FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21979
Nuveen Investment Trust V
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Gifford R. Zimmerman - Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: September 30
Date of reporting period: June 30, 2012
Item 1. Proxy Voting Record
Nuveen NWQ Flexible Income Fund
Company | Ticker | Security ID | Country | Meeting Date | Meeting Type | Proponent | Item | Proposal | Management | Vote | ||||||||||
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | Annual | Management | 1 | Elect Director Carol A. Bartz | For | For | ||||||||||
Management | 2 | Elect Director M. Michele Burns | For | For | ||||||||||||||||
Management | 3 | Elect Director Michael D. Capellas | For | For | ||||||||||||||||
Management | 4 | Elect Director Larry R. Carter | For | For | ||||||||||||||||
Management | 5 | Elect Director John T. Chambers | For | For | ||||||||||||||||
Management | 6 | Elect Director Brian L. Halla | For | For | ||||||||||||||||
Management | 7 | Elect Director John L. Hennessy | For | For | ||||||||||||||||
Management | 8 | Elect Director Richard M. Kovacevich | For | For | ||||||||||||||||
Management | 9 | Elect Director Roderick C. McGeary | For | For | ||||||||||||||||
Management | 10 | Elect Director Arun Sarin | For | For | ||||||||||||||||
Management | 11 | Elect Director Steven M. West | For | For | ||||||||||||||||
Management | 12 | Elect Director Jerry Yang | For | For | ||||||||||||||||
Management | 13 | Amend Omnibus Stock Plan | For | For | ||||||||||||||||
Management | 14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
Management | 15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
Management | 16 | Ratify Auditors | For | For | ||||||||||||||||
Share Holder | 17 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | ||||||||||||||||
Share Holder | 18 | Report on Internet Fragmentation | Against | For | ||||||||||||||||
Share Holder | 19 | Stock Retention/Holding Period | Against | Against | ||||||||||||||||
Citigroup Inc. | C | 172967424 | USA | 17-Apr-12 | Annual | Management | 1 | Elect Director Franz B. Humer | For | For | ||||||||||
Management | 2 | Elect Director Robert L. Joss | For | For | ||||||||||||||||
Management | 3 | Elect Director Michael E. O’Neill | For | For | ||||||||||||||||
Management | 4 | Elect Director Vikram S. Pandit | For | For | ||||||||||||||||
Management | 5 | Elect Director Lawrence R. Ricciardi | For | For | ||||||||||||||||
Management | 6 | Elect Director Judith Rodin | For | For | ||||||||||||||||
Management | 7 | Elect Director Robert L. Ryan | For | For | ||||||||||||||||
Management | 8 | Elect Director Anthony M. Santomero | For | For | ||||||||||||||||
Management | 9 | Elect Director Joan E. Spero | For | For | ||||||||||||||||
Management | 10 | Elect Director Diana L. Taylor | For | For | ||||||||||||||||
Management | 11 | Elect Director William S. Thompson, Jr. | For | For | ||||||||||||||||
Management | 12 | Elect Director Ernesto Zedillo Ponce de Leon | For | For | ||||||||||||||||
Management | 13 | Ratify Auditors | For | For | ||||||||||||||||
Management | 14 | Amend Omnibus Stock Plan | For | For | ||||||||||||||||
Management | 15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | ||||||||||||||||
Share Holder | 16 | Disclose Prior Government Service | Against | Against | ||||||||||||||||
Share Holder | 17 | Report on Political Contributions and Lobbying Expenditures | Against | Against | ||||||||||||||||
Share Holder | 18 | Stock Retention/Holding Period | Against | For | ||||||||||||||||
Share Holder | 19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Against | Against | ||||||||||||||||
MetLife, Inc. | MET | 59156R108 | USA | 24-Apr-12 | Annual | Management | 1.1 | Elect Director John M. Keane | For | For | ||||||||||
Management | 1.2 | Elect Director Catherine R. Kinney | For | For | ||||||||||||||||
Management | 1.3 | Elect Director Hugh B. Price | For | For | ||||||||||||||||
Management | 1.4 | Elect Director Kenton J. Sicchitano | For | For | ||||||||||||||||
Management | 2 | Ratify Auditors | For | For | ||||||||||||||||
Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For |
Company | Ticker | Security ID | Country | Meeting Date | Meeting Type | Proponent | Item | Proposal | Management | Vote | ||||||||||
Talisman Energy Inc. | TLM | 87425E103 | Canada | 01-May-12 | Annual | Management | 1.1 | Elect Director Christiane Bergevin | For | For | ||||||||||
Management | 1.2 | Elect Director Donald J. Carty | For | For | ||||||||||||||||
Management | 1.3 | Elect Director William R.P. Dalton | For | For | ||||||||||||||||
Management | 1.4 | Elect Director Kevin S. Dunne | For | For | ||||||||||||||||
Management | 1.5 | Elect Director Harold N. Kvisle | For | For | ||||||||||||||||
Management | 1.6 | Elect Director John A. Manzoni | For | For | ||||||||||||||||
Management | 1.7 | Elect Director Lisa A. Stewart | For | For | ||||||||||||||||
Management | 1.8 | Elect Director Peter W. Tomsett | For | For | ||||||||||||||||
Management | 1.9 | Elect Director Michael T. Waites | For | For | ||||||||||||||||
Management | 1.10 | Elect Director Charles R. Williamson | For | For | ||||||||||||||||
Management | 1.11 | Elect Director Charles M. Winograd | For | For | ||||||||||||||||
Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | ||||||||||||||||
Management | 3 | Advisory Vote on Executive Compensation Approach | For | For | ||||||||||||||||
Barrick Gold Corporation | ABX | 067901108 | Canada | 02-May-12 | Annual | Management | 1.1 | Elect Director Howard L. Beck | For | For | ||||||||||
Management | 1.2 | Elect Director C. William D. Birchall | For | For | ||||||||||||||||
Management | 1.3 | Elect Director Donald J. Carty | For | For | ||||||||||||||||
Management | 1.4 | Elect Director Gustavo Cisneros | For | For | ||||||||||||||||
Management | 1.5 | Elect Director Robert M. Franklin | For | For | ||||||||||||||||
Management | 1.6 | Elect Director J. Brett Harvey | For | For | ||||||||||||||||
Management | 1.7 | Elect Director Dambisa Moyo | For | For | ||||||||||||||||
Management | 1.8 | Elect Director Brian Mulroney | For | For | ||||||||||||||||
Management | 1.9 | Elect Director Anthony Munk | For | For | ||||||||||||||||
Management | 1.10 | Elect Director Peter Munk | For | For | ||||||||||||||||
Management | 1.11 | Elect Director Aaron W. Regent | For | For | ||||||||||||||||
Management | 1.12 | Elect Director Nathaniel P. Rothschild | For | For | ||||||||||||||||
Management | 1.13 | Elect Director Steven J. Shapiro | For | For | ||||||||||||||||
Management | 1.14 | Elect Director John L. Thornton | For | For | ||||||||||||||||
Management | 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | ||||||||||||||||
Management | 3 | Advisory Vote on Executive Compensation Approach | For | For | ||||||||||||||||
Genworth Financial, Inc. | GNW | 37247D106 | USA | 17-May-12 | Annual | Management | 1 | Elect Director Steven W. Alesio | For | For | ||||||||||
Management | 2 | Elect Director William H. Bolinder | For | For | ||||||||||||||||
Management | 3 | Elect Director Michael D. Fraizer | For | For | ||||||||||||||||
Management | 4 | Elect Director Nancy J. Karch | For | For | ||||||||||||||||
Management | 5 | Elect Director Christine B. Mead | For | For | ||||||||||||||||
Management | 6 | Elect Director Thomas E. Moloney | For | For | ||||||||||||||||
Management | 7 | Elect Director James A. Parke | For | For | ||||||||||||||||
Management | 8 | Elect Director James S. Riepe | For | For | ||||||||||||||||
Management | 11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
Management | 12 | Approve Omnibus Stock Plan | For | For | ||||||||||||||||
Management | 13 | Ratify Auditors | For | For | ||||||||||||||||
Redwood Trust, Inc. | RWT | 758075402 | USA | 17-May-12 | Annual | Management | 1.1 | Elect Director George E. Bull, III | For | For | ||||||||||
Management | 1.2 | Elect Director Georganne C. Proctor | For | For | ||||||||||||||||
Management | 2 | Ratify Auditors | For | For | ||||||||||||||||
Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||||
Management | 4 | Increase Authorized Common Stock | For | For | ||||||||||||||||
Management | 5 | Amend Omnibus Stock Plan | For | For | ||||||||||||||||
Management | 6 | Amend Qualified Employee Stock Purchase Plan | For | For | ||||||||||||||||
Management | 7 | Declassify the Board of Directors | For | For | ||||||||||||||||
Management | 8 | Adopt Majority Voting for Uncontested Election of Directors | None | For |
Company | Ticker | Security ID | Country | Meeting Date | Meeting Type | Proponent | Item | Proposal | Management | Vote | ||||||||||
General Motors Company | GM | 37045V100 | USA | 12-Jun-12 | Annual | Management | 1 | Elect Director Daniel F. Akerson | For | For | ||||||||||
Management | 2 | Elect Director David Bonderman | For | For | ||||||||||||||||
Management | 3 | Elect Director Erroll B. Davis, Jr. | For | For | ||||||||||||||||
Management | 4 | Elect Director Stephen J. Girsky | For | For | ||||||||||||||||
Management | 5 | Elect Director E. Neville Isdell | For | For | ||||||||||||||||
Management | 6 | Elect Director Robert D. Krebs | For | For | ||||||||||||||||
Management | 7 | Elect Director Philip A. Laskawy | For | For | ||||||||||||||||
Management | 8 | Elect Director Kathryn V. Marinello | For | For | ||||||||||||||||
Management | 9 | Elect Director James J. Mulva | For | For | ||||||||||||||||
Management | 10 | Elect Director Patricia F. Russo | For | For | ||||||||||||||||
Management | 11 | Elect Director Thomas M. Schoewe | For | For | ||||||||||||||||
Management | 12 | Elect Director Carol M. Stephenson | For | For | ||||||||||||||||
Management | 13 | Elect Director Theodore M. Solso | For | For | ||||||||||||||||
Management | 14 | Elect Director Cynthia A. Telles | For | For | ||||||||||||||||
Management | 15 | Ratify Auditors | For | For | ||||||||||||||||
Management | 16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For |
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Investment Trust V
By | /s/ Gifford R. Zimmerman | |
Gifford R. Zimmerman – Chief Administrative Officer | ||
Date |
August 29, 2012