The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abengoa Yield plc | ORD SHS | G00349103 | 2,072 | 116,579 | SH | DFND | 1 | 115,913 | 0 | 666 | |
Adecoagro SA | COM | L00849106 | 9,047 | 783,318 | SH | DFND | 1 | 783,318 | 0 | 0 | |
Advance Auto Parts Inc | COM | 00751Y106 | 8,047 | 50,192 | SH | DFND | 1 | 48,276 | 0 | 1,916 | |
AES Corp/VA | COM | 00130H105 | 21,730 | 1,841,528 | SH | DFND | 1 | 1,839,302 | 0 | 2,226 | |
Aetna Inc | COM | 00817Y108 | 21,828 | 194,292 | SH | DFND | 1 | 189,018 | 0 | 5,274 | |
Agilent Technologies Inc | COM | 00846U101 | 6,415 | 161,000 | SH | DFND | 1 | 161,000 | 0 | 0 | |
Agrium Inc | COM | 008916108 | 52,319 | 592,582 | SH | DFND | 1,2 | 584,675 | 0 | 7,907 | |
AGRIUM INC JUL16 90 CALL | COM | 008916108 | 87 | 25,000 | SH | Call | DFND | 1 | 25,000 | 0 | 0 |
Allied World Assurance Co Holdings AG | SHS | H01531104 | 6,390 | 182,912 | SH | DFND | 1 | 177,159 | 0 | 5,753 | |
Allscripts Healthcare Solutions Inc | COM | 01988P108 | 6,590 | 498,877 | SH | DFND | 1 | 483,085 | 0 | 15,792 | |
Allstate Corp/The | COM | 020002101 | 203 | 3,022 | SH | DFND | 1 | 2,698 | 0 | 324 | |
Ally Financial Inc | COM | 02005N100 | 18,852 | 1,007,069 | SH | DFND | 1 | 983,867 | 0 | 23,202 | |
Alphabet Inc | CAP STK CL C | 02079K107 | 8,960 | 12,028 | SH | DFND | 1 | 11,496 | 0 | 532 | |
Alphabet Inc | CAP STK CL A | 02079K305 | 203 | 267 | SH | DFND | 1 | 247 | 0 | 20 | |
American International Group Inc | COM NEW | 026874784 | 26,677 | 493,579 | SH | DFND | 1 | 482,709 | 0 | 10,870 | |
Amgen Inc | COM | 031162100 | 218 | 1,457 | SH | DFND | 1 | 1,395 | 0 | 62 | |
Andersons Inc/The | COM | 034164103 | 12,852 | 409,194 | SH | DFND | 1 | 409,194 | 0 | 0 | |
Aon PLC | SHS CL A | G0408V102 | 4,803 | 45,988 | SH | DFND | 1 | 43,959 | 0 | 2,029 | |
Apache Corp | COM | 037411105 | 15,618 | 319,995 | SH | DFND | 1 | 312,704 | 0 | 7,291 | |
Apple Inc | COM | 037833100 | 19,044 | 174,736 | SH | DFND | 1 | 170,680 | 0 | 4,056 | |
ARCHER DANIELS MIDLAND CO JUNE16 36 CAL | COM | 039483102 | 112 | 62,000 | SH | Call | DFND | 1 | 62,000 | 0 | 0 |
Archer-Daniels-Midland Co | COM | 039483102 | 21,067 | 580,211 | SH | DFND | 1 | 569,321 | 0 | 10,890 | |
Arctic Cat Inc | COM | 039670104 | 1,467 | 87,364 | SH | DFND | 1 | 87,037 | 0 | 327 | |
Axis Capital Holdings Ltd | SHS | G0692U109 | 70,964 | 1,279,553 | SH | DFND | 1,2 | 1,272,540 | 0 | 7,013 | |
Banco Bradesco SA | SP ADR PFD NEW | 059460303 | 105 | 14,154 | SH | DFND | 1 | 12,789 | 0 | 1,365 | |
Baxalta Inc | COM | 07177M103 | 6,666 | 165,000 | SH | DFND | 1 | 165,000 | 0 | 0 | |
Best Buy Co Inc | COM | 086516101 | 9,870 | 304,257 | SH | DFND | 1 | 303,920 | 0 | 337 | |
BHP Billiton Ltd | SPONSORED ADR | 088606108 | 1,993 | 76,971 | SH | DFND | 1 | 76,971 | 0 | 0 | |
Boeing Co/The | COM | 097023105 | 224 | 1,771 | SH | DFND | 1 | 1,620 | 0 | 151 | |
BP PLC | SPONSORED ADR | 055622104 | 6,933 | 229,722 | SH | DFND | 1 | 217,371 | 0 | 12,351 | |
BRF SA | SPONSORED ADR | 10552t107 | 9,086 | 638,981 | SH | DFND | 1 | 638,746 | 0 | 235 | |
Bristow Group Inc | COM | 110394103 | 2,539 | 134,213 | SH | DFND | 1 | 133,724 | 0 | 489 | |
Bunge Ltd | COM | G16962105 | 32,509 | 573,669 | SH | DFND | 1 | 564,082 | 0 | 9,587 | |
Cameco Corp | COM | 13321L108 | 32,131 | 2,502,485 | SH | DFND | 1,2 | 2,491,234 | 0 | 11,251 | |
Canadian Natural Resources Ltd | COM | 136385101 | 26,708 | 989,219 | SH | DFND | 1,2 | 985,394 | 0 | 3,825 | |
CBIZ Inc | COM | 124805102 | 1,537 | 152,404 | SH | DFND | 1 | 151,789 | 0 | 615 | |
CenturyLink Inc | COM | 156700106 | 32,885 | 1,028,954 | SH | DFND | 1 | 1,016,077 | 0 | 12,877 | |
CENTURYLINK INC JUL16 32 CALL | COM | 156700106 | 177 | 106,000 | SH | Call | DFND | 1 | 106,000 | 0 | 0 |
Cia de Saneamento Basico do Estado de Sao Paulo | SPONSORED ADR | 20441A102 | 13,360 | 2,024,346 | SH | DFND | 1 | 2,022,911 | 0 | 1,435 | |
Cisco Systems Inc | COM | 17275R102 | 19,666 | 690,773 | SH | DFND | 1 | 672,523 | 0 | 18,250 | |
CIT Group Inc | COM NEW | 125581801 | 10,933 | 352,354 | SH | DFND | 1 | 338,756 | 0 | 13,598 | |
Citigroup Inc | COM NEW | 172967424 | 30,060 | 720,016 | SH | DFND | 1 | 701,455 | 0 | 18,561 | |
Citizens Financial Group Inc | COM | 174610105 | 9,189 | 438,636 | SH | DFND | 1 | 421,138 | 0 | 17,498 | |
CNA Financial Corp | COM | 126117100 | 4,345 | 135,023 | SH | DFND | 1 | 134,414 | 0 | 609 | |
Colony Capital Inc | CL A | 19624R106 | 11,440 | 682,226 | SH | DFND | 1 | 681,048 | 0 | 1,178 | |
Comcast Corp | CL A | 20030N101 | 227 | 3,728 | SH | DFND | 1 | 3,398 | 0 | 330 | |
Copa Holdings SA | CL A | P31076105 | 243 | 3,599 | SH | DFND | 1 | 3,576 | 0 | 23 | |
Credit Suisse Group AG | SPONSORED ADR | 225401108 | 3,217 | 227,706 | SH | DFND | 1 | 227,610 | 0 | 96 | |
CSX Corp | COM | 126408103 | 19,508 | 757,595 | SH | DFND | 1 | 730,807 | 0 | 26,788 | |
DSW Inc | CL A | 23334L102 | 18,963 | 686,088 | SH | DFND | 1 | 685,537 | 0 | 551 | |
Edison International | COM | 281020107 | 3,613 | 50,269 | SH | DFND | 1 | 47,452 | 0 | 2,817 | |
Embraer SA | SP ADR REP 4 COM | 29082A107 | 10,346 | 392,510 | SH | DFND | 1 | 389,681 | 0 | 2,829 | |
Empresa Nacional de Electricidad SA/Chile | SPONSORED ADR | 29244T101 | 251 | 6,045 | SH | DFND | 1 | 6,045 | 0 | 0 | |
Endurance Specialty Holdings Ltd | SHS | G30397106 | 11,486 | 175,798 | SH | DFND | 1 | 172,504 | 0 | 3,294 | |
Exelon Corp | COM | 30161N101 | 14,176 | 395,336 | SH | DFND | 1 | 379,786 | 0 | 15,550 | |
Exxon Mobil Corp | COM | 30231G102 | 11,093 | 132,713 | SH | DFND | 1 | 125,366 | 0 | 7,347 | |
First Solar Inc | COM | 336433107 | 2,279 | 33,293 | SH | DFND | 1 | 33,157 | 0 | 136 | |
FirstEnergy Corp | COM | 337932107 | 1,509 | 41,952 | SH | DFND | 1 | 41,952 | 0 | 0 | |
Flextronics International Ltd | ORD | Y2573F102 | 30,386 | 2,519,587 | SH | DFND | 1,2 | 2,509,947 | 0 | 9,640 | |
Fossil Group Inc | COM | 34988V106 | 1,825 | 41,103 | SH | DFND | 1 | 40,948 | 0 | 155 | |
Fresh Del Monte Produce Inc | ORD | G36738105 | 3,955 | 94,013 | SH | DFND | 1 | 94,013 | 0 | 0 | |
General Electric Co | COM | 369604103 | 13,077 | 411,368 | SH | DFND | 1 | 388,813 | 0 | 22,555 | |
General Motors Co | COM | 37045V100 | 22,305 | 709,701 | SH | DFND | 1 | 703,259 | 0 | 6,442 | |
Gerdau SA | SPON ADR REP PFD | 373737105 | 115 | 64,706 | SH | DFND | 1 | 64,706 | 0 | 0 | |
Gilead Sciences Inc | COM | 375558103 | 17,282 | 188,141 | SH | DFND | 1 | 181,101 | 0 | 7,040 | |
GlaxoSmithKline PLC | SPONSORED ADR | 37733W105 | 15,346 | 378,469 | SH | DFND | 1 | 375,929 | 0 | 2,540 | |
Goodyear Tire & Rubber Co/The | COM | 382550101 | 23,794 | 721,492 | SH | DFND | 1 | 707,851 | 0 | 13,641 | |
Grupo Televisa SAB | SPON ADR REP ORD | 40049J206 | 275 | 10,044 | SH | DFND | 1 | 10,044 | 0 | 0 | |
Home Depot Inc/The | COM | 437076102 | 229 | 1,722 | SH | DFND | 1 | 1,598 | 0 | 124 | |
HSBC Holdings PLC | SPON ADR NEW | 404280406 | 18,088 | 581,253 | SH | DFND | 1 | 576,803 | 0 | 4,450 | |
ICICI Bank Ltd | ADR | 45104G104 | 120 | 16,843 | SH | DFND | 1 | 14,208 | 0 | 2,635 | |
Impax Laboratories Inc | COM | 45256B101 | 6,606 | 206,313 | SH | DFND | 1 | 205,781 | 0 | 532 | |
Industrias Bachoco SAB de CV | SPON ADR B | 456463108 | 1,915 | 37,359 | SH | DFND | 1 | 37,359 | 0 | 0 | |
Infoblox Inc | COM | 45672H104 | 6,054 | 354,055 | SH | DFND | 1 | 353,363 | 0 | 692 | |
ING Groep NV | SPONSORED ADR | 456837103 | 25,600 | 2,145,889 | SH | DFND | 1 | 2,131,137 | 0 | 14,752 | |
Ingram Micro Inc | CL A | 457153104 | 5,392 | 150,170 | SH | DFND | 1 | 150,170 | 0 | 0 | |
Ingredion Inc | COM | 457187102 | 13,720 | 128,477 | SH | DFND | 1 | 126,540 | 0 | 1,937 | |
Interpublic Group of Cos Inc/The | COM | 460690100 | 20,108 | 876,172 | SH | DFND | 1 | 853,746 | 0 | 22,426 | |
iShares iBonds Sep 2017 Term Muni Bond ETF | IBONDS SEP17 ETF | 464289271 | 444 | 16,223 | SH | DFND | 1 | 14,440 | 0 | 1,783 | |
Johnson & Johnson | COM | 478160104 | 251 | 2,328 | SH | DFND | 1 | 2,173 | 0 | 155 | |
JPMorgan Chase & Co | COM | 46625H100 | 233 | 3,938 | SH | DFND | 1 | 3,754 | 0 | 184 | |
Koninklijke Philips NV | NY REG SH NEW | 500472303 | 2,762 | 96,751 | SH | DFND | 1 | 96,751 | 0 | 0 | |
KT Corp | SPONSORED ADR | 48268K101 | 9,973 | 743,217 | SH | DFND | 1 | 742,477 | 0 | 740 | |
Leucadia National Corp | COM | 527288104 | 7,306 | 451,877 | SH | DFND | 1 | 438,712 | 0 | 13,165 | |
Lexington Realty Trust | COM | 529043101 | 18,776 | 2,183,294 | SH | DFND | 1 | 2,135,654 | 0 | 47,640 | |
ManpowerGroup Inc | COM | 56418H100 | 28,063 | 344,677 | SH | DFND | 1,2 | 343,349 | 0 | 1,328 | |
Market Vectors AMT-Free Short Municipal Index ETF | AMT FREE SRT ETF | 57060U803 | 322 | 18,314 | SH | DFND | 1 | 16,197 | 0 | 2,117 | |
Merck & Co Inc | COM | 58933Y105 | 217 | 4,108 | SH | DFND | 1 | 3,694 | 0 | 414 | |
Micron Technology Inc | COM | 595112103 | 4,891 | 467,206 | SH | DFND | 1 | 467,206 | 0 | 0 | |
Microsoft Corp | COM | 594918104 | 280 | 5,084 | SH | DFND | 1 | 4,721 | 0 | 363 | |
Mylan NV | SHS EURO | N59465109 | 14,571 | 314,386 | SH | DFND | 1 | 306,321 | 0 | 8,065 | |
Net 1 UEPS Technologies Inc | COM NEW | 64107N206 | 995 | 108,175 | SH | DFND | 1 | 107,795 | 0 | 380 | |
NextEra Energy Inc | COM | 65339F101 | 212 | 1,795 | SH | DFND | 1 | 1,700 | 0 | 95 | |
Nippon Telegraph & Telephone Corp | SPONSORED ADR | 654624105 | 54,233 | 1,254,247 | SH | DFND | 1,2 | 1,249,338 | 0 | 4,909 | |
Nomura Holdings Inc | SPONSORED ADR | 65535H208 | 49 | 11,092 | SH | DFND | 1 | 9,481 | 0 | 1,611 | |
Northern Trust Corp | COM | 665859104 | 5,604 | 85,994 | SH | DFND | 1 | 81,298 | 0 | 4,696 | |
Novartis AG | SPONSORED ADR | 66987V109 | 2,575 | 35,556 | SH | DFND | 1 | 35,343 | 0 | 213 | |
NRG Energy Inc | COM NEW | 629377508 | 11,679 | 897,715 | SH | DFND | 1 | 897,009 | 0 | 706 | |
NTT DOCOMO Inc | SPONS ADR | 62942M201 | 435 | 19,146 | SH | DFND | 1 | 19,146 | 0 | 0 | |
Oracle Corp | COM | 68389X105 | 28,299 | 691,745 | SH | DFND | 1 | 675,715 | 0 | 16,030 | |
Petrobras Argentina SA | SPONS ADR | 71646J109 | 3,367 | 514,194 | SH | DFND | 1 | 513,556 | 0 | 638 | |
Pfizer Inc | COM | 717081103 | 29,899 | 1,008,741 | SH | DFND | 1 | 981,879 | 0 | 26,862 | |
POSCO | SPONSORED ADR | 693483109 | 18,910 | 399,551 | SH | DFND | 1 | 396,781 | 0 | 2,770 | |
Procter & Gamble Co/The | COM | 742718109 | 292 | 3,558 | SH | DFND | 1 | 3,349 | 0 | 209 | |
Royal Bank of Scotland Group PLC | SPONS ADR 2 ORD | 780097689 | 21,031 | 3,296,406 | SH | DFND | 1 | 3,274,806 | 0 | 21,600 | |
Royal Dutch Shell PLC | SPON ADR B | 780259107 | 52,604 | 1,069,410 | SH | DFND | 1,2 | 1,065,184 | 0 | 4,226 | |
Ruby Tuesday Inc | COM | 781182100 | 1,453 | 270,103 | SH | DFND | 1 | 269,010 | 0 | 1,093 | |
Sanofi | SPONSORED ADR | 80105N105 | 34,703 | 864,129 | SH | DFND | 1 | 859,769 | 0 | 4,360 | |
SAP SE | SPON ADR | 803054204 | 17,868 | 222,188 | SH | DFND | 1 | 220,656 | 0 | 1,532 | |
Schlumberger Ltd | COM | 806857108 | 5,984 | 81,144 | SH | DFND | 1 | 76,845 | 0 | 4,299 | |
Shinhan Financial Group Co Ltd | SPN ADR RESTRD | 824596100 | 244 | 6,936 | SH | DFND | 1 | 6,867 | 0 | 69 | |
Siliconware Precision Industries Co Ltd | SPONSD ADR SPL | 827084864 | 119 | 14,956 | SH | DFND | 1 | 13,529 | 0 | 1,427 | |
SK Telecom Co Ltd | SPONSORED ADR | 78440P108 | 45,940 | 2,277,677 | SH | DFND | 1,2 | 2,268,754 | 0 | 8,923 | |
SkyWest Inc | COM | 830879102 | 10,322 | 516,383 | SH | DFND | 1 | 514,287 | 0 | 2,096 | |
Suncor Energy Inc | COM | 867224107 | 370 | 13,328 | SH | DFND | 1 | 13,328 | 0 | 0 | |
Superior Energy Services Inc | COM | 868157108 | 1,089 | 81,389 | SH | DFND | 1 | 81,131 | 0 | 258 | |
Symantec Corp | COM | 871503108 | 9,672 | 526,249 | SH | DFND | 1 | 503,897 | 0 | 22,352 | |
Taiwan Semiconductor Manufacturing Co Ltd | SPONSORED ADR | 874039100 | 410 | 15,667 | SH | DFND | 1 | 15,089 | 0 | 578 | |
Tata Motors Ltd | SPONSORED ADR | 876568502 | 401 | 13,820 | SH | DFND | 1 | 13,174 | 0 | 646 | |
Telefonaktiebolaget LM Ericsson | ADR B SEK 10 | 294821608 | 44,536 | 4,440,374 | SH | DFND | 1,2 | 4,423,849 | 0 | 16,525 | |
Tenaris SA | SPONSORED ADR | 88031M109 | 20,749 | 838,045 | SH | DFND | 1 | 832,132 | 0 | 5,913 | |
Teva Pharmaceutical Industries Ltd | ADR | 881624209 | 56,529 | 1,056,426 | SH | DFND | 1,2 | 1,049,959 | 0 | 6,467 | |
Time Inc | COM | 887228104 | 17,081 | 1,106,317 | SH | DFND | 1 | 1,084,802 | 0 | 21,515 | |
Time Warner Inc | COM NEW | 887317303 | 3,568 | 49,185 | SH | DFND | 1 | 46,415 | 0 | 2,770 | |
Toyota Motor Corp | SP ADR REP2COM | 892331307 | 36,880 | 346,880 | SH | DFND | 1,2 | 345,418 | 0 | 1,462 | |
Triumph Group Inc | COM | 896818101 | 8,774 | 278,734 | SH | DFND | 1 | 269,092 | 0 | 9,642 | |
Turkcell Iletisim Hizmetleri AS | SPON ADR NEW | 900111204 | 6,902 | 656,776 | SH | DFND | 1 | 656,378 | 0 | 398 | |
Tyson Foods Inc | CL A | 902494103 | 10,693 | 160,415 | SH | DFND | 1 | 157,260 | 0 | 3,155 | |
UBS Group AG | SHS | H42097107 | 65,868 | 4,111,653 | SH | DFND | 1,2 | 4,101,152 | 0 | 10,501 | |
Union Pacific Corp | COM | 907818108 | 209 | 2,635 | SH | DFND | 1 | 2,423 | 0 | 212 | |
Vanguard High Dividend Yield ETF | HIGH DIV YLD | 921946406 | 235 | 3,410 | SH | DFND | 1 | 3,100 | 0 | 310 | |
Vanguard Short-Term Bond ETF | SHORT TRM BOND | 921937827 | 363 | 4,513 | SH | DFND | 1 | 4,284 | 0 | 229 | |
Verizon Communications Inc | COM | 92343V104 | 9,277 | 171,558 | SH | DFND | 1 | 161,924 | 0 | 9,634 | |
WPP PLC | ADR | 92937A102 | 211 | 1,814 | SH | DFND | 1 | 1,613 | 0 | 201 | |
YPF SA | SPON ADR CL D | 984245100 | 6,207 | 347,155 | SH | DFND | 1 | 347,008 | 0 | 147 |