| | beneficial owner of 391,777 shares of Common Stock (consisting of (i) 378,389 shares of Common Stock and (ii) 13,388 Warrants) ; Advent Private Equity Fund III “C” L.P. was the beneficial owner of 109,284 shares of Common Stock (consisting of (i) 105,549 shares of Common Stock and (ii) 3,735 Warrants); Advent Private Equity Fund “D” L.P. was the beneficial owner of 214,960 shares of Common Stock (consisting of (i) 207,614 shares of Common Stock and (ii) 7,346 Warrants); Advent Private Equity Fund III “Affiliates” L.P. was the beneficial owner of 25,772 shares of Common Stock (consisting of (i) 24,891 shares of Common Stock and (ii) 881 Warrants); Advent Private Equity Fund III GmbH & Co K.G. was the beneficial owner of 30,928 shares of Common Stock (consisting of (i) 29,871 shares of Common Stock and (ii) 1,057 Warrants); Advent Management III L.P. was the beneficial owner of 7,729 shares of Common Stock (consisting of (i) 7,465 shares of Common Stock and (ii) 264 Warrants); Advent Private Equity Fund IV L.P. was the beneficial owner of 656,950 shares of Common Stock (consisting of (i) 634,500 shares of Common Stock and (ii) 22,450 Warrants) and Advent Management IV L.P. was the beneficial owner of 6,565 shares of Common Stock (consisting of (i) 6,341 shares of Common Stock and (ii) 224 Warrants). By virtue of the affiliate relationships among the Reporting Persons, each Reporting Person, including Advent Venture Partners LLP, may be deemed to beneficially own in the aggregate 2,243,503 shares of Common Stock. Pursuant to Rule 13d-4 of the Act, each of the Reporting Persons expressly disclaims ownership of any shares of the Company, except for Advent Private Equity Fund III “A” L.P., Advent Private Equity Fund “B” L.P., Advent Private Equity Fund III “C” L.P., Advent Private Equity Fund “D” L.P., Advent Private Equity Fund III “Affiliates” L.P., Advent Private Equity Fund III GmbH & Co K.G., Advent Management III L.P., Advent Private Equity Fund IV L.P. and Advent Management IV L.P., in each case, for the shares with respect to which it is listed as a beneficial owner in the previous paragraph. |
| (b) | Percent of class: Each Reporting Person may be deemed to beneficially own 14.3% of the outstanding shares of Common Stock. All percentages calculated in this Schedule 13G are based upon an aggregate of 15,696,546 shares of Common Stock, which includes (i) 15,619,879 shares of Common Stock outstanding as of October 31, 2013 as disclosed in the Company’s Annual Report on Form 10-Q filed on November 14, 2013 and (ii) 76,667 Warrants. |