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SC 13G/A Filing
ESSA Bancorp (ESSA) SC 13G/AESSA Bancorp, Inc.
Filed: 31 Jan 19, 3:05pm
[X] | Rule 13d-1(b) |
[ ] | Rule 13d-1(c) |
[ ] | Rule 13d-1(d) |
CUSIP NO. 29667D104 | 13G | Page 2 of 5 Pages |
1 | Names of Reporting Persons ESSA Bank & Trust Employee Stock Ownership Plan Trust | ||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [X] | ||
3 | SEC Use Only | ||
4 | Citizenship or Place of Organization Pennsylvania | ||
Number of Shares Beneficially Owned by Each Reporting Person With: | 5 | Sole Voting Power 815,082 | |
6 | Shared Voting Power 390,738 | ||
7 | Sole Dispositive Power 1,205,820 | ||
8 | Shared Dispositive Power 0 | ||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person 1,205,820 | ||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] | ||
11 | Percent of Class Represented by Amount in Row 9 10.2% of 11,819,914 shares of Common Stock outstanding as of December 31, 2018. | ||
12 | Type of Reporting Person (See Instructions) EP |
CUSIP NO. 29667D104 | 13G | Page 3 of 5 Pages |
(a) | Name of Issuer |
(b) | Address of Issuer's Principal Executive Offices |
(a) | Name of Person Filing |
(b) | Address of Principal Business Office |
(c) | Citizenship or Place of Organization |
(d) | Title of Class of Securities |
(e) | CUSIP Number |
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b, or (c), check whether the person filing is a: |
CUSIP NO. 29667D104 | 13G | Page 4 of 5 Pages |
Item 4. | Ownership |
(a) | Amount beneficially owned: See Page 2, Item 9. |
(b) | Percent of class: See Page 2, Item 11. |
(c) | Number of shares as to which the person has: |
(i) | Sole power to vote or to direct the vote: See Page 2, Item 5. |
(ii) | Shared power to vote or to direct the vote: See Page 2, Item 6. |
(iii) | Sole power to dispose or to direct the disposition of: See Page 2, Item 7. |
(iv) | Shared power to dispose or to direct the disposition of: See Page 2, Item 8. |
Item 5. | Ownership of Five Percent or Less of a Class |
Item 6. | Ownership of More Than Five Percent on Behalf of Another Person |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person |
Item 8. | Identification and Classification of Members of the Group |
Item 9. | Notice of Dissolution of Group |
Item 10. | Certification |
CUSIP NO. 29667D104 | 13G | Page 5 of 5 Pages |
ESSA BANK & TRUST EMPLOYEE STOCK OWNERSHIP PLAN TRUST | |
Date: January 28, 2019 | By: First Bankers Trust Services, Inc., Trustee |
/s/ Linda Shultz | |
Name: Linda Shultz | |
Title: Trust Officer |