Issuer | No | NA | NA |
48 | Brunswick Corporation | BC | 117043-109 | 5/7/2014 | Board of Directors: All nominees | Issuer | Yes | For | For |
49 | Brunswick Corporation | BC | 117043-109 | 5/7/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
50 | Brunswick Corporation | BC | 117043-109 | 5/7/2014 | Approve Stock Incentive Plan | Issuer | Yes | For | For |
51 | Brunswick Corporation | BC | 117043-109 | 5/7/2014 | Ratification of external auditors | Issuer | Yes | For | For |
52 | Capital One Financial Corporation | COF | 14040H-105 | 5/1/2014 | Board of Directors: All nominees | Issuer | Yes | For | For |
53 | Capital One Financial Corporation | COF | 14040H-105 | 5/1/2014 | Ratification of external auditors | Issuer | Yes | For | For |
54 | Capital One Financial Corporation | COF | 14040H-105 | 5/1/2014 | Approve amended stock incentive plan | Issuer | Yes | Against | Against |
55 | Capital One Financial Corporation | COF | 14040H-105 | 5/1/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
56 | Capital One Financial Corporation | COF | 14040H-105 | 5/1/2014 | Amend Articles of Incorp.: Remove Supermajority Voting | Issuer | Yes | For | For |
57 | Capital One Financial Corporation | COF | 14040H-105 | 5/1/2014 | Amend Articles of Incorp: Supermajority Voting / Removing a Director | Issuer | Yes | For | For |
58 | Capital One Financial Corporation | COF | 14040H-105 | 5/1/2014 | Amend Articles of Incorp: Supermajority Voting / Business Combination | Issuer | Yes | For | For |
59 | Capital One Financial Corporation | COF | 14040H-105 | 5/1/2014 | Independent Chairman of the Board | Stockholder | Yes | For | Against |
60 | Cirrus Logic, Inc. | CRUS | 172755-100 | 7/30/2013 | All matters | Issuer | No | NA | NA |
61 | The Coca-Cola Company | KO | 191216-100 | 4/23/2014 | Board of Directors: H. Allen, R. Allen, Nunn, Robinson, Ueberroth | Issuer | Yes | Against | Against |
62 | The Coca-Cola Company | KO | 191216-100 | 4/23/2014 | Board of Directors: Botin, Buffett, Daley, Diller, Gayle, Greenberg | Issuer | Yes | For | For |
63 | The Coca-Cola Company | KO | 191216-100 | 4/23/2014 | Board of Directors: Herman, Kent, Kotick, Lagomasino | Issuer | Yes | For | For |
64 | The Coca-Cola Company | KO | 191216-100 | 4/23/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
65 | The Coca-Cola Company | KO | 191216-100 | 4/23/2014 | Approve equity plan | Issuer | Yes | Against | Against |
66 | The Coca-Cola Company | KO | 191216-100 | 4/23/2014 | Ratification of external auditors | Issuer | Yes | For | For |
67 | The Coca-Cola Company | KO | 191216-100 | 4/23/2014 | Independent Chairman of the Board | Stockholder | Yes | For | Against |
68 | ConocoPhillips | COP | 20825C-104 | 5/13/2014 | Board of Directors: Armitage, Auchinleck, Bunch, Copeland, Freeman | Issuer | Yes | For | For |
69 | ConocoPhillips | COP | 20825C-104 | 5/13/2014 | Board of Directors: Evans | Issuer | Yes | Against | For |
70 | ConocoPhillips | COP | 20825C-104 | 5/13/2014 | Board of Directors: Lance, Niblock, Norvick, Wade | Issuer | Yes | For | For |
71 | ConocoPhillips | COP | 20825C-104 | 5/13/2014 | Ratification of external auditors | Issuer | Yes | For | For |
72 | ConocoPhillips | COP | 20825C-104 | 5/13/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | For |
73 | ConocoPhillips | COP | 20825C-104 | 5/13/2014 | Approve Stock Incentive Plan | Issuer | Yes | Against | For |
74 | ConocoPhillips | COP | 20825C-104 | 5/13/2014 | Report on Lobbying Expenditures | Stockholder | Yes | For | Against |
75 | ConocoPhillips | COP | 20825C-104 | 5/13/2014 | Report on Greenhouse Gas Reduction Targets | Stockholder | Yes | For | Against |
76 | Costco Wholesale Corporation | COST | 22160K-105 | 1/30/2014 | Board of Directors: Decker, Libenson, Meisenbach | Issuer | Yes | For | For |
77 | Costco Wholesale Corporation | COST | 22160K-105 | 1/30/2014 | Board of Directors: Munger | Issuer | Yes | Withhold | Against |
78 | Costco Wholesale Corporation | COST | 22160K-105 | 1/30/2014 | Ratification of external auditors | Issuer | Yes | For | For |
79 | Costco Wholesale Corporation | COST | 22160K-105 | 1/30/2014 | Advisory vote on executive compensation | Issuer | Yes | For | For |
80 | Costco Wholesale Corporation | COST | 22160K-105 | 1/30/2014 | Change Voting Requirements | Stockholder | Yes | For | For |
81 | Costco Wholesale Corporation | COST | 22160K-105 | 1/30/2014 | Amend Articles of Incorp: Method of electing directors | Issuer | Yes | For | For |
82 | Covidien PLC | COV | G2554F-113 | 3/19/2014 | Board of Directors: All nominees | Issuer | Yes | For | For |
83 | Covidien PLC | COV | G2554F-113 | 3/19/2014 | Appoint External Auditors and authorize renumeration | Issuer | Yes | For | For |
84 | Covidien PLC | COV | G2554F-113 | 3/19/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
85 | Covidien PLC | COV | G2554F-113 | 3/19/2014 | Authorize market purchases of company shares | Issuer | Yes | For | For |
86 | Covidien PLC | COV | G2554F-113 | 3/19/2014 | Determine price range for re-issuance of treasury shares | Issuer | Yes | For | For |
87 | Covidien PLC | COV | G2554F-113 | 3/19/2014 | Grant authority to issue shares | Issuer | Yes | For | For |
88 | Covidien PLC | COV | G2554F-113 | 3/19/2014 | Grant authority to issues shares for cash | Issuer | Yes | For | For |
89 | Delta Air Lines, Inc. | DAL | 247361-702 | 6/27/2014 | Board of Directors: Anderson, Bastian, Bostock, Brinzo, Carp, Dewalt | Issuer | Yes | For | For |
90 | Delta Air Lines, Inc. | DAL | 247361-702 | 6/27/2014 | Board of Directors: Easter, Foret, Franklin, Mattson, Reynolds | Issuer | Yes | For | For |
91 | Delta Air Lines, Inc. | DAL | 247361-702 | 6/27/2014 | Board of Directors: Rogers, Woodrow | Issuer | Yes | For | For |
92 | Delta Air Lines, Inc. | DAL | 247361-702 | 6/27/2014 | Board of Directors: Goode | Issuer | Yes | Against | Against |
93 | Delta Air Lines, Inc. | DAL | 247361-702 | 6/27/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
94 | Delta Air Lines, Inc. | DAL | 247361-702 | 6/27/2014 | Ratification of external auditors | Issuer | Yes | For | For |
95 | Delta Air Lines, Inc. | DAL | 247361-702 | 6/27/2014 | Increase the maximum number of directors | Issuer | Yes | Against | Against |
96 | Delta Air Lines, Inc. | DAL | 247361-702 | 6/27/2014 | Executive Stock Retention | Stockholder | Yes | For | Against |
97 | Devon Energy Corporation | DVN | 25179M-103 | 6/4/2014 | Board of Directors: All nominees | Issuer | Yes | For | For |
98 | Devon Energy Corporation | DVN | 25179M-103 | 6/4/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
99 | Devon Energy Corporation | DVN | 25179M-103 | 6/4/2014 | Ratification of external auditors | Issuer | Yes | For | For |
100 | Devon Energy Corporation | DVN | 25179M-103 | 6/4/2014 | Report on Plans to Address Climate Change | Stockholder | Yes | Against | For |
101 | Devon Energy Corporation | DVN | 25179M-103 | 6/4/2014 | Disclosure of Lobbying Policy and Activity | Stockholder | Yes | For | Against |
102 | Devon Energy Corporation | DVN | 25179M-103 | 6/4/2014 | Report on Lobbying Activity related to Climate Change | Stockholder | Yes | For | Against |
103 | Emerson Electric Company | EMR | 291011-104 | 2/4/2014 | Board of Directors: All nominees | Issuer | Yes | For | For |
104 | Emerson Electric Company | EMR | 291011-104 | 2/4/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
105 | Emerson Electric Company | EMR | 291011-104 | 2/4/2014 | Ratification of external auditors | Issuer | Yes | For | For |
106 | Emerson Electric Company | EMR | 291011-104 | 2/4/2014 | Sustainability report | Stockholder | Yes | For | Against |
107 | Emerson Electric Company | EMR | 291011-104 | 2/4/2014 | Political Contributions Report | Stockholder | Yes | For | Against |
108 | Emerson Electric Company | EMR | 291011-104 | 2/4/2014 | Report on Lobbying Activity | Stockholder | Yes | For | Against |
109 | Exelon Corporation | EXC | 30161N-101 | 5/6/2014 | Board of Directors: All nominees | Issuer | Yes | For | For |
110 | Exelon Corporation | EXC | 30161N-101 | 5/6/2014 | Ratification of external auditors | Issuer | Yes | For | For |
111 | Exelon Corporation | EXC | 30161N-101 | 5/6/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
112 | Exelon Corporation | EXC | 30161N-101 | 5/6/2014 | Renew the senior executive annual incentive plan | Issuer | Yes | Against | Against |
113 | Exelon Corporation | EXC | 30161N-101 | 5/6/2014 | Limit total compensation of executives | Stockholder | Yes | For | Against |
114 | Express Scripts Holding Company | ESRX | 30219G-108 | 5/7/2014 | Board of Directors: Benanav, Breen, Delaney, Lahowchic, Macmahon | Issuer | Yes | For | For |
115 | Express Scripts Holding Company | ESRX | 30219G-108 | 5/7/2014 | Board of Directors: Mergenthaler, Myers, Parker, Paz, Roper | Issuer | Yes | For | For |
116 | Express Scripts Holding Company | ESRX | 30219G-108 | 5/7/2014 | Board of Directors: Sternberg | Issuer | Yes | Against | Against |
117 | Express Scripts Holding Company | ESRX | 30219G-108 | 5/7/2014 | Ratification of external auditors | Issuer | Yes | For | For |
118 | Express Scripts Holding Company | ESRX | 30219G-108 | 5/7/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
119 | Fifth Third Bancorp | FITB | 316773-100 | 4/15/2014 | Board of Directors: All nominees | Issuer | Yes | For | For |
120 | Fifth Third Bancorp | FITB | 316773-100 | 4/15/2014 | Ratification of external auditors | Issuer | Yes | For | For |
121 | Fifth Third Bancorp | FITB | 316773-100 | 4/15/2014 | Approve incentive compensation plan | Issuer | Yes | Against | For |
122 | Fifth Third Bancorp | FITB | 316773-100 | 4/15/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | For |
123 | Fifth Third Bancorp | FITB | 316773-100 | 4/15/2014 | Recommended frequency of compensation votes | Issuer | Yes | 1 Year | NA |
124 | Forest Laboratories, Inc. | FRX | 00751Y-106 | 6/17/2014 | Approve merger agreement | Issuer | Yes | For | For |
125 | Forest Laboratories, Inc. | FRX | 00751Y-106 | 6/17/2014 | Approve executive compensation related to merger | Issuer | Yes | Against | Against |
126 | General Motors Company | GM | 37045V-100 | 6/10/2014 | Board of Directors: All nominees | Issuer | Yes | For | For |
127 | General Motors Company | GM | 37045V-100 | 6/10/2014 | Ratification of external auditors | Issuer | Yes | For | For |
128 | General Motors Company | GM | 37045V-100 | 6/10/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
129 | General Motors Company | GM | 37045V-100 | 6/10/2014 | Recommended frequency of compensation votes | Issuer | Yes | 1 Year | NA |
130 | General Motors Company | GM | 37045V-100 | 6/10/2014 | Approve short-term incentive plan | Issuer | Yes | Against | Against |
131 | General Motors Company | GM | 37045V-100 | 6/10/2014 | Approve long-term incentive plan | Issuer | Yes | Against | Against |
132 | General Motors Company | GM | 37045V-100 | 6/10/2014 | Cumulative Voting | Stockholder | Yes | For | Against |
133 | General Motors Company | GM | 37045V-100 | 6/10/2014 | Independent Chairman of the Board | Stockholder | Yes | For | Against |
134 | Halliburton Company | HAL | 406216-101 | 5/21/2014 | Board of Directors: All nominees | Issuer | Yes | For | For |
135 | Halliburton Company | HAL | 406216-101 | 5/21/2014 | Ratification of external auditors | Issuer | Yes | For | For |
136 | Halliburton Company | HAL | 406216-101 | 5/21/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
137 | Halliburton Company | HAL | 406216-101 | 5/21/2014 | Human Rights Policy | Stockholder | Yes | Against | For |
138 | Hertz Global Holdings, Inc. | HTZ | 42805T-105 | 5/14/2014 | Board of Directors: All nominees | Issuer | Yes | For | For |
139 | Hertz Global Holdings, Inc. | HTZ | 42805T-105 | 5/14/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
140 | Hertz Global Holdings, Inc. | HTZ | 42805T-105 | 5/14/2014 | Amend Articles of Incorp. : Annual Election of Directors | Issuer | Yes | For | For |
141 | Hertz Global Holdings, Inc. | HTZ | 42805T-105 | 5/14/2014 | Amend Articles of Incorp.: Reverse Stock Split | Issuer | Yes | For | For |
142 | Hertz Global Holdings, Inc. | HTZ | 42805T-105 | 5/14/2014 | Ratification of external auditors | Issuer | Yes | For | For |
143 | Hewlett-Packard Company | HPQ | 428236-103 | 3/19/2014 | Board of Directors: Andreesen, Banerji,Gupta, Lane, Livermore, Ozzie | Issuer | Yes | For | For |
144 | Hewlett-Packard Company | HPQ | 428236-103 | 3/19/2014 | Board of Directors: Reiner, Skinner, Whitman, Whitworth | Issuer | Yes | For | For |
145 | Hewlett-Packard Company | HPQ | 428236-103 | 3/19/2014 | Board of Directors: Bennett, Russo | Issuer | Yes | Against | Against |
146 | Hewlett-Packard Company | HPQ | 428236-103 | 3/19/2014 | Ratification of external auditors | Issuer | Yes | For | For |
147 | Hewlett-Packard Company | HPQ | 428236-103 | 3/19/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
148 | Hewlett-Packard Company | HPQ | 428236-103 | 3/19/2014 | Formation of human rights committee | Stockholder | Yes | For | Against |
149 | Insperity, Inc. | NSP | 45778Q-107 | 5/13/2014 | Board of Directors: Brown | Issuer | Yes | Against | Against |
150 | Insperity, Inc. | NSP | 45778Q-107 | 5/13/2014 | Board of Directors: Jones, Petsch | Issuer | Yes | For | For |
151 | Insperity, Inc. | NSP | 45778Q-107 | 5/13/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
152 | Insperity, Inc. | NSP | 45778Q-107 | 5/13/2014 | Ratification of external auditors | Issuer | Yes | For | For |
153 | International Business Machines Corp | IBM | 459200-101 | 4/29/2014 | Board of Directors: All nominees | Issuer | Yes | For | For |
154 | International Business Machines Corp | IBM | 459200-101 | 4/29/2014 | Ratification of external auditors | Issuer | Yes | For | For |
155 | International Business Machines Corp | IBM | 459200-101 | 4/29/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
156 | International Business Machines Corp | IBM | 459200-101 | 4/29/2014 | Approve long-term incentive plan | Issuer | Yes | Against | Against |
157 | International Business Machines Corp | IBM | 459200-101 | 4/29/2014 | Adopt employee stock purchase plan | Issuer | Yes | For | For |
158 | International Business Machines Corp | IBM | 459200-101 | 4/29/2014 | Disclosure of Lobbying Policy and Activity | Stockholder | Yes | For | Against |
159 | International Business Machines Corp | IBM | 459200-101 | 4/29/2014 | Right to act by written consent | Stockholder | Yes | Against | For |
160 | International Business Machines Corp | IBM | 459200-101 | 4/29/2014 | Limitation on accelerated executive pay | Stockholder | Yes | For | Against |
161 | International Paper Company | IP | 460146-103 | 5/12/2014 | Board of Directors: All nominees | Issuer | Yes | For | For |
162 | International Paper Company | IP | 460146-103 | 5/12/2014 | Approval of perfomance goals in incentive compensation | Issuer | Yes | For | For |
163 | International Paper Company | IP | 460146-103 | 5/12/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
164 | International Paper Company | IP | 460146-103 | 5/12/2014 | Independent Chairman of the Board | Stockholder | Yes | For | Against |
165 | The Kroger Company | KR | 501044-101 | 6/26/2014 | Board of Directors: Anderson, Beyer, Moore, Phillips, Rogel | Issuer | Yes | Against | Against |
166 | The Kroger Company | KR | 501044-101 | 6/26/2014 | Board of Directors:Dillon, Kropf, Lewis, McMullen, Montoya | Issuer | Yes | For | For |
167 | The Kroger Company | KR | 501044-101 | 6/26/2014 | Board of Directors: Runde, Sargent, Shackouls | Issuer | Yes | For | For |
168 | The Kroger Company | KR | 501044-101 | 6/26/2014 | Approve Long Term Incentive and Cash Bonus Plan | Issuer | Yes | Against | Against |
169 | The Kroger Company | KR | 501044-101 | 6/26/2014 | Advisory Vote on Executive Compensation | Issuer | Yes | Against | Against |
170 | The Kroger Company | KR | 501044-101 | 6/26/2014 | Ratification of auditors | Issuer | Yes | For | For |
171 | The Kroger Company | KR | 501044-101 | 6/26/2014 | Supply Chain Human Rights Report | Stockholder | Yes | For | Against |
172 | The Kroger Company | KR | 501044-101 | 6/26/2014 | Post Consumer Package Recylcing Report | Stockholder | Yes | Against | For |
173 | Lincoln Electic Holdings, Inc. | LECO | 533900-106 | 4/24/2014 | Board of Directors: Gunning, Lincoln | Issuer | Yes | Withhold | Against |
174 | Lincoln Electic Holdings, Inc. | LECO | 533900-106 | 4/24/2014 | Board of Directors: Mapes, Mason, Runtagh | Issuer | Yes | For | For |
175 | Lincoln Electic Holdings, Inc. | LECO | 533900-106 | 4/24/2014 | Ratification of auditors | Issuer | Yes | For | For |
176 | Lincoln Electic Holdings, Inc. | LECO | 533900-106 | 4/24/2014 | Advisory vote on executive compensation | Issuer | Yes | For | For |
177 | Lincoln Electic Holdings, Inc. | LECO | 533900-106 | 4/24/2014 | Amend Code of Regulations: Declassify Board | Issuer | Yes | For | For |
178 | Loews Corporation | L | 540424-108 | 5/13/2014 | Board of Directors: Bacow, Berman, Bower, Diker, Frenkel, Harris | Issuer | Yes | For | For |
179 | Loews Corporation | L | 540424-108 | 5/13/2014 | Board of Directors: Laskawy, Miller, Ja. Tisch, Jo. Tisch,Welters | Issuer | Yes | For | For |
180 | Loews Corporation | L | 540424-108 | 5/13/2014 | Board of Directors: Fribourg | Issuer | Yes | Against | Against |
181 | Loews Corporation | L | 540424-108 | 5/13/2014 | Advisory vote on executive compensation | Issuer | Yes | For | For |
182 | Loews Corporation | L | 540424-108 | 5/13/2014 | Ratification of auditors | Issuer | Yes | For | For |
183 | Manpower Group, Inc. | MAN | 56418H-100 | 4/29/2014 | Board of Directors: All nominees | Issuer | Yes | For | For |
184 | Manpower Group, Inc. | MAN | 56418H-100 | 4/29/2014 | Ratification of auditors | Issuer | Yes | For | For |
185 | Manpower Group, Inc. | MAN | 56418H-100 | 4/29/2014 | Approve Amendment to Incentive Plan | Issuer | Yes | Against | Against |
186 | Manpower Group, Inc. | MAN | 56418H-100 | 4/29/2014 | Advisory Vote on Executive Compensation | Issuer | Yes | Against | Against |
187 | Mattel, Inc. | MAT | 577081-102 | 5/16/2014 | Board of Directors: Dolan, Edwards, Fergusson, NG, Prabhu, Rich | Issuer | Yes | For | For |
188 | Mattel, Inc. | MAT | 577081-102 | 5/16/2014 | Board of Directors: Scarborough, Stockton, Van de Put, Loyd | Issuer | Yes | For | For |
189 | Mattel, Inc. | MAT | 577081-102 | 5/16/2014 | Board of Directors: Sinclair | Issuer | Yes | Against | Against |
190 | Mattel, Inc. | MAT | 577081-102 | 5/16/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
191 | Mattel, Inc. | MAT | 577081-102 | 5/16/2014 | Ratification of auditors | Issuer | Yes | For | For |
192 | Mattel, Inc. | MAT | 577081-102 | 5/16/2014 | Independent Chairman of the Board | Stockholder | Yes | Against | Against |
193 | McDonald's Corporation | MCD | 580135-101 | 5/22/2014 | Board of Directors: Arnold, Lenny, Massey, McMillan, Penrose | Issuer | Yes | For | For |
194 | McDonald's Corporation | MCD | 580135-101 | 5/22/2014 | Board of Directors: Rogers, White | Issuer | Yes | For | For |
195 | McDonald's Corporation | MCD | 580135-101 | 5/22/2014 | Board of Directors: Stone | Issuer | Yes | Against | Against |
196 | McDonald's Corporation | MCD | 580135-101 | 5/22/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
197 | McDonald's Corporation | MCD | 580135-101 | 5/22/2014 | Approve performance goals of cash incentive plan | Issuer | Yes | Against | Against |
198 | McDonald's Corporation | MCD | 580135-101 | 5/22/2014 | Ratification of auditors | Issuer | Yes | For | For |
199 | McDonald's Corporation | MCD | 580135-101 | 5/22/2014 | Ability for Shareholders to Act by Written Consent | Stockholder | Yes | For | Against |
200 | Mentor Graphics Corporation | MENT | 587200-106 | 6/11/2014 | Board of Director: Barnes, Bonfield, Hinckley,McCranie, McManus | Issuer | Yes | For | For |
201 | Mentor Graphics Corporation | MENT | 587200-106 | 6/11/2014 | Board of Director: Schechter, Stafeil | Issuer | Yes | For | For |
202 | Mentor Graphics Corporation | MENT | 587200-106 | 6/11/2014 | Board of Director: Rhines | Issuer | Yes | Withhold | Against |
203 | Mentor Graphics Corporation | MENT | 587200-106 | 6/11/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
204 | Mentor Graphics Corporation | MENT | 587200-106 | 6/11/2014 | Amend Art. of Incorp.: Majority voting standards in uncontested elec. | Stockholder | Yes | For | For |
205 | Mentor Graphics Corporation | MENT | 587200-106 | 6/11/2014 | Amend Employee Stock Purchase Plan to Increase Shares | Stockholder | Yes | Against | Against |
206 | Mentor Graphics Corporation | MENT | 587200-106 | 6/11/2014 | Ratification of auditors | Issuer | Yes | For | For |
207 | Newell Rubbermaid, Inc. | NWL | 651229-106 | 5/13/2014 | Board of Directors: All nominees | Issuer | Yes | For | For |
208 | Newell Rubbermaid, Inc. | NWL | 651229-106 | 5/13/2014 | Ratification of auditors | Issuer | Yes | For | For |
209 | Newell Rubbermaid, Inc. | NWL | 651229-106 | 5/13/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
210 | Paccar, Inc. | PCAR | 693718-108 | 4/29/2014 | Board of Directors: All nominees | Issuer | Yes | For | For |
211 | Paccar, Inc. | PCAR | 693718-108 | 4/29/2014 | Restricted Stock and Deferred Compensation Plan for Directors | Issuer | Yes | For | For |
212 | Paccar, Inc. | PCAR | 693718-108 | 4/29/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
213 | Paccar, Inc. | PCAR | 693718-108 | 4/29/2014 | Supermajority voting | Stockholder | Yes | For | Against |
214 | The PNC Financial Services Group, Inc. | PNC | 693475-105 | 4/22/2014 | Board of Directors: Berndt, Bunch, Demchak, Feldstein, James | Issuer | Yes | For | For |
215 | The PNC Financial Services Group, Inc. | PNC | 693475-105 | 4/22/2014 | Board of Directors: Kelson, Massaro, Shepard, Steffes, Strigl, Walls | Issuer | Yes | For | For |
216 | The PNC Financial Services Group, Inc. | PNC | 693475-105 | 4/22/2014 | Board of Directors: Chellgren, Pepper, Usher, Wehmeier | Issuer | Yes | Against | Against |
217 | The PNC Financial Services Group, Inc. | PNC | 693475-105 | 4/22/2014 | Ratification of auditors | Issuer | Yes | For | For |
218 | The PNC Financial Services Group, Inc. | PNC | 693475-105 | 4/22/2014 | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
219 | The PNC Financial Services Group, Inc. | PNC | 693475-105 | 4/22/2014 | Report on Greenhouse Gas Emmissions of Borrowers | Issuer | Yes | Against | Against |
220 | Schlumberger Limited | SLB | 806857-108 | 4/9/2014 | Board of Directors: All nominees | Issuer | Yes | For | For |
221 | Schlumberger Limited | SLB | 806857-108 | 4/9/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
222 | Schlumberger Limited | SLB | 806857-108 | 4/9/2014 | Approve financial statements and declaration of dividends | Issuer | Yes | For | For |
223 | Schlumberger Limited | SLB | 806857-108 | 4/9/2014 | Ratification of auditors | Issuer | Yes | For | For |
224 | Seadrill Limited | SDRL | G7945E-105 | 9/20/2013 | Board of Directors: All nominees | Issuer | Yes | For | For |
225 | Seadrill Limited | SDRL | G7945E-105 | 9/20/2013 | Amend Company's By-Laws | Issuer | Yes | For | For |
226 | Seadrill Limited | SDRL | G7945E-105 | 9/20/2013 | Appoint External Auditors and authorize renumeration | Issuer | Yes | For | For |
227 | Seadrill Limited | SDRL | G7945E-105 | 9/20/2013 | Approve Renumeration of Board | Issuer | Yes | For | For |
228 | Sealed Air Corporation | SEE | 81211K-100 | 5/22/2014 | Board of Directors: Brown, Codey | Issuer | Yes | Against | Against |
229 | Sealed Air Corporation | SEE | 81211K-100 | 5/22/2014 | Board of Directors: Chu, Duff, Kosecoff, Manning, Marino, Peribere | Issuer | Yes | For | For |
230 | Sealed Air Corporation | SEE | 81211K-100 | 5/22/2014 | Board of Directors: Wambold, Whitaker | Issuer | Yes | For | For |
231 | Sealed Air Corporation | SEE | 81211K-100 | 5/22/2014 | Approve Omnibus Incentive Plan | Issuer | Yes | Against | Against |
232 | Sealed Air Corporation | SEE | 81211K-100 | 5/22/2014 | Advisory Vote on Executive Compensation | Issuer | Yes | Against | Against |
233 | Sealed Air Corporation | SEE | 81211K-100 | 5/22/2014 | Ratification of auditors | Issuer | Yes | For | For |
234 | Stryker Corporation | SYK | 863667-101 | 4/22/2014 | Board of Directors: Cox, Datar, Doliveaux, Francesconi, Golston | Issuer | Yes | For | For |
235 | Stryker Corporation | SYK | 863667-101 | 4/22/2014 | Board of Directors: Lobo, Silvernail, Stryker | Issuer | Yes | For | For |
236 | Stryker Corporation | SYK | 863667-101 | 4/22/2014 | Board of Directors: Parafet | Issuer | Yes | Against | Against |
237 | Stryker Corporation | SYK | 863667-101 | 4/22/2014 | Ratification of auditors | Issuer | Yes | For | For |
238 | Stryker Corporation | SYK | 863667-101 | 4/22/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
239 | Sysco Corporation | SYY | 871829-107 | 11/15/2013 | All matters | Issuer | No | NA | NA |
240 | TrueBlue, Inc. | TBI | 89785X-101 | 5/14/2014 | Board of Directors: All nominees | Issuer | Yes | For | For |
241 | TrueBlue, Inc. | TBI | 89785X-101 | 5/14/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
242 | TrueBlue, Inc. | TBI | 89785X-101 | 5/14/2014 | Ratification of auditors | Issuer | Yes | For | For |
243 | T-Mobile US, Inc. | TMUS | 872590-104 | 6/5/2014 | All matters | Issuer | No | NA | NA |
244 | United Technologies Corporation | UTX | 913017-109 | 4/28/2014 | Board of Directors: All nominees | Issuer | Yes | For | For |
245 | United Technologies Corporation | UTX | 913017-109 | 4/28/2014 | Ratification of auditors | Issuer | Yes | For | For |
246 | United Technologies Corporation | UTX | 913017-109 | 4/28/2014 | Amend Long Term Incentive Plan: Additional Shares | Issuer | Yes | Against | Against |
247 | United Technologies Corporation | UTX | 913017-109 | 4/28/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
248 | Unum Group | UNM | 91529Y106 | 5/20/2014 | Board of Directors: All nominees | Issuer | Yes | For | For |
249 | Unum Group | UNM | 91529Y106 | 5/20/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
250 | Unum Group | UNM | 91529Y106 | 5/20/2014 | Ratification of auditors | Issuer | Yes | For | For |
251 | U.S. Bancorp | USB | 902973-304 | 4/15/2014 | Board of Directors: Baker, Belton, Davis, Hernandez, Ho, Johnson | Issuer | Yes | For | For |
252 | U.S. Bancorp | USB | 902973-304 | 4/15/2014 | Board of Directors: Kirtley, Schnuck | Issuer | Yes | For | For |
253 | U.S. Bancorp | USB | 902973-304 | 4/15/2014 | Board of Directors: Gluckman, Collins, Levin, O'Maley, Owens, Stokes | Issuer | Yes | Against | For |
254 | U.S. Bancorp | USB | 902973-304 | 4/15/2014 | Ratification of auditors | Issuer | Yes | For | For |
255 | U.S. Bancorp | USB | 902973-304 | 4/15/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
256 | U.S. Bancorp | USB | 902973-304 | 4/15/2014 | Independent Chairman of the Board | Issuer | Yes | For | Against |
257 | VF Corporation | VFC | 918204-108 | 4/22/2014 | Board of Directors: Carucci, Chugg, Bedout, Fellows, Otis | Issuer | Yes | For | For |
258 | VF Corporation | VFC | 918204-108 | 4/22/2014 | Board of Directors: Shattock, Wiseman | Issuer | Yes | For | For |
259 | VF Corporation | VFC | 918204-108 | 4/22/2014 | Board of Directors: Fairbairn | Issuer | Yes | Withhold | Against |
260 | VF Corporation | VFC | 918204-108 | 4/22/2014 | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
261 | VF Corporation | VFC | 918204-108 | 4/22/2014 | Ratification of auditors | Issuer | Yes | For | For |
262 | Xerox Corporation | XRX | 984121-103 | 5/20/2014 | Board of Directors: All nominees | Issuer | Yes | For | For |
263 | Xerox Corporation | XRX | 984121-103 | 5/20/2014 | Ratification of auditors | Issuer | Yes | For | For |
264 | Xerox Corporation | XRX | 984121-103 | 5/20/2014 | Advisory Vote on Executive Compensation | Issuer | Yes | Against | Against |
| | | | | | | | | | |
Registrant: | EPIPHANY FUNDS - Epiphany FFV Strategic Income Fund | | | | Item 1, Exhibit B |
Investment Company Act file number: | | 811-21962 | | | | | | | |
Reporting Period: July 1, 2013 through June 30, 2014 | | | | | | | | |
| | | | | | | | | | |
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | © "CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management |
1 | 3M Company | MMM | 88579Y-101 | 5/13/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
2 | 3M Company | MMM | 88579Y-101 | 5/13/2014 | | Ratification of auditors | Issuer | Yes | For | For |
3 | 3M Company | MMM | 88579Y-101 | 5/13/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
4 | 3M Company | MMM | 88579Y-101 | 5/13/2014 | | Right to Act by Written Consent | Shareholder | Yes | For | Against |
5 | Aetna, Inc. | AET | 00817Y-108 | 5/30/2014 | | Board of Directors: Aguirre, Bertolini, Clark, Farah,Garten | Issuer | Yes | For | For |
6 | Aetna, Inc. | AET | 00817Y-108 | 5/30/2014 | | Board of Directors: Cohen, Coye, Franklin, | Issuer | Yes | Against | Against |
7 | Aetna, Inc. | AET | 00817Y-108 | 5/30/2014 | | Board of Directors: Hancock, Harrington, Ludwig, Newhouse | Issuer | Yes | For | For |
8 | Aetna, Inc. | AET | 00817Y-108 | 5/30/2014 | | Ratification of auditors | Issuer | Yes | For | For |
9 | Aetna, Inc. | AET | 00817Y-108 | 5/30/2014 | | Amend Articles of Incorp: Eliminate Supermajority Voting | Issuer | Yes | For | For |
10 | Aetna, Inc. | AET | 00817Y-108 | 5/30/2014 | | Amend Articles of Incorp: Right to Call a Special Meeting | Issuer | Yes | For | For |
11 | Aetna, Inc. | AET | 00817Y-108 | 5/30/2014 | | Amend Aetna 2010 Stock Incentive Plan | Issuer | Yes | Against | Against |
12 | Aetna, Inc. | AET | 00817Y-108 | 5/30/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | Against | Against |
13 | Aetna, Inc. | AET | 00817Y-108 | 5/30/2014 | | Independent Chairman of the Board | Shareholder | Yes | For | Against |
14 | Aetna, Inc. | AET | 00817Y-108 | 5/30/2014 | | Board Oversight of Political Contributions | Shareholder | Yes | For | Against |
15 | Aetna, Inc. | AET | 00817Y-108 | 5/30/2014 | | Political Contribution Disclosure | Shareholder | Yes | For | Against |
16 | American Water Works Company, Inc. | AWK | 030420-103 | 5/9/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
17 | American Water Works Company, Inc. | AWK | 030420-103 | 5/9/2014 | | Ratification of auditors | Issuer | Yes | For | For |
18 | American Water Works Company, Inc. | AWK | 030420-103 | 5/9/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
19 | Atmos Energy Corporation | ATO | 049560-105 | 2/5/2014 | | Board of Directors: Best, Cocklin, Douglas, Esquivel, Gordon | Issuer | Yes | For | For |
20 | Atmos Energy Corporation | ATO | 049560-105 | 2/5/2014 | | Board of Directors: Grable, Quinn, Sampson, Springer, Ware | Issuer | Yes | For | For |
21 | Atmos Energy Corporation | ATO | 049560-105 | 2/5/2014 | | Board of Directors: Meredity | Issuer | Yes | Against | Against |
22 | Atmos Energy Corporation | ATO | 049560-105 | 2/5/2014 | | Ratification of auditors | Issuer | Yes | For | For |
23 | Atmos Energy Corporation | ATO | 049560-105 | 2/5/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
24 | BlackRock | FRA | 09255X-100 | 7/30/2013 | | All Matters | Issuer | No | NA | NA |
25 | BlackRock | BHD | 09249G-106 | 7/30/2013 | | All Matters | Issuer | No | NA | NA |
26 | BlackRock | FRA | 09247F-100 | 7/30/2013 | | All Matters | Issuer | No | NA | NA |
27 | Blackstone GSO Long-Short Credit Inc. | BGX | 09257D-102 | 7/30/2013 | | Board of Director: D'Alelio | Issuer | Yes | For | For |
28 | Buckeye Partners, L.P. | BPL | 118230-101 | 6/3/2014 | | All Matters | Issuer | No | NA | NA |
29 | Cincinnati Financial Corporation | CINF | 172062-101 | 4/26/2014 | | Board of Directors: Bahl, Lichtendahl, Webb | Issuer | Yes | Against | Against |
30 | Cincinnati Financial Corporation | CINF | 172062-101 | 4/26/2014 | | Board of Directors: Bier, Clement-Holmes, Debbrink, Johnston | Issuer | Yes | For | For |
31 | Cincinnati Financial Corporation | CINF | 172062-101 | 4/26/2014 | | Board of Directors: McMullen, Osborn, Price, Schiff, Skidmore | Issuer | Yes | For | For |
32 | Cincinnati Financial Corporation | CINF | 172062-101 | 4/26/2014 | | Board of Directors: Stecher, Steele | Issuer | Yes | For | For |
33 | Cincinnati Financial Corporation | CINF | 172062-101 | 4/26/2014 | | Ratification of auditors | Issuer | Yes | For | For |
34 | Cincinnati Financial Corporation | CINF | 172062-101 | 4/26/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
35 | Cincinnati Financial Corporation | CINF | 172062-101 | 4/26/2014 | | Approve Perfomance Objectives in Incentive Comp Plan | Issuer | Yes | For | For |
36 | Cincinnati Financial Corporation | CINF | 172062-101 | 4/26/2014 | | Majority Voting in Uncontested Director Elections | Shareholder | Yes | For | Against |
37 | Conagra Foods, Inc. | CAG | 205887-102 | 9/27/2013 | | Board of Directors: Bay, Stinson | Issuer | Yes | Withhold | Against |
38 | Conagra Foods, Inc. | CAG | 205887-102 | 9/27/2013 | | Board of Directors: Butler, Goldstone, Gregor, Johri, Jurgensen | Issuer | Yes | For | For |
39 | Conagra Foods, Inc. | CAG | 205887-102 | 9/27/2013 | | Board of Directors: Lenny, Marshall, Rodkin, Schindler | Issuer | Yes | For | For |
40 | Conagra Foods, Inc. | CAG | 205887-102 | 9/27/2013 | | Ratification of auditors | Issuer | Yes | For | For |
41 | Conagra Foods, Inc. | CAG | 205887-102 | 9/27/2013 | | Advisory Vote on Executive Compensation | Issuer | Yes | Against | Against |
42 | Conagra Foods, Inc. | CAG | 205887-102 | 9/27/2013 | | Amend By Laws: Vote Counting | Shareholder | Yes | For | Against |
43 | Consolidated Communications Hlds, Inc. | CNSL | 209034-107 | 4/29/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
44 | Consolidated Communications Hlds, Inc. | CNSL | 209034-107 | 4/29/2014 | | Ratification of auditors | Issuer | Yes | For | For |
45 | Consolidated Communications Hlds, Inc. | CNSL | 209034-107 | 4/29/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | Against | Against |
46 | The Dow Chemical Company | DOW | 260543-103 | 5/15/2014 | | Board of Directors: Allemang, Banga, Bell, Fettig, Liveris | Issuer | Yes | For | For |
47 | The Dow Chemical Company | DOW | 260543-103 | 5/15/2014 | | Board of Directors: Polman, Reilley, Shaw | Issuer | Yes | For | For |
48 | The Dow Chemical Company | DOW | 260543-103 | 5/15/2014 | | Board of Directors: Barton, Ringler | Issuer | Yes | Against | Against |
49 | The Dow Chemical Company | DOW | 260543-103 | 5/15/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | Against | Against |
50 | The Dow Chemical Company | DOW | 260543-103 | 5/15/2014 | | Amend Stock Incentive Plan | Issuer | Yes | Against | Against |
51 | The Dow Chemical Company | DOW | 260543-103 | 5/15/2014 | | Shareholder Action by Written Consent | Shareholder | Yes | For | Against |
52 | The Dow Chemical Company | DOW | 260543-103 | 5/15/2014 | | Executive Stock Retention | Shareholder | Yes | For | Against |
53 | DWS Investments | KMM | 23338L-108 | 9/4/2013 | | All Matters | Issuer | No | NA | NA |
54 | Enterprise Products Partners, LP | EPD | 293792-107 | 9/30/2013 | | All Matters | Issuer | Yes | For | For |
55 | Halliburton Company | HAL | 406216-101 | 5/21/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
56 | Halliburton Company | HAL | 406216-101 | 5/21/2014 | | Ratification of auditors | Issuer | Yes | For | For |
57 | Halliburton Company | HAL | 406216-101 | 5/21/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | Against | Against |
58 | Halliburton Company | HAL | 406216-101 | 5/21/2014 | | Human Rights Policy | Shareholder | Yes | Against | For |
59 | HanesBrands, Inc. | HBI | 410345-102 | 4/22/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
60 | HanesBrands, Inc. | HBI | 410345-102 | 4/22/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | Against | Against |
61 | HanesBrands, Inc. | HBI | 410345-102 | 4/22/2014 | | Ratification of auditors | Issuer | Yes | For | For |
62 | HCP, Inc. | HCP | 40414L-109 | 5/1/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
63 | HCP, Inc. | HCP | 40414L-109 | 5/1/2014 | | Ratification of auditors | Issuer | Yes | For | For |
64 | HCP, Inc. | HCP | 40414L-109 | 5/1/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | Against | Against |
65 | HCP, Inc. | HCP | 40414L-109 | 5/1/2014 | | Approve Performance Incentive Plan | Issuer | Yes | Against | Against |
66 | Health Care Reit, Inc. | HCN | 42217K-106 | 5/1/2014 | | Board of Directors: Ballard, Chapman, Donahue | Issuer | Yes | Against | Against |
67 | Health Care Reit, Inc. | HCN | 42217K-106 | 5/1/2014 | | Board of Directors: DeRosa, Grua, Klipsch, Naughton | Issuer | Yes | For | For |
68 | Health Care Reit, Inc. | HCN | 42217K-106 | 5/1/2014 | | Board of Directors: Oster, Pelham, Trumbull | Issuer | Yes | For | For |
69 | Health Care Reit, Inc. | HCN | 42217K-106 | 5/1/2014 | | Ratification of auditors | Issuer | Yes | For | For |
70 | Health Care Reit, Inc. | HCN | 42217K-106 | 5/1/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | Against | Against |
71 | Health Care Reit, Inc. | HCN | 42217K-106 | 5/1/2014 | | Amend Articles of Incorp: Increase Authorized Shares | Issuer | Yes | Against | Against |
72 | Home Properties, Inc. | HME | 437306-103 | 4/29/2014 | | Board of Directors: Barnello, Biumi, Blank, Lydon, Pettinella | Issuer | Yes | For | For |
73 | Home Properties, Inc. | HME | 437306-103 | 4/29/2014 | | Board of Directors: Gosule, Helbig, Smith | Issuer | Yes | Against | Against |
74 | Home Properties, Inc. | HME | 437306-103 | 4/29/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
75 | Home Properties, Inc. | HME | 437306-103 | 4/29/2014 | | Amend Articles of Incorp: Increase Authorized Shares | Issuer | Yes | Against | Against |
76 | Home Properties, Inc. | HME | 437306-103 | 4/29/2014 | | Amend Stock Incentive Plan | Issuer | Yes | Against | Against |
77 | Home Properties, Inc. | HME | 437306-103 | 4/29/2014 | | Ratification of auditors | Issuer | Yes | For | For |
78 | Ingersoll-Rand PLC | IR | G47791-101 | 6/5/2014 | | All Matters | Issuer | No | NA | NA |
79 | Johnson Controls, Inc. | JCI | 478366-107 | 1/29/2014 | | Board of Directors: Black, Lacy | Issuer | Yes | Withhold | Against |
80 | Johnson Controls, Inc. | JCI | 478366-107 | 1/29/2014 | | Board of Directors: Conner, Molinaroli | Issuer | Yes | For | For |
81 | Johnson Controls, Inc. | JCI | 478366-107 | 1/29/2014 | | Ratification of auditors | Issuer | Yes | For | For |
82 | Johnson Controls, Inc. | JCI | 478366-107 | 1/29/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | Against | Against |
83 | The Kroger Company | KR | 501044-101 | 6/26/2014 | | Board of Directors: Anderson, Beyer, Moore, Phillips, Rogel | Issuer | Yes | Against | Against |
84 | The Kroger Company | KR | 501044-101 | 6/26/2014 | | Board of Directors:Dillon, Kropf, Lewis, McMullen, Montoya | Issuer | Yes | For | For |
85 | The Kroger Company | KR | 501044-101 | 6/26/2014 | | Board of Directors: Runde, Sargent, Shackouls | Issuer | Yes | For | For |
86 | The Kroger Company | KR | 501044-101 | 6/26/2014 | | Approve Long Term Incentive and Cash Bonus Plan | Issuer | Yes | Against | Against |
87 | The Kroger Company | KR | 501044-101 | 6/26/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | Against | Against |
88 | The Kroger Company | KR | 501044-101 | 6/26/2014 | | Ratification of auditors | Issuer | Yes | For | For |
89 | The Kroger Company | KR | 501044-101 | 6/26/2014 | | Supply Chain Human Rights Report | Shareholder | Yes | For | Against |
90 | The Kroger Company | KR | 501044-101 | 6/26/2014 | | Post Consumer Package Recylcing Report | Shareholder | Yes | Against | For |
91 | Lear Corporation | LEA | 521865-204 | 6/26/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
92 | Lear Corporation | LEA | 521865-204 | 6/26/2014 | | Ratification of auditors | Issuer | Yes | For | For |
93 | Lear Corporation | LEA | 521865-204 | 6/26/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | Against | Against |
94 | Lear Corporation | LEA | 521865-204 | 6/26/2014 | | Approve Terms of Long Term Incentive Plan | Issuer | Yes | Against | Against |
95 | Lear Corporation | LEA | 521865-204 | 6/26/2014 | | Approve Terms of Annual Incentive Plan | Issuer | Yes | Against | Against |
96 | Legacy Reserves LP | LGCY | 524707-304 | 5/15/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
97 | Legacy Reserves LP | LGCY | 524707-304 | 5/15/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
98 | Legacy Reserves LP | LGCY | 524707-304 | 5/15/2014 | | Ratification of auditors | Issuer | Yes | For | For |
99 | Magellan Midstream Partners, L.P. | MMP | 559080-106 | 4/24/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
100 | Magellan Midstream Partners, L.P. | MMP | 559080-106 | 4/24/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
101 | Magellan Midstream Partners, L.P. | MMP | 559080-106 | 4/24/2014 | | Ratification of auditors | Issuer | Yes | For | For |
102 | Manpower Group, Inc. | MAN | 56418H-100 | 4/29/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
103 | Manpower Group, Inc. | MAN | 56418H-100 | 4/29/2014 | | Ratification of auditors | Issuer | Yes | For | For |
104 | Manpower Group, Inc. | MAN | 56418H-100 | 4/29/2014 | | Approve Amendment to Incentive Plan | Issuer | Yes | Against | Against |
105 | Manpower Group, Inc. | MAN | 56418H-100 | 4/29/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | Against | Against |
106 | Medtronic, Inc. | MDT | 585055-106 | 8/22/2013 | | All Matters | Issuer | No | NA | NA |
107 | Metlife, Inc. | MET | 59156R-108 | 4/22/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
108 | Metlife, Inc. | MET | 59156R-108 | 4/22/2014 | | Ratification of auditors | Issuer | Yes | For | For |
109 | Metlife, Inc. | MET | 59156R-108 | 4/22/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | Against | Against |
110 | Metlife, Inc. | MET | 59156R-108 | 4/22/2014 | | Approve Stock and Incentive Compensation Plan | Issuer | Yes | For | For |
111 | Metlife, Inc. | MET | 59156R-108 | 4/22/2014 | | Approve Non-Management Stock Incentive Plan | Issuer | Yes | For | For |
112 | Molson Coors Brewing Company | TAP | 60871R-209 | 6/4/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
113 | Molson Coors Brewing Company | TAP | 60871R-209 | 6/4/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
114 | National Retail Properties, Inc. | NNN | 637417-106 | 5/22/2014 | | Board of Directors: Defosset, Fick, Fritsch, Habicht, Jennings | Issuer | Yes | For | For |
115 | National Retail Properties, Inc. | NNN | 637417-106 | 5/22/2014 | | Board of Directors: Lanier | Issuer | Yes | Withhold | Against |
116 | National Retail Properties, Inc. | NNN | 637417-106 | 5/22/2014 | | Board of Directors: Legler, Macnab, Martinez | Issuer | Yes | For | For |
117 | National Retail Properties, Inc. | NNN | 637417-106 | 5/22/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
118 | National Retail Properties, Inc. | NNN | 637417-106 | 5/22/2014 | | Ratification of auditors | Issuer | Yes | For | For |
119 | Nextera Energy, Inc. | NEE | 65339F-101 | 5/22/2014 | | Board of Directors: Barrat, Camaren, Dunn, Hachigian, Jennings | Issuer | Yes | For | For |
120 | Nextera Energy, Inc. | NEE | 65339F-101 | 5/22/2014 | | Board of Directors: Beall | Issuer | Yes | Against | Against |
121 | Nextera Energy, Inc. | NEE | 65339F-101 | 5/22/2014 | | Board of Directors: Robo, Schupp, Skolds, Swanson, Tookes | Issuer | Yes | For | For |
122 | Nextera Energy, Inc. | NEE | 65339F-101 | 5/22/2014 | | Ratification of auditors | Issuer | Yes | For | For |
123 | Nextera Energy, Inc. | NEE | 65339F-101 | 5/22/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | Against | Against |
124 | Nextera Energy, Inc. | NEE | 65339F-101 | 5/22/2014 | | Elimination of Supermajority Vote in Elections | Shareholder | Yes | For | Against |
125 | Omega Healthcare Investors, Inc. | OHI | 681936-100 | 6/12/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
126 | Omega Healthcare Investors, Inc. | OHI | 681936-100 | 6/12/2014 | | Ratification of auditors | Issuer | Yes | For | For |
127 | Omega Healthcare Investors, Inc. | OHI | 681936-100 | 6/12/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
128 | Pinnacle West Capital Corporation | PNW | 723484-101 | 5/21/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
129 | Pinnacle West Capital Corporation | PNW | 723484-101 | 5/21/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | Against | Against |
130 | Pinnacle West Capital Corporation | PNW | 723484-101 | 5/21/2014 | | Ratification of auditors | Issuer | Yes | For | For |
131 | Putnam High Income Securities Fund | PCF | 746779-107 | 2/27/2014 | | Approve new management contract for the fund | Issuer | Yes | For | For |
132 | Putnam High Income Securities Fund | PCF | 746779-107 | 4/25/2014 | | Fixing the number of trustees at 14 | Issuer | Yes | For | For |
133 | Putnam High Income Securities Fund | PCF | 746779-107 | 4/25/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
134 | Putnam High Income Securities Fund | PCF | 746779-107 | 4/25/2014 | | Approve conversion to open-end investment company | Issuer | Yes | For | Against |
135 | Putnam High Income Securities Fund | PCF | 746779-107 | 4/25/2014 | | Approve amendment for quorum requirement | Issuer | Yes | For | For |
136 | Putnam High Income Securities Fund | PCF | 746779-107 | 4/25/2014 | | Approve amendment to declaration of trust | Issuer | Yes | For | For |
137 | Putnam High Income Securities Fund | PCF | 746779-107 | 4/25/2014 | | Approve amendment: Eliminate mandatory shareholder votes | Issuer | Yes | For | For |
138 | Rayonier, Inc. | RYN | 754907-103 | 5/15/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
139 | Rayonier, Inc. | RYN | 754907-103 | 5/15/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | Against | Against |
140 | Rayonier, Inc. | RYN | 754907-103 | 5/15/2014 | | Ratification of auditors | Issuer | Yes | For | For |
141 | Rayonier, Inc. | RYN | 754907-103 | 5/15/2014 | | Independent Chairman of the Board | Shareholder | Yes | For | Against |
142 | Rayonier, Inc. | RYN | 754907-103 | 5/15/2014 | | Report on Risks and Costs in Jesup, Georgia | Shareholder | Yes | For | Against |
143 | Raytheon Company | RTN | 755111-507 | 5/29/2014 | | All Matters | Issuer | No | NA | NA |
144 | Sandisk Corporation | SNDK | 80004C-101 | 6/19/2014 | | Board of Directors: Marks, Gomo, Hartenstein, Hu, Lego | Issuer | Yes | For | For |
145 | Sandisk Corporation | SNDK | 80004C-101 | 6/19/2014 | | Board of Directors: Mehrotra, Mercer | Issuer | Yes | For | For |
146 | Sandisk Corporation | SNDK | 80004C-101 | 6/19/2014 | | Board of Directors: Federman | Issuer | Yes | For | For |
147 | Sandisk Corporation | SNDK | 80004C-101 | 6/19/2014 | | Approve Amendment to Employee Stock Purchase Plan | Issuer | Yes | For | For |
148 | Sandisk Corporation | SNDK | 80004C-101 | 6/19/2014 | | Ratification of auditors | Issuer | Yes | For | For |
149 | Sandisk Corporation | SNDK | 80004C-101 | 6/19/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | Against | Against |
150 | State Street Corporation | STT | 857477-103 | 5/14/2014 | | All Matters | Issuer | No | NA | NA |
151 | Union Pacific Corporation | UNP | 907818-108 | 5/15/2014 | | Board of Directors: Card, Davis, Dillon, Koraleski, Krulack, McCarthy | Issuer | Yes | For | For |
152 | Union Pacific Corporation | UNP | 907818-108 | 5/15/2014 | | Board of Directors: McConnell, McClarity, Rogel, Villareal | Issuer | Yes | For | For |
153 | Union Pacific Corporation | UNP | 907818-108 | 5/15/2014 | | Board of Directors: Hope | Issuer | Yes | Against | Against |
154 | Union Pacific Corporation | UNP | 907818-108 | 5/15/2014 | | Ratification of auditors | Issuer | Yes | For | For |
155 | Union Pacific Corporation | UNP | 907818-108 | 5/15/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | Against | Against |
156 | Union Pacific Corporation | UNP | 907818-108 | 5/15/2014 | | Amend Articles of Incorp: Increase Authorized Shares | Issuer | Yes | Against | Against |
157 | Union Pacific Corporation | UNP | 907818-108 | 5/15/2014 | | Executive Stock Retention | Shareholder | Yes | For | Against |
158 | United Technologies Corporation | UTX | 913017-109 | 4/28/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
159 | United Technologies Corporation | UTX | 913017-109 | 4/28/2014 | | Ratification of auditors | Issuer | Yes | For | For |
160 | United Technologies Corporation | UTX | 913017-109 | 4/28/2014 | | Approve amendment to long term incentive plan | Issuer | Yes | Against | Against |
161 | United Technologies Corporation | UTX | 913017-109 | 4/28/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | Against | Against |
162 | Triangle Capital Corporation | TCAP | 895848-109 | 5/7/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
163 | Triangle Capital Corporation | TCAP | 895848-109 | 5/7/2014 | | Approval to buy and sell stock at a discount | Issuer | Yes | Against | Against |
164 | Triangle Capital Corporation | TCAP | 895848-109 | 5/7/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
165 | Vanguard Natural Resources, LLC | VNR | 92205F-106 | 6/5/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
166 | Vanguard Natural Resources, LLC | VNR | 92205F-106 | 6/5/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
167 | Vanguard Natural Resources, LLC | VNR | 92205F-106 | 6/5/2014 | | Ratification of auditors | Issuer | Yes | For | For |
168 | VF Corporation | VFC | 918204-108 | 4/22/2014 | | Board of Directors: Carucci, Chugg, Bedout, Fellows | Issuer | Yes | For | For |
169 | VF Corporation | VFC | 918204-108 | 4/22/2014 | | Board of Directors: Fairbairn | Issuer | Yes | Withhold | Against |
170 | VF Corporation | VFC | 918204-108 | 4/22/2014 | | Board of Directors: Shattock, Wiseman | Issuer | Yes | For | For |
171 | VF Corporation | VFC | 918204-108 | 4/22/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | Against | Against |
172 | VF Corporation | VFC | 918204-108 | 4/22/2014 | | Ratification of auditors | Issuer | Yes | For | For |
173 | Weingarten Realty Investors | WRI | 948741-103 | 4/24/2014 | | Board of Directors: A. Alexander, S. Alexander, Brown, Crownover | Issuer | Yes | For | For |
174 | Weingarten Realty Investors | WRI | 948741-103 | 4/24/2014 | | Board of Directors: Cruikshank, Dow, Lasher, Shapiro | Issuer | Yes | Withhold | Against |
175 | Weingarten Realty Investors | WRI | 948741-103 | 4/24/2014 | | Board of Directors: Ryan, Schnitzer, Shaper | Issuer | Yes | For | For |
176 | Weingarten Realty Investors | WRI | 948741-103 | 4/24/2014 | | Ratification of auditors | Issuer | Yes | For | For |
177 | Weingarten Realty Investors | WRI | 948741-103 | 4/24/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | Against | For |
178 | Whirlpool Corporation | WHR | 963320-106 | 4/15/2014 | | Board of Directors: Allen, Dietz, Elliott, Fettig, Kerr, Liu, Manwani | Issuer | Yes | For | For |
179 | Whirlpool Corporation | WHR | 963320-106 | 4/15/2014 | | Board of Directors: Perez, Todman, White | Issuer | Yes | For | For |
180 | Whirlpool Corporation | WHR | 963320-106 | 4/15/2014 | | Board of Directors: Dicamillo, Johnston | Issuer | Yes | Abstain | Against |
181 | Whirlpool Corporation | WHR | 963320-106 | 4/15/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | Against | Against |
182 | Whirlpool Corporation | WHR | 963320-106 | 4/15/2014 | | Ratification of auditors | Issuer | Yes | For | For |
183 | Whirlpool Corporation | WHR | 963320-106 | 4/15/2014 | | Approval of executive performance excellence plan | Issuer | Yes | Against | Against |
184 | Wisconsin Energy Corporation | WEC | 976657-106 | 5/2/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
185 | Wisconsin Energy Corporation | WEC | 976657-106 | 5/2/2014 | | Ratification of auditors | Issuer | Yes | For | For |
186 | Wisconsin Energy Corporation | WEC | 976657-106 | 5/2/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | Against | Against |
187 | Zimmer Holdings, Inc. | ZMH | 98956P-102 | 5/6/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
188 | Zimmer Holdings, Inc. | ZMH | 98956P-102 | 5/6/2014 | | Advisory Vote on Executive Compensation | Issuer | Yes | Against | Against |
189 | Zimmer Holdings, Inc. | ZMH | 98956P-102 | 5/6/2014 | | Ratification of auditors | Issuer | Yes | For | For |
| | | | | | | | | | |
Registrant: | EPIPHANY FUNDS - FFV Latin America Fund | | | | | | | | |
Investment Company Act file number: | | 811-21962 | | | | | | | |
Reporting Period: July 1, 2013 through June 30, 2014 | | | | | | | | | |
| | | | | | | | | | |
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c) "CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management |
1 | Ambev S.A. | | 02319V-103 | 1/2/2014 | | All Resolutions | Issuer | No | NA | NA |
2 | America Movil, S.A.B. DE C.V. | AMX | 02364W-105 | 4/28/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
3 | America Movil, S.A.B. DE C.V. | AMX | 02364W-105 | 4/28/2014 | | Appointment and authorization of delegates to formalize adopted resolutions | Issuer | Yes | For | For |
4 | Banco de Chille | BCH | 059520-106 | 3/24/2014 | | Approve Financial Statements and Report of External Auditor | Issuer | Yes | For | For |
5 | Banco de Chille | BCH | 059520-106 | 3/24/2014 | | Approve Dividend | Issuer | Yes | For | For |
6 | Banco de Chille | BCH | 059520-106 | 3/24/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
7 | Banco de Chille | BCH | 059520-106 | 3/24/2014 | | Approve Directors Renumeration | Issuer | Yes | For | For |
8 | Banco de Chille | BCH | 059520-106 | 3/24/2014 | | Approval of Budget and Directors and Audit Committees Renumeration and Budget | Issuer | Yes | For | For |
9 | Banco de Chille | BCH | 059520-106 | 3/24/2014 | | Approve appointment of external auditors | Issuer | Yes | For | For |
10 | Banco de Chille | BCH | 059520-106 | 3/24/2014 | | Extraordinary Shareholders Meeting Authorization | Issuer | Yes | For | For |
11 | BRF S.A. | BRFS | 10552T-107 | 4/1/2014 | | Amend Articles of Incorp: Establish Statutory Audit Committee | Issuer | Yes | For | For |
12 | BRF S.A. | BRFS | 10552T-107 | 4/1/2014 | | Approve Financial Statements and Allocation of Net Profits | Issuer | Yes | For | For |
13 | BRF S.A. | BRFS | 10552T-107 | 4/1/2014 | | Ratify Shareholder Renumeration Distribution | Issuer | Yes | For | For |
14 | BRF S.A. | BRFS | 10552T-107 | 4/1/2014 | | Fiscal Council Members: All nominees | Issuer | Yes | For | For |
15 | BRF S.A. | BRFS | 10552T-107 | 4/1/2014 | | Approve resignation of Mr. Cheng and Nomination of Mr Mufarej | Issuer | Yes | For | For |
16 | BRF S.A. | BRFS | 10552T-107 | 4/1/2014 | | Approve executive compensation | Issuer | Yes | Against | Against |
17 | BRF S.A. | BRFS | 10552T-107 | 4/1/2014 | | Approve stock option plan amendments | Issuer | Yes | Against | Against |
18 | BRF S.A. | BRFS | 10552T-107 | 4/1/2014 | | Approve stock option perfomance plan | Issuer | Yes | Against | Against |
19 | Cemex, S.A.B. DE C.V. | CX | 151290-889 | 3/20/2014 | | Approve Financial Statements and Renumeration | Issuer | Yes | For | For |
20 | Cemex, S.A.B. DE C.V. | CX | 151290-889 | 3/20/2014 | | Allocation of Profits | Issuer | Yes | For | For |
21 | Cemex, S.A.B. DE C.V. | CX | 151290-889 | 3/20/2014 | | Increase Capital Stock | Issuer | Yes | For | For |
22 | Cemex, S.A.B. DE C.V. | CX | 151290-889 | 3/20/2014 | | Appointment of Directors, Members, and President of the Various Committees | Issuer | Yes | For | For |
23 | Cemex, S.A.B. DE C.V. | CX | 151290-889 | 3/20/2014 | | Approve Compensation of Directors and Various Committees | Issuer | Yes | For | For |
24 | Cemex, S.A.B. DE C.V. | CX | 151290-889 | 3/20/2014 | | Appoint Delegates to formalize resolutions | Issuer | Yes | For | For |
25 | Cemex, S.A.B. DE C.V. | CX | 151290-889 | 3/20/2014 | | Amend By-Laws to expand company's corporate purpose | Issuer | Yes | For | For |
26 | Cemex, S.A.B. DE C.V. | CX | 151290-889 | 3/20/2014 | | Appoint Delegates to formalize resolutions | Issuer | Yes | For | For |
27 | Cencosud S.A. | CNCO | 15132H-101 | 4/25/2014 | | All Resolutions | Issuer | No | NA | NA |
28 | Companhia de Bebidas as Americas-AMBEV | ABV | 20441W-203 | 7/30/2013 | | Approve Merger | Issuer | Yes | Against | Against |
29 | Companhia de Bebidas as Americas-AMBEV | ABV | 20441W-203 | 7/30/2013 | | Amend By-Laws to reflect capital increases | Issuer | Yes | Against | Against |
30 | Companhia de Bebidas as Americas-AMBEV | ABV | 20441W-203 | 7/30/2013 | | Approve cancelation of treasury shares | Issuer | Yes | Against | Against |
31 | Companhia de Bebidas as Americas-AMBEV | ABV | 20441W-203 | 7/30/2013 | | Restate Bylaws according to management proposal | Issuer | Yes | Against | Against |
32 | Companhia de Saneamento Basico do estado | | 20441A-102 | 4/30/2014 | | All Resolutions | Issuer | No | NA | NA |
33 | Compania de Minas BuenaVentura S.A. | BVN | 204448-104 | 3/27/2014 | | Approve Annual Report | Issuer | Yes | For | For |
34 | Compania de Minas BuenaVentura S.A. | BVN | 204448-104 | 3/27/2014 | | Approve Financial Statements | Issuer | Yes | For | For |
35 | Compania de Minas BuenaVentura S.A. | BVN | 204448-104 | 3/27/2014 | | Appoint External Auditors | Issuer | Yes | For | For |
36 | Compania de Minas BuenaVentura S.A. | BVN | 204448-104 | 3/27/2014 | | Ratify Dividend Policy | Issuer | Yes | For | For |
37 | Compania de Minas BuenaVentura S.A. | BVN | 204448-104 | 3/27/2014 | | Approve Dividend | Issuer | Yes | For | For |
38 | Compania de Minas BuenaVentura S.A. | BVN | 204448-104 | 3/27/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
39 | CorpBanca S.A. | BCA | 21987A-209 | 3/13/2014 | | Approve financial statements and external auditor report | Issuer | Yes | For | For |
40 | CorpBanca S.A. | BCA | 21987A-209 | 3/13/2014 | | Appoint External Auditors | Issuer | Yes | For | For |
41 | CorpBanca S.A. | BCA | 21987A-209 | 3/13/2014 | | Establish and approve compensation of directors | Issuer | Yes | Abstain | NA |
42 | CorpBanca S.A. | BCA | 21987A-209 | 3/13/2014 | | Approve dividend | Issuer | Yes | For | For |
43 | CorpBanca S.A. | BCA | 21987A-209 | 3/13/2014 | | Approve and establish dividend policy | Issuer | Yes | For | For |
44 | CorpBanca S.A. | BCA | 21987A-209 | 3/13/2014 | | Set Compensation and Budget for Directors' Committee | Issuer | Yes | For | For |
45 | CorpBanca S.A. | BCA | 21987A-209 | 3/13/2014 | | Designate newspaper for legal publication | Issuer | Yes | For | For |
46 | Ecopetrol S A | EC | 279158-109 | 1/23/2014 | | Approve the agenda | Issuer | Yes | For | For |
47 | Ecopetrol S A | EC | 279158-109 | 1/23/2014 | | Appointment of the meeting president | Issuer | Yes | For | For |
48 | Ecopetrol S A | EC | 279158-109 | 1/23/2014 | | Appointment of election and polling commission in charge | Issuer | Yes | For | For |
49 | Ecopetrol S A | EC | 279158-109 | 1/23/2014 | | Appointment of commission in charge of reviewing and approving minutes | Issuer | Yes | For | For |
50 | Ecopetrol S A | EC | 279158-109 | 1/23/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
51 | Ecopetrol S A | EC | 279158-109 | 3/26/2014 | | Approve the agenda | Issuer | Yes | For | For |
52 | Ecopetrol S A | EC | 279158-109 | 3/26/2014 | | Appointment of the meeting president | Issuer | Yes | For | For |
53 | Ecopetrol S A | EC | 279158-109 | 3/26/2014 | | Appointment of election and polling commission in charge | Issuer | Yes | For | For |
54 | Ecopetrol S A | EC | 279158-109 | 3/26/2014 | | Appointment of commission in charge of reviewing and approving minutes | Issuer | Yes | For | For |
55 | Ecopetrol S A | EC | 279158-109 | 3/26/2014 | | Approve financial statements | Issuer | Yes | For | For |
56 | Ecopetrol S A | EC | 279158-109 | 3/26/2014 | | Approve Dividend | Issuer | Yes | For | For |
57 | Ecopetrol S A | EC | 279158-109 | 3/26/2014 | | Appoint External Auditors | Issuer | Yes | For | For |
58 | Ecopetrol S A | EC | 279158-109 | 3/26/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
59 | Embraer S.A. | ERJ | 29082A-107 | 4/16/2014 | | Approve Financial Statements | Issuer | Yes | For | For |
60 | Embraer S.A. | ERJ | 29082A-107 | 4/16/2014 | | Allocation of Profits and Distribution of Dividends | Issuer | Yes | For | For |
61 | Embraer S.A. | ERJ | 29082A-107 | 4/16/2014 | | Elect members of the Fiscal Council | Issuer | Yes | For | For |
62 | Embraer S.A. | ERJ | 29082A-107 | 4/16/2014 | | Approve Compensation of Directors and Various Committees | Issuer | Yes | Abstain | NA |
63 | Embraer S.A. | ERJ | 29082A-107 | 4/16/2014 | | Approve the remuneration of the fiscal council | Issuer | Yes | Abstain | NA |
64 | Empresa Nacional de Electricidad SA | EOC | 29244T-101 | 4/22/2014 | | Approve Financial Statements | Issuer | Yes | For | For |
65 | Empresa Nacional de Electricidad SA | EOC | 29244T-101 | 4/22/2014 | | Approve Profit Distribution and Dividend Payment | Issuer | Yes | For | For |
66 | Empresa Nacional de Electricidad SA | EOC | 29244T-101 | 4/22/2014 | | Approve Compensation of Directors | Issuer | Yes | For | For |
67 | Empresa Nacional de Electricidad SA | EOC | 29244T-101 | 4/22/2014 | | Approve Compensation of Various Committees | Issuer | Yes | For | For |
68 | Empresa Nacional de Electricidad SA | EOC | 29244T-101 | 4/22/2014 | | Appoint External Auditors | Issuer | Yes | For | For |
69 | Empresa Nacional de Electricidad SA | EOC | 29244T-101 | 4/22/2014 | | Elect Inspectors and Alternatives and Set Compensation | Issuer | Yes | For | For |
70 | Empresa Nacional de Electricidad SA | EOC | 29244T-101 | 4/22/2014 | | Appoint Private Credit Rating Agencies | Issuer | Yes | For | For |
71 | Empresa Nacional de Electricidad SA | EOC | 29244T-101 | 4/22/2014 | | Approve Investment and Financing Policy | Issuer | Yes | For | For |
72 | Empresa Nacional de Electricidad SA | EOC | 29244T-101 | 4/22/2014 | | Other Matters of Interest and Competence | Issuer | Yes | For | For |
73 | Empresa Nacional de Electricidad SA | EOC | 29244T-101 | 4/22/2014 | | Acceptance of all other resolutions for due diligence regarding resolutions adopted | Issuer | Yes | For | For |
74 | Enersis S.A. | ENI | 29274F-104 | 4/23/2014 | | Approve Financial Statements | Issuer | Yes | For | For |
75 | Enersis S.A. | ENI | 29274F-104 | 4/23/2014 | | Approve Profit Distribution and Dividend Payment | Issuer | Yes | For | For |
76 | Enersis S.A. | ENI | 29274F-104 | 4/23/2014 | | Approve Compensation of Directors | Issuer | Yes | Abstain | NA |
77 | Enersis S.A. | ENI | 29274F-104 | 4/23/2014 | | Approve Compensation of Various Committees | Issuer | Yes | Abstain | NA |
78 | Enersis S.A. | ENI | 29274F-104 | 4/23/2014 | | Appoint External Auditors | Issuer | Yes | For | For |
79 | Enersis S.A. | ENI | 29274F-104 | 4/23/2014 | | Elect Inspectors and Alternatives and Set Compensation | Issuer | Yes | For | For |
80 | Enersis S.A. | ENI | 29274F-104 | 4/23/2014 | | Appoint Risk Rating Agencies | Issuer | Yes | For | For |
81 | Enersis S.A. | ENI | 29274F-104 | 4/23/2014 | | Approve Investment and Financing Policy | Issuer | Yes | Abstain | NA |
82 | Enersis S.A. | ENI | 29274F-104 | 4/23/2014 | | Other Matters of Interest and Competence | Issuer | Yes | For | For |
83 | Enersis S.A. | ENI | 29274F-104 | 4/23/2014 | | Acceptance of all other resolutions for due diligence regarding resolutions adopted | Issuer | Yes | For | For |
84 | Fomento Economico Mexicano S.A.B. DE CV | FMX | 344419-106 | 12/6/2013 | | All Resolutions | Issuer | Yes | For | For |
85 | Fomento Economico Mexicano S.A.B. DE CV | FMX | 344419-106 | 3/14/2014 | | Approve Management Report | Issuer | Yes | For | For |
86 | Fomento Economico Mexicano S.A.B. DE CV | FMX | 344419-106 | 3/14/2014 | | Approve Tax Compliance Report | Issuer | Yes | For | For |
87 | Fomento Economico Mexicano S.A.B. DE CV | FMX | 344419-106 | 3/14/2014 | | Application of Results for 2013 Fiscal Year | Issuer | Yes | For | For |
88 | Fomento Economico Mexicano S.A.B. DE CV | FMX | 344419-106 | 3/14/2014 | | Determine maximim amount of resources for share repurchase program | Issuer | Yes | For | For |
89 | Fomento Economico Mexicano S.A.B. DE CV | FMX | 344419-106 | 3/14/2014 | | Elect Members and Secretaries of Board of Directors | Issuer | Yes | For | For |
90 | Fomento Economico Mexicano S.A.B. DE CV | FMX | 344419-106 | 3/14/2014 | | Elect Members of Various Committees | Issuer | Yes | For | For |
91 | Fomento Economico Mexicano S.A.B. DE CV | FMX | 344419-106 | 3/14/2014 | | Appoint Delegates to formalize resolutions | Issuer | Yes | For | For |
92 | Fomento Economico Mexicano S.A.B. DE CV | FMX | 344419-106 | 3/14/2014 | | Approval of the Minutes | Issuer | Yes | For | For |
93 | Grupo Aeorportuario Del Sureste SE DE CV | ASR | 40051E-202 | 12/19/2013 | | Approve Dividend | Issuer | Yes | For | For |
94 | Grupo Aeorportuario Del Sureste SE DE CV | ASR | 40051E-202 | 4/24/2014 | | Approve CEO & External Auditor Reports | Issuer | Yes | For | For |
95 | Grupo Aeorportuario Del Sureste SE DE CV | ASR | 40051E-202 | 4/24/2014 | | Approve Board of Directors Report on Financial Statements | Issuer | Yes | For | For |
96 | Grupo Aeorportuario Del Sureste SE DE CV | ASR | 40051E-202 | 4/24/2014 | | Report of activities and operations in which board intervened | Issuer | Yes | For | For |
97 | Grupo Aeorportuario Del Sureste SE DE CV | ASR | 40051E-202 | 4/24/2014 | | Approval of financial statements | Issuer | Yes | For | For |
98 | Grupo Aeorportuario Del Sureste SE DE CV | ASR | 40051E-202 | 4/24/2014 | | Approve Annual Report of audit committee | Issuer | Yes | For | For |
99 | Grupo Aeorportuario Del Sureste SE DE CV | ASR | 40051E-202 | 4/24/2014 | | Approve Tax Compliance Report | Issuer | Yes | For | For |
100 | Grupo Aeorportuario Del Sureste SE DE CV | ASR | 40051E-202 | 4/24/2014 | | Approve application of results and increase for legal reserves | Issuer | Yes | For | For |
101 | Grupo Aeorportuario Del Sureste SE DE CV | ASR | 40051E-202 | 4/24/2014 | | Approval of amounts to be used in the repurchase of shares | Issuer | Yes | For | For |
102 | Grupo Aeorportuario Del Sureste SE DE CV | ASR | 40051E-202 | 4/24/2014 | | Approve Administration of Board and CEO for Fiscal 2013 | Issuer | Yes | For | For |
103 | Grupo Aeorportuario Del Sureste SE DE CV | ASR | 40051E-202 | 4/24/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
104 | Grupo Aeorportuario Del Sureste SE DE CV | ASR | 40051E-202 | 4/24/2014 | | Approve Chairman of Audit Committee | Issuer | Yes | For | For |
105 | Grupo Aeorportuario Del Sureste SE DE CV | ASR | 40051E-202 | 4/24/2014 | | Appoint Nominations and Compensations Committee: All nominees | Issuer | Yes | For | For |
106 | Grupo Aeorportuario Del Sureste SE DE CV | ASR | 40051E-202 | 4/24/2014 | | Approve compensations of directors | Issuer | Yes | For | For |
107 | Grupo Aeorportuario Del Sureste SE DE CV | ASR | 40051E-202 | 4/24/2014 | | Approve Compensation of Operations Committee | Issuer | Yes | For | For |
108 | Grupo Aeorportuario Del Sureste SE DE CV | ASR | 40051E-202 | 4/24/2014 | | Approve Compensation of Nominating and Compensation Committee | Issuer | Yes | For | For |
109 | Grupo Aeorportuario Del Sureste SE DE CV | ASR | 40051E-202 | 4/24/2014 | | Approve Compensation of Acquistitions and Contracts Committee | Issuer | Yes | For | For |
110 | Grupo Aeorportuario Del Sureste SE DE CV | ASR | 40051E-202 | 4/24/2014 | | Appoint special delegates and resolutions if necessary | Issuer | Yes | For | For |
111 | Grupo Aeroportuario Del Centro Norte | | 400501-102 | 4/10/2014 | | Approve Financial Reports | Issuer | Yes | For | For |
112 | Grupo Aeroportuario Del Centro Norte | | 400501-102 | 4/10/2014 | | Approve CEO & External Auditor Reports | Issuer | Yes | For | For |
113 | Grupo Aeroportuario Del Centro Norte | | 400501-102 | 4/10/2014 | | Approve Reports and Opinions | Issuer | Yes | For | For |
114 | Grupo Aeroportuario Del Centro Norte | | 400501-102 | 4/10/2014 | | Approve and Amendment of Any Reports | Issuer | Yes | For | For |
115 | Grupo Aeroportuario Del Centro Norte | | 400501-102 | 4/10/2014 | | Allocation of income, increases in reserves and share repurchase amounts | Issuer | Yes | For | For |
116 | Grupo Aeroportuario Del Centro Norte | | 400501-102 | 4/10/2014 | | Nominate and ratify members of the board and chairs of various committees | Issuer | Yes | For | For |
117 | Grupo Aeroportuario Del Centro Norte | | 400501-102 | 4/10/2014 | | Approve Compensation of Directors and Various Committees | Issuer | Yes | For | For |
118 | Grupo Aeroportuario Del Centro Norte | | 400501-102 | 4/10/2014 | | Approval to Reduce Fixed Capital by means of reimbursement and amend bylaws | Issuer | Yes | For | For |
119 | Grupo Aeroportuario Del Centro Norte | | 400501-102 | 4/10/2014 | | Appoint special delegates and resolutions if necessary | Issuer | Yes | For | For |
120 | Grupo Televisa, S.A.B. | | 40049J-206 | 12/9/2013 | | All Resolutions | Issuer | Yes | For | For |
121 | Latam Airlines Group S.A. | LFL | 51817R-106 | 4/29/2014 | | Approve Financial Statements | Issuer | Yes | For | For |
122 | Latam Airlines Group S.A. | LFL | 51817R-106 | 4/29/2014 | | Elect Board of Directors | Issuer | Yes | For | For |
123 | Latam Airlines Group S.A. | LFL | 51817R-106 | 4/29/2014 | | Approve compensation of board of directors | Issuer | Yes | Against | Against |
124 | Latam Airlines Group S.A. | LFL | 51817R-106 | 4/29/2014 | | Approve compensation of audit committee and approve budget for audit committee | Issuer | Yes | Against | Against |
125 | Latam Airlines Group S.A. | LFL | 51817R-106 | 4/29/2014 | | Appoint External Auditors and Risk Rating Agencies | Issuer | Yes | For | For |
126 | Latam Airlines Group S.A. | LFL | 51817R-106 | 4/29/2014 | | Approve information on cost of printing and sending information | Issuer | Yes | For | For |
127 | Latam Airlines Group S.A. | LFL | 51817R-106 | 4/29/2014 | | Designate newspaper for legal publication | Issuer | Yes | For | For |
128 | Latam Airlines Group S.A. | LFL | 51817R-106 | 4/29/2014 | | Other Matters of Interest and Competence | Issuer | Yes | Against | Against |
129 | OI S.A. | | 670851-203 | 4/30/2014 | | All Resolutions | Issuer | No | NA | NA |
130 | Petroleo Brasileriro S.A. - Petrobras | PBR | 71654V-408 | 9/30/2013 | | Approve disposition of Innova S.A. | Issuer | Yes | For | For |
131 | Petroleo Brasileriro S.A. - Petrobras | PBR | 71654V-408 | 9/30/2013 | | Approve Merger: Comperj Participacoes into Petrobras | Issuer | Yes | For | For |
132 | Petroleo Brasileriro S.A. - Petrobras | PBR | 71654V-408 | 9/30/2013 | | Approve Merger: Comperj Estirenicos SA into Petrobras | Issuer | Yes | For | For |
133 | Petroleo Brasileriro S.A. - Petrobras | PBR | 71654V-408 | 9/30/2013 | | Approve Merger: Comperj MEG into Petrobras | Issuer | Yes | For | For |
134 | Petroleo Brasileriro S.A. - Petrobras | PBR | 71654V-408 | 9/30/2013 | | Approve Merger: Comperj poliolefinas into Petrobras | Issuer | Yes | For | For |
135 | Petroleo Brasileriro S.A. - Petrobras | PBR | 71654V-408 | 9/30/2013 | | Approve Merger: Sociedade Fluminense De Energia into Petrobras | Issuer | Yes | For | For |
136 | Petroleo Brasileriro S.A. - Petrobras | PBR | 71654V-408 | 9/30/2013 | | Approve the waiver of preemptive convertible debt right | Issuer | Yes | For | For |
137 | Petroleo Brasileriro S.A. - Petrobras | PBR | 71654V-408 | 3/31/2014 | | Elect Board of Director: Monforte | Issuer | Yes | For | For |
138 | Petroleo Brasileriro S.A. - Petrobras | PBR | 71654V-408 | 3/31/2014 | | Elect Board of Director: Johanpeter | Issuer | Yes | Abstain | NA |
139 | Petroleo Brasileriro S.A. - Petrobras | PBR | 71654V-408 | 3/31/2014 | | Elect Audit Committee Members | Issuer | Yes | For | For |
140 | Petroleo Brasileriro S.A. - Petrobras | PBR | 71654V-408 | 12/16/2014 | | Approve Merger | Issuer | Yes | For | For |
141 | Petroleo Brasileriro S.A. - Petrobras | PBR | 71654V-408 | 12/16/2014 | | Approve Merger | Issuer | Yes | For | For |
142 | Petroleo Brasileriro S.A. - Petrobras | PBR | 71654V-408 | 12/16/2014 | | Approve Partial Spin Off | Issuer | Yes | For | For |
143 | Southern Copper Corporation | SCCO | 84265V-105 | 4/29/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
144 | Southern Copper Corporation | SCCO | 84265V-105 | 4/29/2014 | | Ratification of Auditors | Issuer | Yes | For | For |
145 | Southern Copper Corporation | SCCO | 84265V-105 | 4/29/2014 | | Advisory vote on executive compensation | Issuer | Yes | For | For |
146 | Tenaris, S.A. | TS | 88031M-109 | 5/7/2014 | | Approve CEO & External Auditor Reports | Issuer | Yes | For | For |
147 | Tenaris, S.A. | TS | 88031M-109 | 5/7/2014 | | Approve financial statements | Issuer | Yes | For | For |
148 | Tenaris, S.A. | TS | 88031M-109 | 5/7/2014 | | Approve annual report | Issuer | Yes | For | For |
149 | Tenaris, S.A. | TS | 88031M-109 | 5/7/2014 | | Allocate results and approve dividends | Issuer | Yes | For | For |
150 | Tenaris, S.A. | TS | 88031M-109 | 5/7/2014 | | Discharge members of the board of directors | Issuer | Yes | For | For |
151 | Tenaris, S.A. | TS | 88031M-109 | 5/7/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
152 | Tenaris, S.A. | TS | 88031M-109 | 5/7/2014 | | Approve compensation of the board of directors | Issuer | Yes | For | For |
153 | Tenaris, S.A. | TS | 88031M-109 | 5/7/2014 | | Appoint external auditors | Issuer | Yes | For | For |
154 | Tenaris, S.A. | TS | 88031M-109 | 5/7/2014 | | Approve distribution of shareholder reports and information | Issuer | Yes | For | For |
155 | Ternium S.A. | TX | 880890-108 | 5/7/2014 | | Approve Financial Statements | Issuer | Yes | For | For |
156 | Ternium S.A. | TX | 880890-108 | 5/7/2014 | | Approve Independent Auditors Report | Issuer | Yes | For | For |
157 | Ternium S.A. | TX | 880890-108 | 5/7/2014 | | Allocation of results and approval of dividends | Issuer | Yes | For | For |
158 | Ternium S.A. | TX | 880890-108 | 5/7/2014 | | Discharge members of the board of directors | Issuer | Yes | Against | Against |
159 | Ternium S.A. | TX | 880890-108 | 5/7/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
160 | Ternium S.A. | TX | 880890-108 | 5/7/2014 | | Approve compensation of the board of directors | Issuer | Yes | Abstain | NA |
161 | Ternium S.A. | TX | 880890-108 | 5/7/2014 | | Appoint independent auditors | Issuer | Yes | For | For |
162 | Ternium S.A. | TX | 880890-108 | 5/7/2014 | | Authorize Board to delegate the day to day management to one of its members | Issuer | Yes | For | For |
163 | Ternium S.A. | TX | 880890-108 | 5/7/2014 | | Authrorization to appoint a Board member as attorney in fact | Issuer | Yes | For | For |
164 | Tim Participacoes SA | TSU | 88706P-205 | 12/12/2013 | | Approve fiscal council and adjust provisions about council, board and officers | Issuer | Yes | For | For |
165 | Tim Participacoes SA | TSU | 88706P-205 | 12/12/2013 | | Adjust the wording of the corporate purpose of the company | Issuer | Yes | For | For |
166 | Tim Participacoes SA | TSU | 88706P-205 | 4/10/2014 | | Resolve on managements report and financial statements | Issuer | Yes | For | For |
167 | Tim Participacoes SA | TSU | 88706P-205 | 4/10/2014 | | Resolve on proposed capital budget | Issuer | Yes | For | For |
168 | Tim Participacoes SA | TSU | 88706P-205 | 4/10/2014 | | Allocate results and approve dividends | Issuer | Yes | For | For |
169 | Tim Participacoes SA | TSU | 88706P-205 | 4/10/2014 | | Elect members of the Fiscal Council | Issuer | Yes | For | For |
170 | Tim Participacoes SA | TSU | 88706P-205 | 4/10/2014 | | Approve compensation for administrators and fiscal council members | Issuer | Yes | For | For |
171 | Tim Participacoes SA | TSU | 88706P-205 | 4/10/2014 | | Approve long term incentive plan | Issuer | Yes | For | For |
172 | Tim Participacoes SA | TSU | 88706P-205 | 4/10/2014 | | Approve proposed extension and support agreement | Issuer | Yes | For | For |
173 | Vale S.A. | | 91912E-105 | 4/17/2014 | | All Resolutions | Issuer | No | NA | NA |
174 | Vina Concha Y Toro S.A. | VCO | 927191-106 | 4/28/2014 | | Approve financial statements and auditor reports | Issuer | Yes | For | For |
175 | Vina Concha Y Toro S.A. | VCO | 927191-106 | 4/28/2014 | | Approve distribution of profit and dividend policy | Issuer | Yes | For | For |
176 | Vina Concha Y Toro S.A. | VCO | 927191-106 | 4/28/2014 | | Election of board of directors | Issuer | Yes | For | For |
177 | Vina Concha Y Toro S.A. | VCO | 927191-106 | 4/28/2014 | | Appoint External Auditors and Risk Rating Agencies | Issuer | Yes | For | For |
178 | Vina Concha Y Toro S.A. | VCO | 927191-106 | 4/28/2014 | | Establish and approve compensation of directors | Issuer | Yes | Abstain | NA |
179 | Vina Concha Y Toro S.A. | VCO | 927191-106 | 4/28/2014 | | Establish and approve compensation of certain committees and establish budget | Issuer | Yes | Abstain | NA |
180 | Vina Concha Y Toro S.A. | VCO | 927191-106 | 4/28/2014 | | Designate newspaper for legal publication | Issuer | Yes | For | For |
181 | Vina Concha Y Toro S.A. | VCO | 927191-106 | 4/28/2014 | | Give an accounting of transactions | Issuer | Yes | For | For |
182 | Vina Concha Y Toro S.A. | VCO | 927191-106 | 4/28/2014 | | Other Matters of Interest and Competence | Issuer | Yes | Abstain | NA |
| | | | | | | | | | |
| | | | | | | | | | |
Registrant: | EPIPHANY FUNDS - Epiphany FFV Global Ecologic Fund | | | | | | | | |
Investment Company Act file number: | | 811-21962 | | | | | | | |
Reporting Period: July 1, 2013 through June 30, 2014 | | | | | | | | |
| | | | | | | | | | |
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c) "CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For / Against Mgmt |
1 | Amresco, Inc. | AMRC | 02361E-108 | 5/22/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
2 | Amresco, Inc. | AMRC | 02361E-108 | 5/22/2014 | | Ratification of Auditors | Issuer | Yes | For | For |
3 | Amresco, Inc. | AMRC | 02361E-108 | 5/22/2014 | | Advisory vote on executive compensation | Issuer | Yes | For | For |
4 | Annie's, Inc. | BNNY | 03600T-104 | 9/10/2013 | | Amend articles of incorporation to declassify board of directors | Issuer | Yes | For | For |
5 | Annie's, Inc. | BNNY | 03600T-104 | 9/10/2013 | | Board of Directors: All nominees | Issuer | Yes | For | For |
6 | Annie's, Inc. | BNNY | 03600T-104 | 9/10/2013 | | Amend articles of incorporation: Solera Capital LLC | Issuer | Yes | For | For |
7 | Annie's, Inc. | BNNY | 03600T-104 | 9/10/2013 | | Ratification of Auditors | Issuer | Yes | For | For |
8 | Annie's, Inc. | BNNY | 03600T-104 | 9/10/2013 | | Advisory vote on executive compensation | Issuer | Yes | For | For |
9 | Calgon Carbon Corporation | CCC | 129603-106 | 5/7/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
10 | Calgon Carbon Corporation | CCC | 129603-106 | 5/7/2014 | | Ratification of Auditors | Issuer | Yes | For | For |
11 | Calgon Carbon Corporation | CCC | 129603-106 | 5/7/2014 | | Advisory vote on executive compensation | Issuer | Yes | For | For |
12 | Calgon Carbon Corporation | CCC | 129603-106 | 5/7/2014 | | Approve Amended and Restated 2008 Equity Incentive Plan | Issuer | Yes | For | For |
13 | Ceco Environmental Corp. | CECE | 125141-101 | 5/15/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
14 | Ceco Environmental Corp. | CECE | 125141-101 | 5/15/2014 | | Ratification of Auditors | Issuer | Yes | For | For |
15 | Ceco Environmental Corp. | CECE | 125141-101 | 5/15/2014 | | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
16 | Chipotle Mexican Grill, Inc. | CMG | 169656-105 | 5/15/2014 | | Board of Directors: Charlesworth | Issuer | Yes | Withhold | Against |
17 | Chipotle Mexican Grill, Inc. | CMG | 169656-105 | 5/15/2014 | | Board of Directors: Moran, Musk | Issuer | Yes | For | For |
18 | Chipotle Mexican Grill, Inc. | CMG | 169656-105 | 5/15/2014 | | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
19 | Chipotle Mexican Grill, Inc. | CMG | 169656-105 | 5/15/2014 | | Ratification of Auditors | Issuer | Yes | For | For |
20 | Chipotle Mexican Grill, Inc. | CMG | 169656-105 | 5/15/2014 | | Authorize additional shares for 2011 stock incentive plan | Issuer | Yes | Against | Against |
21 | Chipotle Mexican Grill, Inc. | CMG | 169656-105 | 5/15/2014 | | Annual sustainability report | Shareholder | Yes | For | Against |
22 | Chipotle Mexican Grill, Inc. | CMG | 169656-105 | 5/15/2014 | | Simple majority voting | Shareholder | Yes | For | Against |
23 | Consolidated Water Company Limited | CWCO | G23773-107 | 5/28/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
24 | Consolidated Water Company Limited | CWCO | G23773-107 | 5/28/2014 | | Advisory vote on executive compensation | Issuer | Yes | For | For |
25 | Consolidated Water Company Limited | CWCO | G23773-107 | 5/28/2014 | | Ratification of Auditors | Issuer | Yes | For | For |
26 | Commercial Metals Company | CMC | 201723-103 | 1/30/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
27 | Commercial Metals Company | CMC | 201723-103 | 1/30/2014 | | Ratification of Auditors | Issuer | Yes | For | For |
28 | Commercial Metals Company | CMC | 201723-103 | 1/30/2014 | | Advisory vote on executive compensation | Issuer | Yes | For | For |
29 | Darling International, Inc. | DAR | 237266-101 | 5/6/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
30 | Darling International, Inc. | DAR | 237266-101 | 5/6/2014 | | Amend Certificate of Incorporation: Name change | Issuer | Yes | For | For |
31 | Darling International, Inc. | DAR | 237266-101 | 5/6/2014 | | Ratification of Auditors | Issuer | Yes | For | For |
32 | Darling International, Inc. | DAR | 237266-101 | 5/6/2014 | | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
33 | Devon Energy Corporation | | 25179M-103 | 6/4/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
34 | Devon Energy Corporation | | 25179M-103 | 6/4/2014 | | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
35 | Devon Energy Corporation | | 25179M-103 | 6/4/2014 | | Ratification of Auditors | Issuer | Yes | For | For |
36 | Devon Energy Corporation | | 25179M-103 | 6/4/2014 | | Report on Plans to Address Climate Change | Shareholder | Yes | Against | For |
37 | Devon Energy Corporation | | 25179M-103 | 6/4/2014 | | Lobbying Policy and Activity Disclosure Report | Shareholder | Yes | For | Against |
38 | Devon Energy Corporation | | 25179M-103 | 6/4/2014 | | Lobbying Activities Related to Energy and Climate Change | Shareholder | Yes | For | Against |
39 | Eaton Corporation PLC | ETN | G29183-103 | 4/23/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
40 | Eaton Corporation PLC | ETN | G29183-103 | 4/23/2014 | | Ratification of Auditors | Issuer | Yes | For | For |
41 | Eaton Corporation PLC | ETN | G29183-103 | 4/23/2014 | | Advisory vote on executive compensation | Issuer | Yes | Against | For |
42 | Eaton Corporation PLC | ETN | G29183-103 | 4/23/2014 | | Authorization for overseas market purchases of shares | Issuer | Yes | For | For |
43 | Green Mountain Coffee Roasters, Inc. | GMCR | 393122-106 | 3/6/2014 | | Board of Directors: Hayes, Mackay, Mardy | Issuer | Yes | For | For |
44 | Green Mountain Coffee Roasters, Inc. | GMCR | 393122-106 | 3/6/2014 | | Board of Director: Moran | Issuer | Yes | Withhold | Against |
45 | Green Mountain Coffee Roasters, Inc. | GMCR | 393122-106 | 3/6/2014 | | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
46 | Green Mountain Coffee Roasters, Inc. | GMCR | 393122-106 | 3/6/2014 | | Amend Certificate of Incorporation: Name change | Issuer | Yes | For | For |
47 | Green Mountain Coffee Roasters, Inc. | GMCR | 393122-106 | 3/6/2014 | | Approve 2014 Omnibus Incentive Plan | Issuer | Yes | Against | For |
48 | Green Mountain Coffee Roasters, Inc. | GMCR | 393122-106 | 3/6/2014 | | Approve Amended & Restated Employee Stock Purchase Plan | Issuer | Yes | For | For |
49 | Green Mountain Coffee Roasters, Inc. | GMCR | 393122-106 | 3/6/2014 | | Ratification of Auditors | Issuer | Yes | For | For |
50 | GT Advanced Technologies, Inc. | GTAT | 36191U-106 | 6/4/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
51 | GT Advanced Technologies, Inc. | GTAT | 36191U-106 | 6/4/2014 | | Ratification of Auditors | Issuer | Yes | For | For |
52 | GT Advanced Technologies, Inc. | GTAT | 36191U-106 | 6/4/2014 | | Advisory vote on executive compensation | Issuer | Yes | For | For |
53 | The Hain Celestial Group, Inc. | HAIN | 405217-100 | 11/19/2013 | | Board of Directors: All nominees | Issuer | Yes | For | For |
54 | The Hain Celestial Group, Inc. | HAIN | 405217-100 | 11/19/2013 | | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
55 | The Hain Celestial Group, Inc. | HAIN | 405217-100 | 11/19/2013 | | Approve Long Term Incentive Plan | Issuer | Yes | Against | Against |
56 | The Hain Celestial Group, Inc. | HAIN | 405217-100 | 11/19/2013 | | Ratification of Auditors | Issuer | Yes | For | For |
57 | Johnson Controls, Inc. | JCI | 478366-107 | 1/29/2014 | | Board of Directors: Conner, Molinaroli | Issuer | Yes | For | For |
58 | Johnson Controls, Inc. | JCI | 478366-107 | 1/29/2014 | | Board of Directors: Black, Lacy | Issuer | Yes | Withhold | Against |
59 | Johnson Controls, Inc. | JCI | 478366-107 | 1/29/2014 | | Ratification of Auditors | Issuer | Yes | For | For |
60 | Johnson Controls, Inc. | JCI | 478366-107 | 1/29/2014 | | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
61 | Kyrocera Corporation | KYO | 501556-203 | 6/26/2014 | | Appropriation of Surplus | Issuer | Yes | For | For |
62 | LKQ Corporation | LKQ | 501889-208 | 5/5/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
63 | LKQ Corporation | LKQ | 501889-208 | 5/5/2014 | | Ratification of Auditors | Issuer | Yes | For | For |
64 | LKQ Corporation | LKQ | 501889-208 | 5/5/2014 | | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
65 | Norfolk Southern Corporation | NSC | 655844-108 | 5/8/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
66 | Norfolk Southern Corporation | NSC | 655844-108 | 5/8/2014 | | Ratification of Auditors | Issuer | Yes | For | For |
67 | Norfolk Southern Corporation | NSC | 655844-108 | 5/8/2014 | | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
68 | Norfolk Southern Corporation | NSC | 655844-108 | 5/8/2014 | | Independent Chairman of the Board | Shareholder | Yes | For | Against |
69 | Nucor Corporation | NUE | 670346-105 | 5/8/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
70 | Nucor Corporation | NUE | 670346-105 | 5/8/2014 | | Ratification of Auditors | Issuer | Yes | For | For |
71 | Nucor Corporation | NUE | 670346-105 | 5/8/2014 | | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
72 | Nucor Corporation | NUE | 670346-105 | 5/8/2014 | | Approve 2014 Omnibus Incentive Plan | Issuer | Yes | Against | Against |
73 | Nucor Corporation | NUE | 670346-105 | 5/8/2014 | | Majority Vote | Shareholder | Yes | For | Against |
74 | Ormat Technologies, Inc. | ORA | 686688-102 | 5/8/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
75 | Ormat Technologies, Inc. | ORA | 686688-102 | 5/8/2014 | | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
76 | Ormat Technologies, Inc. | ORA | 686688-102 | 5/8/2014 | | Amend Incentive Comp Plan to increase approved share grants | Issuer | Yes | Against | Against |
77 | Ormat Technologies, Inc. | ORA | 686688-102 | 5/8/2014 | | Ratification of Auditors | Issuer | Yes | For | For |
78 | Owens Corning | OC | 690742-101 | 4/17/2014 | | Board of Directors: Iverson | Issuer | Yes | Withhold | Against |
79 | Owens Corning | OC | 690742-101 | 4/17/2014 | | Board of Directors: Lonergan, Williams | Issuer | Yes | For | For |
80 | Owens Corning | OC | 690742-101 | 4/17/2014 | | Ratification of Auditors | Issuer | Yes | For | For |
81 | Owens Corning | OC | 690742-101 | 4/17/2014 | | Amend Articles of Incorp: Declassify Board | Issuer | Yes | For | For |
82 | Owens Corning | OC | 690742-101 | 4/17/2014 | | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
83 | Pentair Ltd | PNR | H6169Q-108 | 5/20/2014 | | Board of Directors: Bryan, Burris, Davidson, Glenn, Hogan, | Issuer | Yes | For | For |
84 | Pentair Ltd | PNR | H6169Q-108 | 5/20/2014 | | Board of Directors: Ho | Issuer | Yes | Against | Against |
85 | Pentair Ltd | PNR | H6169Q-108 | 5/20/2014 | | Board of Directors: Jones, Merriman, Monahan, Williamson | Issuer | Yes | For | For |
86 | Pentair Ltd | PNR | H6169Q-108 | 5/20/2014 | | Chairman: Randall Hogan | Issuer | Yes | Against | Against |
87 | Pentair Ltd | PNR | H6169Q-108 | 5/20/2014 | | Compensation Committee: Jones | Issuer | Yes | Against | Against |
88 | Pentair Ltd | PNR | H6169Q-108 | 5/20/2014 | | Compensation Committee: Bryan | Issuer | Yes | For | For |
89 | Pentair Ltd | PNR | H6169Q-108 | 5/20/2014 | | Compensation Committee: Glenn | Issuer | Yes | Against | Against |
90 | Pentair Ltd | PNR | H6169Q-108 | 5/20/2014 | | Compensation Committee: Monahan | Issuer | Yes | Against | Against |
91 | Pentair Ltd | PNR | H6169Q-108 | 5/20/2014 | | Proxy Voting Services: GMBH | Issuer | Yes | Against | Against |
92 | Pentair Ltd | PNR | H6169Q-108 | 5/20/2014 | | Approve 2013 Annual Report | Issuer | Yes | For | For |
93 | Pentair Ltd | PNR | H6169Q-108 | 5/20/2014 | | Discharge Board of Directors Liability | Issuer | Yes | For | For |
94 | Pentair Ltd | PNR | H6169Q-108 | 5/20/2014 | | Re-elect Statutory Auditors | Issuer | Yes | For | For |
95 | Pentair Ltd | PNR | H6169Q-108 | 5/20/2014 | | Ratification of Auditors | Issuer | Yes | For | For |
96 | Pentair Ltd | PNR | H6169Q-108 | 5/20/2014 | | Elect Special Auditors | Issuer | Yes | For | For |
97 | Pentair Ltd | PNR | H6169Q-108 | 5/20/2014 | | Appropriation of Results | Issuer | Yes | For | For |
98 | Pentair Ltd | PNR | H6169Q-108 | 5/20/2014 | | Approve Ordinary Cash Dividend | Issuer | Yes | For | For |
99 | Pentair Ltd | PNR | H6169Q-108 | 5/20/2014 | | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
100 | Pentair Ltd | PNR | H6169Q-108 | 5/20/2014 | | Renewal of authorized capital | Issuer | Yes | For | For |
101 | Pentair Ltd | PNR | H6169Q-111 | 4/30/2014 | | Approve Merger Agreement | Issuer | Yes | For | For |
102 | Pentair Ltd | PNR | H6169Q-111 | 4/30/2014 | | Eliminate Voting Cap | Issuer | Yes | For | For |
103 | Pentair Ltd | PNR | H6169Q-111 | 4/30/2014 | | Approve Reserves Proposal | Issuer | Yes | For | For |
104 | Sprouts Farmers Market, Inc. | | 85208M-102 | 5/15/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
105 | Sprouts Farmers Market, Inc. | | 85208M-102 | 5/15/2014 | | Advisory vote on executive compensation | Issuer | Yes | For | For |
106 | Sprouts Farmers Market, Inc. | | 85208M-102 | 5/15/2014 | | Frequency of advisory vote on executive compensation | Issuer | Yes | 1 Yr | NA |
107 | Sprouts Farmers Market, Inc. | | 85208M-102 | 5/15/2014 | | Ratification of Auditors | Issuer | Yes | For | For |
108 | Sunedison, Inc. | SUNE | 86732Y-109 | 5/29/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
109 | Sunedison, Inc. | SUNE | 86732Y-109 | 5/29/2014 | | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
110 | Sunedison, Inc. | SUNE | 86732Y-109 | 5/29/2014 | | Ratification of Auditors | Issuer | Yes | For | For |
111 | Sunedison, Inc. | SUNE | 86732Y-109 | 5/29/2014 | | Stock Option Exchange for Employees | Issuer | Yes | For | For |
112 | Sunedison, Inc. | SUNE | 86732Y-109 | 5/29/2014 | | Approve Amendment to Cert of Incorporation: Increase Shares | Issuer | Yes | For | For |
113 | Sunedison, Inc. | SUNE | 86732Y-109 | 5/29/2014 | | Approve issuance of stock related to notes and warrants | Issuer | Yes | For | For |
114 | Sunedison, Inc. | SUNE | 86732Y-109 | 5/29/2014 | | Right of Stockholders to Call Special Meetings | Issuer | Yes | For | For |
115 | Tesla Motors, Inc. | TSLA | 88160R-101 | 6/3/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
116 | Tesla Motors, Inc. | TSLA | 88160R-101 | 6/3/2014 | | Advisory vote on executive compensation | Issuer | Yes | For | For |
117 | Tesla Motors, Inc. | TSLA | 88160R-101 | 6/3/2014 | | Amend and restate 2010 Equity Incentive Plan | Issuer | Yes | Against | Against |
118 | Tesla Motors, Inc. | TSLA | 88160R-101 | 6/3/2014 | | Ratification of Auditors | Issuer | Yes | For | For |
119 | Tesla Motors, Inc. | TSLA | 88160R-101 | 6/3/2014 | | Supermajority Stockholder Voting Provisions | Shareholder | Yes | For | Against |
120 | Trex Company, Inc. | TREX | 89531P-105 | 4/30/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
121 | Trex Company, Inc. | TREX | 89531P-105 | 4/30/2014 | | Advisory vote on executive compensation | Issuer | Yes | Abstain | NA |
122 | Trex Company, Inc. | TREX | 89531P-105 | 4/30/2014 | | Amend Certificate of Incorporation: Increase Shares | Issuer | Yes | Against | Against |
123 | Trex Company, Inc. | TREX | 89531P-105 | 4/30/2014 | | Approve 2014 Stock Incentive Plan | Issuer | Yes | For | For |
124 | Trex Company, Inc. | TREX | 89531P-105 | 4/30/2014 | | Ratification of Auditors | Issuer | Yes | For | For |
125 | Wabtec Corporation | | 929740-108 | 5/14/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
126 | Wabtec Corporation | | 929740-108 | 5/14/2014 | | Advisory vote on executive compensation | Issuer | Yes | Against | Against |
127 | Wabtec Corporation | | 929740-108 | 5/14/2014 | | Ratification of Auditors | Issuer | Yes | For | For |
128 | Xylem, Inc. | XYL | 98419M-100 | 5/6/2014 | | Board of Directors: All nominees | Issuer | Yes | For | For |
129 | Xylem, Inc. | XYL | 98419M-100 | 5/6/2014 | | Ratification of Auditors | Issuer | Yes | For | For |
130 | Xylem, Inc. | XYL | 98419M-100 | 5/6/2014 | | Advisory vote on executive compensation | Issuer | Yes | For | For |
131 | Xylem, Inc. | XYL | 98419M-100 | 5/6/2014 | | Approve Perf-Based Provisions of Omnibus Incentive Plan | Issuer | Yes | Against | Against |
132 | Xylem, Inc. | XYL | 98419M-100 | 5/6/2014 | | Approve Perf-Based Provisions of Executive Incentive Plan | Issuer | Yes | Against | Against |
133 | Xylem, Inc. | XYL | 98419M-100 | 5/6/2014 | | Amend Articles of Incorp: Shareholders Call Special Meeting | Issuer | Yes | For | For |
134 | Xylem, Inc. | XYL | 98419M-100 | 5/6/2014 | | Executive Retention Policy | Shareholder | Yes | For | Against |
135 | Zoltec Companies, Inc. | ZOLT | 98975W-104 | 1/23/2014 | | Approve Plan of Merger | Issuer | Yes | For | For |
136 | Zoltec Companies, Inc. | ZOLT | 98975W-104 | 1/23/2014 | | Adjourn Meeting to a Later Date | Issuer | Yes | Against | Against |
137 | Zoltec Companies, Inc. | ZOLT | 98975W-104 | 1/23/2014 | | Advisory vote on executive compensation for merger | Issuer | Yes | Against | Against |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
* Samuel J. Saladino, III
* Nancy P. Benson
*Print the name and title of each signing officer under his or her signature.