UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
| Date of Report (Date of earliest event reported) | July 31, 2019 |
People’s United Financial, Inc. |
| (Exact name of registrant as specified in its charter) |
Delaware | 001-33326 | 20-8447891 | ||||||
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) | ||||||
850 Main Street, Bridgeport, CT | 06604 | |||||||
| (Address of principal executive offices) | (Zip Code) | |||||||
| Registrant’s telephone number, including area code | (203) 338-7171 | |||||
Not Applicable | ||||
| (Former name or former address, if changed since last report) | ||||
Check the appropriate box below if the Form8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule14a-12 under the Exchange Act (17 CFR240.14a-12)
[ ]Pre-commencement communications pursuant to Rule14d-2(b) under the Exchange Act (17 CFR240.14d-2(b))
[ ]Pre-commencement communications pursuant to Rule13e-4(c) under the Exchange Act (17 CFR240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol | Name of each exchange on which registered | ||
| Common Stock, $0.01 par value per share | PBCT | NASDAQ Global Select Market | ||
| Fixed-to-Floating RateNon-Cumulative Perpetual Preferred Stock, Series A, $0.01 par value per share | PBCTP | NASDAQ Global Select Market | ||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule12b-2 of the Securities Exchange Act of 1934(§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 7.01. Regulation FD Disclosure.
People’s United Financial, Inc. hereby furnishes the Investor Presentation attached hereto as Exhibit 99.1.
The information contained in and accompanying this Form8-K with respect to Item 7.01 (including Exhibit 99.1 hereto) is being furnished to, and not filed with, the Securities and Exchange Commission in accordance with General Instruction B.2 to Form8-K.
Item 9.01. Financial Statements and Exhibits
| (d) | The following Exhibits are submitted herewith. | |||||
| Exhibit No. | Description | |||||
| 99.1 | Investor Presentation dated July / August 2019 | |||||
EXHIBIT INDEX
Exhibit No. | Description | Page | ||||||
| 99.1 | Investor Presentation dated July / August 2019 | 99.1-1 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
People’s United Financial, Inc. | ||||||||
| (Registrant) | ||||||||
| Date: July 31, 2019 | By: | /s/ Andrew S. Hersom | ||||||
| (Signature) | ||||||||
| Name: | Andrew S. Hersom | |||||||
| Title: | Senior Vice President, Investor Relations | |||||||