Joseph Ernest Root JR Form 4 ALLIED HEALTHCARE PRODUCTS / Joseph Ernest Root JR ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Root Joseph Ernest JR

(Last) (First) (Middle)

QUALIPAT

1809 JONES COVE RD.

(Street)

CLYDE NC 28721

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ALLIED HEALTHCARE PRODUCTS INC [ AHPI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
11/10/2016

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock								1,000	D
Common Stock								1,000	I	Individual Retirement Account

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Option to purchase common stock	$3.55							11/10/2012	11/10/2021	Common Stock	1,500		1,500	D
Option to purchase common stock	$4.34							11/11/2011	11/11/2020	Common sock	1,500		1,500	D
Option to purchase common stock	$5.04							11/13/2010	11/13/2019	Common stock	1,500		1,500	D
Option to purchase common stock	$4.05							11/13/2009	11/13/2018	Common stock	1,500		1,500	D
Option to purchase common stock	$6.73							11/08/2008	11/08/2017	Common stcok	1,500		1,500	D
Option to purchase common stock	$5.24							11/16/2007	11/16/2016	Common stock	1,500		1,500	D
Option to purchase common stock	$2.59							11/08/2013	11/08/2022	Common stock	1,500		1,500	D
Option to purchase common stock	$2.31							11/14/2014	11/14/2023	Common stock	1,500		1,500	D
Option to purchase common stock	$1.58							11/13/2015	11/13/2024	Common stock	1,500		1,500	D
Option to purchase common stock	$1.17							11/12/2016	11/12/2025	Common stock	1,500		1,500	D
Option to purchase common stock	$1.13	11/10/2016		A		1,500		11/10/2017	11/10/2026	Common stock	1,500	$0(1)	1,500	D

Explanation of Responses:

1. (1) - Issued pursuant to the Company's 2013 Director's Stock Option Plan.

Remarks:

	Joseph E. Root	11/14/2016
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.