FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21979
Nuveen Investment Trust V
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Greg A. Bottjer – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: September 30
Date of reporting period: June 30, 2018
Item 1. Proxy Voting Record
FORM N-PX
ICA File Number: 811-21979
Registrant Name: Nuveen Investment Trust V
Reporting Period: 07/01/2017 - 06/30/2018
Nuveen Global Real Estate Securities Fund
ACCOR Meeting Date: APR 20, 2018 Record Date: APR 17, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: AC Security ID: F00189120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.05 per Share | Management | For | For |
4 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.32 Million | Management | For | For |
5 | Approve Severance Agreement and Additional Pension Scheme Agreement with Sebastien Bazin | Management | For | Against |
6 | Approve Compensation of Sebastien Bazin | Management | For | Against |
7 | Approve Compensation of Sven Boinet | Management | For | Against |
8 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
9 | Approve Remuneration Policy of Vice-CEO | Management | For | For |
10 | Approve Sale of Control of AccorInvest | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | Management | For | Against |
13 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ADO PROPERTIES S.A. Meeting Date: JUN 19, 2018 Record Date: JUN 05, 2018 Meeting Type: ANNUAL | ||||
Ticker: ADJ Security ID: L0120V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Management Board Report on Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2 | Approve Financial Statements | Management | For | For |
3 | Approve Consolidated Financial Statements | Management | For | For |
4 | Approve Allocation of Income and Dividends | Management | For | For |
5 | Elect Yuval Dagim as Director | Management | For | For |
6 | Approve Discharge of Directors | Management | For | For |
7 | Renew Appointment of KPMG Luxembourg as Auditor | Management | For | For |
ALEXANDRIA REAL ESTATE EQUITIES, INC. Meeting Date: MAY 22, 2018 Record Date: MAR 29, 2018 Meeting Type: ANNUAL | ||||
Ticker: ARE Security ID: 015271109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joel S. Marcus | Management | For | For |
1.2 | Elect Director Steven R. Hash | Management | For | For |
1.3 | Elect Director John L. Atkins, III | Management | For | For |
1.4 | Elect Director James P. Cain | Management | For | For |
1.5 | Elect Director Maria C. Freire | Management | For | For |
1.6 | Elect Director Richard H. Klein | Management | For | For |
1.7 | Elect Director James H. Richardson | Management | For | For |
1.8 | Elect Director Michael A. Woronoff | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
ALLIED PROPERTIES REAL ESTATE INVESTMENT TRUST Meeting Date: MAY 10, 2018 Record Date: MAR 29, 2018 Meeting Type: ANNUAL | ||||
Ticker: AP.UN Security ID: 019456102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee Gerald R. Connor | Management | For | For |
1.2 | Elect Trustee Lois Cormack | Management | For | For |
1.3 | Elect Trustee Gordon R. Cunningham | Management | For | For |
1.4 | Elect Trustee Michael R. Emory | Management | For | For |
1.5 | Elect Trustee James Griffiths | Management | For | For |
1.6 | Elect Trustee Margaret T. Nelligan | Management | For | For |
1.7 | Elect Trustee Ralph T. Neville | Management | For | For |
1.8 | Elect Trustee Peter Sharpe | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Management | For | For |
AMERICAN TOWER CORPORATION Meeting Date: MAY 23, 2018 Record Date: MAR 28, 2018 Meeting Type: ANNUAL | ||||
Ticker: AMT Security ID: 03027X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gustavo Lara Cantu | Management | For | For |
1b | Elect Director Raymond P. Dolan | Management | For | For |
1c | Elect Director Robert D. Hormats | Management | For | For |
1d | Elect Director Grace D. Lieblein | Management | For | For |
1e | Elect Director Craig Macnab | Management | For | For |
1f | Elect Director JoAnn A. Reed | Management | For | For |
1g | Elect Director Pamela D.A. Reeve | Management | For | For |
1h | Elect Director David E. Sharbutt | Management | For | For |
1i | Elect Director James D. Taiclet, Jr. | Management | For | For |
1j | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
APPLE HOSPITALITY REIT, INC. Meeting Date: MAY 17, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL | ||||
Ticker: APLE Security ID: 03784Y200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce H. Matson | Management | For | For |
1.2 | Elect Director Blythe J. McGarvie | Management | For | For |
1.3 | Elect Director L. Hugh Redd | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
AROUNDTOWN SA Meeting Date: JUN 27, 2018 Record Date: JUN 13, 2018 Meeting Type: ANNUAL | ||||
Ticker: AT1 Security ID: L0269F109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Special Board Report Re: Statutory Financial Statements and Consolidated Financial Statements for FY 2017 | Management | None | None |
2 | Receive Special Auditor Report Re: Statutory Financial Statements and Consolidated Financial Statements for FY 2017 | Management | None | None |
3 | Approve Financial Statements | Management | For | For |
4 | Approve Consolidated Financial Statements | Management | For | For |
5 | Approve Allocation of Income | Management | For | For |
6 | Approve Discharge of Directors | Management | For | For |
7 | Reelect Directors (Bundled) | Management | For | For |
8 | Renew Appointment of KPMG Luxembourg as Auditor | Management | For | For |
9 | Approve Dividends of EUR 0.234 per Share | Management | For | For |
BLACKSTONE MORTGAGE TRUST, INC. Meeting Date: JUN 20, 2018 Record Date: APR 13, 2018 Meeting Type: ANNUAL | ||||
Ticker: BXMT Security ID: 09257W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael B. Nash | Management | For | For |
1.2 | Elect Director Stephen D. Plavin | Management | For | For |
1.3 | Elect Director Leonard W. Cotton | Management | For | For |
1.4 | Elect Director Thomas E. Dobrowski | Management | For | For |
1.5 | Elect Director Martin L. Edelman | Management | For | For |
1.6 | Elect Director Henry N. Nassau | Management | For | For |
1.7 | Elect Director Jonathan L. Pollack | Management | For | For |
1.8 | Elect Director Lynne B. Sagalyn | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
BOARDWALK REAL ESTATE INVESTMENT TRUST Meeting Date: MAY 15, 2018 Record Date: MAR 27, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: BEI.UN Security ID: 096631106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Trustees at Seven | Management | For | For |
2.1 | Elect Trustee Gary Goodman | Management | For | For |
2.2 | Elect Trustee Arthur L. Havener, Jr. | Management | For | For |
2.3 | Elect Trustee Sam Kolias | Management | For | For |
2.4 | Elect Trustee Samantha Kolias-Gunn | Management | For | For |
2.5 | Elect Trustee Scott Morrison | Management | For | For |
2.6 | Elect Trustee Brian G. Robinson | Management | For | For |
2.7 | Elect Trustee Andrea M. Stephen | Management | For | For |
3 | Approve Deloitte LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
5 | Amend Declaration of Trust | Management | For | For |
BOSTON PROPERTIES, INC. Meeting Date: MAY 23, 2018 Record Date: MAR 28, 2018 Meeting Type: ANNUAL | ||||
Ticker: BXP Security ID: 101121101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kelly A. Ayotte | Management | For | For |
1.2 | Elect Director Bruce W. Duncan | Management | For | For |
1.3 | Elect Director Karen E. Dykstra | Management | For | For |
1.4 | Elect Director Carol B. Einiger | Management | For | For |
1.5 | Elect Director Jacob A. Frenkel | Management | For | For |
1.6 | Elect Director Joel I. Klein | Management | For | For |
1.7 | Elect Director Douglas T. Linde | Management | For | For |
1.8 | Elect Director Matthew J. Lustig | Management | For | For |
1.9 | Elect Director Owen D. Thomas | Management | For | For |
1.10 | Elect Director Martin Turchin | Management | For | For |
1.11 | Elect Director David A. Twardock | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
BR PROPERTIES SA Meeting Date: APR 30, 2018 Record Date: Meeting Type: ANNUAL | ||||
Ticker: BRPR3 Security ID: P1909V120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2017 | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Capital Budget | Management | For | For |
4 | Fix Number of Directors at Five | Management | For | For |
5 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | Abstain |
6 | Elect Directors | Management | For | For |
7 | In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? | Management | None | Against |
8 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? | Management | None | Abstain |
9.1 | Percentage of Votes to Be Assigned - Elect Antonio Carlos Augusto Ribeiro Bonchristiano as Director | Management | None | Abstain |
9.2 | Percentage of Votes to Be Assigned - Elect Thiago Coelho Rocha as Director | Management | None | Abstain |
9.3 | Percentage of Votes to Be Assigned - Elect Rubens Mario Marques de Freitas as Director | Management | None | Abstain |
9.4 | Percentage of Votes to Be Assigned - Elect Charles Lagana Putz as Independent Director | Management | None | Abstain |
9.5 | Percentage of Votes to Be Assigned - Elect Fabio de Araujo Nogueira as Independent Director | Management | None | Abstain |
10 | As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | Abstain |
11 | Approve Remuneration of Company's Management | Management | For | Against |
12 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | Management | None | For |
CANADIAN APARTMENT PROPERTIES REAL ESTATE INVESTMENT TRUST Meeting Date: JUN 06, 2018 Record Date: MAY 02, 2018 Meeting Type: ANNUAL | ||||
Ticker: CAR.UN Security ID: 134921105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee Harold Burke | Management | For | For |
1.2 | Elect Trustee Gina Cody | Management | For | For |
1.3 | Elect Trustee David Ehrlich | Management | For | For |
1.4 | Elect Trustee Paul Harris | Management | For | For |
1.5 | Elect Trustee Jamie Schwartz | Management | For | For |
1.6 | Elect Trustee Michael Stein | Management | For | For |
1.7 | Elect Trustee Stanley Swartzman | Management | For | For |
1.8 | Elect Trustee Elaine Todres | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CAPITALAND COMMERCIAL TRUST Meeting Date: APR 19, 2018 Record Date: Meeting Type: ANNUAL | ||||
Ticker: C61U Security ID: Y1091N100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors' Report | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Manager to Fix Their Remuneration | Management | For | For |
3 | Approve Issuance of Equity or Equity- Linked Securities with or without Preemptive Rights | Management | For | For |
4 | Authorize Unit Repurchase Program | Management | For | For |
5 | Amend Trust Deed | Management | For | For |
CAPITALAND LIMITED Meeting Date: APR 30, 2018 Record Date: Meeting Type: ANNUAL | ||||
Ticker: C31 Security ID: Y10923103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Approve First and Final Dividend | Management | For | For |
3 | Approve Directors' Fees | Management | For | For |
4a | Elect Amirsham Bin A Aziz as Director | Management | For | For |
4b | Elect Kee Teck Koon as Director | Management | For | For |
5a | Elect Anthony Lim Weng Kin as Director | Management | For | For |
5b | Elect Gabriel Lim Meng Liang as Director | Management | For | For |
5c | Elect Goh Swee Chen as Director | Management | For | For |
6 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
8 | Approve Grant of Awards and Issuance of Shares Under the CapitaLand Performance Share Plan 2010 and/or CapitaLand Restricted Share Plan 2010 | Management | For | For |
9 | Authorize Share Repurchase Program | Management | For | For |
CATCHMARK TIMBER TRUST, INC. Meeting Date: JUN 26, 2018 Record Date: APR 09, 2018 Meeting Type: ANNUAL | ||||
Ticker: CTT Security ID: 14912Y202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry Barag | Management | For | For |
1.2 | Elect Director Paul S. Fisher | Management | For | For |
1.3 | Elect Director Mary E. McBride | Management | For | For |
1.4 | Elect Director Donald S. Moss | Management | For | For |
1.5 | Elect Director Willis J. Potts, Jr. | Management | For | For |
1.6 | Elect Director Douglas D. Rubenstein | Management | For | For |
1.7 | Elect Director Henry G. Zigtema | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
CATENA AB Meeting Date: APR 26, 2018 Record Date: APR 20, 2018 Meeting Type: ANNUAL | ||||
Ticker: CATE Security ID: W2356E100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7 | Receive Board's Report and Report on Committee Work | Management | None | None |
8 | Receive President's Report | Management | None | None |
9 | Receive Financial Statements and Statutory Reports | Management | None | None |
10 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
11 | Approve Allocation of Income and Dividends of SEK 4.50 Per Share | Management | For | Did Not Vote |
12 | Approve Discharge of Board and President | Management | For | Did Not Vote |
13 | Determine Number of Members (7) and Deputy Members (0) of Board | Management | For | Did Not Vote |
14 | Approve Remuneration of Directors in the Amount of SEK 300,000 for Chairman, SEK 150,000 to Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
15 | Reelect Henry Klotz, Bo Forsen, Gustaf Hermelin (Chairman), Katarina Wallin and Helene Briggertas Directors; Elect Tomas Andersson and Ingela Bendrot as New Director | Management | For | Did Not Vote |
16 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
17 | Authorize Chairman of the Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
18 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
19 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
20 | Authorize Reissuance of Repurchased Shares | Management | For | Did Not Vote |
21 | Approve Creation of Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
22 | Amend Articles Re: Registered Office; Share Capital; Number of Shares; Location of General Meeting; Record Day | Management | For | Did Not Vote |
23 | Other Business | Management | None | None |
24 | Close Meeting | Management | None | None |
CELLNEX TELECOM S.A. Meeting Date: MAY 30, 2018 Record Date: MAY 25, 2018 Meeting Type: ANNUAL | ||||
Ticker: CLNX Security ID: E2R41M104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Discharge of Board | Management | For | For |
4 | Approve Dividends | Management | For | For |
5 | Amend Remuneration Policy | Management | For | For |
6.1 | Fix Number of Directors at 12 | Management | For | For |
6.2 | Elect Maria Luisa Guijarro Pinal as Director | Management | For | For |
6.3 | Elect Anne Bouverot as Director | Management | For | For |
6.4 | Ratify Appointment of and Elect Carlos del Rio Carcano as Director | Management | For | For |
6.5 | Ratify Appointment of and Elect David Diaz Almazan as Director | Management | For | For |
6.6 | Reelect Bertrand Boudewijn Kan as Director | Management | For | For |
6.7 | Reelect Pierre Blayau as Director | Management | For | For |
6.8 | Reelect Peter Shore as Director | Management | For | For |
6.9 | Reelect Giampaolo Zambeletti as Director | Management | For | For |
7 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | Management | For | For |
8 | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities with Exclusion of Preemptive Rights up to 20 Percent of Capital | Management | For | For |
9 | Authorize Share Repurchase Program | Management | For | For |
10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
11 | Advisory Vote on Remuneration Report | Management | For | For |
CHINA RESOURCES LAND LTD. Meeting Date: JUN 01, 2018 Record Date: MAY 25, 2018 Meeting Type: ANNUAL | ||||
Ticker: 1109 Security ID: G2108Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3.1 | Elect Wu Xiangdong as Director | Management | For | Against |
3.2 | Elect Tang Yong as Director | Management | For | For |
3.3 | Elect Wan Kam To, Peter as Director | Management | For | Against |
3.4 | Elect Andrew Y. Yan as Director | Management | For | Against |
3.5 | Elect Ho Hin Ngai, Bosco as Director | Management | For | For |
3.6 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Approve Ernst & Young as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
CITY DEVELOPMENTS LIMITED Meeting Date: APR 25, 2018 Record Date: Meeting Type: ANNUAL | ||||
Ticker: C09 Security ID: V23130111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Directors' Fees | Management | For | For |
4a | Elect Kwek Leng Beng as Director | Management | For | For |
4b | Elect Kwek Leng Peck as Director | Management | For | For |
4c | Elect Chan Soon Hee Eric as Director | Management | For | For |
5 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
7 | Authorize Share Repurchase Program | Management | For | Against |
8 | Approve Mandate for Interested Person Transactions | Management | For | For |
CK ASSET HOLDINGS LIMITED Meeting Date: MAY 10, 2018 Record Date: MAY 04, 2018 Meeting Type: ANNUAL | ||||
Ticker: 1113 Security ID: G2177B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3.1 | Elect Ip Tak Chuen, Edmond as Director | Management | For | Against |
3.2 | Elect Chiu Kwok Hung, Justin as Director | Management | For | Against |
3.3 | Elect Chow Wai Kam as Director | Management | For | Against |
3.4 | Elect Chow Nin Mow, Albert as Director | Management | For | For |
3.5 | Elect Hung Siu-lin, Katherine as Director | Management | For | For |
4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
5.1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5.2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
5.3 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
DERWENT LONDON PLC Meeting Date: MAY 18, 2018 Record Date: MAY 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: DLN Security ID: G27300105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Approve Special Dividend | Management | For | For |
5 | Re-elect Robert Rayne as Director | Management | For | For |
6 | Re-elect John Burns as Director | Management | For | For |
7 | Re-elect Simon Silver as Director | Management | For | For |
8 | Re-elect Damian Wisniewski as Director | Management | For | For |
9 | Re-elect Nigel George as Director | Management | For | For |
10 | Re-elect David Silverman as Director | Management | For | For |
11 | Re-elect Paul Williams as Director | Management | For | For |
12 | Re-elect Stephen Young as Director | Management | For | For |
13 | Re-elect Simon Fraser as Director | Management | For | For |
14 | Re-elect Richard Dakin as Director | Management | For | For |
15 | Re-elect Claudia Arney as Director | Management | For | For |
16 | Re-elect Cilla Snowball as Director | Management | For | For |
17 | Elect Helen Gordon as Director | Management | For | For |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
19 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
20 | Approve Sharesave Plan | Management | For | For |
21 | Approve Employee Share Option Plan | Management | For | For |
22 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
24 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
25 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
26 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
DEUTSCHE WOHNEN SE Meeting Date: JUN 15, 2018 Record Date: MAY 24, 2018 Meeting Type: ANNUAL | ||||
Ticker: DWNI Security ID: D2046U176 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.80 per Share | Management | For | Against |
3 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2018 | Management | For | For |
6 | Elect Tina Kleingarn to the Supervisory Board | Management | For | For |
7 | Approve Creation of EUR 110 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 35 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
10 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
DOUGLAS EMMETT, INC. Meeting Date: MAY 31, 2018 Record Date: APR 04, 2018 Meeting Type: ANNUAL | ||||
Ticker: DEI Security ID: 25960P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan A. Emmett | Management | For | For |
1.2 | Elect Director Jordan L. Kaplan | Management | For | For |
1.3 | Elect Director Kenneth M. Panzer | Management | For | For |
1.4 | Elect Director Christopher H. Anderson | Management | For | For |
1.5 | Elect Director Leslie E. Bider | Management | For | For |
1.6 | Elect Director David T. Feinberg | Management | For | For |
1.7 | Elect Director Virginia A. McFerran | Management | For | For |
1.8 | Elect Director Thomas E. O'Hern | Management | For | For |
1.9 | Elect Director William E. Simon, Jr. | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DREAM OFFICE REAL ESTATE INVESTMENT TRUST Meeting Date: MAY 17, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL | ||||
Ticker: D.UN Security ID: 26153P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee Detlef Bierbaum | Management | For | For |
1.2 | Elect Trustee Donald Charter | Management | For | For |
1.3 | Elect Trustee Michael J. Cooper | Management | For | For |
1.4 | Elect Trustee P. Jane Gavan | Management | For | For |
1.5 | Elect Trustee Robert Goodall | Management | For | For |
1.6 | Elect Trustee Kellie Leitch | Management | For | For |
1.7 | Elect Trustee Karine MacIndoe | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Management | For | For |
EASTERLY GOVERNMENT PROPERTIES, INC. Meeting Date: MAY 08, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL | ||||
Ticker: DEA Security ID: 27616P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Trimble, III | Management | For | For |
1.2 | Elect Director Darrell W. Crate | Management | For | For |
1.3 | Elect Director Michael P. Ibe | Management | For | For |
1.4 | Elect Director William H. Binnie | Management | For | For |
1.5 | Elect Director Cynthia A. Fisher | Management | For | For |
1.6 | Elect Director Emil W. Henry, Jr. | Management | For | For |
1.7 | Elect Director James E. Mead | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
EASTGROUP PROPERTIES, INC. Meeting Date: MAY 24, 2018 Record Date: MAR 29, 2018 Meeting Type: ANNUAL | ||||
Ticker: EGP Security ID: 277276101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director D. Pike Aloian | Management | For | For |
1b | Elect Director H.C. Bailey, Jr. | Management | For | For |
1c | Elect Director H. Eric Bolton, Jr. | Management | For | For |
1d | Elect Director Donald F. Colleran | Management | For | For |
1e | Elect Director Hayden C. Eaves, III | Management | For | For |
1f | Elect Director Fredric H. Gould | Management | For | For |
1g | Elect Director David H. Hoster, II | Management | For | For |
1h | Elect Director Marshall A. Loeb | Management | For | For |
1i | Elect Director Mary E. McCormick | Management | For | For |
1j | Elect Director Leland R. Speed | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ENTRA ASA Meeting Date: APR 20, 2018 Record Date: Meeting Type: ANNUAL | ||||
Ticker: ENTRA Security ID: R2R8A2105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
5 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.10 Per Share | Management | For | Did Not Vote |
6 | Discuss Company's Corporate Governance Statement | Management | None | None |
7.1 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Advisory) | Management | For | Did Not Vote |
7.2 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding) | Management | For | Did Not Vote |
8 | Approve Repurchase Program as Funding for Incentive Plans | Management | For | Did Not Vote |
9 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | Management | For | Did Not Vote |
10 | Authorize Board to Declare Semi-Annual Dividends | Management | For | Did Not Vote |
11 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
12.1 | Approve Remuneration of Directors | Management | For | Did Not Vote |
12.2 | Approve Remuneration for Work in Audit Committee | Management | For | Did Not Vote |
12.3 | Approve Remuneration for Work in Compensation Committee | Management | For | Did Not Vote |
13.1 | Reelect Siri Hatlen as Director (Chairman) | Management | For | Did Not Vote |
13.2 | Reelect Kjell Bjordal as Director | Management | For | Did Not Vote |
13.3 | Reelect Ingrid Dahl Hovland as Director | Management | For | Did Not Vote |
13.4 | Reelect Katarina Staaf as Director | Management | For | Did Not Vote |
13.5 | Reelect Widar Salbuvik as Director | Management | For | Did Not Vote |
14 | Elect Gisele Marchand as Member of Nominating Committee | Management | For | Did Not Vote |
15 | Approve Remuneration of Members of Nominating Committee | Management | For | Did Not Vote |
EQUINIX, INC. Meeting Date: JUN 07, 2018 Record Date: APR 13, 2018 Meeting Type: ANNUAL | ||||
Ticker: EQIX Security ID: 29444U700 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Bartlett | Management | For | For |
1.2 | Elect Director Nanci Caldwell | Management | For | For |
1.3 | Elect Director Gary Hromadko | Management | For | For |
1.4 | Elect Director Scott Kriens | Management | For | For |
1.5 | Elect Director William Luby | Management | For | For |
1.6 | Elect Director Irving Lyons, III | Management | For | For |
1.7 | Elect Director Christopher Paisley | Management | For | For |
1.8 | Elect Director Peter Van Camp | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | For |
EQUITY COMMONWEALTH Meeting Date: JUN 20, 2018 Record Date: APR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: EQC Security ID: 294628102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sam Zell | Management | For | For |
1.2 | Elect Director James S. Corl | Management | For | For |
1.3 | Elect Director Martin L. Edelman | Management | For | For |
1.4 | Elect Director Edward A. Glickman | Management | For | For |
1.5 | Elect Director David A. Helfand | Management | For | For |
1.6 | Elect Director Peter Linneman | Management | For | For |
1.7 | Elect Director James L. Lozier, Jr. | Management | For | For |
1.8 | Elect Director Mary Jane Robertson | Management | For | For |
1.9 | Elect Director Kenneth Shea | Management | For | For |
1.10 | Elect Director Gerald A. Spector | Management | For | For |
1.11 | Elect Director James A. Star | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
EQUITY RESIDENTIAL Meeting Date: JUN 14, 2018 Record Date: MAR 29, 2018 Meeting Type: ANNUAL | ||||
Ticker: EQR Security ID: 29476L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Atwood | Management | For | For |
1.2 | Elect Director Linda Walker Bynoe | Management | For | For |
1.3 | Elect Director Connie K. Duckworth | Management | For | For |
1.4 | Elect Director Mary Kay Haben | Management | For | For |
1.5 | Elect Director Bradley A. Keywell | Management | For | For |
1.6 | Elect Director John E. Neal | Management | For | For |
1.7 | Elect Director David J. Neithercut | Management | For | For |
1.8 | Elect Director Mark S. Shapiro | Management | For | For |
1.9 | Elect Director Gerald A. Spector | Management | For | For |
1.10 | Elect Director Stephen E. Sterrett | Management | For | For |
1.11 | Elect Director Samuel Zell | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXTRA SPACE STORAGE INC. Meeting Date: MAY 23, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: EXR Security ID: 30225T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth M. Woolley | Management | For | For |
1.2 | Elect Director Joseph D. Margolis | Management | For | For |
1.3 | Elect Director Roger B. Porter | Management | For | For |
1.4 | Elect Director Ashley Dreier | Management | For | For |
1.5 | Elect Director Spencer F. Kirk | Management | For | For |
1.6 | Elect Director Dennis J. Letham | Management | For | For |
1.7 | Elect Director Diane Olmstead | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FABEGE AB Meeting Date: APR 09, 2018 Record Date: APR 03, 2018 Meeting Type: ANNUAL | ||||
Ticker: FABG Security ID: W7888D108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7 | Receive Financial Statements and Statutory Reports | Management | None | None |
8a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8b | Approve Allocation of Income and Dividends of SEK 4.50 Per Share | Management | For | Did Not Vote |
8c | Approve Discharge of Board and President | Management | For | Did Not Vote |
8d | Approve April 11, 2018 as Record Date for Dividend Payment | Management | For | Did Not Vote |
9 | Determine Number of Members (8) and Deputy Members (0) of Board; Receive Nominating Committee's Report | Management | For | Did Not Vote |
10 | Approve Remuneration of Directors in the Amount of SEK 500,000 for Chairman and SEK 220,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
11 | Reelect Anette Asklin, Anna Engebretsen, Eva Eriksson, Martha Josefsson, Jan Litborn (Chairman), Par Nuder and Mats Qviberg as Directors; Elect Per-Ingemar Persson as New Director | Management | For | Did Not Vote |
12 | Ratify Deloitte as Auditor | Management | For | Did Not Vote |
13 | Authorize Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
15 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
16 | Amend Articles Re: Set Minimum (133.6 Million) and Maximum (534.4 Million) Number of Shares | Management | For | Did Not Vote |
17 | Approve 2:1 Stock Split | Management | For | Did Not Vote |
18 | Other Business | Management | None | None |
19 | Close Meeting | Management | None | None |
FIRST CAPITAL REALTY INC. Meeting Date: MAY 29, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL | ||||
Ticker: FCR Security ID: 31943B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dori J. Segal | Management | For | For |
1.2 | Elect Director Adam E. Paul | Management | For | For |
1.3 | Elect Director Jon N. Hagan | Management | For | For |
1.4 | Elect Director Annalisa King | Management | For | For |
1.5 | Elect Director Aladin (Al) W. Mawani | Management | For | For |
1.6 | Elect Director Bernard McDonell | Management | For | For |
1.7 | Elect Director Mia Stark | Management | For | For |
1.8 | Elect Director Andrea Stephen | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
FONCIERE DES REGIONS Meeting Date: APR 19, 2018 Record Date: APR 16, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: FDR Security ID: F3832Y172 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 4.50 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Approve Severance Agreement with Dominique Ozanne, Vice CEO | Management | For | Against |
6 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
7 | Approve Remuneration Policy of CEO | Management | For | For |
8 | Approve Remuneration Policy of Vice CEOs | Management | For | For |
9 | Approve Compensation of Jean Laurent, Chairman of the Board | Management | For | For |
10 | Approve Compensation of Christophe Kullmann , CEO | Management | For | For |
11 | Approve Compensation of Olivier Esteve , Vice CEO | Management | For | For |
12 | Reelect ACM Vie as Director | Management | For | Against |
13 | Reelect Romolo Bardin as Director | Management | For | For |
14 | Reelect Delphine Benchetrit as Director | Management | For | For |
15 | Reelect Sigrid Duhamel as Director | Management | For | For |
16 | Renew Appointment of Mazars as Auditor | Management | For | For |
17 | Approve Remuneration of Directors in the Aggregate Amount of EUR 800,000 | Management | For | For |
18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
19 | Authorize Capitalization of Reserves of Up to EUR 22.4 Million for Bonus Issue or Increase in Par Value | Management | For | For |
20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
21 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 56 Million | Management | For | For |
22 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 22.4 Million | Management | For | For |
23 | Authorize Capital Increase of Up to 10 Percent of Issued Capital for Future Exchange Offers | Management | For | For |
24 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
FOREST CITY REALTY TRUST, INC. Meeting Date: JUN 26, 2018 Record Date: MAY 07, 2018 Meeting Type: ANNUAL | ||||
Ticker: FCE.A Security ID: 345605109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Z. Jamie Behar | Management | For | For |
1.3 | Elect Director Michelle Felman | Management | For | For |
1.4 | Elect Director Jerome J. Lande | Management | For | For |
1.5 | Elect Director David J. LaRue | Management | For | For |
1.6 | Elect Director Adam S. Metz | Management | For | For |
1.7 | Elect Director Gavin T. Molinelli | Management | For | For |
1.8 | Elect Director Marran H. Ogilvie | Management | For | For |
1.9 | Elect Director Mark S. Ordan | Management | For | For |
1.10 | Elect Director James A. Ratner | Management | For | Withhold |
1.11 | Elect Director William R. Roberts | Management | For | For |
1.12 | Elect Director Robert A. Schriesheim | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
FORTUNE REAL ESTATE INVESTMENT TRUST Meeting Date: APR 27, 2018 Record Date: APR 19, 2018 Meeting Type: ANNUAL | ||||
Ticker: F25U Security ID: Y2616W104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Trustee's Report, Statement by the Manager, Audited Financial Statements and Auditors' Report | Management | For | For |
2 | Approve Deloitte & Touche LLP and Deloitte Touche Tohmatsu as Auditors and Authorize Manager to Fix Their Remuneration | Management | For | For |
3 | Elect Chiu Kwok Hung, Justin as Director | Management | For | For |
4 | Elect Lim Hwee Chiang as Director | Management | For | For |
5 | Elect Ma Lai Chee, Gerald as Director | Management | For | For |
6 | Elect Koh Poh Wah as Director | Management | For | For |
7 | Authorize Unit Repurchase Program | Management | For | For |
FORTUNE REAL ESTATE INVESTMENT TRUST Meeting Date: APR 27, 2018 Record Date: APR 19, 2018 Meeting Type: SPECIAL | ||||
Ticker: F25U Security ID: Y2616W104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Waiver Extension Including the Proposed New Annual Caps | Management | For | For |
2 | Approve Expanded Investment Scope Regarding Geographical Scope Together with Geographical Scope Amendments | Management | For | For |
3 | Approve Expanded Investment Scope Regarding Property Development and Related Activities Together with Property Development Amendments | Management | For | For |
4 | Approve Expanded Investment Scope Regarding Relevant Investments Together with Relevant Investments Amendments | Management | For | Against |
FRASERS LOGISTICS AND INDUSTRIAL TRUST Meeting Date: MAY 08, 2018 Record Date: Meeting Type: SPECIAL | ||||
Ticker: BUOU Security ID: Y26465107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of Interests in 21 Industrial Properties in Germany and the Netherlands | Management | For | For |
2 | Approve Proposed Equity Fund Raising | Management | For | For |
3 | Approve Proposed FPL Placement | Management | For | For |
4 | Approve Proposed TCCGI Placement | Management | For | For |
GAMING AND LEISURE PROPERTIES, INC. Meeting Date: JUN 14, 2018 Record Date: APR 12, 2018 Meeting Type: ANNUAL | ||||
Ticker: GLPI Security ID: 36467J108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Handler | Management | For | For |
1.2 | Elect Director Joseph W. Marshall, III | Management | For | For |
1.3 | Elect Director James B. Perry | Management | For | For |
1.4 | Elect Director Barry F. Schwartz | Management | For | For |
1.5 | Elect Director Earl C. Shanks | Management | For | For |
1.6 | Elect Director E. Scott Urdang | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
GECINA Meeting Date: APR 18, 2018 Record Date: APR 13, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: GFC Security ID: F4268U171 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Transfer of Revaluation Gains to Corresponding Reserves Account | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 5.30 per Share | Management | For | For |
5 | Approve Stock Dividend Program (Cash or New Shares) | Management | For | For |
6 | Approve Payment of Stock Dividend | Management | For | For |
7 | Approve Transaction with Predica Re: Purchase Agreement of Bonds Redeemable in Shares | Management | For | For |
8 | Approve Transaction with Predica Re: Tender Agreement | Management | For | For |
9 | Approve Transaction with Eurosic Re: Purchase Agreement | Management | For | For |
10 | Approve Transaction with Dominique Dudan Re: Assistance and Consultancy Agreement | Management | For | For |
11 | Approve Compensation of Bernard Michel, Chairman of the Board | Management | For | For |
12 | Approve Compensation of Meka Brunel, CEO | Management | For | For |
13 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
14 | Approve Remuneration Policy of CEO | Management | For | For |
15 | Appoint Bernard Carayon as Censor | Management | For | For |
16 | Reelect Meka Brunel as Director | Management | For | For |
17 | Reelect Jacques Yves Nicol as Director | Management | For | For |
18 | Elect Bernard Carayon as Director | Management | For | For |
19 | Elect Gabrielle Gauthey as Director | Management | For | For |
20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
21 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million | Management | For | For |
22 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
23 | Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers | Management | For | For |
24 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
25 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
26 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
27 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
28 | Authorize Capitalization of Reserves of Up to EUR 100 Million for Bonus Issue or Increase in Par Value | Management | For | For |
29 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
30 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees and Executive Corporate Officers | Management | For | For |
31 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
32 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
GGP INC. Meeting Date: JUN 19, 2018 Record Date: APR 23, 2018 Meeting Type: ANNUAL | ||||
Ticker: GGP Security ID: 36174X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard B. Clark | Management | For | For |
1b | Elect Director Mary Lou Fiala | Management | For | For |
1c | Elect Director J. Bruce Flatt | Management | For | For |
1d | Elect Director Janice R. Fukakusa | Management | For | For |
1e | Elect Director John K. Haley | Management | For | For |
1f | Elect Director Daniel B. Hurwitz | Management | For | For |
1g | Elect Director Brian W. Kingston | Management | For | For |
1h | Elect Director Christina M. Lofgren | Management | For | For |
1i | Elect Director Sandeep Mathrani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
GPT GROUP Meeting Date: MAY 02, 2018 Record Date: APR 30, 2018 Meeting Type: ANNUAL | ||||
Ticker: GPT Security ID: Q4252X155 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lim Swe Guan as Director | Management | For | For |
2 | Elect Vickki McFadden as Director | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Grant of Performance Rights to Robert Johnston (2018 Deferred Short Term Incentive) | Management | For | For |
5 | Approve Grant of Performance Rights to Robert Johnston (Long Term Incentive) | Management | For | For |
6 | Approve Proportional Takeover Provisions | Management | For | For |
GRAMERCY PROPERTY TRUST Meeting Date: JUN 12, 2018 Record Date: APR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: GPT Security ID: 385002308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Black | Management | For | For |
1.2 | Elect Director Gordon F. DuGan | Management | For | For |
1.3 | Elect Director Allan J. Baum | Management | For | For |
1.4 | Elect Director Z. Jamie Behar | Management | For | For |
1.5 | Elect Director Thomas D. Eckert | Management | For | For |
1.6 | Elect Director James L. Francis | Management | For | For |
1.7 | Elect Director Gregory F. Hughes | Management | For | For |
1.8 | Elect Director Jeffrey E. Kelter | Management | For | For |
1.9 | Elect Director Louis P. Salvatore | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HAMMERSON PLC Meeting Date: APR 24, 2018 Record Date: APR 20, 2018 Meeting Type: ANNUAL | ||||
Ticker: HMSO Security ID: G4273Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect David Atkins as Director | Management | For | For |
5 | Re-elect Pierre Bouchut as Director | Management | For | For |
6 | Re-elect Gwyn Burr as Director | Management | For | For |
7 | Re-elect Peter Cole as Director | Management | For | For |
8 | Re-elect Timon Drakesmith as Director | Management | For | For |
9 | Re-elect Terry Duddy as Director | Management | For | For |
10 | Re-elect Andrew Formica as Director | Management | For | For |
11 | Re-elect Judy Gibbons as Director | Management | For | For |
12 | Re-elect Jean-Philippe Mouton as Director | Management | For | For |
13 | Re-elect David Tyler as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Approve Savings-Related Share Option Scheme | Management | For | For |
21 | Approve SAYE Ireland | Management | For | For |
22 | Approve Share Incentive Plan | Management | For | For |
HANG LUNG PROPERTIES LTD. Meeting Date: APR 26, 2018 Record Date: APR 20, 2018 Meeting Type: ANNUAL | ||||
Ticker: 101 Security ID: Y30166105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Elect Ronald Joseph Arculli as Director | Management | For | Against |
3b | Elect Ronnie Chichung Chan as Director | Management | For | For |
3c | Elect Hau Cheong Ho as Director | Management | For | For |
3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
HISPANIA ACTIVOS INMOBILIARIOS SOCIMI SA Meeting Date: APR 04, 2018 Record Date: MAR 28, 2018 Meeting Type: ANNUAL | ||||
Ticker: HIS Security ID: E6164Z114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
2.1 | Approve Treatment of Net Loss | Management | For | For |
2.2 | Approve Application of Reserves to Offset Losses | Management | For | For |
2.3 | Approve Distribution of Share Issuance Premium | Management | For | For |
2.4 | Approve Distribution of Share Issuance Premium | Management | For | For |
3 | Approve Discharge of Board | Management | For | For |
4.1 | Reelect Rafael Miranda Robredo as Director | Management | For | For |
4.2 | Reelect Jose Pedro Perez-Llorca y Rodrigo as Director | Management | For | For |
4.3 | Reelect Joaquin Ayuso Garcia as Director | Management | For | For |
4.4 | Reelect Luis Alberto Manas Anton as Director | Management | For | For |
4.5 | Reelect Maria Concepcion Osacar Garaicoechea as Director | Management | For | For |
4.6 | Reelect Fernando Gumuzio Iniguez de Onzono as Director | Management | For | For |
5.1 | Approve Sale of Company Assets | Management | For | For |
5.2 | Approve Distribution of Share Issuance Premium | Management | For | For |
6 | Approve Pledge of Assets by the Company | Management | For | For |
7 | Authorize to Waive the Exercise of the Right of Early Termination Due to a Change of Control of the Investment Manager Provided in the Investment Manager Agreement | Management | For | For |
8 | Receive Amendments to Board of Directors Regulations | Management | None | None |
9 | Authorize Company to Call EGM with 21 Days' Notice | Management | For | For |
10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
11 | Advisory Vote on Remuneration Report | Management | For | For |
HUDSON PACIFIC PROPERTIES, INC. Meeting Date: MAY 24, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL | ||||
Ticker: HPP Security ID: 444097109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victor J. Coleman | Management | For | For |
1.2 | Elect Director Theodore R. Antenucci | Management | For | For |
1.3 | Elect Director Andrea Wong | Management | For | For |
1.4 | Elect Director Richard B. Fried | Management | For | For |
1.5 | Elect Director Jonathan M. Glaser | Management | For | For |
1.6 | Elect Director Robert L. Harris, II | Management | For | For |
1.7 | Elect Director Mark D. Linehan | Management | For | For |
1.8 | Elect Director Robert M. Moran, Jr. | Management | For | For |
1.9 | Elect Director Michael Nash | Management | For | For |
1.10 | Elect Director Barry A. Porter | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HYATT HOTELS CORPORATION Meeting Date: MAY 16, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL | ||||
Ticker: H Security ID: 448579102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan D. Kronick | Management | For | For |
1.2 | Elect Director Mackey J. McDonald | Management | For | For |
1.3 | Elect Director Jason Pritzker | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HYSAN DEVELOPMENT CO. LTD. Meeting Date: MAY 08, 2018 Record Date: MAY 02, 2018 Meeting Type: ANNUAL | ||||
Ticker: 14 Security ID: Y38203124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.1 | Elect Lau Lawrence Juen-Yee as Director | Management | For | For |
2.2 | Elect Lee Tze Hau Michael as Director | Management | For | For |
2.3 | Elect Poon Chung Yin Joseph as Director | Management | For | For |
3 | Approve Directors' Fees | Management | For | For |
4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
ICADE Meeting Date: APR 25, 2018 Record Date: APR 20, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: ICAD Security ID: F4931M119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR4.30 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Management | For | For |
6 | Acknowledge End of Mandate of Yves Nicolas as Alternate Auditor and Decide Not to Renew and Not to Replace him as Alternate Auditor | Management | For | For |
7 | Reelect Nathalie Tessier as Director | Management | For | Against |
8 | Ratify Appointment of Carole Abbey as Director | Management | For | Against |
9 | Ratify Appointment of Sophie Quatrehomme as Director | Management | For | Against |
10 | Reelect Sophie Quatrehomme as Director | Management | For | Against |
11 | Approve Compensation of Andre Martinez, Chairman of the Board | Management | For | For |
12 | Approve Compensation of Olivier Wigniolle, CEO | Management | For | For |
13 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
14 | Approve Remuneration Policy of CEO | Management | For | For |
15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
16 | Change Location of Registered Office to 27, rue Camille Desmoulins, 92130 Issy les Moulineaux and Amend Article 3 of Bylaws Accordingly | Management | For | For |
17 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 38 Million | Management | For | For |
19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
20 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
22 | Amend Article 12 of Bylaws Re: Remuneration of Board of Directors Members, Chairman, CEO, Vice-CEOs and Corporate Officers Who Are Members of the Board of Directors | Management | For | For |
23 | Authorize 40 Shares of Issued Capital for Use in Restricted Stock Plans Reserved for Employees | Management | For | For |
24 | Ratify Appointment of Jean-Marc Morin as Director | Management | For | Against |
25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
A | Elect Francoise Debrus as Director | Shareholder | Against | Against |
B | Elect Emmanuel Chabas as Director | Shareholder | Against | Against |
C | Elect Pierre Marlier as Director | Shareholder | Against | For |
ICADE Meeting Date: JUN 29, 2018 Record Date: JUN 26, 2018 Meeting Type: SPECIAL | ||||
Ticker: ICAD Security ID: F4931M119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger by Absorption of ANF Immobilier by Icade | Management | For | For |
2 | Issue 420,242 Shares in Connection with Acquisition of ANF Immobilier | Management | For | For |
3 | Authorize 444,509 Shares for Use in Stock Option Plans in Connection with Merger | Management | For | For |
4 | Authorize 19,674 Shares for Use in Restricted Stock Plans in Connection with Merger | Management | For | For |
5 | Elect Guillaume Poitrinal as Director | Management | For | For |
6 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
INFRASTRUTTURE WIRELESS ITALIANE S.P.A. Meeting Date: APR 13, 2018 Record Date: APR 04, 2018 Meeting Type: ANNUAL | ||||
Ticker: INW Security ID: T6032P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Long Term Share Incentive Plan | Management | For | Against |
5 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service Long Term Share Incentive Plan | Management | For | Against |
6.1 | Fix Number of Directors | Shareholder | None | For |
6.2 | Fix Board Terms for Directors | Shareholder | None | For |
6.3.1 | Slate Submitted by Telecom Italia SpA | Shareholder | None | Did Not Vote |
6.3.2 | Slate Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
6.4 | Approve Remuneration of Directors | Shareholder | None | For |
6.5 | Deliberations Pursuant to Article 2390 of Civil Code Re: Decisions Inherent to Authorization of Board Members to Assume Positions in Competing Companies | Shareholder | None | Against |
7.1.1 | Slate Submitted by Telecom Italia SpA | Shareholder | None | Against |
7.1.2 | Slate Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
7.2 | Appoint Chairman of Internal Statutory Auditors | Shareholder | None | For |
7.3 | Approve Internal Auditors' Remuneration | Shareholder | None | For |
INMOBILIARIA COLONIAL SOCIMI SA Meeting Date: MAY 23, 2018 Record Date: MAY 18, 2018 Meeting Type: ANNUAL | ||||
Ticker: COL Security ID: E6451E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Approve Standalone Financial Statements | Management | For | For |
1.2 | Approve Consolidated Financial Statements | Management | For | For |
2.1 | Approve Allocation of Income | Management | For | For |
2.2 | Approve Dividends | Management | For | For |
3 | Approve Discharge of Board and Management Reports | Management | For | For |
4 | Approve Issuance of Shares in Connection with Merger by Absorption of Axiare Patrimonio SOCIMI SA | Management | For | For |
5 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | Management | For | For |
6 | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 500 Million with Exclusion of Preemptive Rights up to 20 Percent of Capital | Management | For | For |
7 | Authorize Company to Call EGM with 15 Days' Notice | Management | For | For |
8 | Fix Number of Directors at 11 | Management | For | Against |
9.1 | Elect Javier Lopez Casado as Director | Management | For | Against |
9.2 | Reelect Juan Jose Brugera Clavero as Director | Management | For | Against |
9.3 | Reelect Pedro Vinolas Serra as Director | Management | For | For |
9.4 | Reelect Juan Carlos Garcia Canizares as Director | Management | For | Against |
9.5 | Reelect Ana Sainz de Vicuna Bemberg as Director | Management | For | For |
9.6 | Reelect Carlos Fernandez-Lerga Garralda as Director | Management | For | For |
9.7 | Reelect Javier Iglesias de Ussel Ordis as Director | Management | For | For |
9.8 | Reelect Luis Maluquer Trepat as Director | Management | For | For |
10 | Advisory Vote on Remuneration Report | Management | For | Against |
11 | Receive Amendments to Board of Directors Regulations | Management | None | None |
12 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
INTERRENT REAL ESTATE INVESTMENT TRUST Meeting Date: MAY 09, 2018 Record Date: MAR 29, 2018 Meeting Type: ANNUAL | ||||
Ticker: IIP.UN Security ID: 46071W205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Trustee Paul Amirault | Management | For | For |
1b | Elect Trustee Paul Bouzanis | Management | For | For |
1c | Elect Trustee Ronald Leslie | Management | For | For |
1d | Elect Trustee Michael McGahan | Management | For | For |
1e | Elect Trustee Cheryl Pangborn | Management | For | For |
1f | Elect Trustee Victor Stone | Management | For | For |
2 | Approve RSM Canada LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Elect Paul Amirault, Paul Bouzanis, Ronald Leslie, Mike McGahan, Cheryl Pangborn and Victor Stone as Trustees of InterRent Trust | Management | For | For |
4 | Elect Paul Bouzanis, Brad Cutsey, Mike McGahan, and Curt Millar as Directors of InterRent Holdings General Partner Limited | Management | For | For |
INTERXION HOLDING NV Meeting Date: JUN 29, 2018 Record Date: JUN 01, 2018 Meeting Type: ANNUAL | ||||
Ticker: INXN Security ID: N47279109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board of Directors | Management | For | For |
3 | Reelect Rob Ruijter as Director | Management | For | For |
4 | Elect David Lister as Director | Management | For | For |
5 | Approve Grant of Shares under Restricted Stock Plan up to EUR 40,000 per Non-Executive Director | Management | For | For |
6 | Approve Award of Performance Shares to Executive Director | Management | For | For |
7 | Grant Board Authority to Issue Shares Re: Employee Incentive Schemes | Management | For | For |
8 | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 7 | Management | For | For |
9 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital for General Purposes | Management | For | For |
10 | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 9 | Management | For | For |
11 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
12 | Other Business (Non-Voting) | Management | None | None |
INVITATION HOMES INC. Meeting Date: MAY 24, 2018 Record Date: APR 03, 2018 Meeting Type: ANNUAL | ||||
Ticker: INVH Security ID: 46187W107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bryce Blair | Management | For | Withhold |
1.2 | Elect Director Frederick C. Tuomi | Management | For | For |
1.3 | Elect Director Richard D. Bronson | Management | For | For |
1.4 | Elect Director Kenneth A. Caplan | Management | For | For |
1.5 | Elect Director Michael D. Fascitelli | Management | For | For |
1.6 | Elect Director Robert G. Harper | Management | For | For |
1.7 | Elect Director Jeffrey E. Kelter | Management | For | For |
1.8 | Elect Director John B. Rhea | Management | For | For |
1.9 | Elect Director Janice L. Sears | Management | For | For |
1.10 | Elect Director William J. Stein | Management | For | For |
1.11 | Elect Director Barry S. Sternlicht | Management | For | Withhold |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
IRON MOUNTAIN INCORPORATED Meeting Date: JUN 14, 2018 Record Date: APR 17, 2018 Meeting Type: ANNUAL | ||||
Ticker: IRM Security ID: 46284V101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jennifer Allerton | Management | For | For |
1b | Elect Director Ted R. Antenucci | Management | For | For |
1c | Elect Director Pamela M. Arway | Management | For | For |
1d | Elect Director Clarke H. Bailey | Management | For | For |
1e | Elect Director Kent P. Dauten | Management | For | For |
1f | Elect Director Paul F. Deninger | Management | For | For |
1g | Elect Director Per-Kristian Halvorsen | Management | For | For |
1h | Elect Director William L. Meaney | Management | For | For |
1i | Elect Director Wendy J. Murdock | Management | For | For |
1j | Elect Director Walter C. Rakowich | Management | For | For |
1k | Elect Director Alfred J. Verrecchia | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
KEIHANSHIN BUILDING CO. LTD. Meeting Date: JUN 19, 2018 Record Date: MAR 31, 2018 Meeting Type: ANNUAL | ||||
Ticker: 8818 Security ID: J32018111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 9.5 | Management | For | For |
2.1 | Elect Director Nakano, Kenjiro | Management | For | For |
2.2 | Elect Director Minami, Koichi | Management | For | For |
2.3 | Elect Director Tada, Junichi | Management | For | For |
2.4 | Elect Director Kawauchi, Kazutomo | Management | For | For |
KENEDIX RETAIL REIT CORP. Meeting Date: JUN 15, 2018 Record Date: MAR 31, 2018 Meeting Type: SPECIAL | ||||
Ticker: 3453 Security ID: J3243R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles to Change Location of Head Office - Amend Permitted Investment Types - Amend Asset Management Compensation | Management | For | For |
2 | Elect Executive Director Asano, Akihiro | Management | For | For |
3 | Elect Alternate Executive Director Nobata, Koichiro | Management | For | For |
4.1 | Elect Supervisory Director Yasu, Yoshitoshi | Management | For | Against |
4.2 | Elect Supervisory Director Yamakawa, Akiko | Management | For | For |
5 | Elect Alternate Supervisory Director Hiyama, Satoshi | Management | For | For |
KEPPEL DC REIT Meeting Date: APR 17, 2018 Record Date: Meeting Type: ANNUAL | ||||
Ticker: AJBU Security ID: Y47230100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors' Report | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Manager to Fix Their Remuneration | Management | For | For |
3 | Elect Tan Tin Wee as Director | Management | For | For |
4 | Elect Thomas Pang Thieng Hwi as Director | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
6 | Amend Trust Deed | Management | For | For |
KILLAM APARTMENT REAL ESTATE INVESTMENT TRUST Meeting Date: MAY 10, 2018 Record Date: MAR 27, 2018 Meeting Type: ANNUAL | ||||
Ticker: KMP.UN Security ID: 49410M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee Timothy R. Banks | Management | For | For |
1.2 | Elect Trustee Philip D. Fraser | Management | For | For |
1.3 | Elect Trustee Robert G. Kay | Management | For | For |
1.4 | Elect Trustee Aldea M. Landry | Management | For | For |
1.5 | Elect Trustee James C. Lawley | Management | For | For |
1.6 | Elect Trustee Arthur G. Lloyd | Management | For | For |
1.7 | Elect Trustee Karine L. MacIndoe | Management | For | For |
1.8 | Elect Trustee Robert G. Richardson | Management | For | For |
1.9 | Elect Trustee Manfred J. Walt | Management | For | For |
1.10 | Elect Trustee G. Wayne Watson | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Management | For | For |
3 | Amend Restricted Trust Unit Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
KLEPIERRE Meeting Date: APR 24, 2018 Record Date: APR 19, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: LI Security ID: F5396X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income Dividends of EUR 1.96 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions Regarding New Transactions | Management | For | For |
5 | Approve Termination Package of Jean-Michel Gault | Management | For | Against |
6 | Reelect David Simon as Supervisory Board Member | Management | For | Against |
7 | Reelect John Carrafiell as Supervisory Board Member | Management | For | For |
8 | Reelect Steven Fivel as Supervisory Board Member | Management | For | For |
9 | Elect Robert Fowlds as Supervisory Board Member | Management | For | For |
10 | Approve Compensation of Jean-Marc Jestin | Management | For | For |
11 | Approve Compensation of Jean-Michel Gault | Management | For | For |
12 | Approve Remuneration Policy for Supervisory Board Members | Management | For | For |
13 | Approve Remuneration Policy for Chairman of the Management Board | Management | For | For |
14 | Approve Remuneration Policy for Management Board Members | Management | For | For |
15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
16 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
KYUSHU RAILWAY COMPANY Meeting Date: JUN 22, 2018 Record Date: MAR 31, 2018 Meeting Type: ANNUAL | ||||
Ticker: 9142 Security ID: J41079104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 44 | Management | For | For |
2 | Amend Articles to Abolish Board Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval | Management | For | For |
3.1 | Elect Director Karaike, Koji | Management | For | For |
3.2 | Elect Director Aoyagi, Toshihiko | Management | For | For |
3.3 | Elect Director Maeda, Hayato | Management | For | For |
3.4 | Elect Director Tanaka, Ryuji | Management | For | For |
3.5 | Elect Director Furumiya, Yoji | Management | For | For |
3.6 | Elect Director Hirokawa, Masaya | Management | For | For |
3.7 | Elect Director Toshima, Koji | Management | For | For |
3.8 | Elect Director Nuki, Masayoshi | Management | For | For |
3.9 | Elect Director Kuwano, Izumi | Management | For | For |
4.1 | Elect Director and Audit Committee Member Kuga, Eiichi | Management | For | For |
4.2 | Elect Director and Audit Committee Member Goto, Yasuko | Management | For | For |
4.3 | Elect Director and Audit Committee Member Ide, Kazuhide | Management | For | For |
4.4 | Elect Director and Audit Committee Member Eto, Yasunori | Management | For | For |
5 | Approve Compensation Ceiling for Directors Who Are Not Audit Committee Members | Management | For | For |
6 | Approve Compensation Ceiling for Directors Who Are Audit Committee Members | Management | For | For |
LEG IMMOBILIEN AG Meeting Date: MAY 17, 2018 Record Date: Meeting Type: ANNUAL | ||||
Ticker: LEG Security ID: D4960A103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 3.04 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2018 | Management | For | For |
6.1 | Elect Natalie Hayday to the Supervisory Board | Management | For | For |
6.2 | Elect Stefan Juette to the Supervisory Board | Management | For | For |
6.3 | Elect Johannes Ludewig to the Supervisory Board | Management | For | For |
6.4 | Elect Jochen Scharpe to the Supervisory Board | Management | For | For |
6.5 | Elect Michael Zimmer to the Supervisory Board | Management | For | For |
7 | Approve Remuneration of Supervisory Board | Management | For | For |
8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.2 Billion; Approve Creation of EUR 31.6 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
9 | Approve Creation of EUR 31.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
10 | Approve Remuneration System for Management Board Members | Management | For | Against |
11 | Approve Affiliation Agreement with LEG Holding GmbH | Management | For | For |
LIFE STORAGE, INC. Meeting Date: MAY 31, 2018 Record Date: APR 17, 2018 Meeting Type: ANNUAL | ||||
Ticker: LSI Security ID: 53223X107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Rogers | Management | For | For |
1.2 | Elect Director Charles E. Lannon | Management | For | For |
1.3 | Elect Director Stephen R. Rusmisel | Management | For | For |
1.4 | Elect Director Arthur L. Havener, Jr. | Management | For | For |
1.5 | Elect Director Mark G. Barberio | Management | For | For |
1.6 | Elect Director Carol Hansell | Management | For | For |
1.7 | Elect Director Dana Hamilton | Management | For | For |
1.8 | Elect Director Edward J. Pettinella | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LONGFOR PROPERTIES CO. LTD Meeting Date: JUN 08, 2018 Record Date: JUN 04, 2018 Meeting Type: ANNUAL | ||||
Ticker: 960 Security ID: G5635P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Approve Final Dividend | Management | For | For |
2b | Approve Special Dividend | Management | For | For |
3.1 | Elect Zhao Yi as Director | Management | For | Against |
3.2 | Elect Frederick Peter Churchhouse as Director | Management | For | For |
3.3 | Elect Chan Chi On, Derek as Director | Management | For | For |
3.4 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
8 | Change English Name and Chinese Dual Foreign Name | Management | For | For |
MACK-CALI REALTY CORPORATION Meeting Date: JUN 13, 2018 Record Date: APR 03, 2018 Meeting Type: ANNUAL | ||||
Ticker: CLI Security ID: 554489104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Mack | Management | For | For |
1.2 | Elect Director Alan S. Bernikow | Management | For | For |
1.3 | Elect Director Michael J. DeMarco | Management | For | For |
1.4 | Elect Director Kenneth M. Duberstein | Management | For | For |
1.5 | Elect Director Nathan Gantcher | Management | For | For |
1.6 | Elect Director David S. Mack | Management | For | For |
1.7 | Elect Director Alan G. Philibosian | Management | For | For |
1.8 | Elect Director Irvin D. Reid | Management | For | For |
1.9 | Elect Director Rebecca Robertson | Management | For | For |
1.10 | Elect Director Vincent Tese | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
MAPLETREE LOGISTICS TRUST Meeting Date: MAY 24, 2018 Record Date: Meeting Type: SPECIAL | ||||
Ticker: M44U Security ID: Y5759Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of 50 Percent Interest in Each of 11 Property Holding Companies as an Interested Person Transaction | Management | For | For |
MERLIN PROPERTIES SOCIMI, SA Meeting Date: MAY 06, 2018 Record Date: APR 30, 2018 Meeting Type: ANNUAL | ||||
Ticker: MRL Security ID: E7390Z100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
2.1 | Approve Allocation of Income and Dividends | Management | For | For |
2.2 | Approve Dividends Charged to Reserves | Management | For | For |
3 | Approve Discharge of Board | Management | For | For |
4 | Renew Appointment of Deloitte as Auditor | Management | For | For |
5.1 | Fix Number of Directors at 12 | Management | For | For |
5.2 | Reelect Ismael Clemente Orrego as Director | Management | For | For |
5.3 | Reelect Miguel Ollero Barrera as Director | Management | For | For |
5.4 | Reelect Fernando Javier Ortiz Vaamonde as Director | Management | For | For |
5.5 | Reelect Ana Maria Garcia Fau as Director | Management | For | For |
5.6 | Reelect Maria Luisa Jorda Castro as Director | Management | For | For |
5.7 | Reelect George Donald Johnston as Director | Management | For | For |
5.8 | Reelect John Gomez-Hall as Director | Management | For | For |
5.9 | Elect Emilio Novela Berlin as Director | Management | For | For |
6 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | Management | For | For |
7 | Authorize Share Repurchase Program | Management | For | For |
8 | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 1 Billion | Management | For | For |
9 | Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 5 Billion and Issuance of Notes up to EUR 500 Million | Management | For | For |
10.1 | Amend Articles Re: Board Functions and Appointments and Remuneration Committee | Management | For | For |
10.2 | Amend Article 44 Re: Audit and Control Committee | Management | For | For |
10.3 | Amend Article 37 Re: Term Limit of Independent Directors | Management | For | For |
11 | Authorize Company to Call EGM with 15 Days' Notice | Management | For | For |
12 | Advisory Vote on Remuneration Report | Management | For | Against |
13 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
MITSUI FUDOSAN CO. LTD. Meeting Date: JUN 28, 2018 Record Date: MAR 31, 2018 Meeting Type: ANNUAL | ||||
Ticker: 8801 Security ID: J4509L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 22 | Management | For | For |
2 | Approve Annual Bonus | Management | For | For |
3 | Approve Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
MONTEA SCA Meeting Date: MAY 15, 2018 Record Date: MAY 01, 2018 Meeting Type: ANNUAL | ||||
Ticker: MONT Security ID: B6214F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' Report (Non-Voting) | Management | None | None |
2 | Receive Auditors' Report (Non-Voting) | Management | None | None |
3 | Acknowledge Information on the Board's Decision On Optional Dividend | Management | None | None |
4 | Adopt Financial Statements | Management | For | For |
5 | Approve Allocation of Income and Dividends of EUR 2.17 per Share | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Approve Discharge of Statutory Manager | Management | For | For |
8 | Approve Discharge of Auditors | Management | For | For |
9 | Approve Remuneration of Statutory Manager | Management | For | For |
10 | Receive Financial Statements and Statutory Reports of Robinia One NV (Non-Voting) | Management | None | None |
11 | Receive Auditors' Report of Robinia One NV (Non-Voting) | Management | None | None |
12 | Approve Financial Statements and Allocation of Income of Robinia One NV | Management | For | For |
13 | Approve Discharge of Directors of Robinia One NV | Management | For | For |
14 | Approve Discharge of Auditors of Robinia One NV | Management | For | For |
15 | Receive Financial Statements and Statutory Reports of Nyssa NV (Non-Voting) | Management | None | None |
16 | Receive Auditors' Reports of Nyssa NV (Non-Voting) | Management | None | None |
17 | Approve Financial Statements and Allocation of Income of Nyssa NV | Management | For | For |
18 | Approve Discharge of Directors of Nyssa NV | Management | For | For |
19 | Approve Discharge of Auditors of Nyssa NV | Management | For | For |
20 | Acknowledge End of Directors' Mandate and Election of New Directors of the Manager | Management | None | None |
MONTEA SCA Meeting Date: MAY 15, 2018 Record Date: MAY 01, 2018 Meeting Type: SPECIAL | ||||
Ticker: MONT Security ID: B6214F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A.1 | Receive Special Board Report Re: Corporate Purpose | Management | None | None |
A.2 | Receive Special Auditor Report Re: Statement of Assets and Liablities | Management | None | None |
A.3 | Acknowledge Proposal to Amend Corporate Purpose | Management | None | None |
A.4 | Amend Article 4.1 to Update Corporate Purpose | Management | For | For |
B.1 | Receive Special Board Report Re: Article 604 of Companies Code | Management | None | None |
B.2 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital | Management | For | Against |
B.3 | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer | Management | For | Against |
C | Authorize Board to Repurchase Shares in the Event of a Serious and Imminent Harm and Under Normal Conditions | Management | For | Against |
D | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Against |
E.1 | Amend Article 4.2 Re: Amended Law of Regulated Real Estate Companies | Management | For | For |
E.2 | Amend Article 5 Re: Amended Law of Regulated Real Estate Companies | Management | For | For |
E.3 | Amend Article 7.7 Re: Amended Law of Regulated Real Estate Companies | Management | For | For |
F | Authorize Implementation of Approved Resolutions | Management | For | For |
MTR CORPORATION LTD Meeting Date: MAY 16, 2018 Record Date: MAY 09, 2018 Meeting Type: ANNUAL | ||||
Ticker: 66 Security ID: Y6146T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Elect Eddy Fong Ching as Director | Management | For | For |
3b | Elect James Kwan Yuk-choi as Director | Management | For | For |
3c | Elect Lincoln Leong Kwok-kuen as Director | Management | For | For |
3d | Elect Lucia Li Li Ka-lai as Director | Management | For | For |
3e | Elect Benjamin Tang Kwok-bun as Director | Management | For | For |
3f | Elect James Henry Lau Jr as Director | Management | For | For |
4 | Elect Rose Lee Wai-mun as Director | Management | For | For |
5 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Repurchase of Issued Share Capital | Management | For | For |
MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS S.A. Meeting Date: APR 27, 2018 Record Date: Meeting Type: SPECIAL | ||||
Ticker: MULT3 Security ID: P69913187 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Remuneration of Company's Management for Fiscal Year 2017 | Management | For | For |
MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS S.A. Meeting Date: APR 27, 2018 Record Date: Meeting Type: ANNUAL | ||||
Ticker: MULT3 Security ID: P69913187 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2017 | Management | For | For |
2 | Approve Allocation of Income and Interest-on-Capital-Stock Payments | Management | For | For |
3 | Fix Number of Directors at Seven | Management | For | For |
4 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | Abstain |
5.1 | Elect Jose Paulo Ferraz do Amaral as Director | Management | For | For |
5.2 | Elect Jose Isaac Peres as Director | Management | For | Against |
5.3 | Elect Eduardo Kaminitz Peres as Director | Management | For | Against |
5.4 | Elect Jose Carlos de Araujo Sarmento Barata as Director | Management | For | For |
5.5 | Elect Leonard Peter Sharpe as Director | Management | For | Against |
5.6 | Elect John Michael Sullivan as Director | Management | For | Against |
5.7 | Elect Duncan George Osborne as Director | Management | For | Against |
6 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee? | Management | None | Abstain |
7.1 | Percentage of Votes to Be Assigned - Elect Jose Paulo Ferraz do Amaral as Director | Management | None | Abstain |
7.2 | Percentage of Votes to Be Assigned - Elect Jose Isaac Peres as Director | Management | None | Abstain |
7.3 | Percentage of Votes to Be Assigned - Elect Eduardo Kaminitz Peres as Director | Management | None | Abstain |
7.4 | Percentage of Votes to Be Assigned - Elect Jose Carlos de Araujo Sarmento Barata as Director | Management | None | Abstain |
7.5 | Percentage of Votes to Be Assigned - Elect Leonard Peter Sharpe as Director | Management | None | Abstain |
7.6 | Percentage of Votes to Be Assigned - Elect John Michael Sullivan as Director | Management | None | Abstain |
7.7 | Percentage of Votes to Be Assigned - Elect Duncan George Osborne as Director | Management | None | Abstain |
8 | As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | Abstain |
9 | Approve Remuneration of Company's Management | Management | For | For |
10 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | Management | None | For |
NEXUS REAL ESTATE INVESTMENT TRUST Meeting Date: JUN 22, 2018 Record Date: MAY 14, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: ED.UN Security ID: 65342N109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Trustee Lorne Jacobson | Management | For | For |
1b | Elect Trustee Ben Rodney | Management | For | For |
1c | Elect Trustee Mario Forgione | Management | For | For |
1d | Elect Trustee Kelly C. Hanczyk | Management | For | For |
1e | Elect Trustee Bradley Cutsey | Management | For | For |
1f | Elect Trustee Nick Lagopoulos | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Management | For | For |
3 | Re-approve Unit Option Plan | Management | For | Against |
4 | Approve Incentive Unit Plan | Management | For | For |
5 | Amend Nobel REIT LP Agreement | Management | For | For |
NH HOTEL GROUP SA Meeting Date: JUN 21, 2018 Record Date: JUN 15, 2018 Meeting Type: ANNUAL | ||||
Ticker: NHH Security ID: E7650V112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Discharge of Board | Management | For | For |
4 | Renew Appointment of Deloitte as Auditor | Management | For | For |
5.1 | Elect Carmen Artigas as Director | Management | For | For |
5.2 | Elect Guillermo Sagnier Guimon as Director | Management | For | For |
5.3 | Elect Maria Soto Osborne as Director | Management | For | For |
5.4 | Reelect Jose Antonio Castro Sousa as Director | Management | For | For |
5.5 | Reelect Alfredo Fernandez Agras as Director | Management | For | For |
5.6 | Ratify Appointment of and Elect Jose Maria Cantero Montes-Jovellar as Director | Management | For | For |
5.7 | Ratify Appointment of and Elect Maria Grecna as Director | Management | For | For |
5.8 | Ratify Appointment of and Elect Paul Johnson as Director | Management | For | For |
5.9 | Ratify Appointment of and Elect Fernando Lacadena Azpeitia as Director | Management | For | For |
6 | Fix Number of Directors at 12 | Management | For | For |
7 | Approve Annual Maximum Remuneration | Management | For | For |
8 | Approve Remuneration Policy | Management | For | For |
9 | Advisory Vote on Remuneration Report | Management | For | For |
10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
NORTHWEST HEALTHCARE PROPERTIES REAL ESTATE INVESTMENT TRUST Meeting Date: MAY 17, 2018 Record Date: APR 03, 2018 Meeting Type: ANNUAL | ||||
Ticker: NWH.UN Security ID: 667495105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee Robert Baron | Management | For | For |
1.2 | Elect Trustee Colin Loudon | Management | For | For |
1.3 | Elect Trustee C. David Naylor | Management | For | For |
1.4 | Elect Trustee Brian Petersen | Management | For | For |
1.5 | Elect Trustee Karen H. Weaver | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Management | For | For |
PANDOX Meeting Date: APR 09, 2018 Record Date: APR 03, 2018 Meeting Type: ANNUAL | ||||
Ticker: PNDX B Security ID: W70174102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7 | Receive Financial Statements and Statutory Reports; Receive Auditor's Reports | Management | None | None |
8a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8b | Approve Allocation of Income and Dividends of SEK 4.40 Per Share | Management | For | Did Not Vote |
8c | Approve Discharge of Board and President | Management | For | Did Not Vote |
9 | Amend Articles Re: Equity-Related; Name of Share Registrar; Preemptive Rights in Connection with Issuance of Warrants or Convertible Debentures | Management | For | Did Not Vote |
10 | Determine Number of Members (7) and Deputy Members of Board (0); Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
11 | Approve Remuneration of Directors in the Amount of SEK 750,000 for Chairman, SEK 550,000 for Deputy Chairman, and SEK 400,000 for Other Directors; Approve Committee Fees; Approve Remuneration of Auditors | Management | For | Did Not Vote |
12 | Reelect Christian Ringnes (Chairman), Leiv Askvig, Ann-Sofi Danielsson, Bengt Kjell, Helene Sundt and Jeanette Dyhre Kvisvik as Directors, Elect Jon Rasmus Aurdal as New Director | Management | For | Did Not Vote |
13 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
14 | Authorize Chairman of the Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
16 | Approve Creation of Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
17 | Close Meeting | Management | None | None |
PARKWAY LIFE REAL ESTATE INVESTMENT TRUST Meeting Date: APR 30, 2018 Record Date: Meeting Type: ANNUAL | ||||
Ticker: C2PU Security ID: Y67202104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors' Report | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize the Manager to Fix Their Remuneration | Management | For | For |
3 | Elect Cheah Sui Ling as Director | Management | For | For |
4 | Elect Lim Suet Wun as Director | Management | For | For |
5 | Elect Rossana Annizah Binti Ahmad Rashid as Director | Management | For | For |
PARQUE ARAUCO S.A. Meeting Date: APR 13, 2018 Record Date: APR 07, 2018 Meeting Type: ANNUAL | ||||
Ticker: PARAUCO Security ID: P76328106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration of Directors for FY 2018 and Accept Their Expense Report for FY 2017 | Management | For | For |
3 | Receive Report Re: Directors' Committee Activities and Expenses for FY 2017; Fix Their Remuneration and Budget for FY 2018 | Management | For | For |
4 | Receive Report Regarding Related-Party Transactions | Management | For | For |
5 | Appoint Auditors | Management | For | For |
6 | Designate Risk Assessment Companies | Management | For | For |
7 | Designate Newspaper to Publish Meeting Announcements | Management | For | For |
8 | Approve Allocation of Income and Dividend Policy | Management | For | For |
PEBBLEBROOK HOTEL TRUST Meeting Date: JUN 29, 2018 Record Date: MAR 29, 2018 Meeting Type: ANNUAL | ||||
Ticker: PEB Security ID: 70509V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jon E. Bortz | Management | For | For |
1b | Elect Director Cydney C. Donnell | Management | For | For |
1c | Elect Director Ron E. Jackson | Management | For | For |
1d | Elect Director Phillip M. Miller | Management | For | For |
1e | Elect Director Michael J. Schall | Management | For | For |
1f | Elect Director Earl E. Webb | Management | For | For |
1g | Elect Director Laura H. Wright | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PLATZER FASTIGHETER HOLDING AB Meeting Date: APR 26, 2018 Record Date: APR 20, 2018 Meeting Type: ANNUAL | ||||
Ticker: PLAZ B Security ID: W7S644112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7a | Receive Financial Statements and Statutory Reports | Management | None | None |
7b | Receive Boards report on Allocation of Income | Management | None | None |
8 | Receive President's Report | Management | None | None |
9 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
10 | Approve Allocation of Income and Dividends of SEK 1.50 Per Share | Management | For | Did Not Vote |
11 | Approve Discharge of Board and President | Management | For | Did Not Vote |
12 | Determine Number of Members (6) and Deputy Members (0) of Board | Management | For | Did Not Vote |
13 | Approve Remuneration of Directors in the Aggregate Amount of SEK 1.2 Million; Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Reelect Fabian Hielte (Chairman), Anders Jarl, Ricard Robbstal, Charlotte Hybinette and Caroline Krensler as Directors; Elect Eric Grimlund as New Director | Management | For | Did Not Vote |
15 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
16 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
17 | Approve Transfer of Shares in Company which owns Property Garda 2:12 and Subsequent Letting | Management | For | Did Not Vote |
18 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
19 | Approve Creation of Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
20 | Close Meeting | Management | None | None |
PT PAKUWON JATI TBK Meeting Date: JUN 26, 2018 Record Date: MAY 31, 2018 Meeting Type: ANNUAL | ||||
Ticker: PWON Security ID: Y712CA107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Auditors | Management | For | For |
RIOCAN REAL ESTATE INVESTMENT TRUST Meeting Date: MAY 29, 2018 Record Date: APR 02, 2018 Meeting Type: ANNUAL | ||||
Ticker: REI.UN Security ID: 766910103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Trustee Bonnie Brooks | Management | For | For |
1b | Elect Trustee Richard Dansereau | Management | For | For |
1c | Elect Trustee Paul Godfrey | Management | For | For |
1d | Elect Trustee Dale H. Lastman | Management | For | For |
1e | Elect Trustee Jane Marshall | Management | For | For |
1f | Elect Trustee Sharon Sallows | Management | For | For |
1g | Elect Trustee Edward Sonshine | Management | For | For |
1h | Elect Trustee Siim A. Vanaselja | Management | For | For |
1i | Elect Trustee Charles M. Winograd | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
SABRA HEALTH CARE REIT, INC. Meeting Date: JUN 21, 2018 Record Date: APR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: SBRA Security ID: 78573L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Craig A. Barbarosh | Management | For | For |
1b | Elect Director Robert A. Ettl | Management | For | For |
1c | Elect Director Michael J. Foster | Management | For | For |
1d | Elect Director Ronald G. Geary | Management | For | For |
1e | Elect Director Raymond J. Lewis | Management | For | For |
1f | Elect Director Jeffrey A. Malehorn | Management | For | For |
1g | Elect Director Richard K. Matros | Management | For | For |
1h | Elect Director Milton J. Walters | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SCENTRE GROUP Meeting Date: APR 05, 2018 Record Date: APR 03, 2018 Meeting Type: ANNUAL | ||||
Ticker: SCG Security ID: Q8351E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Carolyn Kay as Director | Management | For | For |
4 | Elect Margaret Seale as Director | Management | For | For |
5 | Approve Grant of Performance Rights to Peter Allen | Management | For | For |
6 | Adopt New Constitution | Management | For | For |
SECURE INCOME REIT PLC Meeting Date: MAY 21, 2018 Record Date: MAY 17, 2018 Meeting Type: ANNUAL | ||||
Ticker: SIR Security ID: G7965W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Mike Brown as Director | Management | For | For |
3 | Re-elect Jonathan Lane as Director | Management | For | For |
4 | Re-elect Ian Marcus as Director | Management | For | For |
5 | Reappoint BDO LLP as Auditors | Management | For | For |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
7 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Against |
SEGRO PLC Meeting Date: APR 19, 2018 Record Date: APR 17, 2018 Meeting Type: ANNUAL | ||||
Ticker: SGRO Security ID: G80277141 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Gerald Corbett as Director | Management | For | For |
5 | Re-elect Soumen Das as Director | Management | For | For |
6 | Re-elect Christopher Fisher as Director | Management | For | For |
7 | Re-elect Andy Gulliford as Director | Management | For | For |
8 | Re-elect Martin Moore as Director | Management | For | For |
9 | Re-elect Phil Redding as Director | Management | For | For |
10 | Re-elect Mark Robertshaw as Director | Management | For | For |
11 | Re-elect David Sleath as Director | Management | For | For |
12 | Re-elect Doug Webb as Director | Management | For | For |
13 | Elect Carol Fairweather as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
22 | Approve Long Term Incentive Plan | Management | For | For |
23 | Approve Scrip Dividend | Management | For | For |
SEIBU HOLDINGS INC. Meeting Date: JUN 21, 2018 Record Date: MAR 31, 2018 Meeting Type: ANNUAL | ||||
Ticker: 9024 Security ID: J7030Q119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 11.5 | Management | For | For |
2 | Amend Articles to Amend Provisions on Number of Directors | Management | For | For |
3.1 | Elect Director Goto, Takashi | Management | For | For |
3.2 | Elect Director Takahashi, Kaoru | Management | For | For |
3.3 | Elect Director Nishii, Tomoyuki | Management | For | For |
3.4 | Elect Director Nishiyama, Ryuichiro | Management | For | For |
3.5 | Elect Director Wakabayashi, Hisashi | Management | For | For |
3.6 | Elect Director Koyama, Masahiko | Management | For | For |
3.7 | Elect Director Uwano, Akihisa | Management | For | For |
3.8 | Elect Director Tsujihiro, Masafumi | Management | For | For |
4.1 | Appoint Statutory Auditor Fukasawa, Isao | Management | For | For |
4.2 | Appoint Statutory Auditor Sakomoto, Eiji | Management | For | For |
5 | Approve Compensation Ceiling for Directors | Management | For | For |
SHANGRI-LA ASIA LTD. Meeting Date: MAY 31, 2018 Record Date: MAY 25, 2018 Meeting Type: ANNUAL | ||||
Ticker: 69 Security ID: G8063F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3A | Elect Kuok Hui Kwong as Director | Management | For | For |
3B | Elect Lui Man Shing as Director | Management | For | For |
3C | Elect Ho Kian Guan as Director | Management | For | For |
3D | Elect Yap Chee Keong as Director | Management | For | For |
4 | Approve Directors' Fees Including Fees Payable to Members of the Remuneration Committee, the Nomination Committee and the Audit & Risk Committee | Management | For | For |
5 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
6A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6B | Authorize Repurchase of Issued Share Capital | Management | For | For |
6C | Authorize Reissuance of Repurchased Shares | Management | For | Against |
SHANGRI-LA ASIA LTD. Meeting Date: MAY 31, 2018 Record Date: MAY 25, 2018 Meeting Type: SPECIAL | ||||
Ticker: 69 Security ID: G8063F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Amendments to the Share Award Scheme | Management | For | Against |
SL GREEN REALTY CORP. Meeting Date: MAY 31, 2018 Record Date: MAR 29, 2018 Meeting Type: ANNUAL | ||||
Ticker: SLG Security ID: 78440X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John H. Alschuler | Management | For | For |
1b | Elect Director Lauren B. Dillard | Management | For | For |
1c | Elect Director Stephen L. Green | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
SUMITOMO REALTY & DEVELOPMENT CO. LTD. Meeting Date: JUN 28, 2018 Record Date: MAR 31, 2018 Meeting Type: ANNUAL | ||||
Ticker: 8830 Security ID: J77841112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 14 | Management | For | For |
2 | Elect Director Katayama, Hisatoshi | Management | For | For |
3 | Appoint Statutory Auditor Izuhara, Yozo | Management | For | Against |
4 | Appoint Alternate Statutory Auditor Uno, Kozo | Management | For | For |
SUMMIT INDUSTRIAL INCOME REIT Meeting Date: MAY 09, 2018 Record Date: MAR 29, 2018 Meeting Type: ANNUAL | ||||
Ticker: SMU.UN Security ID: 866120116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee Paul Dykeman | Management | For | For |
1.2 | Elect Trustee Louis Maroun | Management | For | For |
1.3 | Elect Trustee Saul Shulman | Management | For | For |
1.4 | Elect Trustee James Tadeson | Management | For | For |
1.5 | Elect Trustee Larry Morassutti | Management | For | For |
1.6 | Elect Trustee Michael Catford | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Management | For | For |
SWIRE PROPERTIES LTD. Meeting Date: MAY 08, 2018 Record Date: MAY 02, 2018 Meeting Type: ANNUAL | ||||
Ticker: 1972 Security ID: Y83191109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Patrick Healy as Director | Management | For | For |
1b | Elect Lung Ngan Yee Fanny as Director | Management | For | Against |
2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Authorize Repurchase of Issued Share Capital | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
TAUBMAN CENTERS, INC. Meeting Date: MAY 31, 2018 Record Date: APR 02, 2018 Meeting Type: PROXY CONTEST | ||||
Ticker: TCO Security ID: 876664103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Proxy Card) | ||||
1.1 | Elect Director Mayree C. Clark | Management | For | Did Not Vote |
1.2 | Elect Director Michael J. Embler | Management | For | Did Not Vote |
1.3 | Elect Director William S. Taubman | Management | For | Did Not Vote |
2 | Ratify KPMG LLP as Auditors | Management | For | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
4 | Approve Omnibus Stock Plan | Management | For | Did Not Vote |
5 | Approve Recapitalization Plan to Eliminate Series B Non-Participating Convertible Preferred Stock | Shareholder | Against | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Proxy Card) | ||||
1.1 | Elect Director Jonathan Litt | Shareholder | For | For |
1.2 | Elect Director Mayree C. Clark | Shareholder | For | For |
1.3 | Elect Director Michael J. Embler | Shareholder | For | For |
2 | Ratify KPMG LLP as Auditors | Management | None | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
4 | Approve Omnibus Stock Plan | Management | None | For |
5 | Approve Recapitalization Plan to Eliminate Series B Non-Participating Convertible Preferred Stock | Shareholder | For | For |
TERREIS Meeting Date: MAY 04, 2018 Record Date: APR 30, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: TER Security ID: F9296D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.81 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 130,000 | Management | For | For |
6 | Reelect Jacky Lorenzetti as Director | Management | For | Against |
7 | Reelect Sophie Alard as Director | Management | For | Against |
8 | Reelect Valerie Guillen as Director | Management | For | Against |
9 | Reelect Michel Pratoucy as Director | Management | For | Against |
10 | Reelect Ovalto as Director | Management | For | Against |
11 | Appoint Mazars as Auditor | Management | For | For |
12 | Acknowledge End of Mandate of Christophe Bruant as Alternate Auditor | Management | For | For |
13 | Approve Compensation of Fabrice Paget-Domet, CEO | Management | For | For |
14 | Approve Remuneration Policy of Fabrice Paget-Domet, CEO | Management | For | Against |
15 | Authorize Repurchase of Up to 1 Percent of Issued Share Capital | Management | For | Against |
16 | Authorize Issuance of Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million | Management | For | Against |
17 | Authorize Issuance of Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million | Management | For | Against |
18 | Approve Issuance of Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 60 Million | Management | For | Against |
19 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
20 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
21 | Authorize Capitalization of Reserves of Up to EUR 1 Million for Bonus Issue or Increase in Par Value | Management | For | Against |
22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
23 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
THE MACERICH COMPANY Meeting Date: JUN 21, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL | ||||
Ticker: MAC Security ID: 554382101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peggy Alford | Management | For | For |
1b | Elect Director John H. Alschuler | Management | For | For |
1c | Elect Director Eric K. Brandt | Management | For | For |
1d | Elect Director Edward C. Coppola | Management | For | For |
1e | Elect Director Steven R. Hash | Management | For | For |
1f | Elect Director Daniel J. Hirsch | Management | For | For |
1g | Elect Director Diana M. Laing | Management | For | For |
1h | Elect Director Thomas E. O'Hern | Management | For | For |
1i | Elect Director Steven L. Soboroff | Management | For | For |
1j | Elect Director Andrea M. Stephen | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE UNITE GROUP PLC Meeting Date: MAY 10, 2018 Record Date: MAY 08, 2018 Meeting Type: ANNUAL | ||||
Ticker: UTG Security ID: G9283N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Approve Scrip Dividend | Management | For | For |
5 | Re-elect Phil White as Director | Management | For | For |
6 | Re-elect Richard Smith as Director | Management | For | For |
7 | Re-elect Joe Lister as Director | Management | For | For |
8 | Re-elect Richard Simpson as Director | Management | For | For |
9 | Re-elect Sir Tim Wilson as Director | Management | For | For |
10 | Re-elect Andrew Jones as Director | Management | For | For |
11 | Re-elect Elizabeth McMeikan as Director | Management | For | For |
12 | Elect Ross Paterson as Director | Management | For | For |
13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | Against |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Against |
17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | Against |
18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
TPG RE FINANCE TRUST, INC. Meeting Date: MAY 23, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: TRTX Security ID: 87266M107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Avi Banyasz | Management | For | For |
1.2 | Elect Director Greta Guggenheim | Management | For | For |
1.3 | Elect Director Kelvin Davis | Management | For | For |
1.4 | Elect Director Michael Gillmore | Management | For | For |
1.5 | Elect Director Wendy Silverstein | Management | For | For |
1.6 | Elect Director Bradley Smith | Management | For | For |
1.7 | Elect Director Gregory White | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TRITAX BIG BOX REIT PLC Meeting Date: MAY 16, 2018 Record Date: MAY 14, 2018 Meeting Type: ANNUAL | ||||
Ticker: BBOX Security ID: G9101W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Elect Aubrey Adams as Director | Management | For | For |
5 | Re-elect Jim Prower as Director | Management | For | For |
6 | Re-elect Mark Shaw as Director | Management | For | For |
7 | Re-elect Susanne Given as Director | Management | For | For |
8 | Re-elect Richard Jewson as Director | Management | For | For |
9 | Reappoint BDO LLP as Auditors | Management | For | For |
10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
11 | Approve Dividend Policy | Management | For | For |
12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
16 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
17 | Approve Cancellation of Share Premium Account | Management | For | For |
UDR, INC. Meeting Date: MAY 24, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: UDR Security ID: 902653104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Katherine A. Cattanach | Management | For | For |
1b | Elect Director Robert P. Freeman | Management | For | For |
1c | Elect Director Jon A. Grove | Management | For | For |
1d | Elect Director Mary Ann King | Management | For | For |
1e | Elect Director James D. Klingbeil | Management | For | For |
1f | Elect Director Clint D. McDonnough | Management | For | For |
1g | Elect Director Robert A. McNamara | Management | For | For |
1h | Elect Director Mark R. Patterson | Management | For | For |
1i | Elect Director Lynne B. Sagalyn | Management | For | For |
1j | Elect Director Thomas W. Toomey | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Charter to Permit Stockholders to Amend Bylaws | Management | For | Against |
UNIBAIL RODAMCO SE Meeting Date: MAY 17, 2018 Record Date: MAY 14, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: UL Security ID: F95094110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 10.80 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
5 | Approve Compensation of Christophe Cuvillier, Chairman of the Management Board | Management | For | For |
6 | Approve Compensation of Olivier Bossard, Fabrice Mouchel, Astrid Panosyan, Jaap Tonckens and Jean-Marie Tritant, Members of the Management Board | Management | For | For |
7 | Approve Compensation of Colin Dyer, Chairman of the Supervisory Board since April 25, 2017 | Management | For | For |
8 | Approve Compensation of Rob ter Haar, Chairman of the Supervisory Board until April 25, 2017 | Management | For | For |
9 | Amend Article 21 of Bylaws Re: Stock Dividend Program | Management | For | For |
10 | Approve Contribution in Kind of 100,598,795 Shares from WFD Unibail-Rodamco N.V. and its Valuation and Remuneration | Management | For | For |
11 | Approve Contribution in Kind of 2,078,089,686 Shares from Westfield Corporation Limited and 1,827,597,167 Shares from Unibail-Rodamco TH B.V., its Valuation and Remuneration | Management | For | For |
12 | Amend Article 6 of Bylaws Re: WFD Unibail-Rodamco N.V. Shares | Management | For | For |
13 | Amend Article 6 of Bylaws Re: ORNANE Shares | Management | For | For |
14 | Pursuant to Items 9-12 Above, Adopt New Bylaws | Management | For | For |
15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million | Management | For | For |
17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | Management | For | For |
18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above under Items 16-17 | Management | For | For |
19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
21 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
22 | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
23 | Authorize up to 0.07 Percent of Issued Capital for Use in Restricted Stock Plans Re: Westfield Shares | Management | For | For |
24 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
25 | Approve Remuneration Policy for Chairman of the Management Board | Management | For | For |
26 | Approve Remuneration Policy for Management Board Members | Management | For | For |
27 | Approve Remuneration Policy for Supervisory Board Members | Management | For | For |
28 | Reelect Mary Harris as Supervisory Board Member | Management | For | For |
29 | Reelect Sophie Stabile as Supervisory Board Member | Management | For | For |
30 | Reelect Jacqueline Tammenoms Bakker as Supervisory Board Member | Management | For | For |
31 | Elect Jill Granoff as Supervisory Board Member | Management | For | For |
32 | Reelect Jean-Louis Laurens as Supervisory Board Member | Management | For | For |
33 | Elect Peter Lowy as Supervisory Board Member | Management | For | For |
34 | Reelect Alec Pelmore as Supervisory Board Member | Management | For | For |
35 | Elect John McFarlane as Supervisory Board Member | Management | For | For |
36 | Delegate Powers to the Board to Filing of Required Documents under Items 25-27 and 32-35 | Management | For | For |
37 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
UOL GROUP LIMITED Meeting Date: APR 25, 2018 Record Date: Meeting Type: ANNUAL | ||||
Ticker: U14 Security ID: Y9299W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Approve First and Final Dividend | Management | For | For |
3 | Approve Directors' Fees | Management | For | For |
4 | Elect Wee Cho Yaw as Director | Management | For | Against |
5 | Elect Tan Tiong Cheng as Director | Management | For | For |
6 | Elect Wee Ee-chao as Director | Management | For | For |
7 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Approve Grant of Options and Issuance of Shares Under the UOL 2012 Share Option Scheme | Management | For | Against |
9 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | Against |
10 | Authorize Share Repurchase Program | Management | For | Against |
VASTNED RETAIL NV Meeting Date: APR 19, 2018 Record Date: MAR 22, 2018 Meeting Type: ANNUAL | ||||
Ticker: VASTN Security ID: N91784103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discussion on Company's Corporate Governance Structure | Management | None | None |
3 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
6 | Approve Dividends of EUR 2.05 per Share | Management | For | For |
7 | Approve Discharge of Management Board | Management | For | For |
8 | Approve Discharge of Supervisory Board | Management | For | For |
9 | Reelect Reinier Walta to Executive Board | Management | For | For |
10 | Amend the Remuneration Policy of the Executive Board | Management | For | For |
11 | Amend Articles of Association and Authorize Management Board Members to Execute the Deed of Amendment | Management | For | Against |
12 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Other Business (Non-Voting) | Management | None | None |
15 | Close Meeting | Management | None | None |
VIB VERMOEGEN AG Meeting Date: JUN 28, 2018 Record Date: JUN 06, 2018 Meeting Type: ANNUAL | ||||
Ticker: VIH Security ID: D8789L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2018 | Management | For | For |
VIVA ENERGY REIT Meeting Date: MAY 15, 2018 Record Date: MAY 13, 2018 Meeting Type: ANNUAL | ||||
Ticker: VVR Security ID: Q9478H108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Remuneration Report | Management | For | For |
2 | Elect Stephen Newton as Director | Management | For | For |
VONOVIA SE Meeting Date: MAY 09, 2018 Record Date: Meeting Type: ANNUAL | ||||
Ticker: VNA Security ID: D9581T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.32 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2018 | Management | For | For |
6.1 | Elect Juergen Fitschen to the Supervisory Board | Management | For | For |
6.2 | Elect Burkhard Drescher to the Supervisory Board | Management | For | For |
6.3 | Elect Vitus Eckert to the Supervisory Board | Management | For | For |
6.4 | Elect Edgar Ernst to the Supervisory Board | Management | For | For |
6.5 | Elect Florian Funck to the Supervisory Board | Management | For | For |
6.6 | Elect Ute Geipel-Faber to the Supervisory Board | Management | For | For |
6.7 | Elect Daniel Just to the Supervisory Board | Management | For | For |
6.8 | Elect Hildegard Mueller to the Supervisory Board | Management | For | For |
6.9 | Elect Klaus Rauscher to the Supervisory Board | Management | For | For |
6.10 | Elect Ariane Reinhart to the Supervisory Board | Management | For | For |
6.11 | Elect Clara-Christina Streit to the Supervisory Board | Management | For | For |
6.12 | Elect Christian Ulbrich to the Supervisory Board | Management | For | For |
7 | Approve Creation of EUR 242.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 9.7 Billion; Approve Creation of EUR 242.6 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
10 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
11 | Approve Affiliation Agreement with Subsidiary GAGFAH Holding GmbH | Management | For | For |
WHARF REAL ESTATE INVESTMENT COMPANY LIMITED Meeting Date: MAY 09, 2018 Record Date: MAY 02, 2018 Meeting Type: ANNUAL | ||||
Ticker: 1997 Security ID: G9593A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Stephen Tin Hoi Ng as Director | Management | For | For |
2b | Elect Doreen Yuk Fong Lee as Director | Management | For | For |
2c | Elect Yen Thean Leng as Director | Management | For | For |
2d | Elect Kai Hang Leung as Director | Management | For | For |
2e | Elect Alexander Siu Kee Au as Director | Management | For | For |
2f | Elect Andrew James Seaton as Director | Management | For | For |
2g | Elect Richard Gareth Williams as Director | Management | For | For |
2h | Elect Eng Kiong Yeoh as Director | Management | For | For |
3 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Authorize Repurchase of Issued Share Capital | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
XENIA HOTELS & RESORTS, INC. Meeting Date: MAY 22, 2018 Record Date: MAR 29, 2018 Meeting Type: ANNUAL | ||||
Ticker: XHR Security ID: 984017103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marcel Verbaas | Management | For | For |
1.2 | Elect Director Jeffrey H. Donahue | Management | For | For |
1.3 | Elect Director John H. Alschuler | Management | For | For |
1.4 | Elect Director Keith E. Bass | Management | For | For |
1.5 | Elect Director Thomas M. Gartland | Management | For | For |
1.6 | Elect Director Beverly K. Goulet | Management | For | For |
1.7 | Elect Director Mary E. McCormick | Management | For | For |
1.8 | Elect Director Dennis D. Oklak | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Charter to Remove Anti-Takeover Provisions | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
Nuveen Gresham Diversified Commodity Strategy Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Nuveen Multi-Asset Income Fund
ABBVIE INC. Meeting Date: MAY 04, 2018 Record Date: MAR 07, 2018 Meeting Type: ANNUAL | ||||
Ticker: ABBV Security ID: 00287Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roxanne S. Austin | Management | For | For |
1.2 | Elect Director Richard A. Gonzalez | Management | For | For |
1.3 | Elect Director Rebecca B. Roberts | Management | For | For |
1.4 | Elect Director Glenn F. Tilton | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Declassify the Board of Directors | Management | For | For |
6 | Eliminate Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | For |
ALTRIA GROUP, INC. Meeting Date: MAY 17, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: MO Security ID: 02209S103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Casteen, III | Management | For | For |
1.2 | Elect Director Dinyar S. Devitre | Management | For | For |
1.3 | Elect Director Thomas F. Farrell, II | Management | For | For |
1.4 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1.5 | Elect Director W. Leo Kiely, III | Management | For | For |
1.6 | Elect Director Kathryn B. McQuade | Management | For | For |
1.7 | Elect Director George Munoz | Management | For | For |
1.8 | Elect Director Mark E. Newman | Management | For | For |
1.9 | Elect Director Nabil Y. Sakkab | Management | For | For |
1.10 | Elect Director Virginia E. Shanks | Management | For | For |
1.11 | Elect Director Howard A. Willard, III | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Nicotine Levels in Tobacco Products | Shareholder | Against | Against |
ANADARKO PETROLEUM CORPORATION Meeting Date: MAY 15, 2018 Record Date: MAR 20, 2018 Meeting Type: ANNUAL | ||||
Ticker: APC Security ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony R. Chase | Management | For | For |
1b | Elect Director David E. Constable | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Claire S. Farley | Management | For | For |
1e | Elect Director Peter J. Fluor | Management | For | For |
1f | Elect Director Joseph W. Gorder | Management | For | For |
1g | Elect Director John R. Gordon | Management | For | For |
1h | Elect Director Sean Gourley | Management | For | For |
1i | Elect Director Mark C. McKinley | Management | For | For |
1j | Elect Director Eric D. Mullins | Management | For | For |
1k | Elect Director R. A. Walker | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | For |
APPLE INC. Meeting Date: FEB 13, 2018 Record Date: DEC 15, 2017 Meeting Type: ANNUAL | ||||
Ticker: AAPL Security ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James Bell | Management | For | For |
1b | Elect Director Tim Cook | Management | For | For |
1c | Elect Director Al Gore | Management | For | For |
1d | Elect Director Bob Iger | Management | For | For |
1e | Elect Director Andrea Jung | Management | For | For |
1f | Elect Director Art Levinson | Management | For | For |
1g | Elect Director Ron Sugar | Management | For | For |
1h | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Proxy Access Amendments | Shareholder | Against | For |
6 | Establish Human Rights Committee | Shareholder | Against | Against |
AT&T INC. Meeting Date: APR 27, 2018 Record Date: FEB 27, 2018 Meeting Type: ANNUAL | ||||
Ticker: T Security ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
1.3 | Elect Director Richard W. Fisher | Management | For | For |
1.4 | Elect Director Scott T. Ford | Management | For | For |
1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
1.6 | Elect Director William E. Kennard | Management | For | For |
1.7 | Elect Director Michael B. McCallister | Management | For | For |
1.8 | Elect Director Beth E. Mooney | Management | For | For |
1.9 | Elect Director Joyce M. Roche | Management | For | For |
1.10 | Elect Director Matthew K. Rose | Management | For | For |
1.11 | Elect Director Cynthia B. Taylor | Management | For | For |
1.12 | Elect Director Laura D'Andrea Tyson | Management | For | For |
1.13 | Elect Director Geoffrey Y. Yang | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Stock Purchase and Deferral Plan | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
7 | Amend Proxy Access Right | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | For |
9 | Provide Right to Act by Written Consent | Shareholder | Against | For |
BANK OF AMERICA CORPORATION Meeting Date: APR 25, 2018 Record Date: MAR 02, 2018 Meeting Type: ANNUAL | ||||
Ticker: BAC Security ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sharon L. Allen | Management | For | For |
1b | Elect Director Susan S. Bies | Management | For | For |
1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1e | Elect Director Pierre J.P. de Weck | Management | For | For |
1f | Elect Director Arnold W. Donald | Management | For | For |
1g | Elect Director Linda P. Hudson | Management | For | For |
1h | Elect Director Monica C. Lozano | Management | For | For |
1i | Elect Director Thomas J. May | Management | For | For |
1j | Elect Director Brian T. Moynihan | Management | For | For |
1k | Elect Director Lionel L. Nowell, III | Management | For | For |
1l | Elect Director Michael D. White | Management | For | For |
1m | Elect Director Thomas D. Woods | Management | For | For |
1n | Elect Director R. David Yost | Management | For | For |
1o | Elect Director Maria T. Zuber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
BROADCOM LIMITED Meeting Date: MAR 23, 2018 Record Date: MAR 05, 2018 Meeting Type: COURT | ||||
Ticker: AVGO Security ID: Y09827109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
BROADCOM LIMITED Meeting Date: APR 04, 2018 Record Date: FEB 12, 2018 Meeting Type: ANNUAL | ||||
Ticker: AVGO Security ID: Y09827109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hock E. Tan | Management | For | For |
1b | Elect Director James V. Diller | Management | For | For |
1c | Elect Director Gayla J. Delly | Management | For | For |
1d | Elect Director Lewis C. Eggebrecht | Management | For | For |
1e | Elect Director Kenneth Y. Hao | Management | For | For |
1f | Elect Director Eddy W. Hartenstein | Management | For | For |
1g | Elect Director Check Kian Low | Management | For | For |
1h | Elect Director Donald Macleod | Management | For | For |
1i | Elect Director Peter J. Marks | Management | For | For |
1j | Elect Director Henry Samueli | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Issuance of Shares With or Without Preemptive Rights | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
CA, INC. Meeting Date: AUG 09, 2017 Record Date: JUN 12, 2017 Meeting Type: ANNUAL | ||||
Ticker: CA Security ID: 12673P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Jens Alder | Management | For | For |
1B | Elect Director Raymond J. Bromark | Management | For | For |
1C | Elect Director Michael P. Gregoire | Management | For | For |
1D | Elect Director Rohit Kapoor | Management | For | For |
1E | Elect Director Jeffrey G. Katz | Management | For | For |
1F | Elect Director Kay Koplovitz | Management | For | For |
1G | Elect Director Christopher B. Lofgren | Management | For | For |
1H | Elect Director Richard Sulpizio | Management | For | For |
1I | Elect Director Laura S. Unger | Management | For | For |
1J | Elect Director Arthur F. Weinbach | Management | For | For |
1K | Elect Director Renato (Ron) Zambonini | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amendment to Increase Number of Shares Issuable Under the 2012 Non-Employee Stock Plan | Management | For | For |
CELANESE CORPORATION Meeting Date: APR 19, 2018 Record Date: FEB 20, 2018 Meeting Type: ANNUAL | ||||
Ticker: CE Security ID: 150870103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jean S. Blackwell | Management | For | For |
1b | Elect Director William M. Brown | Management | For | For |
1c | Elect Director Bennie W. Fowler | Management | For | For |
1d | Elect Director Edward G. Galante | Management | For | For |
1e | Elect Director Kathryn M. Hill | Management | For | For |
1f | Elect Director David F. Hoffmeister | Management | For | For |
1g | Elect Director John K. Wulff | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
CENTERPOINT ENERGY, INC. Meeting Date: APR 26, 2018 Record Date: MAR 01, 2018 Meeting Type: ANNUAL | ||||
Ticker: CNP Security ID: 15189T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie D. Biddle | Management | For | For |
1b | Elect Director Milton Carroll | Management | For | For |
1c | Elect Director Scott J. McLean | Management | For | For |
1d | Elect Director Martin H. Nesbitt | Management | For | For |
1e | Elect Director Theodore F. Pound | Management | For | For |
1f | Elect Director Scott M. Prochazka | Management | For | For |
1g | Elect Director Susan O. Rheney | Management | For | For |
1h | Elect Director Phillip R. Smith | Management | For | For |
1i | Elect Director John W. Somerhalder, II | Management | For | For |
1j | Elect Director Peter S. Wareing | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CHEVRON CORPORATION Meeting Date: MAY 30, 2018 Record Date: APR 02, 2018 Meeting Type: ANNUAL | ||||
Ticker: CVX Security ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wanda M. Austin | Management | For | For |
1b | Elect Director John B. Frank | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director Charles W. Moorman, IV | Management | For | For |
1f | Elect Director Dambisa F. Moyo | Management | For | For |
1g | Elect Director Ronald D. Sugar | Management | For | For |
1h | Elect Director Inge G. Thulin | Management | For | For |
1i | Elect Director D. James Umpleby, III | Management | For | For |
1j | Elect Director Michael K. Wirth | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | Against |
6 | Report on Transition to a Low Carbon Business Model | Shareholder | Against | Against |
7 | Report on Methane Emissions | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Require Director Nominee with Environmental Experience | Shareholder | Against | For |
10 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
CIGNA CORPORATION Meeting Date: APR 25, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: CI Security ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Cordani | Management | For | For |
1.2 | Elect Director Eric J. Foss | Management | For | For |
1.3 | Elect Director Isaiah Harris, Jr. | Management | For | For |
1.4 | Elect Director Roman Martinez, IV | Management | For | For |
1.5 | Elect Director John M. Partridge | Management | For | For |
1.6 | Elect Director James E. Rogers | Management | For | For |
1.7 | Elect Director Eric C. Wiseman | Management | For | For |
1.8 | Elect Director Donna F. Zarcone | Management | For | For |
1.9 | Elect Director William D. Zollars | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
CISCO SYSTEMS, INC. Meeting Date: DEC 11, 2017 Record Date: OCT 13, 2017 Meeting Type: ANNUAL | ||||
Ticker: CSCO Security ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol A. Bartz | Management | For | For |
1b | Elect Director M. Michele Burns | Management | For | For |
1c | Elect Director Michael D. Capellas | Management | For | For |
1d | Elect Director Amy L. Chang | Management | For | For |
1e | Elect Director John L. Hennessy | Management | For | For |
1f | Elect Director Kristina M. Johnson | Management | For | For |
1g | Elect Director Roderick C. McGeary | Management | For | For |
1h | Elect Director Charles H. Robbins | Management | For | For |
1i | Elect Director Arun Sarin | Management | For | For |
1j | Elect Director Brenton L. Saunders | Management | For | For |
1k | Elect Director Steven M. West | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
CIT GROUP INC. Meeting Date: MAY 08, 2018 Record Date: MAR 15, 2018 Meeting Type: ANNUAL | ||||
Ticker: CIT Security ID: 125581801 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ellen R. Alemany | Management | For | For |
1b | Elect Director Michael L. Brosnan | Management | For | For |
1c | Elect Director Michael A. Carpenter | Management | For | For |
1d | Elect Director Dorene C. Dominguez | Management | For | For |
1e | Elect Director Alan Frank | Management | For | For |
1f | Elect Director William M. Freeman | Management | For | For |
1g | Elect Director R. Brad Oates | Management | For | For |
1h | Elect Director Gerald Rosenfeld | Management | For | For |
1i | Elect Director John R. Ryan | Management | For | For |
1j | Elect Director Sheila A. Stamps | Management | For | For |
1k | Elect Director Khanh T. Tran | Management | For | For |
1l | Elect Director Laura S. Unger | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CITIGROUP INC. Meeting Date: APR 24, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: C Security ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Ellen M. Costello | Management | For | For |
1c | Elect Director John C. Dugan | Management | For | For |
1d | Elect Director Duncan P. Hennes | Management | For | For |
1e | Elect Director Peter B. Henry | Management | For | For |
1f | Elect Director Franz B. Humer | Management | For | For |
1g | Elect Director S. Leslie Ireland | Management | For | For |
1h | Elect Director Renee J. James | Management | For | For |
1i | Elect Director Eugene M. McQuade | Management | For | For |
1j | Elect Director Michael E. O'Neill | Management | For | For |
1k | Elect Director Gary M. Reiner | Management | For | For |
1l | Elect Director Anthony M. Santomero | Management | For | For |
1m | Elect Director Diana L. Taylor | Management | For | For |
1n | Elect Director James S. Turley | Management | For | For |
1o | Elect Director Deborah C. Wright | Management | For | For |
1p | Elect Director Ernesto Zedillo Ponce De Leon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt Human and Indigenous People's Rights Policy | Shareholder | Against | Against |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
8 | Amend Proxy Access Right | Shareholder | Against | For |
9 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
10 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
CMS ENERGY CORPORATION Meeting Date: MAY 04, 2018 Record Date: MAR 06, 2018 Meeting Type: ANNUAL | ||||
Ticker: CMS Security ID: 125896100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jon E. Barfield | Management | For | For |
1b | Elect Director Deborah H. Butler | Management | For | For |
1c | Elect Director Kurt L. Darrow | Management | For | For |
1d | Elect Director Stephen E. Ewing | Management | For | For |
1e | Elect Director William D. Harvey | Management | For | For |
1f | Elect Director Patricia K. Poppe | Management | For | For |
1g | Elect Director John G. Russell | Management | For | For |
1h | Elect Director Myrna M. Soto | Management | For | For |
1i | Elect Director John G. Sznewajs | Management | For | For |
1j | Elect Director Laura H. Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
COMCAST CORPORATION Meeting Date: JUN 11, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL | ||||
Ticker: CMCSA Security ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Madeline S. Bell | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Maritza G. Montiel | Management | For | For |
1.8 | Elect Director Asuka Nakahara | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
CROWN CASTLE INTERNATIONAL CORP. Meeting Date: MAY 17, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL | ||||
Ticker: CCI Security ID: 22822V101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director P. Robert Bartolo | Management | For | For |
1b | Elect Director Jay A. Brown | Management | For | For |
1c | Elect Director Cindy Christy | Management | For | For |
1d | Elect Director Ari Q. Fitzgerald | Management | For | For |
1e | Elect Director Robert E. Garrison, II | Management | For | For |
1f | Elect Director Andrea J. Goldsmith | Management | For | For |
1g | Elect Director Lee W. Hogan | Management | For | For |
1h | Elect Director Edward C. Hutcheson, Jr. | Management | For | For |
1i | Elect Director J. Landis Martin | Management | For | For |
1j | Elect Director Robert F. McKenzie | Management | For | For |
1k | Elect Director Anthony J. Melone | Management | For | For |
1l | Elect Director W. Benjamin Moreland | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CSX CORPORATION Meeting Date: MAY 18, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | ||||
Ticker: CSX Security ID: 126408103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Donna M. Alvarado | Management | For | For |
1b | Elect Director John B. Breaux | Management | For | For |
1c | Elect Director Pamela L. Carter | Management | For | For |
1d | Elect Director James M. Foote | Management | For | For |
1e | Elect Director Steven T. Halverson | Management | For | For |
1f | Elect Director Paul C. Hilal | Management | For | For |
1g | Elect Director Edward J. Kelly, III | Management | For | For |
1h | Elect Director John D. McPherson | Management | For | For |
1i | Elect Director David M. Moffett | Management | For | For |
1j | Elect Director Dennis H. Reilley | Management | For | For |
1k | Elect Director Linda H. Riefler | Management | For | For |
1l | Elect Director J. Steven Whisler | Management | For | For |
1m | Elect Director John J. Zillmer | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
CVS HEALTH CORPORATION Meeting Date: MAR 13, 2018 Record Date: FEB 05, 2018 Meeting Type: SPECIAL | ||||
Ticker: CVS Security ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
CVS HEALTH CORPORATION Meeting Date: JUN 04, 2018 Record Date: APR 10, 2018 Meeting Type: ANNUAL | ||||
Ticker: CVS Security ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard M. Bracken | Management | For | For |
1b | Elect Director C. David Brown, II | Management | For | For |
1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
1e | Elect Director David W. Dorman | Management | For | For |
1f | Elect Director Anne M. Finucane | Management | For | For |
1g | Elect Director Larry J. Merlo | Management | For | For |
1h | Elect Director Jean-Pierre Millon | Management | For | For |
1i | Elect Director Mary L. Schapiro | Management | For | For |
1j | Elect Director Richard J. Swift | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
1l | Elect Director Tony L. White | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
5 | Provide For Confidential Running Vote Tallies On Executive Pay Matters | Shareholder | Against | Against |
D.R. HORTON, INC. Meeting Date: JAN 24, 2018 Record Date: NOV 27, 2017 Meeting Type: ANNUAL | ||||
Ticker: DHI Security ID: 23331A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Donald R. Horton | Management | For | For |
1b | Elect Director Barbara K. Allen | Management | For | For |
1c | Elect Director Brad S. Anderson | Management | For | For |
1d | Elect Director Michael R. Buchanan | Management | For | For |
1e | Elect Director Michael W. Hewatt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
EAST WEST BANCORP, INC. Meeting Date: MAY 24, 2018 Record Date: MAR 29, 2018 Meeting Type: ANNUAL | ||||
Ticker: EWBC Security ID: 27579R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Molly Campbell | Management | For | For |
1.2 | Elect Director Iris S. Chan | Management | For | For |
1.3 | Elect Director Rudolph I. Estrada | Management | For | For |
1.4 | Elect Director Paul H. Irving | Management | For | For |
1.5 | Elect Director Herman Y. Li | Management | For | For |
1.6 | Elect Director Jack C. Liu | Management | For | For |
1.7 | Elect Director Dominic Ng | Management | For | For |
1.8 | Elect Director Lester M. Sussman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
EASTMAN CHEMICAL COMPANY Meeting Date: MAY 03, 2018 Record Date: MAR 15, 2018 Meeting Type: ANNUAL | ||||
Ticker: EMN Security ID: 277432100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Humberto P. Alfonso | Management | For | For |
1.2 | Elect Director Brett D. Begemann | Management | For | For |
1.3 | Elect Director Michael P. Connors | Management | For | For |
1.4 | Elect Director Mark J. Costa | Management | For | For |
1.5 | Elect Director Stephen R. Demeritt | Management | For | For |
1.6 | Elect Director Robert M. Hernandez | Management | For | For |
1.7 | Elect Director Julie F. Holder | Management | For | For |
1.8 | Elect Director Renee J. Hornbaker | Management | For | For |
1.9 | Elect Director Lewis M. Kling | Management | For | For |
1.10 | Elect Director James J. O'Brien | Management | For | For |
1.11 | Elect Director David W. Raisbeck | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
GENERAL DYNAMICS CORPORATION Meeting Date: MAY 02, 2018 Record Date: MAR 08, 2018 Meeting Type: ANNUAL | ||||
Ticker: GD Security ID: 369550108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James S. Crown | Management | For | For |
1b | Elect Director Rudy F. deLeon | Management | For | For |
1c | Elect Director Lester L. Lyles | Management | For | For |
1d | Elect Director Mark M. Malcolm | Management | For | For |
1e | Elect Director Phebe N. Novakovic | Management | For | For |
1f | Elect Director C. Howard Nye | Management | For | For |
1g | Elect Director William A. Osborn | Management | For | For |
1h | Elect Director Catherine B. Reynolds | Management | For | For |
1i | Elect Director Laura J. Schumacher | Management | For | For |
1j | Elect Director Peter A. Wall | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
GILEAD SCIENCES, INC. Meeting Date: MAY 09, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: GILD Security ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John F. Cogan | Management | For | For |
1b | Elect Director Jacqueline K. Barton | Management | For | For |
1c | Elect Director Kelly A. Kramer | Management | For | For |
1d | Elect Director Kevin E. Lofton | Management | For | For |
1e | Elect Director John C. Martin | Management | For | For |
1f | Elect Director John F. Milligan | Management | For | For |
1g | Elect Director Richard J. Whitley | Management | For | For |
1h | Elect Director Gayle E. Wilson | Management | For | For |
1i | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
HALLIBURTON COMPANY Meeting Date: MAY 16, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | ||||
Ticker: HAL Security ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdulaziz F. Al Khayyal | Management | For | For |
1b | Elect Director William E. Albrecht | Management | For | For |
1c | Elect Director Alan M. Bennett | Management | For | For |
1d | Elect Director James R. Boyd | Management | For | For |
1e | Elect Director Milton Carroll | Management | For | For |
1f | Elect Director Nance K. Dicciani | Management | For | For |
1g | Elect Director Murry S. Gerber | Management | For | For |
1h | Elect Director Jose C. Grubisich | Management | For | For |
1i | Elect Director David J. Lesar | Management | For | For |
1j | Elect Director Robert A. Malone | Management | For | For |
1k | Elect Director Jeffrey A. Miller | Management | For | For |
1l | Elect Director Debra L. Reed | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
HILTON WORLDWIDE HOLDINGS INC. Meeting Date: MAY 10, 2018 Record Date: MAR 15, 2018 Meeting Type: ANNUAL | ||||
Ticker: HLT Security ID: 43300A203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher J. Nassetta | Management | For | For |
1b | Elect Director Jonathan D. Gray | Management | For | For |
1c | Elect Director Charlene T. Begley | Management | For | For |
1d | Elect Director Melanie L. Healey | Management | For | For |
1e | Elect Director Raymond E. Mabus, Jr. | Management | For | For |
1f | Elect Director Judith A. McHale | Management | For | For |
1g | Elect Director John G. Schreiber | Management | For | For |
1h | Elect Director Elizabeth A. Smith | Management | For | For |
1i | Elect Director Douglas M. Steenland | Management | For | For |
1j | Elect Director Zhang Ling - Resigned Director | Management | None | None |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HOLLYFRONTIER CORPORATION Meeting Date: MAY 09, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL | ||||
Ticker: HFC Security ID: 436106108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anne-Marie N. Ainsworth | Management | For | For |
1b | Elect Director Douglas Y. Bech | Management | For | For |
1c | Elect Director Anna C. Catalano | Management | For | For |
1d | Elect Director George J. Damiris | Management | For | For |
1e | Elect Director Leldon E. Echols | Management | For | For |
1f | Elect Director R. Kevin Hardage *Withdrawn Resolution* | Management | None | None |
1g | Elect Director Michael C. Jennings | Management | For | For |
1h | Elect Director Robert J. Kostelnik | Management | For | For |
1i | Elect Director James H. Lee | Management | For | For |
1j | Elect Director Franklin Myers | Management | For | For |
1k | Elect Director Michael E. Rose | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
HOME BANCSHARES, INC. Meeting Date: APR 19, 2018 Record Date: FEB 23, 2018 Meeting Type: ANNUAL | ||||
Ticker: HOMB Security ID: 436893200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Allison | Management | For | For |
1.2 | Elect Director C. Randall Sims | Management | For | For |
1.3 | Elect Director Brian S. Davis | Management | For | For |
1.4 | Elect Director Milburn Adams | Management | For | For |
1.5 | Elect Director Robert H. Adcock, Jr. | Management | For | Withhold |
1.6 | Elect Director Richard H. Ashley | Management | For | For |
1.7 | Elect Director Mike D. Beebe | Management | For | For |
1.8 | Elect Director Jack E. Engelkes | Management | For | For |
1.9 | Elect Director Tracy M. French | Management | For | For |
1.10 | Elect Director Karen E. Garrett | Management | For | For |
1.11 | Elect Director James G. Hinkle | Management | For | Withhold |
1.12 | Elect Director Alex R. Lieblong | Management | For | For |
1.13 | Elect Director Thomas J. Longe | Management | For | For |
1.14 | Elect Director Jim Rankin, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify BKD, LLP as Auditors | Management | For | For |
HP INC. Meeting Date: APR 24, 2018 Record Date: FEB 23, 2018 Meeting Type: ANNUAL | ||||
Ticker: HPQ Security ID: 40434L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aida M. Alvarez | Management | For | For |
1b | Elect Director Shumeet Banerji | Management | For | For |
1c | Elect Director Robert R. Bennett | Management | For | For |
1d | Elect Director Charles "Chip" V. Bergh | Management | For | For |
1e | Elect Director Stacy Brown-Philpot | Management | For | For |
1f | Elect Director Stephanie A. Burns | Management | For | For |
1g | Elect Director Mary Anne Citrino | Management | For | For |
1h | Elect Director Stacey Mobley | Management | For | For |
1i | Elect Director Subra Suresh | Management | For | For |
1j | Elect Director Dion J. Weisler | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
HUBBELL INCORPORATED Meeting Date: MAY 01, 2018 Record Date: MAR 02, 2018 Meeting Type: ANNUAL | ||||
Ticker: HUBB Security ID: 443510607 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carlos M. Cardoso | Management | For | For |
1.2 | Elect Director Anthony J. Guzzi | Management | For | For |
1.3 | Elect Director Neal J. Keating | Management | For | For |
1.4 | Elect Director John F. Malloy | Management | For | For |
1.5 | Elect Director Judith F. Marks | Management | For | For |
1.6 | Elect Director David G. Nord | Management | For | For |
1.7 | Elect Director John G. Russell | Management | For | For |
1.8 | Elect Director Steven R. Shawley | Management | For | For |
1.9 | Elect Director Richard J. Swift | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HUNTINGTON BANCSHARES INCORPORATED Meeting Date: APR 19, 2018 Record Date: FEB 14, 2018 Meeting Type: ANNUAL | ||||
Ticker: HBAN Security ID: 446150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lizabeth Ardisana | Management | For | For |
1.2 | Elect Director Ann B. "Tanny" Crane | Management | For | For |
1.3 | Elect Director Robert S. Cubbin | Management | For | For |
1.4 | Elect Director Steven G. Elliott | Management | For | For |
1.5 | Elect Director Gina D. France | Management | For | For |
1.6 | Elect Director J. Michael Hochschwender | Management | For | For |
1.7 | Elect Director Chris Inglis | Management | For | For |
1.8 | Elect Director Peter J. Kight | Management | For | For |
1.9 | Elect Director Richard W. Neu | Management | For | For |
1.10 | Elect Director David L. Porteous | Management | For | For |
1.11 | Elect Director Kathleen H. Ransier | Management | For | For |
1.12 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Amend Deferred Compensation Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
JPMORGAN CHASE & CO. Meeting Date: MAY 15, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: JPM Security ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Stephen B. Burke | Management | For | For |
1d | Elect Director Todd A. Combs | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Mellody Hobson | Management | For | For |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Michael A. Neal | Management | For | For |
1k | Elect Director Lee R. Raymond | Management | For | For |
1l | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
9 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
KEYCORP Meeting Date: MAY 10, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: KEY Security ID: 493267108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce D. Broussard | Management | For | For |
1.2 | Elect Director Charles P. Cooley | Management | For | For |
1.3 | Elect Director Gary M. Crosby | Management | For | For |
1.4 | Elect Director Alexander M. Cutler | Management | For | For |
1.5 | Elect Director H. James Dallas | Management | For | For |
1.6 | Elect Director Elizabeth R. Gile | Management | For | For |
1.7 | Elect Director Ruth Ann M. Gillis | Management | For | For |
1.8 | Elect Director William G. Gisel, Jr. | Management | For | For |
1.9 | Elect Director Carlton L. Highsmith | Management | For | For |
1.10 | Elect Director Richard J. Hipple | Management | For | For |
1.11 | Elect Director Kristen L. Manos | Management | For | For |
1.12 | Elect Director Beth E. Mooney | Management | For | For |
1.13 | Elect Director Demos Parneros | Management | For | For |
1.14 | Elect Director Barbara R. Snyder | Management | For | For |
1.15 | Elect Director David K. Wilson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
MICROSOFT CORPORATION Meeting Date: NOV 29, 2017 Record Date: SEP 29, 2017 Meeting Type: ANNUAL | ||||
Ticker: MSFT Security ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Gates, III | Management | For | For |
1.2 | Elect Director Reid G. Hoffman | Management | For | For |
1.3 | Elect Director Hugh F. Johnston | Management | For | For |
1.4 | Elect Director Teri L. List-Stoll | Management | For | For |
1.5 | Elect Director Satya Nadella | Management | For | For |
1.6 | Elect Director Charles H. Noski | Management | For | For |
1.7 | Elect Director Helmut Panke | Management | For | For |
1.8 | Elect Director Sandra E. Peterson | Management | For | For |
1.9 | Elect Director Penny S. Pritzker | Management | For | For |
1.10 | Elect Director Charles W. Scharf | Management | For | For |
1.11 | Elect Director Arne M. Sorenson | Management | For | For |
1.12 | Elect Director John W. Stanton | Management | For | For |
1.13 | Elect Director John W. Thompson | Management | For | For |
1.14 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
NEXTERA ENERGY, INC. Meeting Date: MAY 24, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: NEE Security ID: 65339F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sherry S. Barrat | Management | For | For |
1b | Elect Director James L. Camaren | Management | For | For |
1c | Elect Director Kenneth B. Dunn | Management | For | For |
1d | Elect Director Naren K. Gursahaney | Management | For | For |
1e | Elect Director Kirk S. Hachigian | Management | For | For |
1f | Elect Director Toni Jennings | Management | For | For |
1g | Elect Director Amy B. Lane | Management | For | For |
1h | Elect Director James L. Robo | Management | For | For |
1i | Elect Director Rudy E. Schupp | Management | For | For |
1j | Elect Director John L. Skolds | Management | For | For |
1k | Elect Director William H. Swanson | Management | For | For |
1l | Elect Director Hansel E. Tookes, II | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | For |
OCCIDENTAL PETROLEUM CORPORATION Meeting Date: MAY 04, 2018 Record Date: MAR 09, 2018 Meeting Type: ANNUAL | ||||
Ticker: OXY Security ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Spencer Abraham | Management | For | For |
1b | Elect Director Howard I. Atkins | Management | For | For |
1c | Elect Director Eugene L. Batchelder | Management | For | For |
1d | Elect Director John E. Feick | Management | For | For |
1e | Elect Director Margaret M. Foran | Management | For | For |
1f | Elect Director Carlos M. Gutierrez | Management | For | For |
1g | Elect Director Vicki Hollub | Management | For | For |
1h | Elect Director William R. Klesse | Management | For | For |
1i | Elect Director Jack B. Moore | Management | For | For |
1j | Elect Director Avedick B. Poladian | Management | For | For |
1k | Elect Director Elisse B. Walter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
OLD REPUBLIC INTERNATIONAL CORPORATION Meeting Date: MAY 25, 2018 Record Date: MAR 29, 2018 Meeting Type: ANNUAL | ||||
Ticker: ORI Security ID: 680223104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harrington Bischof | Management | For | Withhold |
1.2 | Elect Director Spencer LeRoy, III | Management | For | Withhold |
1.3 | Elect Director Charles F. Titterton | Management | For | Withhold |
1.4 | Elect Director Steven R. Walker | Management | For | Withhold |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Steps Taken to Improve Board Oversight of Climate Change Risk | Shareholder | Against | For |
5 | Adopt Proxy Access Right | Shareholder | Against | For |
PARK HOTELS & RESORTS INC. Meeting Date: JUL 28, 2017 Record Date: JUN 01, 2017 Meeting Type: ANNUAL | ||||
Ticker: PK Security ID: 700517105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
1.2 | Elect Director Gordon M. Bethune | Management | For | For |
1.3 | Elect Director Patricia M. Bedient | Management | For | For |
1.4 | Elect Director Geoffrey Garrett | Management | For | For |
1.5 | Elect Director Robert G. Harper | Management | For | For |
1.6 | Elect Director Tyler S. Henritze | Management | For | For |
1.7 | Elect Director Christie B. Kelly | Management | For | For |
1.8 | Elect Director Joseph I. Lieberman | Management | For | For |
1.9 | Elect Director Xianyi Mu | Management | For | For |
1.10 | Elect Director Timothy J. Naughton | Management | For | For |
1.11 | Elect Director Stephen I. Sadove | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
PARK HOTELS & RESORTS INC. Meeting Date: APR 27, 2018 Record Date: MAR 15, 2018 Meeting Type: ANNUAL | ||||
Ticker: PK Security ID: 700517105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
1.2 | Elect Director Gordon M. Bethune | Management | For | For |
1.3 | Elect Director Patricia M. Bedient | Management | For | For |
1.4 | Elect Director Geoffrey Garrett | Management | For | For |
1.5 | Elect Director Christie B. Kelly | Management | For | For |
1.6 | Elect Director Joseph I. Lieberman | Management | For | For |
1.7 | Elect Director Timothy J. Naughton | Management | For | For |
1.8 | Elect Director Stephen I. Sadove | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
PFIZER INC. Meeting Date: APR 26, 2018 Record Date: FEB 27, 2018 Meeting Type: ANNUAL | ||||
Ticker: PFE Security ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director Ronald E. Blaylock | Management | For | For |
1.3 | Elect Director Albert Bourla | Management | For | For |
1.4 | Elect Director W. Don Cornwell | Management | For | For |
1.5 | Elect Director Joseph J. Echevarria | Management | For | For |
1.6 | Elect Director Helen H. Hobbs | Management | For | For |
1.7 | Elect Director James M. Kilts | Management | For | For |
1.8 | Elect Director Dan R. Littman | Management | For | For |
1.9 | Elect Director Shantanu Narayen | Management | For | For |
1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.11 | Elect Director Ian C. Read | Management | For | For |
1.12 | Elect Director James C. Smith | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
PPG INDUSTRIES, INC. Meeting Date: APR 19, 2018 Record Date: FEB 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: PPG Security ID: 693506107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victoria F. Haynes | Management | For | For |
1.2 | Elect Director Michael W. Lamach | Management | For | For |
1.3 | Elect Director Martin H. Richenhagen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
PRAXAIR, INC. Meeting Date: SEP 27, 2017 Record Date: AUG 08, 2017 Meeting Type: SPECIAL | ||||
Ticker: PX Security ID: 74005P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve the Creation of Distributable Reserves | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
PRUDENTIAL FINANCIAL, INC. Meeting Date: MAY 08, 2018 Record Date: MAR 09, 2018 Meeting Type: ANNUAL | ||||
Ticker: PRU Security ID: 744320102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
1.2 | Elect Director Gilbert F. Casellas | Management | For | For |
1.3 | Elect Director Mark B. Grier | Management | For | For |
1.4 | Elect Director Martina Hund-Mejean | Management | For | For |
1.5 | Elect Director Karl J. Krapek | Management | For | For |
1.6 | Elect Director Peter R. Lighte | Management | For | For |
1.7 | Elect Director George Paz | Management | For | For |
1.8 | Elect Director Sandra Pianalto | Management | For | For |
1.9 | Elect Director Christine A. Poon | Management | For | For |
1.10 | Elect Director Douglas A. Scovanner | Management | For | For |
1.11 | Elect Director John R. Strangfeld | Management | For | For |
1.12 | Elect Director Michael A. Todman | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
QUALCOMM INCORPORATED Meeting Date: MAR 23, 2018 Record Date: JAN 08, 2018 Meeting Type: PROXY CONTEST | ||||
Ticker: QCOM Security ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Proxy Card) | ||||
1.1 | Elect Director Barbara T. Alexander | Management | For | Did Not Vote |
1.2 | Elect Director Jeffrey W. Henderson | Management | For | Did Not Vote |
1.3 | Elect Director Thomas W. Horton | Management | For | Did Not Vote |
1.4 | Elect Director Paul E. Jacobs | Management | For | Did Not Vote |
1.5 | Elect Director Ann M. Livermore | Management | For | Did Not Vote |
1.6 | Elect Director Harish Manwani | Management | For | Did Not Vote |
1.7 | Elect Director Mark D. McLaughlin | Management | For | Did Not Vote |
1.8 | Elect Director Steve Mollenkopf | Management | For | Did Not Vote |
1.9 | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | Did Not Vote |
1.10 | Elect Director Francisco Ros | Management | For | Did Not Vote |
1.11 | Elect Director Anthony J. Vinciquerra | Management | For | Did Not Vote |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Did Not Vote |
5 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | Did Not Vote |
6 | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | Management | For | Did Not Vote |
7 | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | Management | For | Did Not Vote |
8 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016 | Shareholder | Against | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Proxy Card) | ||||
1.1 | Elect Director Samih Elhage | Shareholder | For | For |
1.2 | Elect Director David G. Golden | Shareholder | For | Withhold |
1.3 | Elect Director Veronica M. Hagen | Shareholder | For | Withhold |
1.4 | Elect Director Julie A. Hill | Shareholder | For | For |
1.5 | Elect Director John H. Kispert | Shareholder | For | For |
1.6 | Elect Director Harry L. You | Shareholder | For | For |
2 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016 | Shareholder | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | None | For |
6 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | For |
7 | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | Management | For | For |
8 | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | Management | For | For |
RAYMOND JAMES FINANCIAL, INC. Meeting Date: FEB 22, 2018 Record Date: DEC 18, 2017 Meeting Type: ANNUAL | ||||
Ticker: RJF Security ID: 754730109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles G. von Arentschildt | Management | For | For |
1.2 | Elect Director Shelley G. Broader | Management | For | For |
1.3 | Elect Director Jeffrey N. Edwards | Management | For | For |
1.4 | Elect Director Benjamin C. Esty | Management | For | For |
1.5 | Elect Director Francis S. Godbold | Management | For | For |
1.6 | Elect Director Thomas A. James | Management | For | For |
1.7 | Elect Director Gordon L. Johnson | Management | For | For |
1.8 | Elect Director Roderick C. McGeary | Management | For | For |
1.9 | Elect Director Paul C. Reilly | Management | For | For |
1.10 | Elect Director Robert P. Saltzman | Management | For | For |
1.11 | Elect Director Susan N. Story | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
SIX FLAGS ENTERTAINMENT CORPORATION Meeting Date: MAY 02, 2018 Record Date: MAR 07, 2018 Meeting Type: ANNUAL | ||||
Ticker: SIX Security ID: 83001A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kurt M. Cellar | Management | For | For |
1.2 | Elect Director Nancy A. Krejsa | Management | For | For |
1.3 | Elect Director Jon L. Luther | Management | For | For |
1.4 | Elect Director Usman Nabi | Management | For | For |
1.5 | Elect Director Stephen D. Owens | Management | For | For |
1.6 | Elect Director James Reid-Anderson | Management | For | For |
1.7 | Elect Director Richard W. Roedel | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
STARWOOD PROPERTY TRUST, INC. Meeting Date: MAY 02, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL | ||||
Ticker: STWD Security ID: 85571B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Bronson | Management | For | For |
1.2 | Elect Director Jeffrey G. Dishner | Management | For | For |
1.3 | Elect Director Camille J. Douglas | Management | For | For |
1.4 | Elect Director Solomon J. Kumin | Management | For | For |
1.5 | Elect Director Barry S. Sternlicht | Management | For | For |
1.6 | Elect Director Strauss Zelnick | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
TARGA RESOURCES CORP. Meeting Date: MAY 24, 2018 Record Date: APR 02, 2018 Meeting Type: ANNUAL | ||||
Ticker: TRGP Security ID: 87612G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert B. Evans | Management | For | For |
1.2 | Elect Director Joe Bob Perkins | Management | For | For |
1.3 | Elect Director Ershel C. Redd, Jr. | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE WILLIAMS COMPANIES, INC. Meeting Date: MAY 10, 2018 Record Date: MAR 20, 2018 Meeting Type: ANNUAL | ||||
Ticker: WMB Security ID: 969457100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan S. Armstrong | Management | For | For |
1.2 | Elect Director Stephen W. Bergstrom | Management | For | For |
1.3 | Elect Director Stephen I. Chazen | Management | For | For |
1.4 | Elect Director Charles I. Cogut | Management | For | For |
1.5 | Elect Director Kathleen B. Cooper | Management | For | For |
1.6 | Elect Director Michael A. Creel | Management | For | For |
1.7 | Elect Director Peter A. Ragauss | Management | For | For |
1.8 | Elect Director Scott D. Sheffield | Management | For | For |
1.9 | Elect Director Murray D. Smith | Management | For | For |
1.10 | Elect Director William H. Spence | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNILEVER NV Meeting Date: MAY 03, 2018 Record Date: APR 05, 2018 Meeting Type: ANNUAL | ||||
Ticker: UNA Security ID: 904784709 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Discussion of the Annual Report and Accounts for the 2017 Financial Year | Management | None | None |
2 | Approve Financial Statements and Allocation of Income | Management | For | For |
3 | Approve Discharge of Executive Board Members | Management | For | For |
4 | Approve Discharge of Non-Executive Board Members | Management | For | For |
5 | Approve Remuneration Policy for Management Board Members | Management | For | Against |
6 | Reelect N S Andersen as Non-Executive Director | Management | For | For |
7 | Reelect L M Cha as Non-Executive Director | Management | For | For |
8 | Reelect V Colao as Non-Executive Director | Management | For | For |
9 | Reelect M Dekkers as Non-Executive Director | Management | For | For |
10 | Reelect J Hartmann as Non-Executive Director | Management | For | For |
11 | Reelect M Ma as Non-Executive Director | Management | For | For |
12 | Reelect S Masiyiwa as Non-Executive Director | Management | For | For |
13 | Reelect Y Moon as Non-Executive Director | Management | For | For |
14 | Reelect G Pitkethly as Executive Director | Management | For | For |
15 | Reelect P G J M Polman as Executive Director | Management | For | For |
16 | Reelect J Rishton as Non-Executive Director | Management | For | For |
17 | Reelect F Sijbesma as Non-Executive Director | Management | For | For |
18 | Elect A Jung as Non-Executive Director | Management | For | For |
19 | Ratify KPMG as Auditors | Management | For | For |
20 | Authorize Repurchase of Up to 6 Percent of Cumulative Preference Shares and Up to 7 Percent of Cumulative Preference Shares and Depositary Receipts | Management | For | For |
21 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
22 | Approve Reduction in Share Capital through Cancellation of Preference Shares and Depositary Receipts Thereof | Management | For | For |
23 | Approve Reduction in Share Capital through Cancellation of Ordinary Shares and Depositary Receipts Thereof | Management | For | For |
24 | Grant Board Authority to Issue Shares | Management | For | For |
25 | Authorize Board to Exclude Preemptive Rights from Share Issuances for General Corporate Purposes | Management | For | For |
26 | Authorize Board to Exclude Preemptive Rights from Share Issuances for Acquisition Purposes | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED Meeting Date: JUN 04, 2018 Record Date: APR 10, 2018 Meeting Type: ANNUAL | ||||
Ticker: UNH Security ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Richard T. Burke | Management | For | For |
1c | Elect Director Timothy P. Flynn | Management | For | For |
1d | Elect Director Stephen J. Hemsley | Management | For | For |
1e | Elect Director Michele J. Hooper | Management | For | For |
1f | Elect Director F. William McNabb, III | Management | For | For |
1g | Elect Director Valerie C. Montgomery Rice | Management | For | For |
1h | Elect Director Glenn M. Renwick | Management | For | For |
1i | Elect Director Kenneth I. Shine | Management | For | For |
1j | Elect Director David S. Wichmann | Management | For | For |
1k | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
WALMART, INC. Meeting Date: MAY 30, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL | ||||
Ticker: WMT Security ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen J. Easterbrook | Management | For | For |
1b | Elect Director Timothy P. Flynn | Management | For | For |
1c | Elect Director Sarah J. Friar | Management | For | For |
1d | Elect Director Carla A. Harris | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Marissa A. Mayer | Management | For | For |
1g | Elect Director C. Douglas McMillon | Management | For | For |
1h | Elect Director Gregory B. Penner | Management | For | For |
1i | Elect Director Steven S Reinemund | Management | For | For |
1j | Elect Director S. Robson Walton | Management | For | For |
1k | Elect Director Steuart L. Walton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Report on Race or Ethnicity Pay Gap | Shareholder | Against | Against |
WESTROCK COMPANY Meeting Date: FEB 02, 2018 Record Date: DEC 06, 2017 Meeting Type: ANNUAL | ||||
Ticker: WRK Security ID: 96145D105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Timothy J. Bernlohr | Management | For | For |
1b | Elect Director J. Powell Brown | Management | For | For |
1c | Elect Director Michael E. Campbell | Management | For | For |
1d | Elect Director Terrell K. Crews | Management | For | For |
1e | Elect Director Russell M. Currey | Management | For | For |
1f | Elect Director John A. Luke, Jr. | Management | For | For |
1g | Elect Director Gracia C. Martore | Management | For | For |
1h | Elect Director James E. Nevels | Management | For | For |
1i | Elect Director Timothy H. Powers | Management | For | For |
1j | Elect Director Steven C. Voorhees | Management | For | For |
1k | Elect Director Bettina M. Whyte | Management | For | For |
1l | Elect Director Alan D. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY Meeting Date: MAY 23, 2018 Record Date: MAR 27, 2018 Meeting Type: ANNUAL | ||||
Ticker: WLTW Security ID: G96629103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anna C. Catalano | Management | For | For |
1b | Elect Director Victor F. Ganzi | Management | For | For |
1c | Elect Director John J. Haley | Management | For | For |
1d | Elect Director Wendy E. Lane | Management | For | For |
1e | Elect Director James F. McCann | Management | For | For |
1f | Elect Director Brendan R. O'Neill | Management | For | For |
1g | Elect Director Jaymin B. Patel | Management | For | For |
1h | Elect Director Linda D. Rabbitt | Management | For | For |
1i | Elect Director Paul Thomas | Management | For | For |
1j | Elect Director Wilhelm Zeller | Management | For | For |
2 | Ratify the Appointment of Deloitte & Touche LLP as Auditors and Deloitte LLP to audit the Irish Statutory Accounts, and Authorize the Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights | Management | For | For |
XILINX, INC. Meeting Date: AUG 09, 2017 Record Date: JUN 12, 2017 Meeting Type: ANNUAL | ||||
Ticker: XLNX Security ID: 983919101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis Segers | Management | For | For |
1.2 | Elect Director Moshe N. Gavrielov | Management | For | For |
1.3 | Elect Director Saar Gillai | Management | For | For |
1.4 | Elect Director Ronald S. Jankov | Management | For | For |
1.5 | Elect Director Thomas H. Lee | Management | For | For |
1.6 | Elect Director J. Michael Patterson | Management | For | For |
1.7 | Elect Director Albert A. Pimentel | Management | For | For |
1.8 | Elect Director Marshall C. Turner | Management | For | For |
1.9 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
Nuveen Multi-Asset Income Tax-Aware Fund
ABBVIE INC. Meeting Date: MAY 04, 2018 Record Date: MAR 07, 2018 Meeting Type: ANNUAL | ||||
Ticker: ABBV Security ID: 00287Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roxanne S. Austin | Management | For | For |
1.2 | Elect Director Richard A. Gonzalez | Management | For | For |
1.3 | Elect Director Rebecca B. Roberts | Management | For | For |
1.4 | Elect Director Glenn F. Tilton | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Declassify the Board of Directors | Management | For | For |
6 | Eliminate Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | For |
ALTRIA GROUP, INC. Meeting Date: MAY 17, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: MO Security ID: 02209S103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Casteen, III | Management | For | For |
1.2 | Elect Director Dinyar S. Devitre | Management | For | For |
1.3 | Elect Director Thomas F. Farrell, II | Management | For | For |
1.4 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1.5 | Elect Director W. Leo Kiely, III | Management | For | For |
1.6 | Elect Director Kathryn B. McQuade | Management | For | For |
1.7 | Elect Director George Munoz | Management | For | For |
1.8 | Elect Director Mark E. Newman | Management | For | For |
1.9 | Elect Director Nabil Y. Sakkab | Management | For | For |
1.10 | Elect Director Virginia E. Shanks | Management | For | For |
1.11 | Elect Director Howard A. Willard, III | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Nicotine Levels in Tobacco Products | Shareholder | Against | Against |
ANADARKO PETROLEUM CORPORATION Meeting Date: MAY 15, 2018 Record Date: MAR 20, 2018 Meeting Type: ANNUAL | ||||
Ticker: APC Security ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony R. Chase | Management | For | For |
1b | Elect Director David E. Constable | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Claire S. Farley | Management | For | For |
1e | Elect Director Peter J. Fluor | Management | For | For |
1f | Elect Director Joseph W. Gorder | Management | For | For |
1g | Elect Director John R. Gordon | Management | For | For |
1h | Elect Director Sean Gourley | Management | For | For |
1i | Elect Director Mark C. McKinley | Management | For | For |
1j | Elect Director Eric D. Mullins | Management | For | For |
1k | Elect Director R. A. Walker | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | For |
APPLE INC. Meeting Date: FEB 13, 2018 Record Date: DEC 15, 2017 Meeting Type: ANNUAL | ||||
Ticker: AAPL Security ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James Bell | Management | For | For |
1b | Elect Director Tim Cook | Management | For | For |
1c | Elect Director Al Gore | Management | For | For |
1d | Elect Director Bob Iger | Management | For | For |
1e | Elect Director Andrea Jung | Management | For | For |
1f | Elect Director Art Levinson | Management | For | For |
1g | Elect Director Ron Sugar | Management | For | For |
1h | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Proxy Access Amendments | Shareholder | Against | For |
6 | Establish Human Rights Committee | Shareholder | Against | Against |
AT&T INC. Meeting Date: APR 27, 2018 Record Date: FEB 27, 2018 Meeting Type: ANNUAL | ||||
Ticker: T Security ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
1.3 | Elect Director Richard W. Fisher | Management | For | For |
1.4 | Elect Director Scott T. Ford | Management | For | For |
1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
1.6 | Elect Director William E. Kennard | Management | For | For |
1.7 | Elect Director Michael B. McCallister | Management | For | For |
1.8 | Elect Director Beth E. Mooney | Management | For | For |
1.9 | Elect Director Joyce M. Roche | Management | For | For |
1.10 | Elect Director Matthew K. Rose | Management | For | For |
1.11 | Elect Director Cynthia B. Taylor | Management | For | For |
1.12 | Elect Director Laura D'Andrea Tyson | Management | For | For |
1.13 | Elect Director Geoffrey Y. Yang | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Stock Purchase and Deferral Plan | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
7 | Amend Proxy Access Right | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | For |
9 | Provide Right to Act by Written Consent | Shareholder | Against | For |
BANK OF AMERICA CORPORATION Meeting Date: APR 25, 2018 Record Date: MAR 02, 2018 Meeting Type: ANNUAL | ||||
Ticker: BAC Security ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sharon L. Allen | Management | For | For |
1b | Elect Director Susan S. Bies | Management | For | For |
1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1e | Elect Director Pierre J.P. de Weck | Management | For | For |
1f | Elect Director Arnold W. Donald | Management | For | For |
1g | Elect Director Linda P. Hudson | Management | For | For |
1h | Elect Director Monica C. Lozano | Management | For | For |
1i | Elect Director Thomas J. May | Management | For | For |
1j | Elect Director Brian T. Moynihan | Management | For | For |
1k | Elect Director Lionel L. Nowell, III | Management | For | For |
1l | Elect Director Michael D. White | Management | For | For |
1m | Elect Director Thomas D. Woods | Management | For | For |
1n | Elect Director R. David Yost | Management | For | For |
1o | Elect Director Maria T. Zuber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
BROADCOM LIMITED Meeting Date: MAR 23, 2018 Record Date: MAR 05, 2018 Meeting Type: COURT | ||||
Ticker: AVGO Security ID: Y09827109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
BROADCOM LIMITED Meeting Date: APR 04, 2018 Record Date: FEB 12, 2018 Meeting Type: ANNUAL | ||||
Ticker: AVGO Security ID: Y09827109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hock E. Tan | Management | For | For |
1b | Elect Director James V. Diller | Management | For | For |
1c | Elect Director Gayla J. Delly | Management | For | For |
1d | Elect Director Lewis C. Eggebrecht | Management | For | For |
1e | Elect Director Kenneth Y. Hao | Management | For | For |
1f | Elect Director Eddy W. Hartenstein | Management | For | For |
1g | Elect Director Check Kian Low | Management | For | For |
1h | Elect Director Donald Macleod | Management | For | For |
1i | Elect Director Peter J. Marks | Management | For | For |
1j | Elect Director Henry Samueli | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Issuance of Shares With or Without Preemptive Rights | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
CA, INC. Meeting Date: AUG 09, 2017 Record Date: JUN 12, 2017 Meeting Type: ANNUAL | ||||
Ticker: CA Security ID: 12673P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Jens Alder | Management | For | For |
1B | Elect Director Raymond J. Bromark | Management | For | For |
1C | Elect Director Michael P. Gregoire | Management | For | For |
1D | Elect Director Rohit Kapoor | Management | For | For |
1E | Elect Director Jeffrey G. Katz | Management | For | For |
1F | Elect Director Kay Koplovitz | Management | For | For |
1G | Elect Director Christopher B. Lofgren | Management | For | For |
1H | Elect Director Richard Sulpizio | Management | For | For |
1I | Elect Director Laura S. Unger | Management | For | For |
1J | Elect Director Arthur F. Weinbach | Management | For | For |
1K | Elect Director Renato (Ron) Zambonini | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amendment to Increase Number of Shares Issuable Under the 2012 Non-Employee Stock Plan | Management | For | For |
CELANESE CORPORATION Meeting Date: APR 19, 2018 Record Date: FEB 20, 2018 Meeting Type: ANNUAL | ||||
Ticker: CE Security ID: 150870103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jean S. Blackwell | Management | For | For |
1b | Elect Director William M. Brown | Management | For | For |
1c | Elect Director Bennie W. Fowler | Management | For | For |
1d | Elect Director Edward G. Galante | Management | For | For |
1e | Elect Director Kathryn M. Hill | Management | For | For |
1f | Elect Director David F. Hoffmeister | Management | For | For |
1g | Elect Director John K. Wulff | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
CENTERPOINT ENERGY, INC. Meeting Date: APR 26, 2018 Record Date: MAR 01, 2018 Meeting Type: ANNUAL | ||||
Ticker: CNP Security ID: 15189T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie D. Biddle | Management | For | For |
1b | Elect Director Milton Carroll | Management | For | For |
1c | Elect Director Scott J. McLean | Management | For | For |
1d | Elect Director Martin H. Nesbitt | Management | For | For |
1e | Elect Director Theodore F. Pound | Management | For | For |
1f | Elect Director Scott M. Prochazka | Management | For | For |
1g | Elect Director Susan O. Rheney | Management | For | For |
1h | Elect Director Phillip R. Smith | Management | For | For |
1i | Elect Director John W. Somerhalder, II | Management | For | For |
1j | Elect Director Peter S. Wareing | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CHEVRON CORPORATION Meeting Date: MAY 30, 2018 Record Date: APR 02, 2018 Meeting Type: ANNUAL | ||||
Ticker: CVX Security ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wanda M. Austin | Management | For | For |
1b | Elect Director John B. Frank | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director Charles W. Moorman, IV | Management | For | For |
1f | Elect Director Dambisa F. Moyo | Management | For | For |
1g | Elect Director Ronald D. Sugar | Management | For | For |
1h | Elect Director Inge G. Thulin | Management | For | For |
1i | Elect Director D. James Umpleby, III | Management | For | For |
1j | Elect Director Michael K. Wirth | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | Against |
6 | Report on Transition to a Low Carbon Business Model | Shareholder | Against | Against |
7 | Report on Methane Emissions | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Require Director Nominee with Environmental Experience | Shareholder | Against | For |
10 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
CIGNA CORPORATION Meeting Date: APR 25, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: CI Security ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Cordani | Management | For | For |
1.2 | Elect Director Eric J. Foss | Management | For | For |
1.3 | Elect Director Isaiah Harris, Jr. | Management | For | For |
1.4 | Elect Director Roman Martinez, IV | Management | For | For |
1.5 | Elect Director John M. Partridge | Management | For | For |
1.6 | Elect Director James E. Rogers | Management | For | For |
1.7 | Elect Director Eric C. Wiseman | Management | For | For |
1.8 | Elect Director Donna F. Zarcone | Management | For | For |
1.9 | Elect Director William D. Zollars | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
CISCO SYSTEMS, INC. Meeting Date: DEC 11, 2017 Record Date: OCT 13, 2017 Meeting Type: ANNUAL | ||||
Ticker: CSCO Security ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol A. Bartz | Management | For | For |
1b | Elect Director M. Michele Burns | Management | For | For |
1c | Elect Director Michael D. Capellas | Management | For | For |
1d | Elect Director Amy L. Chang | Management | For | For |
1e | Elect Director John L. Hennessy | Management | For | For |
1f | Elect Director Kristina M. Johnson | Management | For | For |
1g | Elect Director Roderick C. McGeary | Management | For | For |
1h | Elect Director Charles H. Robbins | Management | For | For |
1i | Elect Director Arun Sarin | Management | For | For |
1j | Elect Director Brenton L. Saunders | Management | For | For |
1k | Elect Director Steven M. West | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
CIT GROUP INC. Meeting Date: MAY 08, 2018 Record Date: MAR 15, 2018 Meeting Type: ANNUAL | ||||
Ticker: CIT Security ID: 125581801 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ellen R. Alemany | Management | For | For |
1b | Elect Director Michael L. Brosnan | Management | For | For |
1c | Elect Director Michael A. Carpenter | Management | For | For |
1d | Elect Director Dorene C. Dominguez | Management | For | For |
1e | Elect Director Alan Frank | Management | For | For |
1f | Elect Director William M. Freeman | Management | For | For |
1g | Elect Director R. Brad Oates | Management | For | For |
1h | Elect Director Gerald Rosenfeld | Management | For | For |
1i | Elect Director John R. Ryan | Management | For | For |
1j | Elect Director Sheila A. Stamps | Management | For | For |
1k | Elect Director Khanh T. Tran | Management | For | For |
1l | Elect Director Laura S. Unger | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CITIGROUP INC. Meeting Date: APR 24, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: C Security ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Ellen M. Costello | Management | For | For |
1c | Elect Director John C. Dugan | Management | For | For |
1d | Elect Director Duncan P. Hennes | Management | For | For |
1e | Elect Director Peter B. Henry | Management | For | For |
1f | Elect Director Franz B. Humer | Management | For | For |
1g | Elect Director S. Leslie Ireland | Management | For | For |
1h | Elect Director Renee J. James | Management | For | For |
1i | Elect Director Eugene M. McQuade | Management | For | For |
1j | Elect Director Michael E. O'Neill | Management | For | For |
1k | Elect Director Gary M. Reiner | Management | For | For |
1l | Elect Director Anthony M. Santomero | Management | For | For |
1m | Elect Director Diana L. Taylor | Management | For | For |
1n | Elect Director James S. Turley | Management | For | For |
1o | Elect Director Deborah C. Wright | Management | For | For |
1p | Elect Director Ernesto Zedillo Ponce De Leon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt Human and Indigenous People's Rights Policy | Shareholder | Against | Against |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
8 | Amend Proxy Access Right | Shareholder | Against | For |
9 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
10 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
CMS ENERGY CORPORATION Meeting Date: MAY 04, 2018 Record Date: MAR 06, 2018 Meeting Type: ANNUAL | ||||
Ticker: CMS Security ID: 125896100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jon E. Barfield | Management | For | For |
1b | Elect Director Deborah H. Butler | Management | For | For |
1c | Elect Director Kurt L. Darrow | Management | For | For |
1d | Elect Director Stephen E. Ewing | Management | For | For |
1e | Elect Director William D. Harvey | Management | For | For |
1f | Elect Director Patricia K. Poppe | Management | For | For |
1g | Elect Director John G. Russell | Management | For | For |
1h | Elect Director Myrna M. Soto | Management | For | For |
1i | Elect Director John G. Sznewajs | Management | For | For |
1j | Elect Director Laura H. Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
COMCAST CORPORATION Meeting Date: JUN 11, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL | ||||
Ticker: CMCSA Security ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Madeline S. Bell | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Maritza G. Montiel | Management | For | For |
1.8 | Elect Director Asuka Nakahara | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
CROWN CASTLE INTERNATIONAL CORP. Meeting Date: MAY 17, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL | ||||
Ticker: CCI Security ID: 22822V101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director P. Robert Bartolo | Management | For | For |
1b | Elect Director Jay A. Brown | Management | For | For |
1c | Elect Director Cindy Christy | Management | For | For |
1d | Elect Director Ari Q. Fitzgerald | Management | For | For |
1e | Elect Director Robert E. Garrison, II | Management | For | For |
1f | Elect Director Andrea J. Goldsmith | Management | For | For |
1g | Elect Director Lee W. Hogan | Management | For | For |
1h | Elect Director Edward C. Hutcheson, Jr. | Management | For | For |
1i | Elect Director J. Landis Martin | Management | For | For |
1j | Elect Director Robert F. McKenzie | Management | For | For |
1k | Elect Director Anthony J. Melone | Management | For | For |
1l | Elect Director W. Benjamin Moreland | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CSX CORPORATION Meeting Date: MAY 18, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | ||||
Ticker: CSX Security ID: 126408103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Donna M. Alvarado | Management | For | For |
1b | Elect Director John B. Breaux | Management | For | For |
1c | Elect Director Pamela L. Carter | Management | For | For |
1d | Elect Director James M. Foote | Management | For | For |
1e | Elect Director Steven T. Halverson | Management | For | For |
1f | Elect Director Paul C. Hilal | Management | For | For |
1g | Elect Director Edward J. Kelly, III | Management | For | For |
1h | Elect Director John D. McPherson | Management | For | For |
1i | Elect Director David M. Moffett | Management | For | For |
1j | Elect Director Dennis H. Reilley | Management | For | For |
1k | Elect Director Linda H. Riefler | Management | For | For |
1l | Elect Director J. Steven Whisler | Management | For | For |
1m | Elect Director John J. Zillmer | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
CVS HEALTH CORPORATION Meeting Date: MAR 13, 2018 Record Date: FEB 05, 2018 Meeting Type: SPECIAL | ||||
Ticker: CVS Security ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
CVS HEALTH CORPORATION Meeting Date: JUN 04, 2018 Record Date: APR 10, 2018 Meeting Type: ANNUAL | ||||
Ticker: CVS Security ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard M. Bracken | Management | For | For |
1b | Elect Director C. David Brown, II | Management | For | For |
1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
1e | Elect Director David W. Dorman | Management | For | For |
1f | Elect Director Anne M. Finucane | Management | For | For |
1g | Elect Director Larry J. Merlo | Management | For | For |
1h | Elect Director Jean-Pierre Millon | Management | For | For |
1i | Elect Director Mary L. Schapiro | Management | For | For |
1j | Elect Director Richard J. Swift | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
1l | Elect Director Tony L. White | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
5 | Provide For Confidential Running Vote Tallies On Executive Pay Matters | Shareholder | Against | Against |
D.R. HORTON, INC. Meeting Date: JAN 24, 2018 Record Date: NOV 27, 2017 Meeting Type: ANNUAL | ||||
Ticker: DHI Security ID: 23331A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Donald R. Horton | Management | For | For |
1b | Elect Director Barbara K. Allen | Management | For | For |
1c | Elect Director Brad S. Anderson | Management | For | For |
1d | Elect Director Michael R. Buchanan | Management | For | For |
1e | Elect Director Michael W. Hewatt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
EAST WEST BANCORP, INC. Meeting Date: MAY 24, 2018 Record Date: MAR 29, 2018 Meeting Type: ANNUAL | ||||
Ticker: EWBC Security ID: 27579R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Molly Campbell | Management | For | For |
1.2 | Elect Director Iris S. Chan | Management | For | For |
1.3 | Elect Director Rudolph I. Estrada | Management | For | For |
1.4 | Elect Director Paul H. Irving | Management | For | For |
1.5 | Elect Director Herman Y. Li | Management | For | For |
1.6 | Elect Director Jack C. Liu | Management | For | For |
1.7 | Elect Director Dominic Ng | Management | For | For |
1.8 | Elect Director Lester M. Sussman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
EASTMAN CHEMICAL COMPANY Meeting Date: MAY 03, 2018 Record Date: MAR 15, 2018 Meeting Type: ANNUAL | ||||
Ticker: EMN Security ID: 277432100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Humberto P. Alfonso | Management | For | For |
1.2 | Elect Director Brett D. Begemann | Management | For | For |
1.3 | Elect Director Michael P. Connors | Management | For | For |
1.4 | Elect Director Mark J. Costa | Management | For | For |
1.5 | Elect Director Stephen R. Demeritt | Management | For | For |
1.6 | Elect Director Robert M. Hernandez | Management | For | For |
1.7 | Elect Director Julie F. Holder | Management | For | For |
1.8 | Elect Director Renee J. Hornbaker | Management | For | For |
1.9 | Elect Director Lewis M. Kling | Management | For | For |
1.10 | Elect Director James J. O'Brien | Management | For | For |
1.11 | Elect Director David W. Raisbeck | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
GENERAL DYNAMICS CORPORATION Meeting Date: MAY 02, 2018 Record Date: MAR 08, 2018 Meeting Type: ANNUAL | ||||
Ticker: GD Security ID: 369550108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James S. Crown | Management | For | For |
1b | Elect Director Rudy F. deLeon | Management | For | For |
1c | Elect Director Lester L. Lyles | Management | For | For |
1d | Elect Director Mark M. Malcolm | Management | For | For |
1e | Elect Director Phebe N. Novakovic | Management | For | For |
1f | Elect Director C. Howard Nye | Management | For | For |
1g | Elect Director William A. Osborn | Management | For | For |
1h | Elect Director Catherine B. Reynolds | Management | For | For |
1i | Elect Director Laura J. Schumacher | Management | For | For |
1j | Elect Director Peter A. Wall | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
GILEAD SCIENCES, INC. Meeting Date: MAY 09, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: GILD Security ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John F. Cogan | Management | For | For |
1b | Elect Director Jacqueline K. Barton | Management | For | For |
1c | Elect Director Kelly A. Kramer | Management | For | For |
1d | Elect Director Kevin E. Lofton | Management | For | For |
1e | Elect Director John C. Martin | Management | For | For |
1f | Elect Director John F. Milligan | Management | For | For |
1g | Elect Director Richard J. Whitley | Management | For | For |
1h | Elect Director Gayle E. Wilson | Management | For | For |
1i | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
HALLIBURTON COMPANY Meeting Date: MAY 16, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | ||||
Ticker: HAL Security ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdulaziz F. Al Khayyal | Management | For | For |
1b | Elect Director William E. Albrecht | Management | For | For |
1c | Elect Director Alan M. Bennett | Management | For | For |
1d | Elect Director James R. Boyd | Management | For | For |
1e | Elect Director Milton Carroll | Management | For | For |
1f | Elect Director Nance K. Dicciani | Management | For | For |
1g | Elect Director Murry S. Gerber | Management | For | For |
1h | Elect Director Jose C. Grubisich | Management | For | For |
1i | Elect Director David J. Lesar | Management | For | For |
1j | Elect Director Robert A. Malone | Management | For | For |
1k | Elect Director Jeffrey A. Miller | Management | For | For |
1l | Elect Director Debra L. Reed | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
HILTON WORLDWIDE HOLDINGS INC. Meeting Date: MAY 10, 2018 Record Date: MAR 15, 2018 Meeting Type: ANNUAL | ||||
Ticker: HLT Security ID: 43300A203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher J. Nassetta | Management | For | For |
1b | Elect Director Jonathan D. Gray | Management | For | For |
1c | Elect Director Charlene T. Begley | Management | For | For |
1d | Elect Director Melanie L. Healey | Management | For | For |
1e | Elect Director Raymond E. Mabus, Jr. | Management | For | For |
1f | Elect Director Judith A. McHale | Management | For | For |
1g | Elect Director John G. Schreiber | Management | For | For |
1h | Elect Director Elizabeth A. Smith | Management | For | For |
1i | Elect Director Douglas M. Steenland | Management | For | For |
1j | Elect Director Zhang Ling - Resigned Director | Management | None | None |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HOLLYFRONTIER CORPORATION Meeting Date: MAY 09, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL | ||||
Ticker: HFC Security ID: 436106108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anne-Marie N. Ainsworth | Management | For | For |
1b | Elect Director Douglas Y. Bech | Management | For | For |
1c | Elect Director Anna C. Catalano | Management | For | For |
1d | Elect Director George J. Damiris | Management | For | For |
1e | Elect Director Leldon E. Echols | Management | For | For |
1f | Elect Director R. Kevin Hardage *Withdrawn Resolution* | Management | None | None |
1g | Elect Director Michael C. Jennings | Management | For | For |
1h | Elect Director Robert J. Kostelnik | Management | For | For |
1i | Elect Director James H. Lee | Management | For | For |
1j | Elect Director Franklin Myers | Management | For | For |
1k | Elect Director Michael E. Rose | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
HOME BANCSHARES, INC. Meeting Date: APR 19, 2018 Record Date: FEB 23, 2018 Meeting Type: ANNUAL | ||||
Ticker: HOMB Security ID: 436893200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Allison | Management | For | For |
1.2 | Elect Director C. Randall Sims | Management | For | For |
1.3 | Elect Director Brian S. Davis | Management | For | For |
1.4 | Elect Director Milburn Adams | Management | For | For |
1.5 | Elect Director Robert H. Adcock, Jr. | Management | For | Withhold |
1.6 | Elect Director Richard H. Ashley | Management | For | For |
1.7 | Elect Director Mike D. Beebe | Management | For | For |
1.8 | Elect Director Jack E. Engelkes | Management | For | For |
1.9 | Elect Director Tracy M. French | Management | For | For |
1.10 | Elect Director Karen E. Garrett | Management | For | For |
1.11 | Elect Director James G. Hinkle | Management | For | Withhold |
1.12 | Elect Director Alex R. Lieblong | Management | For | For |
1.13 | Elect Director Thomas J. Longe | Management | For | For |
1.14 | Elect Director Jim Rankin, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify BKD, LLP as Auditors | Management | For | For |
HP INC. Meeting Date: APR 24, 2018 Record Date: FEB 23, 2018 Meeting Type: ANNUAL | ||||
Ticker: HPQ Security ID: 40434L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aida M. Alvarez | Management | For | For |
1b | Elect Director Shumeet Banerji | Management | For | For |
1c | Elect Director Robert R. Bennett | Management | For | For |
1d | Elect Director Charles "Chip" V. Bergh | Management | For | For |
1e | Elect Director Stacy Brown-Philpot | Management | For | For |
1f | Elect Director Stephanie A. Burns | Management | For | For |
1g | Elect Director Mary Anne Citrino | Management | For | For |
1h | Elect Director Stacey Mobley | Management | For | For |
1i | Elect Director Subra Suresh | Management | For | For |
1j | Elect Director Dion J. Weisler | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
HUBBELL INCORPORATED Meeting Date: MAY 01, 2018 Record Date: MAR 02, 2018 Meeting Type: ANNUAL | ||||
Ticker: HUBB Security ID: 443510607 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carlos M. Cardoso | Management | For | For |
1.2 | Elect Director Anthony J. Guzzi | Management | For | For |
1.3 | Elect Director Neal J. Keating | Management | For | For |
1.4 | Elect Director John F. Malloy | Management | For | For |
1.5 | Elect Director Judith F. Marks | Management | For | For |
1.6 | Elect Director David G. Nord | Management | For | For |
1.7 | Elect Director John G. Russell | Management | For | For |
1.8 | Elect Director Steven R. Shawley | Management | For | For |
1.9 | Elect Director Richard J. Swift | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HUNTINGTON BANCSHARES INCORPORATED Meeting Date: APR 19, 2018 Record Date: FEB 14, 2018 Meeting Type: ANNUAL | ||||
Ticker: HBAN Security ID: 446150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lizabeth Ardisana | Management | For | For |
1.2 | Elect Director Ann B. "Tanny" Crane | Management | For | For |
1.3 | Elect Director Robert S. Cubbin | Management | For | For |
1.4 | Elect Director Steven G. Elliott | Management | For | For |
1.5 | Elect Director Gina D. France | Management | For | For |
1.6 | Elect Director J. Michael Hochschwender | Management | For | For |
1.7 | Elect Director Chris Inglis | Management | For | For |
1.8 | Elect Director Peter J. Kight | Management | For | For |
1.9 | Elect Director Richard W. Neu | Management | For | For |
1.10 | Elect Director David L. Porteous | Management | For | For |
1.11 | Elect Director Kathleen H. Ransier | Management | For | For |
1.12 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Amend Deferred Compensation Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
JPMORGAN CHASE & CO. Meeting Date: MAY 15, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: JPM Security ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Stephen B. Burke | Management | For | For |
1d | Elect Director Todd A. Combs | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Mellody Hobson | Management | For | For |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Michael A. Neal | Management | For | For |
1k | Elect Director Lee R. Raymond | Management | For | For |
1l | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
9 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
KEYCORP Meeting Date: MAY 10, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: KEY Security ID: 493267108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce D. Broussard | Management | For | For |
1.2 | Elect Director Charles P. Cooley | Management | For | For |
1.3 | Elect Director Gary M. Crosby | Management | For | For |
1.4 | Elect Director Alexander M. Cutler | Management | For | For |
1.5 | Elect Director H. James Dallas | Management | For | For |
1.6 | Elect Director Elizabeth R. Gile | Management | For | For |
1.7 | Elect Director Ruth Ann M. Gillis | Management | For | For |
1.8 | Elect Director William G. Gisel, Jr. | Management | For | For |
1.9 | Elect Director Carlton L. Highsmith | Management | For | For |
1.10 | Elect Director Richard J. Hipple | Management | For | For |
1.11 | Elect Director Kristen L. Manos | Management | For | For |
1.12 | Elect Director Beth E. Mooney | Management | For | For |
1.13 | Elect Director Demos Parneros | Management | For | For |
1.14 | Elect Director Barbara R. Snyder | Management | For | For |
1.15 | Elect Director David K. Wilson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
MICROSOFT CORPORATION Meeting Date: NOV 29, 2017 Record Date: SEP 29, 2017 Meeting Type: ANNUAL | ||||
Ticker: MSFT Security ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Gates, III | Management | For | For |
1.2 | Elect Director Reid G. Hoffman | Management | For | For |
1.3 | Elect Director Hugh F. Johnston | Management | For | For |
1.4 | Elect Director Teri L. List-Stoll | Management | For | For |
1.5 | Elect Director Satya Nadella | Management | For | For |
1.6 | Elect Director Charles H. Noski | Management | For | For |
1.7 | Elect Director Helmut Panke | Management | For | For |
1.8 | Elect Director Sandra E. Peterson | Management | For | For |
1.9 | Elect Director Penny S. Pritzker | Management | For | For |
1.10 | Elect Director Charles W. Scharf | Management | For | For |
1.11 | Elect Director Arne M. Sorenson | Management | For | For |
1.12 | Elect Director John W. Stanton | Management | For | For |
1.13 | Elect Director John W. Thompson | Management | For | For |
1.14 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
NEXTERA ENERGY, INC. Meeting Date: MAY 24, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: NEE Security ID: 65339F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sherry S. Barrat | Management | For | For |
1b | Elect Director James L. Camaren | Management | For | For |
1c | Elect Director Kenneth B. Dunn | Management | For | For |
1d | Elect Director Naren K. Gursahaney | Management | For | For |
1e | Elect Director Kirk S. Hachigian | Management | For | For |
1f | Elect Director Toni Jennings | Management | For | For |
1g | Elect Director Amy B. Lane | Management | For | For |
1h | Elect Director James L. Robo | Management | For | For |
1i | Elect Director Rudy E. Schupp | Management | For | For |
1j | Elect Director John L. Skolds | Management | For | For |
1k | Elect Director William H. Swanson | Management | For | For |
1l | Elect Director Hansel E. Tookes, II | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | For |
OCCIDENTAL PETROLEUM CORPORATION Meeting Date: MAY 04, 2018 Record Date: MAR 09, 2018 Meeting Type: ANNUAL | ||||
Ticker: OXY Security ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Spencer Abraham | Management | For | For |
1b | Elect Director Howard I. Atkins | Management | For | For |
1c | Elect Director Eugene L. Batchelder | Management | For | For |
1d | Elect Director John E. Feick | Management | For | For |
1e | Elect Director Margaret M. Foran | Management | For | For |
1f | Elect Director Carlos M. Gutierrez | Management | For | For |
1g | Elect Director Vicki Hollub | Management | For | For |
1h | Elect Director William R. Klesse | Management | For | For |
1i | Elect Director Jack B. Moore | Management | For | For |
1j | Elect Director Avedick B. Poladian | Management | For | For |
1k | Elect Director Elisse B. Walter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
OLD REPUBLIC INTERNATIONAL CORPORATION Meeting Date: MAY 25, 2018 Record Date: MAR 29, 2018 Meeting Type: ANNUAL | ||||
Ticker: ORI Security ID: 680223104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harrington Bischof | Management | For | Withhold |
1.2 | Elect Director Spencer LeRoy, III | Management | For | Withhold |
1.3 | Elect Director Charles F. Titterton | Management | For | Withhold |
1.4 | Elect Director Steven R. Walker | Management | For | Withhold |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Steps Taken to Improve Board Oversight of Climate Change Risk | Shareholder | Against | For |
5 | Adopt Proxy Access Right | Shareholder | Against | For |
PARK HOTELS & RESORTS INC. Meeting Date: JUL 28, 2017 Record Date: JUN 01, 2017 Meeting Type: ANNUAL | ||||
Ticker: PK Security ID: 700517105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
1.2 | Elect Director Gordon M. Bethune | Management | For | For |
1.3 | Elect Director Patricia M. Bedient | Management | For | For |
1.4 | Elect Director Geoffrey Garrett | Management | For | For |
1.5 | Elect Director Robert G. Harper | Management | For | For |
1.6 | Elect Director Tyler S. Henritze | Management | For | For |
1.7 | Elect Director Christie B. Kelly | Management | For | For |
1.8 | Elect Director Joseph I. Lieberman | Management | For | For |
1.9 | Elect Director Xianyi Mu | Management | For | For |
1.10 | Elect Director Timothy J. Naughton | Management | For | For |
1.11 | Elect Director Stephen I. Sadove | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
PARK HOTELS & RESORTS INC. Meeting Date: APR 27, 2018 Record Date: MAR 15, 2018 Meeting Type: ANNUAL | ||||
Ticker: PK Security ID: 700517105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
1.2 | Elect Director Gordon M. Bethune | Management | For | For |
1.3 | Elect Director Patricia M. Bedient | Management | For | For |
1.4 | Elect Director Geoffrey Garrett | Management | For | For |
1.5 | Elect Director Christie B. Kelly | Management | For | For |
1.6 | Elect Director Joseph I. Lieberman | Management | For | For |
1.7 | Elect Director Timothy J. Naughton | Management | For | For |
1.8 | Elect Director Stephen I. Sadove | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
PFIZER INC. Meeting Date: APR 26, 2018 Record Date: FEB 27, 2018 Meeting Type: ANNUAL | ||||
Ticker: PFE Security ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director Ronald E. Blaylock | Management | For | For |
1.3 | Elect Director Albert Bourla | Management | For | For |
1.4 | Elect Director W. Don Cornwell | Management | For | For |
1.5 | Elect Director Joseph J. Echevarria | Management | For | For |
1.6 | Elect Director Helen H. Hobbs | Management | For | For |
1.7 | Elect Director James M. Kilts | Management | For | For |
1.8 | Elect Director Dan R. Littman | Management | For | For |
1.9 | Elect Director Shantanu Narayen | Management | For | For |
1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.11 | Elect Director Ian C. Read | Management | For | For |
1.12 | Elect Director James C. Smith | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
PPG INDUSTRIES, INC. Meeting Date: APR 19, 2018 Record Date: FEB 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: PPG Security ID: 693506107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victoria F. Haynes | Management | For | For |
1.2 | Elect Director Michael W. Lamach | Management | For | For |
1.3 | Elect Director Martin H. Richenhagen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
PRAXAIR, INC. Meeting Date: SEP 27, 2017 Record Date: AUG 08, 2017 Meeting Type: SPECIAL | ||||
Ticker: PX Security ID: 74005P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve the Creation of Distributable Reserves | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
PRUDENTIAL FINANCIAL, INC. Meeting Date: MAY 08, 2018 Record Date: MAR 09, 2018 Meeting Type: ANNUAL | ||||
Ticker: PRU Security ID: 744320102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
1.2 | Elect Director Gilbert F. Casellas | Management | For | For |
1.3 | Elect Director Mark B. Grier | Management | For | For |
1.4 | Elect Director Martina Hund-Mejean | Management | For | For |
1.5 | Elect Director Karl J. Krapek | Management | For | For |
1.6 | Elect Director Peter R. Lighte | Management | For | For |
1.7 | Elect Director George Paz | Management | For | For |
1.8 | Elect Director Sandra Pianalto | Management | For | For |
1.9 | Elect Director Christine A. Poon | Management | For | For |
1.10 | Elect Director Douglas A. Scovanner | Management | For | For |
1.11 | Elect Director John R. Strangfeld | Management | For | For |
1.12 | Elect Director Michael A. Todman | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
QUALCOMM INCORPORATED Meeting Date: MAR 23, 2018 Record Date: JAN 08, 2018 Meeting Type: PROXY CONTEST | ||||
Ticker: QCOM Security ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Proxy Card) | ||||
1.1 | Elect Director Barbara T. Alexander | Management | For | Did Not Vote |
1.2 | Elect Director Jeffrey W. Henderson | Management | For | Did Not Vote |
1.3 | Elect Director Thomas W. Horton | Management | For | Did Not Vote |
1.4 | Elect Director Paul E. Jacobs | Management | For | Did Not Vote |
1.5 | Elect Director Ann M. Livermore | Management | For | Did Not Vote |
1.6 | Elect Director Harish Manwani | Management | For | Did Not Vote |
1.7 | Elect Director Mark D. McLaughlin | Management | For | Did Not Vote |
1.8 | Elect Director Steve Mollenkopf | Management | For | Did Not Vote |
1.9 | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | Did Not Vote |
1.10 | Elect Director Francisco Ros | Management | For | Did Not Vote |
1.11 | Elect Director Anthony J. Vinciquerra | Management | For | Did Not Vote |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Did Not Vote |
5 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | Did Not Vote |
6 | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | Management | For | Did Not Vote |
7 | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | Management | For | Did Not Vote |
8 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016 | Shareholder | Against | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Proxy Card) | ||||
1.1 | Elect Director Samih Elhage | Shareholder | For | For |
1.2 | Elect Director David G. Golden | Shareholder | For | Withhold |
1.3 | Elect Director Veronica M. Hagen | Shareholder | For | Withhold |
1.4 | Elect Director Julie A. Hill | Shareholder | For | For |
1.5 | Elect Director John H. Kispert | Shareholder | For | For |
1.6 | Elect Director Harry L. You | Shareholder | For | For |
2 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016 | Shareholder | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | None | For |
6 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | For |
7 | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | Management | For | For |
8 | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | Management | For | For |
RAYMOND JAMES FINANCIAL, INC. Meeting Date: FEB 22, 2018 Record Date: DEC 18, 2017 Meeting Type: ANNUAL | ||||
Ticker: RJF Security ID: 754730109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles G. von Arentschildt | Management | For | For |
1.2 | Elect Director Shelley G. Broader | Management | For | For |
1.3 | Elect Director Jeffrey N. Edwards | Management | For | For |
1.4 | Elect Director Benjamin C. Esty | Management | For | For |
1.5 | Elect Director Francis S. Godbold | Management | For | For |
1.6 | Elect Director Thomas A. James | Management | For | For |
1.7 | Elect Director Gordon L. Johnson | Management | For | For |
1.8 | Elect Director Roderick C. McGeary | Management | For | For |
1.9 | Elect Director Paul C. Reilly | Management | For | For |
1.10 | Elect Director Robert P. Saltzman | Management | For | For |
1.11 | Elect Director Susan N. Story | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
SIX FLAGS ENTERTAINMENT CORPORATION Meeting Date: MAY 02, 2018 Record Date: MAR 07, 2018 Meeting Type: ANNUAL | ||||
Ticker: SIX Security ID: 83001A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kurt M. Cellar | Management | For | For |
1.2 | Elect Director Nancy A. Krejsa | Management | For | For |
1.3 | Elect Director Jon L. Luther | Management | For | For |
1.4 | Elect Director Usman Nabi | Management | For | For |
1.5 | Elect Director Stephen D. Owens | Management | For | For |
1.6 | Elect Director James Reid-Anderson | Management | For | For |
1.7 | Elect Director Richard W. Roedel | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
STARWOOD PROPERTY TRUST, INC. Meeting Date: MAY 02, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL | ||||
Ticker: STWD Security ID: 85571B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Bronson | Management | For | For |
1.2 | Elect Director Jeffrey G. Dishner | Management | For | For |
1.3 | Elect Director Camille J. Douglas | Management | For | For |
1.4 | Elect Director Solomon J. Kumin | Management | For | For |
1.5 | Elect Director Barry S. Sternlicht | Management | For | For |
1.6 | Elect Director Strauss Zelnick | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
TARGA RESOURCES CORP. Meeting Date: MAY 24, 2018 Record Date: APR 02, 2018 Meeting Type: ANNUAL | ||||
Ticker: TRGP Security ID: 87612G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert B. Evans | Management | For | For |
1.2 | Elect Director Joe Bob Perkins | Management | For | For |
1.3 | Elect Director Ershel C. Redd, Jr. | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE WILLIAMS COMPANIES, INC. Meeting Date: MAY 10, 2018 Record Date: MAR 20, 2018 Meeting Type: ANNUAL | ||||
Ticker: WMB Security ID: 969457100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan S. Armstrong | Management | For | For |
1.2 | Elect Director Stephen W. Bergstrom | Management | For | For |
1.3 | Elect Director Stephen I. Chazen | Management | For | For |
1.4 | Elect Director Charles I. Cogut | Management | For | For |
1.5 | Elect Director Kathleen B. Cooper | Management | For | For |
1.6 | Elect Director Michael A. Creel | Management | For | For |
1.7 | Elect Director Peter A. Ragauss | Management | For | For |
1.8 | Elect Director Scott D. Sheffield | Management | For | For |
1.9 | Elect Director Murray D. Smith | Management | For | For |
1.10 | Elect Director William H. Spence | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNILEVER NV Meeting Date: MAY 03, 2018 Record Date: APR 05, 2018 Meeting Type: ANNUAL | ||||
Ticker: UNA Security ID: 904784709 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Discussion of the Annual Report and Accounts for the 2017 Financial Year | Management | None | None |
2 | Approve Financial Statements and Allocation of Income | Management | For | For |
3 | Approve Discharge of Executive Board Members | Management | For | For |
4 | Approve Discharge of Non-Executive Board Members | Management | For | For |
5 | Approve Remuneration Policy for Management Board Members | Management | For | Against |
6 | Reelect N S Andersen as Non-Executive Director | Management | For | For |
7 | Reelect L M Cha as Non-Executive Director | Management | For | For |
8 | Reelect V Colao as Non-Executive Director | Management | For | For |
9 | Reelect M Dekkers as Non-Executive Director | Management | For | For |
10 | Reelect J Hartmann as Non-Executive Director | Management | For | For |
11 | Reelect M Ma as Non-Executive Director | Management | For | For |
12 | Reelect S Masiyiwa as Non-Executive Director | Management | For | For |
13 | Reelect Y Moon as Non-Executive Director | Management | For | For |
14 | Reelect G Pitkethly as Executive Director | Management | For | For |
15 | Reelect P G J M Polman as Executive Director | Management | For | For |
16 | Reelect J Rishton as Non-Executive Director | Management | For | For |
17 | Reelect F Sijbesma as Non-Executive Director | Management | For | For |
18 | Elect A Jung as Non-Executive Director | Management | For | For |
19 | Ratify KPMG as Auditors | Management | For | For |
20 | Authorize Repurchase of Up to 6 Percent of Cumulative Preference Shares and Up to 7 Percent of Cumulative Preference Shares and Depositary Receipts | Management | For | For |
21 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
22 | Approve Reduction in Share Capital through Cancellation of Preference Shares and Depositary Receipts Thereof | Management | For | For |
23 | Approve Reduction in Share Capital through Cancellation of Ordinary Shares and Depositary Receipts Thereof | Management | For | For |
24 | Grant Board Authority to Issue Shares | Management | For | For |
25 | Authorize Board to Exclude Preemptive Rights from Share Issuances for General Corporate Purposes | Management | For | For |
26 | Authorize Board to Exclude Preemptive Rights from Share Issuances for Acquisition Purposes | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED Meeting Date: JUN 04, 2018 Record Date: APR 10, 2018 Meeting Type: ANNUAL | ||||
Ticker: UNH Security ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Richard T. Burke | Management | For | For |
1c | Elect Director Timothy P. Flynn | Management | For | For |
1d | Elect Director Stephen J. Hemsley | Management | For | For |
1e | Elect Director Michele J. Hooper | Management | For | For |
1f | Elect Director F. William McNabb, III | Management | For | For |
1g | Elect Director Valerie C. Montgomery Rice | Management | For | For |
1h | Elect Director Glenn M. Renwick | Management | For | For |
1i | Elect Director Kenneth I. Shine | Management | For | For |
1j | Elect Director David S. Wichmann | Management | For | For |
1k | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
WALMART, INC. Meeting Date: MAY 30, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL | ||||
Ticker: WMT Security ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen J. Easterbrook | Management | For | For |
1b | Elect Director Timothy P. Flynn | Management | For | For |
1c | Elect Director Sarah J. Friar | Management | For | For |
1d | Elect Director Carla A. Harris | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Marissa A. Mayer | Management | For | For |
1g | Elect Director C. Douglas McMillon | Management | For | For |
1h | Elect Director Gregory B. Penner | Management | For | For |
1i | Elect Director Steven S Reinemund | Management | For | For |
1j | Elect Director S. Robson Walton | Management | For | For |
1k | Elect Director Steuart L. Walton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Report on Race or Ethnicity Pay Gap | Shareholder | Against | Against |
WESTROCK COMPANY Meeting Date: FEB 02, 2018 Record Date: DEC 06, 2017 Meeting Type: ANNUAL | ||||
Ticker: WRK Security ID: 96145D105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Timothy J. Bernlohr | Management | For | For |
1b | Elect Director J. Powell Brown | Management | For | For |
1c | Elect Director Michael E. Campbell | Management | For | For |
1d | Elect Director Terrell K. Crews | Management | For | For |
1e | Elect Director Russell M. Currey | Management | For | For |
1f | Elect Director John A. Luke, Jr. | Management | For | For |
1g | Elect Director Gracia C. Martore | Management | For | For |
1h | Elect Director James E. Nevels | Management | For | For |
1i | Elect Director Timothy H. Powers | Management | For | For |
1j | Elect Director Steven C. Voorhees | Management | For | For |
1k | Elect Director Bettina M. Whyte | Management | For | For |
1l | Elect Director Alan D. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY Meeting Date: MAY 23, 2018 Record Date: MAR 27, 2018 Meeting Type: ANNUAL | ||||
Ticker: WLTW Security ID: G96629103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anna C. Catalano | Management | For | For |
1b | Elect Director Victor F. Ganzi | Management | For | For |
1c | Elect Director John J. Haley | Management | For | For |
1d | Elect Director Wendy E. Lane | Management | For | For |
1e | Elect Director James F. McCann | Management | For | For |
1f | Elect Director Brendan R. O'Neill | Management | For | For |
1g | Elect Director Jaymin B. Patel | Management | For | For |
1h | Elect Director Linda D. Rabbitt | Management | For | For |
1i | Elect Director Paul Thomas | Management | For | For |
1j | Elect Director Wilhelm Zeller | Management | For | For |
2 | Ratify the Appointment of Deloitte & Touche LLP as Auditors and Deloitte LLP to audit the Irish Statutory Accounts, and Authorize the Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights | Management | For | For |
XILINX, INC. Meeting Date: AUG 09, 2017 Record Date: JUN 12, 2017 Meeting Type: ANNUAL | ||||
Ticker: XLNX Security ID: 983919101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis Segers | Management | For | For |
1.2 | Elect Director Moshe N. Gavrielov | Management | For | For |
1.3 | Elect Director Saar Gillai | Management | For | For |
1.4 | Elect Director Ronald S. Jankov | Management | For | For |
1.5 | Elect Director Thomas H. Lee | Management | For | For |
1.6 | Elect Director J. Michael Patterson | Management | For | For |
1.7 | Elect Director Albert A. Pimentel | Management | For | For |
1.8 | Elect Director Marshall C. Turner | Management | For | For |
1.9 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
Nuveen NWQ Flexible Income Fund
AMERICAN INTERNATIONAL GROUP, INC. Meeting Date: MAY 09, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | ||||
Ticker: AIG Security ID: 026874784 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director W. Don Cornwell | Management | For | For |
1b | Elect Director Brian Duperreault | Management | For | For |
1c | Elect Director John H. Fitzpatrick | Management | For | For |
1d | Elect Director William G. Jurgensen | Management | For | For |
1e | Elect Director Christopher S. Lynch | Management | For | For |
1f | Elect Director Henry S. Miller | Management | For | For |
1g | Elect Director Linda A. Mills | Management | For | For |
1h | Elect Director Suzanne Nora Johnson | Management | For | For |
1i | Elect Director Ronald A. Rittenmeyer | Management | For | For |
1j | Elect Director Douglas M. Steenland | Management | For | For |
1k | Elect Director Theresa M. Stone | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
APARTMENT INVESTMENT AND MANAGEMENT COMPANY Meeting Date: MAY 01, 2018 Record Date: FEB 20, 2018 Meeting Type: ANNUAL | ||||
Ticker: AIV Security ID: 03748R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terry Considine | Management | For | For |
1.2 | Elect Director Thomas L. Keltner | Management | For | For |
1.3 | Elect Director J. Landis Martin | Management | For | For |
1.4 | Elect Director Robert A. Miller | Management | For | For |
1.5 | Elect Director Kathleen M. Nelson | Management | For | For |
1.6 | Elect Director Ann Sperling | Management | For | For |
1.7 | Elect Director Michael A. Stein | Management | For | For |
1.8 | Elect Director Nina A. Tran | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Stock Ownership Limitations | Management | For | For |
ARES CAPITAL CORPORATION Meeting Date: MAY 14, 2018 Record Date: MAR 16, 2018 Meeting Type: SPECIAL | ||||
Ticker: ARCC Security ID: 04010L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For |
ARES CAPITAL CORPORATION Meeting Date: MAY 14, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: ARCC Security ID: 04010L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steve Bartlett | Management | For | Against |
1b | Elect Director Robert L. Rosen | Management | For | Against |
1c | Elect Director Bennett Rosenthal | Management | For | Against |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
ASTRAZENECA PLC Meeting Date: MAY 18, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL | ||||
Ticker: AZN Security ID: 046353108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5a | Re-elect Leif Johansson as Director | Management | For | For |
5b | Re-elect Pascal Soriot as Director | Management | For | For |
5c | Re-elect Marc Dunoyer as Director | Management | For | For |
5d | Re-elect Genevieve Berger as Director | Management | For | For |
5e | Re-elect Philip Broadley as Director | Management | For | For |
5f | Re-elect Graham Chipchase as Director | Management | For | For |
5g | Elect Deborah DiSanzo as Director | Management | For | For |
5h | Re-elect Rudy Markham as Director | Management | For | For |
5i | Elect Sheri McCoy as Director | Management | For | For |
5j | Elect Nazneen Rahman as Director | Management | For | For |
5k | Re-elect Shriti Vadera as Director | Management | For | For |
5l | Re-elect Marcus Wallenberg as Director | Management | For | For |
6 | Approve Remuneration Report | Management | For | Against |
7 | Approve EU Political Donations and Expenditure | Management | For | For |
8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
12 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
13 | Adopt New Articles of Association | Management | For | For |
CIT GROUP INC. Meeting Date: MAY 08, 2018 Record Date: MAR 15, 2018 Meeting Type: ANNUAL | ||||
Ticker: CIT Security ID: 125581801 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ellen R. Alemany | Management | For | For |
1b | Elect Director Michael L. Brosnan | Management | For | For |
1c | Elect Director Michael A. Carpenter | Management | For | For |
1d | Elect Director Dorene C. Dominguez | Management | For | For |
1e | Elect Director Alan Frank | Management | For | For |
1f | Elect Director William M. Freeman | Management | For | For |
1g | Elect Director R. Brad Oates | Management | For | For |
1h | Elect Director Gerald Rosenfeld | Management | For | For |
1i | Elect Director John R. Ryan | Management | For | For |
1j | Elect Director Sheila A. Stamps | Management | For | For |
1k | Elect Director Khanh T. Tran | Management | For | For |
1l | Elect Director Laura S. Unger | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CNA FINANCIAL CORPORATION Meeting Date: APR 25, 2018 Record Date: MAR 02, 2018 Meeting Type: ANNUAL | ||||
Ticker: CNA Security ID: 126117100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Bless | Management | For | For |
1.2 | Elect Director Jose O. Montemayor | Management | For | For |
1.3 | Elect Director Don M. Randel | Management | For | For |
1.4 | Elect Director Andre Rice | Management | For | For |
1.5 | Elect Director Dino E. Robusto | Management | For | Withhold |
1.6 | Elect Director Joseph Rosenberg | Management | For | Withhold |
1.7 | Elect Director Andrew H. Tisch | Management | For | Withhold |
1.8 | Elect Director Benjamin J. Tisch | Management | For | Withhold |
1.9 | Elect Director James S. Tisch | Management | For | Withhold |
1.10 | Elect Director Marvin Zonis | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
DELTA AIR LINES, INC. Meeting Date: JUN 29, 2018 Record Date: MAY 02, 2018 Meeting Type: ANNUAL | ||||
Ticker: DAL Security ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Edward H. Bastian | Management | For | For |
1b | Elect Director Francis S. Blake | Management | For | For |
1c | Elect Director Daniel A. Carp | Management | For | For |
1d | Elect Director Ashton B. Carter | Management | For | For |
1e | Elect Director David G. DeWalt | Management | For | For |
1f | Elect Director William H. Easter, III | Management | For | For |
1g | Elect Director Michael P. Huerta | Management | For | For |
1h | Elect Director Jeanne P. Jackson | Management | For | For |
1i | Elect Director George N. Mattson | Management | For | For |
1j | Elect Director Douglas R. Ralph | Management | For | For |
1k | Elect Director Sergio A. L. Rial | Management | For | For |
1l | Elect Director Kathy N. Waller | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
DOWDUPONT INC. Meeting Date: APR 25, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: DWDP Security ID: 26078J100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lamberto Andreotti | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Edward D. Breen | Management | For | For |
1d | Elect Director Robert A. Brown | Management | For | For |
1e | Elect Director Alexander M. Cutler | Management | For | For |
1f | Elect Director Jeff M. Fettig | Management | For | For |
1g | Elect Director Marillyn A. Hewson | Management | For | For |
1h | Elect Director Lois D. Juliber | Management | For | For |
1i | Elect Director Andrew N. Liveris | Management | For | For |
1j | Elect Director Raymond J. Milchovich | Management | For | For |
1k | Elect Director Paul Polman | Management | For | For |
1l | Elect Director Dennis H. Reilley | Management | For | For |
1m | Elect Director James M. Ringler | Management | For | For |
1n | Elect Director Ruth G. Shaw | Management | For | For |
1o | Elect Director Lee M. Thomas | Management | For | For |
1p | Elect Director Patrick J. Ward | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
6 | Report on Pay Disparity | Shareholder | Against | Against |
7 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Report on Impact of the Bhopal Chemical Explosion | Shareholder | Against | Against |
9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
FIRSTENERGY CORP. Meeting Date: MAY 15, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: FE Security ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Michael J. Anderson | Management | For | For |
1.3 | Elect Director Steven J. Demetriou | Management | For | For |
1.4 | Elect Director Julia L. Johnson | Management | For | For |
1.5 | Elect Director Charles E. Jones | Management | For | For |
1.6 | Elect Director Donald T. Misheff | Management | For | For |
1.7 | Elect Director Thomas N. Mitchell | Management | For | For |
1.8 | Elect Director James F. O'Neil, III | Management | For | For |
1.9 | Elect Director Christopher D. Pappas | Management | For | For |
1.10 | Elect Director Sandra Pianalto | Management | For | For |
1.11 | Elect Director Luis A. Reyes | Management | For | For |
1.12 | Elect Director Jerry Sue Thornton | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
6 | Provide Proxy Access Right | Management | For | For |
7 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
GILEAD SCIENCES, INC. Meeting Date: MAY 09, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: GILD Security ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John F. Cogan | Management | For | For |
1b | Elect Director Jacqueline K. Barton | Management | For | For |
1c | Elect Director Kelly A. Kramer | Management | For | For |
1d | Elect Director Kevin E. Lofton | Management | For | For |
1e | Elect Director John C. Martin | Management | For | For |
1f | Elect Director John F. Milligan | Management | For | For |
1g | Elect Director Richard J. Whitley | Management | For | For |
1h | Elect Director Gayle E. Wilson | Management | For | For |
1i | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
GLAXOSMITHKLINE PLC Meeting Date: MAY 03, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL | ||||
Ticker: GSK Security ID: 37733W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Withhold |
3 | Elect Dr Hal Barron as Director | Management | For | For |
4 | Elect Dr Laurie Glimcher as Director | Management | For | For |
5 | Re-elect Philip Hampton as Director | Management | For | For |
6 | Re-elect Emma Walmsley as Director | Management | For | For |
7 | Re-elect Vindi Banga as Director | Management | For | For |
8 | Re-elect Dr Vivienne Cox as Director | Management | For | For |
9 | Re-elect Simon Dingemans as Director | Management | For | For |
10 | Re-elect Lynn Elsenhans as Director | Management | For | For |
11 | Re-elect Dr Jesse Goodman as Director | Management | For | For |
12 | Re-elect Judy Lewent as Director | Management | For | For |
13 | Re-elect Urs Rohner as Director | Management | For | For |
14 | Appoint Deloitte LLP as Auditors | Management | For | For |
15 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
23 | Adopt New Articles of Association | Management | For | For |
GLAXOSMITHKLINE PLC Meeting Date: MAY 03, 2018 Record Date: APR 09, 2018 Meeting Type: SPECIAL | ||||
Ticker: GSK Security ID: 37733W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Buyout of Novartis' Interest in GlaxoSmithKline Consumer Healthcare Holdings Limited for the Purposes of Chapter 11 of the Listing Rules of the Financial Conduct Authority | Management | For | For |
GREAT PLAINS ENERGY INCORPORATED Meeting Date: NOV 21, 2017 Record Date: OCT 06, 2017 Meeting Type: SPECIAL | ||||
Ticker: GXP Security ID: 391164100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
IMPERIAL BRANDS PLC Meeting Date: FEB 07, 2018 Record Date: DEC 26, 2017 Meeting Type: ANNUAL | ||||
Ticker: IMB Security ID: 45262P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Re-elect Alison Cooper as Director | Management | For | For |
6 | Re-elect Therese Esperdy as Director | Management | For | For |
7 | Re-elect David Haines as Director | Management | For | For |
8 | Elect Simon Langelier as Director | Management | For | For |
9 | Re-elect Matthew Phillips as Director | Management | For | For |
10 | Re-elect Steven Stanbrook as Director | Management | For | For |
11 | Re-elect Oliver Tant as Director | Management | For | For |
12 | Re-elect Mark Williamson as Director | Management | For | For |
13 | Re-elect Karen Witts as Director | Management | For | For |
14 | Re-elect Malcolm Wyman as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise the Audit Commitee to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
KONINKLIJKE PHILIPS NV Meeting Date: OCT 20, 2017 Record Date: SEP 22, 2017 Meeting Type: SPECIAL | ||||
Ticker: PHIA Security ID: 500472303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect M.J. van Ginneken to Management Board | Management | For | For |
2 | Amend Article 10 Re: Setting the Required Minimum Number of Members of the Board of Management | Management | For | For |
LIFE STORAGE, INC. Meeting Date: MAY 31, 2018 Record Date: APR 17, 2018 Meeting Type: ANNUAL | ||||
Ticker: LSI Security ID: 53223X107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Rogers | Management | For | For |
1.2 | Elect Director Charles E. Lannon | Management | For | For |
1.3 | Elect Director Stephen R. Rusmisel | Management | For | For |
1.4 | Elect Director Arthur L. Havener, Jr. | Management | For | For |
1.5 | Elect Director Mark G. Barberio | Management | For | For |
1.6 | Elect Director Carol Hansell | Management | For | For |
1.7 | Elect Director Dana Hamilton | Management | For | For |
1.8 | Elect Director Edward J. Pettinella | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MGM GROWTH PROPERTIES LLC Meeting Date: MAY 02, 2018 Record Date: MAR 08, 2018 Meeting Type: ANNUAL | ||||
Ticker: MGP Security ID: 55303A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James J. Murren | Management | For | Against |
1b | Elect Director Michael Rietbrock | Management | For | Against |
1c | Elect Director Thomas Roberts | Management | For | Against |
1d | Elect Director Daniel J. Taylor | Management | For | Against |
1e | Elect Director Elisa Gois | Management | For | Against |
1f | Elect Director William J. Hornbuckle | Management | For | Against |
1g | Elect Director John M. McManus | Management | For | Against |
1h | Elect Director Robert Smith | Management | For | Against |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ORACLE CORPORATION Meeting Date: NOV 15, 2017 Record Date: SEP 18, 2017 Meeting Type: ANNUAL | ||||
Ticker: ORCL Security ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director Michael J. Boskin | Management | For | Withhold |
1.3 | Elect Director Safra A. Catz | Management | For | For |
1.4 | Elect Director Bruce R. Chizen | Management | For | Withhold |
1.5 | Elect Director George H. Conrades | Management | For | For |
1.6 | Elect Director Lawrence J. Ellison | Management | For | For |
1.7 | Elect Director Hector Garcia-Molina | Management | For | For |
1.8 | Elect Director Jeffrey O. Henley | Management | For | For |
1.9 | Elect Director Mark V. Hurd | Management | For | For |
1.10 | Elect Director Renee J. James | Management | For | For |
1.11 | Elect Director Leon E. Panetta | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
6 | Political Contributions Disclosure | Shareholder | Against | For |
7 | Gender Pay Gap | Shareholder | Against | For |
8 | Amend Proxy Access Right | Shareholder | Against | For |
SIEMENS AG Meeting Date: JAN 31, 2018 Record Date: JAN 10, 2018 Meeting Type: ANNUAL | ||||
Ticker: SIE Security ID: 826197501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2016/2017 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 3.70 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2016/2017 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2016/2017 | Management | For | For |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2017/2018 | Management | For | For |
6a | Elect Werner Brandt to the Supervisory Board | Management | For | For |
6b | Elect Michael Diekmann to the Supervisory Board | Management | For | For |
6c | Elect Benoit Potier to the Supervisory Board | Management | For | For |
6d | Elect Norbert Reithofer to the Supervisory Board | Management | For | For |
6e | Elect Nemat Talaat to the Supervisory Board | Management | For | For |
6f | Elect Nathalie von Siemens to the Supervisory Board | Management | For | For |
6g | Elect Matthias Zachert to the Supervisory Board | Management | For | For |
7 | Amend Corporate Purpose | Management | For | For |
8 | Amend Articles Re: Notice of General Meeting | Management | For | For |
9 | Approve Affiliation Agreements with Subsidiary Flender GmbH | Management | For | For |
10a | Approve Affiliation Agreements with Subsidiary Kyros 53 GmbH | Management | For | For |
10b | Approve Affiliation Agreements with Subsidiary Kyros 54 GmbH | Management | For | For |
11 | Additional Proposals presented at the Meeting | Shareholder | Against | Against |
12 | Additional Proposals presented at the Meeting | Shareholder | Against | Against |
13 | Additional Proposals presented at the Meeting | Shareholder | Against | Against |
A | Counter Motion A | Shareholder | Against | Against |
B | Counter Motion B | Shareholder | Against | Against |
C | Counter Motion C | Shareholder | Against | Against |
D | Counter Motion D | Shareholder | Against | Against |
E | Counter Motion E | Shareholder | Against | Against |
F | Counter Motion F | Shareholder | Against | Against |
G | Counter Motion | Shareholder | Against | Against |
H | Counter Motion | Shareholder | Against | Against |
I | Counter Motion | Shareholder | Against | Against |
SYNCHRONY FINANCIAL Meeting Date: MAY 17, 2018 Record Date: MAR 22, 2018 Meeting Type: ANNUAL | ||||
Ticker: SYF Security ID: 87165B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Margaret M. Keane | Management | For | For |
1b | Elect Director Paget L. Alves | Management | For | For |
1c | Elect Director Arthur W. Coviello, Jr. | Management | For | For |
1d | Elect Director William W. Graylin | Management | For | For |
1e | Elect Director Roy A. Guthrie | Management | For | For |
1f | Elect Director Richard C. Hartnack | Management | For | For |
1g | Elect Director Jeffrey G. Naylor | Management | For | For |
1h | Elect Director Laurel J. Richie | Management | For | For |
1i | Elect Director Olympia J. Snowe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
THE BANK OF N.T. BUTTERFIELD & SON LIMITED Meeting Date: APR 19, 2018 Record Date: MAR 02, 2018 Meeting Type: ANNUAL | ||||
Ticker: NTB Security ID: G0772R208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Fix Number of Directors at Twelve | Management | For | For |
4.1 | Elect Director Michael Collins | Management | For | For |
4.2 | Elect Director Alastair Barbour | Management | For | For |
4.3 | Elect Director James F. Burr | Management | For | For |
4.4 | Elect Director Michael Covell | Management | For | For |
4.5 | Elect Director Caroline Foulger | Management | For | For |
4.6 | Elect Director Conor O'Dea | Management | For | For |
4.7 | Elect Director Meroe Park | Management | For | For |
4.8 | Elect Director Pamela Thomas-Graham | Management | For | For |
4.9 | Elect Director John Wright | Management | For | For |
4.10 | Elect Director David Zwiener | Management | For | For |
5 | Authorize Board to Fill Vacancies | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
VEOLIA ENVIRONNEMENT Meeting Date: APR 19, 2018 Record Date: MAR 14, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: VIE Security ID: 92334N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Non-Deductible Expenses | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 0.84 per Share | Management | For | For |
5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
6 | Approve Health Insurance Package and Additional Pension Scheme Agreement with Antoine Frerot, Chairman and CEO | Management | For | For |
7 | Approve Severance Agreement with Antoine Frerot, Chairman and CEO | Management | For | Against |
8 | Reelect Antoine Frerot as Director | Management | For | Against |
9 | Approve Compensation of Antoine Frerot, Chairman and CEO | Management | For | For |
10 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
11 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.2 Million | Management | For | For |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 845 Million | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 281 Million | Management | For | For |
15 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 281 Million | Management | For | For |
16 | Authorize Capital Increase of up to EUR 281 Million for Contributions in Kind | Management | For | For |
17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
18 | Authorize Capitalization of Reserves of Up to EUR 400 Million for Bonus Issue or Increase in Par Value | Management | For | For |
19 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Employees | Management | For | For |
21 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
22 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
23 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
Nuveen Preferred Securities and Income Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
END NPX REPORT
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Investment Trust V
By | /s/ Greg A. Bottjer | |
Greg A. Bottjer – Chief Administrative Officer | ||
Date |
August 20, 2018