Exhibit 99.1
Broadridge Financial Solutions, Inc.
Investor Communication Solutions
Key Statistics
Quarterly
(volume and $ in millions)
| Legend: | ||||
| Type | ||||
| RC | = Recurring - Low Volatility | |||
| ED | = Event-Driven - High Volatility | |||
| 2Q08 | 2Q09 | Type | ||||||||||
Fee Revenues(1) | ||||||||||||
Proxy | Equities | $ | 25.7 | $ | 26.0 | RC | ||||||
Stock Record Position Growth | -4 | % | -3 | % | ||||||||
Pieces | 31.6 | 26.8 | ||||||||||
| Mutual Funds | $ | 26.4 | $ | 9.4 | ED | |||||||
Pieces | 45.3 | 12.3 | ||||||||||
| Contests/Specials | $ | 3.6 | $ | 6.8 | ED | |||||||
Pieces | 4.5 | 8.8 | ||||||||||
| Total Proxy | $ | 55.7 | $ | 42.2 | ||||||||
Total Pieces | 81.4 | 47.9 | ||||||||||
Interims | Mutual Funds (Annual/Semi-Annual Reports/Annual Prospectuses) | $ | 16.2 | $ | 17.3 | RC | ||||||
Position Growth | 9 | % | 6 | % | ||||||||
Pieces | 93.9 | 104.6 | ||||||||||
| Mutual Funds (Supplemental Prospectuses) & Other | $ | 10.7 | $ | 11.6 | ED | |||||||
Pieces | 65.9 | 69.2 | ||||||||||
| Total Interims | $ | 26.9 | $ | 28.9 | ||||||||
Total Pieces | 159.8 | 173.8 | ||||||||||
Transaction Reporting | Transaction Reporting | $ | 29.1 | $ | 32.1 | RC | ||||||
Fulfillment | Post-Sale Fulfillment | $ | 16.8 | $ | 18.6 | RC | ||||||
Pre-Sale Fulfillment | $ | 9.4 | $ | 9.8 | ED | |||||||
| Total Fulfillment | $ | 26.2 | $ | 28.4 | ||||||||
Other Communications | Other(2) | $ | 8.1 | $ | 12.1 | ED | ||||||
| Total Fee Revenues | $ | 146.0 | $ | 143.7 | ||||||||
| Total Distribution Revenues | $ | 157.2 | $ | 151.8 | ||||||||
| Total Net Revenue as reported - GAAP | $ | 303.2 | $ | 295.5 | ||||||||
| (1) | As of 1Q09, these items represent fee revenues only and exclude distribution revenues which are set out separately. The historical numbers have been adjusted to exclude distribution revenues. |
| (2) | Other includes pieces of 2.0M for 2Q08 and 3.6M for 2Q09 primarily related to corporate actions. |
Broadridge Financial Solutions, Inc.
Securities Processing Solutions
Key Statistics
Quarterly
($ in millions)
| Legend: | ||||
| Type | ||||
| RC | = Recurring - Low Volatility | |||
| ED | = Event-Driven - High Volatility | |||
| 2Q08 | 2Q09 | Type | ||||||||
Equity | ||||||||||
Transaction-Based | Equity Trades | $ | 66.3 | $ | 70.0 | RC | ||||
Internal Trade Volume Growth | 1,537 | 1,693 | ||||||||
Trade Volume (Average Trades per Day in ‘000)(1)(2) | 1,583 | 1,804 | ||||||||
Non-Transaction | Other Equity Services | $ | 42.6 | $ | 48.2 | RC | ||||
| Total Equity | $ | 108.9 | $ | 118.2 | ||||||
Fixed-Income | ||||||||||
Transaction-Based | Fixed-Income Trades | $ | 12.4 | $ | 13.8 | RC | ||||
Internal Trade Volume | 212 | 267 | ||||||||
Trade Volume (Average Trades per Day in ‘000) | 216 | 310 | ||||||||
Non-Transaction | Other Fixed-Income Services | $ | 6.3 | $ | 7.5 | RC | ||||
| Total Fixed-Income | $ | 18.7 | $ | 21.3 | ||||||
| Total Net Revenue as reported - GAAP | $ | 127.6 | $ | 139.5 | ||||||
| (1) | As of 1Q09, Equity Trade volume adjusted to exclude trades processed under fixed priced contracts. Management believes excluding this trade volume presents a stronger correlation between trade volume and Equity Trade revenue. |
| (2) | Excludes trades per day for Lehman Brothers, Inc. to reflect the loss of the Lehman business and to provide a better historical comparison. |
Broadridge Financial Solutions, Inc.
Clearing and Outsourcing Solutions
Key Statistics
Quarterly
($ in millions)
| Legend: | ||||
| Type | ||||
| RC | = Recurring - Low Volatility | |||
| ED | = Event-Driven - High Volatility | |||
| 2Q08 | 2Q09 | Type | ||||||||
Clearing | Net Interest Income(1) | $ | 7.5 | $ | 3.7 | RC | ||||
Average Margin Debits | $ | 923.0 | $ | 715.8 | ||||||
Clearing Fees/Other | $ | 12.8 | $ | 18.0 | RC | |||||
Trade Volume (Average Trades per Day in ‘000) | 48.7 | 59.4 | ||||||||
Outsourcing | Outsourcing | $ | 4.4 | $ | 7.0 | RC | ||||
# of Clients | 4 | 6 | ||||||||
Total Net Revenue as reported - GAAP | $ | 24.7 | $ | 28.7 | ||||||
| (1) | Referred to as “Margin Revenues” in Key Statistics prior to 3Q08. |
