UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
Date of Report (Date of earliest event reported): March 13, 2018
COPSYNC, INC.
(Exact name of registrant specified in charter)
Delaware (State of Incorporation) | 001-37613 (Commission File Number) | 98-0513637 (IRS Employer Identification No.) |
400 Poydras Street, Suite 2100, New Orleans, LA 70130
(Address of principal executive offices) (Zip Code)
(972) 865-6192
(Registrant’s telephone number, including area code)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230. 405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 8.01 | Other Events. |
As previously reported on Form 8-K filed on July 20, 2017, the Company had been notified by the Staff of the Division of Enforcement of the Securities and Exchange Commission that it is undertaking a review of certain issues relating to the Company.
On March 13, 2018, the Company received a notice letter dated March 8, 2018, from the Fort Worth Regional Office of the Commission stating:
“We have concluded the investigation as to COPsync, Inc. Based on the information we have as of this date, we do not intend to recommend an enforcement action by the Commission against COPsync, Inc.”
The letter further states that the notice is provided under the guidelines set out in the final paragraph of Securities Act Release No. 5310, which states in part that the notice “must in no way be construed as indicating that the party has been exonerated or that no action may ultimately result from the staff’s investigation.”
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: March 19, 2018 | COPsync, Inc. By: /s/ Clint Mock Name: Clint Mock Title: Chief Financial Officer |