UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
Dynegy Inc.
(Name of Issuer)
Common Stock, par value $0.01 per share
(Title of Class of Securities)
26817R108
(CUSIP Number)
May 22, 2013
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[x]
Rule 13d-1(b)
[ ]
Rule 13d-1(c)
[ ]
Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP NO. 26817R108
13G
Page 2 of 28
1.
NAME OF REPORTING PERSONS
Avenue Investments, L.P.
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [x]
3.
SEC USE ONLY
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH:
5. SOLE VOTING POWER
0
6. SHARED VOTING POWER
657,900
7. SOLE DISPOSITIVE POWER
0
8. SHARED DISPOSITIVE POWER
657,900
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
657,900
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.66%*
12.
TYPE OF REPORTING PERSON
PN
*See Disclosure in Item 4 of this Schedule 13G.
CUSIP NO. 26817R108
13G
Page 3 of 28
1.
NAME OF REPORTING PERSONS
Avenue Partners, LLC
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [x]
3.
SEC USE ONLY
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
New York
NUMBER OF SHARES BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH:
5. SOLE VOTING POWER
0
6. SHARED VOTING POWER
2,193,124
7. SOLE DISPOSITIVE POWER
0
8. SHARED DISPOSITIVE POWER
2,193,124
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,193,124
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.19%*
12.
TYPE OF REPORTING PERSON
OO
*See Disclosure in Item 4 of this Schedule 13G.
CUSIP NO. 26817R108
13G
Page 4 of 28
1.
NAME OF REPORTING PERSONS
Avenue International Master, L.P.
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [x]
3.
SEC USE ONLY
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
NUMBER OF SHARES BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH:
5. SOLE VOTING POWER
0
6. SHARED VOTING POWER
1,535,224
7. SOLE DISPOSITIVE POWER
0
8. SHARED DISPOSITIVE POWER
1,535,224
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,535,224
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.53%*
12.
TYPE OF REPORTING PERSON
PN
*See Disclosure in Item 4 of this Schedule 13G.
CUSIP NO. 26817R108
13G
Page 5 of 28
1.
NAME OF REPORTING PERSONS
Avenue International Master GenPar, Ltd.
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [x]
3.
SEC USE ONLY
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
NUMBER OF SHARES BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH:
5. SOLE VOTING POWER
0
6. SHARED VOTING POWER
1,535,224
7. SOLE DISPOSITIVE POWER
0
8. SHARED DISPOSITIVE POWER
1,535,224
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,535,224
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.53%*
12.
TYPE OF REPORTING PERSON
CO
*See Disclosure in Item 4 of this Schedule 13G.
CUSIP NO. 26817R108
13G
Page 6 of 28
1.
NAME OF REPORTING PERSONS
Avenue Special Situations Fund VI (Master), L.P.
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [x]
3.
SEC USE ONLY
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH:
5. SOLE VOTING POWER
0
6. SHARED VOTING POWER
2,882,785
7. SOLE DISPOSITIVE POWER
0
8. SHARED DISPOSITIVE POWER
2,882,785
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,882,785
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.88%*
12.
TYPE OF REPORTING PERSON
PN
*See Disclosure in Item 4 of this Schedule 13G.
CUSIP NO. 26817R108
13G
Page 7 of 28
1.
NAME OF REPORTING PERSONS
Avenue Capital Partners VI, LLC
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [x]
3.
SEC USE ONLY
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH:
5. SOLE VOTING POWER
0
6. SHARED VOTING POWER
2,882,785
7. SOLE DISPOSITIVE POWER
0
8. SHARED DISPOSITIVE POWER
2,882,785
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,882,785
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.88%*
12.
TYPE OF REPORTING PERSON
OO
*See Disclosure in Item 4 of this Schedule 13G.
CUSIP NO. 26817R108
13G
Page 8 of 28
1.
NAME OF REPORTING PERSONS
GL Partners VI, LLC
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [x]
3.
SEC USE ONLY
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH:
5. SOLE VOTING POWER
0
6. SHARED VOTING POWER
2,882,785
7. SOLE DISPOSITIVE POWER
0
8. SHARED DISPOSITIVE POWER
2,882,785
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,882,785
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.88%*
12.
TYPE OF REPORTING PERSON
OO
*See Disclosure in Item 4 of this Schedule 13G.
CUSIP NO. 26817R108
13G
Page 9 of 28
1.
NAME OF REPORTING PERSONS
Avenue-CDP Global Opportunities Fund, L.P.
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [x]
3.
SEC USE ONLY
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
NUMBER OF SHARES BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH:
5. SOLE VOTING POWER
0
6. SHARED VOTING POWER
3,378
7. SOLE DISPOSITIVE POWER
0
8. SHARED DISPOSITIVE POWER
3,378
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,378
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.00%*
12.
TYPE OF REPORTING PERSON
PN
*See Disclosure in Item 4 of this Schedule 13G.
CUSIP NO. 26817R108
13G
Page 10 of 28
1.
NAME OF REPORTING PERSONS
Avenue Global Opportunities Fund GenPar, LLC
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [x]
3.
SEC USE ONLY
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH:
5. SOLE VOTING POWER
0
6. SHARED VOTING POWER
3,378
7. SOLE DISPOSITIVE POWER
0
8. SHARED DISPOSITIVE POWER
3,378
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,378
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.00%*
12.
TYPE OF REPORTING PERSON
OO
*See Disclosure in Item 4 of this Schedule 13G.
CUSIP NO. 26817R108
13G
Page 11 of 28
1.
NAME OF REPORTING PERSONS
Avenue COPPERS Opportunities Fund, L.P.
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [x]
3.
SEC USE ONLY
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH:
5. SOLE VOTING POWER
0
6. SHARED VOTING POWER
23,031
7. SOLE DISPOSITIVE POWER
0
8. SHARED DISPOSITIVE POWER
23,031
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
23,031
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.02%*
12.
TYPE OF REPORTING PERSON
PN
*See Disclosure in Item 4 of this Schedule 13G.
CUSIP NO. 26817R108
13G
Page 12 of 28
1.
NAME OF REPORTING PERSONS
Avenue COPPERS Opportunities Fund GenPar, LLC
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [x]
3.
SEC USE ONLY
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH:
5. SOLE VOTING POWER
0
6. SHARED VOTING POWER
23,031
7. SOLE DISPOSITIVE POWER
0
8. SHARED DISPOSITIVE POWER
23,031
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
23,031
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.02%*
12.
TYPE OF REPORTING PERSON
OO
*See Disclosure in Item 4 of this Schedule 13G.
CUSIP NO. 26817R108
13G
Page 13 of 28
1.
NAME OF REPORTING PERSONS
Lyxor/Avenue Opportunities Fund Limited
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [x]
3.
SEC USE ONLY
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
Jersey
NUMBER OF SHARES BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH:
5. SOLE VOTING POWER
0
6. SHARED VOTING POWER
48,824
7. SOLE DISPOSITIVE POWER
0
8. SHARED DISPOSITIVE POWER
48,824
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
48,824
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.05%*
12.
TYPE OF REPORTING PERSON
CO
*See Disclosure in Item 4 of this Schedule 13G.
CUSIP NO. 26817R108
13G
Page 14 of 28
1.
NAME OF REPORTING PERSONS
Managed Accounts Master Fund Services – Map 10
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [x]
3.
SEC USE ONLY
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH:
5. SOLE VOTING POWER
0
6. SHARED VOTING POWER
77,032
7. SOLE DISPOSITIVE POWER
0
8. SHARED DISPOSITIVE POWER
77,032
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
77,032
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.08%*
12.
TYPE OF REPORTING PERSON
OO
*See Disclosure in Item 4 of this Schedule 13G.
CUSIP NO. 26817R108
13G
Page 15 of 28
1.
NAME OF REPORTING PERSONS
Avenue Capital Management II, L.P.
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [x]
3.
SEC USE ONLY
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH:
5. SOLE VOTING POWER
0
6. SHARED VOTING POWER
5,228,174
7. SOLE DISPOSITIVE POWER
0
8. SHARED DISPOSITIVE POWER
5,228,174
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,228,174
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.22%*
12.
TYPE OF REPORTING PERSON
IA
*See Disclosure in Item 4 of this Schedule 13G.
CUSIP NO. 26817R108
13G
Page 16 of 28
1.
NAME OF REPORTING PERSONS
Avenue Capital Management II GenPar, LLC
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [x]
3.
SEC USE ONLY
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH:
5. SOLE VOTING POWER
0
6. SHARED VOTING POWER
5,228,174
7. SOLE DISPOSITIVE POWER
0
8. SHARED DISPOSITIVE POWER
5,228,174
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,228,174
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.22%*
12.
TYPE OF REPORTING PERSON
OO
*See Disclosure in Item 4 of this Schedule 13G.
CUSIP NO. 26817R108
13G
Page 17 of 28
1.
NAME OF REPORTING PERSONS
Marc Lasry
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [x]
3.
SEC USE ONLY
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
NUMBER OF SHARES BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH:
5. SOLE VOTING POWER
0
6. SHARED VOTING POWER
5,228,174
7. SOLE DISPOSITIVE POWER
0
8. SHARED DISPOSITIVE POWER
5,228,174
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,228,174
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.22%*
12.
TYPE OF REPORTING PERSON
IN/HC
*See Disclosure in Item 4 of this Schedule 13G.
SCHEDULE 13G
This Schedule 13G (this “Schedule 13G”) is being filed on behalf of Avenue Investments, L.P., Avenue Partners, LLC, Avenue International Master, L.P., Avenue International Master GenPar, Ltd., Avenue Special Situations Fund VI (Master), L.P., Avenue Capital Partners VI, LLC, GL Partners VI, LLC, Avenue-CDP Global Opportunities Fund, L.P., Avenue Global Opportunities Fund GenPar, LLC, Avenue COPPERS Opportunities Fund, L.P., Avenue COPPERS Opportunities Fund GenPar, LLC, Lyxor/Avenue Opportunities Fund Limited, Managed Accounts Master Fund Services – MAP 10, Avenue Capital Management II, L.P., Avenue Capital Management II GenPar, LLC and Marc Lasry (collectively, the “Reporting Persons”) relating to shares of Common Stock, par value $0.01 per share (the “Common Stock”), of Dynegy Inc., a Delaware corporation (the “Issuer”).
Item 1 |
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(a) |
| Name of Issuer. |
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| Dynegy Inc. |
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(b) |
| Address of Issuer’s Principal Executive Offices. |
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| 601 Travis Street, Suite 1400 Houston, TX 77002 |
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Item 2 |
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(a) |
| Name of Persons Filing: See Cover Pages Item 1 |
(b) |
| Address of Principal Business Office, or, if none, residence. |
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| c/o Avenue Capital Management II, L.P. 399 Park Avenue, 6th Floor New York, NY 10022 |
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(c) |
| Citizenship: See Cover Pages Item 4 |
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(d) |
| Title of Class of Securities: Common Stock, par value $0.01 per share |
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(e) |
| CUSIP Number: 26817R108 |
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Item 3 |
| Statement filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c): This Schedule 13G is being filed pursuant to Rule 13d-1(b) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), by Avenue Capital Management II, L.P., an investment adviser (in accordance with Rule 13d-1(b)(1)(ii)(E) under the Exchange Act), to each of the Avenue Funds (as defined herein). Avenue Capital Management II GenPar, LLC is the General Partner of Avenue Capital Management II, L.P., and Marc Lasry is the Managing Member of Avenue Capital Management II GenPar, LLC. |
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Item 4
Ownership.
See Cover Pages Items 5-11.
The approximate percentages of Common Stock reported as beneficially owned by the Reporting Persons are based upon 100,099,163 shares of Common Stock outstanding as of February 10, 2014, as reported by Bloomberg.
Collectively, the securities reported in this Schedule 13G are held by Avenue Investments, L.P., a Delaware limited partnership, Avenue International Master, L.P., a Cayman Islands exempted limited partnership, Avenue Special Situations Fund VI (Master), L.P., a Delaware limited partnership, Avenue-CDP Global Opportunities Fund, L.P. a Cayman Islands exempted limited partnership, Avenue COPPERS Opportunities Fund, L.P., a Delaware limited partnership, Lyxor/Avenue Opportunities Fund Limited, a company incorporated in Jersey, and Managed Accounts Master Fund Services – MAP 10 (collectively, the “Avenue Funds”). Avenue Partners, LLC is the General Partner of Avenue Investments, L.P. and a shareholder of Avenue International Master GenPar, Ltd. Avenue Capital Partners VI, LLC, a Delaware limited liability company, is the General Partner of Avenue Special Situations Fund VI (Master), L.P. GL Partners VI, LLC, a Delaware limited liability company, is the Managing Member of Avenue Capital Partners VI, LLC. Avenue International Master GenPar, Ltd., Cayman Islands exempted company, is the General Partner of Avenue International Master, L.P. Avenue Global Opportunities Fund GenPar, LLC, a Delaware limited liability company, is the General Partner of Avenue-CDP Global Opportunities Fund, L.P. Avenue COPPERS Opportunities Fund GenPar, LLC, a Delaware limited liability company, is the General Partner of Avenue COPPERS Opportunities Fund, L.P. Avenue Capital Management II, L.P., a Delaware limited partnership, is an investment adviser to each of the Avenue Funds. Avenue Capital Management II GenPar, LLC, a Delaware limited liability company, is the General Partner of Avenue Capital Management II, L.P. Marc Lasry is the Managing Member or Member of GL Partners VI, LLC, Avenue Partners, LLC, Avenue Global Opportunities Fund GenPar, LLC, Avenue COPPERS Opportunities Fund GenPar, LLC and Avenue Capital Management II GenPar, LLC. Neither the fact of this filing nor anything contained herein shall be deemed to be an admission by the Reporting Persons that they have formed a group.
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Item 5 |
| Ownership of Five Percent or Less of a Class. |
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| Not applicable. |
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Item 6 |
| Ownership of More Than Five Percent on Behalf of Another Person. |
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| Not applicable. |
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Item 7 |
| Identification and Classification of the Subsidiary which Acquired the Security Being Reported On by the Parent Holding Company. |
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| Not applicable. |
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Item 8 |
| Identification and Classification of Members of the Group. |
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| Not applicable. |
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Item 9 |
| Notice of Dissolution of Group. |
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| Not applicable. |
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Item 10 |
| Certification. |
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| By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
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SIGNATURE
After reasonable inquiry and to the best of their knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated:
February 12, 2014
| AVENUE INVESTMENTS, L.P.
By: Avenue Partners, LLC, its General Partner |
| By:/s/ Eric Ross Name: Eric Ross Title: Attorney-in-Fact for Marc Lasry, Managing Member |
| AVENUE PARTNERS, LLC
By:/s/ Eric Ross Name: Eric Ross Title: Attorney-in-Fact for Marc Lasry, Managing Member |
| AVENUE INTERNATIONAL MASTER, L.P.
By: Avenue International Master GenPar, Ltd. its General Partner
By:/s/ Eric Ross Name: Eric Ross Title: Attorney-in-Fact for Marc Lasry, Director |
| AVENUE INTERNATIONAL MASTER GENPAR, LTD.
By:/s/ Eric Ross Name: Eric Ross Title: Attorney-in-Fact for Marc Lasry, Director |
| AVENUE SPECIAL SITUATIONS FUND VI (MASTER), L.P.
By: Avenue Capital Partners VI, LLC, its General Partner
By: GL Partners VI, LLC, its Managing Member
By:/s/ Eric Ross Name: Eric Ross Title: Attorney-in-Fact for Marc Lasry, Managing Member |
| AVENUE CAPITAL PARTNERS VI, LLC
By: GL Partners VI, LLC, its Managing Member
By:/s/ Eric Ross Name: Eric Ross Title: Attorney-in-Fact for Marc Lasry, Managing Member |
| GL PARTNERS VI, LLC
By:/s/ Eric Ross Name: Eric Ross Title: Attorney-in-Fact for Marc Lasry, Managing Member |
| AVENUE CDP GLOBAL OPPORTUNITIES FUND, L.P. By: Avenue Global Opportunities Fund GenPar, LLC, its General Partner By:/s/ Eric Ross Name: Eric Ross Title: Attorney-in-Fact for Marc Lasry, Managing Member |
| AVENUE GLOBAL OPPORTUNITIES FUND GENPAR, LLC By:/s/ Eric Ross Name: Eric Ross Title: Attorney-in-Fact for Marc Lasry, Managing Member |
| AVENUE COPPERS OPPORTUNITIES FUND, L.P. By: Avenue COPPERS Opportunities Fund GenPar, LLC, its General Partner By:/s/ Eric Ross Name: Eric Ross Title: Attorney-in-Fact for Marc Lasry, Member |
| AVENUE COPPERS OPPORTUNITIES FUND GENPAR, LLC By:/s/ Eric Ross Name: Eric Ross Title: Attorney-in-Fact for Marc Lasry, Member |
| LYXOR/AVENUE OPPORTUNITIES FUND LIMITED By: Avenue Capital Management II, L.P., its Investment Manager
By: Avenue Capital Management II GenPar, LLC, its General Partner
By:/s/ Eric Ross Name: Eric Ross Title: Attorney-in-Fact for Marc Lasry, Managing Member |
| MANAGED ACCOUNTS MASTER FUND SERVICES – MAP 10 By: Avenue Capital Management II, L.P., its Investment Manager
By: Avenue Capital Management II GenPar, LLC, its General Partner
By:/s/ Eric Ross Name: Eric Ross Title: Attorney-in-Fact for Marc Lasry, Managing Member |
| AVENUE CAPITAL MANAGEMENT II, L.P. By: Avenue Capital Management II GenPar, LLC, its General Partner
By:/s/ Eric Ross Name: Eric Ross Title: Attorney-in-Fact for Marc Lasry, Managing Member |
| AVENUE CAPITAL MANAGEMENT II GENPAR, LLC
By:/s/ Eric Ross Name: Eric Ross Title: Attorney-in-Fact for Marc Lasry, Managing Member |
| MARC LASRY
By:/s/ Eric Ross Name: Eric Ross Title: Attorney-in-Fact for Marc Lasry |
Exhibits
Exhibit 24
Power of Attorney for Marc Lasry, dated February 11, 2010 (incorporated by reference to Exhibit 24 to the filing on Schedule 13G relating to beneficial ownership of shares of common stock, par value $0.01 per share, of Spectrum Brand Holdings, Inc., filed with the Securities and Exchange Commission on June 25, 2010).
Exhibit 99.1
Agreement of Reporting Persons
EXHIBIT 99.1
Agreement of Reporting Persons
Avenue Investments, L.P., Avenue Partners, LLC, Avenue International Master, L.P., Avenue International Master GenPar, Ltd., Avenue Special Situations Fund VI (Master), L.P., Avenue Capital Partners VI, LLC, GL Partners VI, LLC, Avenue-CDP Global Opportunities Fund, L.P., Avenue Global Opportunities Fund GenPar, LLC, Avenue COPPERS Opportunities Fund, L.P., Avenue COPPERS Opportunities Fund GenPar, LLC, Lyxor/Avenue Opportunities Fund Limited, Managed Accounts Master Fund Services – MAP 10, Avenue Capital Management II, L.P., Avenue Capital Management II GenPar, LLC and Marc Lasry, an individual, hereby agree to file jointly the statement on Schedule 13G to which this Agreement is attached and any amendments thereto which may be deemed necessary, pursuant to Regulation 13D-G under the Securities Exchange Act of 1934.
It is understood and agreed that each of the parties hereto is responsible for the timely filing of such statement and any amendments thereto, and for the completeness and accuracy of the information concerning such party contained therein, but such party is not responsible for the completeness and accuracy of information concerning any other party unless such party knows or has reason to believe such information is inaccurate.
It is understood and agreed that a copy of this Agreement shall be attached as an exhibit to the statement on Schedule 13G, and any amendments thereto, filed on behalf of each of the parties hereto.
Dated: February 12, 2014
| AVENUE INVESTMENTS, L.P.
By: Avenue Partners, LLC, its General Partner |
| By:/s/ Eric Ross Name: Eric Ross Title: Attorney-in-Fact for Marc Lasry, Managing Member |
| AVENUE PARTNERS, LLC
By:/s/ Eric Ross Name: Eric Ross Title: Attorney-in-Fact for Marc Lasry, Managing Member |
| AVENUE INTERNATIONAL MASTER, L.P.
By: Avenue International Master GenPar, Ltd. its General Partner
By:/s/ Eric Ross Name: Eric Ross Title: Attorney-in-Fact for Marc Lasry, Director |
| AVENUE INTERNATIONAL MASTER GENPAR, LTD.
By:/s/ Eric Ross Name: Eric Ross Title: Attorney-in-Fact for Marc Lasry, Director |
| AVENUE SPECIAL SITUATIONS FUND VI (MASTER), L.P.
By: Avenue Capital Partners VI, LLC, its General Partner
By: GL Partners VI, LLC, its Managing Member
By:/s/ Eric Ross Name: Eric Ross Title: Attorney-in-Fact for Marc Lasry, Managing Member |
| AVENUE CAPITAL PARTNERS VI, LLC
By: GL Partners VI, LLC, its Managing Member
By:/s/ Eric Ross Name: Eric Ross Title: Attorney-in-Fact for Marc Lasry, Managing Member |
| GL PARTNERS VI, LLC
By:/s/ Eric Ross Name: Eric Ross Title: Attorney-in-Fact for Marc Lasry, Managing Member |
|
|
| AVENUE CDP GLOBAL OPPORTUNITIES FUND, L.P. By: Avenue Global Opportunities Fund GenPar, LLC, its General Partner By:/s/ Eric Ross Name: Eric Ross Title: Attorney-in-Fact for Marc Lasry, Managing Member |
| AVENUE GLOBAL OPPORTUNITIES FUND GENPAR, LLC By:/s/ Eric Ross Name: Eric Ross Title: Attorney-in-Fact for Marc Lasry, Managing Member |
| AVENUE COPPERS OPPORTUNITIES FUND, L.P. By: Avenue COPPERS Opportunities Fund GenPar, LLC, its General Partner By:/s/ Eric Ross Name: Eric Ross Title: Attorney-in-Fact for Marc Lasry, Member |
| AVENUE COPPERS OPPORTUNITIES FUND GENPAR, LLC By:/s/ Eric Ross Name: Eric Ross Title: Attorney-in-Fact for Marc Lasry, Member |
| LYXOR/AVENUE OPPORTUNITIES FUND LIMITED By: Avenue Capital Management II, L.P., its Investment Manager
By: Avenue Capital Management II GenPar, LLC, its General Partner
By:/s/ Eric Ross Name: Eric Ross Title: Attorney-in-Fact for Marc Lasry, Managing Member |
| MANAGED ACCOUNTS MASTER FUND SERVICES – MAP 10 By: Avenue Capital Management II, L.P., its Investment Manager
By: Avenue Capital Management II GenPar, LLC, its General Partner
By:/s/ Eric Ross Name: Eric Ross Title: Attorney-in-Fact for Marc Lasry, Managing Member |
| AVENUE CAPITAL MANAGEMENT II, L.P. By: Avenue Capital Management II GenPar, LLC, its General Partner
By:/s/ Eric Ross Name: Eric Ross Title: Attorney-in-Fact for Marc Lasry, Managing Member |
| AVENUE CAPITAL MANAGEMENT II GENPAR, LLC
By:/s/ Eric Ross Name: Eric Ross Title: Attorney-in-Fact for Marc Lasry, Managing Member |
| MARC LASRY
By:/s/ Eric Ross Name: Eric Ross Title: Attorney-in-Fact for Marc Lasry |
