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SC 13G Filing
Protagonist Therapeutics (PTGX) SC 13GProtagonist Therapeutics, Inc
Filed: 13 Feb 17, 12:00am
Protagonist Therapeutics, Inc. |
(Name of Issuer) |
COMMON STOCK, $.00001 par value per share |
(Title of Class of Securities) |
74366E102 |
(CUSIP Number) |
December 31, 2016 |
(Date of Event Which Requires Filing of This Statement) |
CUSIP No. 74366E102 | 13G | Page 2 of 9 Pages |
1 | NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS | ||
Pharmstandard International S.A. | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐ | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||
Luxembourg | |||
5 | SOLE VOTING POWER | ||
NUMBER OF | 0 | ||
SHARES | 6 | SHARED VOTING POWER | |
BENEFICIALLY | 983,570 | ||
OWNED BY | 7 | SOLE DISPOSITIVE POWER | |
EACH | 0 | ||
REPORTING | 8 | SHARED DISPOSITIVE POWER | |
PERSON WITH | 983,570 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||
983,570 | |||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐ | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||
5.88%* *Based on 16,714,453 shares of the Issuer’s common stock outstanding as of October 31, 2016, as reported in the Issuer’s Form 10-Q for the quarterly period ended September 30, 2016. | |||
12 | TYPE OF REPORTING PERSON* | ||
CO |
CUSIP No. 74366E102 | 13G | Page 3 of 9 Pages |
1 | NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS | ||
Public Joint Stock Company “Pharmstandard” | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐ | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||
Russian Federation | |||
5 | SOLE VOTING POWER | ||
NUMBER OF | 0 | ||
SHARES | 6 | SHARED VOTING POWER | |
BENEFICIALLY | 983,570 | ||
OWNED BY | 7 | SOLE DISPOSITIVE POWER | |
EACH | 0 | ||
REPORTING | 8 | SHARED DISPOSITIVE POWER | |
PERSON WITH | 983,570 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||
983,570 | |||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ☐ | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||
5.884%* *Based on 16,714,453 shares of the Issuer’s common stock outstanding as of October 31, 2016, as reported in the Issuer’s Form 10-Q for the quarterly period ended September 30, 2016. | |||
12 | TYPE OF REPORTING PERSON* | ||
HC |
CUSIP No. 74366E102 | 13G | Page 4 of 9 Pages |
Item 3. | If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: |
(a) | ☐ | Broker or dealer registered under Section 15 of the Act; |
(b) | ☐ | Bank as defined in Section 3(a)(6) of the Act; |
(c) | ☐ | Insurance Company as defined in Section 3(a)(19) of the Act; |
(d) | ☐ | Investment Company registered under Section 8 of the Investment Company Act; |
(e) | ☐ | Investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); |
CUSIP No. 74366E102 | 13G | Page 5 of 9 Pages |
(f) | ☐ | Employee benefit plan or endowment plan in accordance with Rule 13d-1(b)(1)(ii)(F); |
(g) | ☐ | Parent holding company or control person, in accordance with Rule 13d-1(b)(1)(ii)(G); |
(h) | ☐ | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; |
(i) | ☐ | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940; |
(j) | ☐ | Group, in accordance with Rule 13d-1(b)(1)(ii)(j). |
☐ | If this statement is filed pursuant to Rule 13d-1(c), check this box. |
Item 4. | Ownership. |
Pharmstandard International | Pharmstandard | ||||||
(a) Amount beneficially owned: | 983,570 | (1) | 983,570 | (1) | |||
(b) Percent of class: | 5.88 | %(2) | 5.88 | %(2) | |||
(c) Number of shares as to which such person has: | |||||||
(i) Sole power to vote or to direct the vote: | |||||||
(ii) Shared power to vote or to direct the vote: | 983,570 | (1) | 983,570 | (1) | |||
(iii) Sole power to dispose or to direct the disposition of: | |||||||
(iv) Shared power to dispose or to direct the disposition of: | 983,570 | (1) | 983,570 | (1) |
(1) | As of the date hereof Pharmstandard, as parent of Pharmstandard International, holds directly or indirectly a majority interest in the outstanding equity securities of Pharmstandard International and may therefore be deemed to beneficially own the shares covered by this Schedule 13G. |
(2) | Based on 16,714,453 shares of the Issuer’s common stock outstanding as of October 31, 2016, as reported in the Issuer’s Form 10-Q for the quarterly period ended September 30, 2016. |
Item 5. | Ownership of Five Percent or Less of a Class. |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
CUSIP No. 74366E102 | 13G | Page 6 of 9 Pages |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. |
Item 8. | Identification and Classification of Members of the Group. |
Item 9. | Notice of Dissolution of Group. |
CUSIP No. 74366E102 | 13G | Page 7 of 9 Pages |
February 10, 2017 | |
(Date) | |
PHARMSTANDARD INTERNATIONAL S.A. By: /s/ Eriks Martinovskis Name: Eriks Martinovskis Title: Director | |
CUSIP No. 74366E102 | 13G | Page 8 of 9 Pages |
February 10, 2017 | |
(Date) | |
PUBLIC JOINT STOCK COMPANY “PHARMSTANDARD” By: /s/ Chupikov Vladimir M. Name: Chupikov Vladimir M. Title: Chief Operating Officer | |