Tennenbaum Opportunities Partners V Inactive
Filed: 27 Aug 15, 12:00am
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21992
TENNENBAUM OPPORTUNITIES PARTNERS V, LP
(Exact Name of Registrant as Specified in Charter)
2951 28TH STREET, SUITE 1000
SANTA MONICA, CALIFORNIA 90405
(Address of Principal Executive Offices) (Zip Code)
ELIZABETH GREENWOOD, SECRETARY
TENNENBAUM OPPORTUNITIES PARTNERS V, LP
2951 28TH STREET, SUITE 1000
SANTA MONICA, CALIFORNIA 90405
(Name and Address of Agent for Service)
Registrant's telephone number, including area code: (310) 566-1000
Copies to:
RICHARD T. PRINS, ESQ.
SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP
FOUR TIMES SQUARE
NEW YORK, NEW YORK 10036
Date of fiscal year end: DECEMBER 31
Date of reporting period: JULY 1, 2014 - JUNE 30, 2015
| ITEM | 1. PROXY VOTING RECORD. |
Issuer Name: Hawaiian Telecom Holdco, Inc
Ticker: HCOM
CUSIP: 420031-106
Meeting Date: May 1, 2015 Meeting Type: Annual
| Mgmt | Vote | |||
| Proposal | Proposed By | Rec | Cast | |
| 1 | Elect the following seven directors for a year term: | |||
Richard A. Jalkut | Issuer | For | For | |
Kurt M. Cellar | Issuer | For | For | |
Walter A. Dods, Jr. | Issuer | For | For | |
Warren H. Haruki | Issuer | For | For | |
Steven C. Oldham | Issuer | For | For | |
Bernard R. Phillips III | Issuer | For | For | |
Eric K. Yeaman | Issuer | For | For | |
| 2 | To approve amended and restated bylaws to increase the maximum number of directors that may constitute our BOD from seven to nine and to clarify that the number of directors within the specified range that constitute the board is determined by resolution of the BOD: | Issuer | For | For |
| 3 | To ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2015: | Issuer | For | For |
Issuer Name: Tanker Investments Ltd.
Ticker: TIL
SEDOL:BJBPW44
Meeting Date: February 10, 2015 Meeting Type: Annual
| Mgmt | Vote | |||
| Proposal | Proposed By | Rec | Cast | |
| 1 | To elect the following persons as directors of the company of the ensuing year: | |||
Tim Gravely | Issuer | For | For | |
Alan Carr | Issuer | For | For | |
Oivind Solvang | Issuer | For | For | |
| 2 | To approve and ratify the remuneration paid for the year Ended December 31, 2014 and to be paid in each following Year with respect to (A) the chair of the BOD in an Amount not to exceed USD 120,000 in cash, and with respect To each director (other than the chair of the board of directors) In an amount not to exceed USD 100,000 (with up to USD 50,000 Of such total payable in stock) for their service as members of the Board of directors; and (B) an additional annual amount not to Exceed, with respect to each member of the audit committee (other Than the chair of the audit committee), USD 7,500 for their service asMembers of the audit committee | |||
| Issuer | For | For | ||
| 3 | to amend the amended and restated articles of incorporation of the company to remove reference that the company’s BOD may remove a director without cause: section 5.5(A) | Issuer | For | For |
Issuer Name: ST BARBARA LTD NPV
Ticker:
CUSIP:
Meeting Date: November 25, 2014 Meeting Type: Annual
| Mgmt | Vote | |||
| Proposal | Proposed By | Rec | Cast | |
| 1 | Elect the following two directors for a year term: | |||
| Colin Wise | Issuer | For | For | |
| Tim Netscher | Issuer | For | For | |
| 2 | Adoption of Remuneration Report | Issuer | For | For |
| 3 | Approval of issue of shares to Robert (Bob) Vassie, Managing Director and Chief Executive Officer | Issuer | For | For |
| 4 | Approval of issue performance rights to Robert (Bob) Vassie, Managing Director and Chief Executive Officer | Issuer | For | For |
Issuer Name: RMG Networks Holding Corporation
Ticker: RMGN
CUSIP: 78404K103
Meeting Date: May 12, 2015 Meeting Type: Annual
| Mgmt | Vote | |||
| Proposal | Proposed By | Rec | Cast | |
| 1 | To approve, for purposes of NASDAQ Listing Rule 5635, the issuance by the Company of 24,499,999 shares of the Company’s common stock upon the conversion of 249,999.99 shares of the Company’s Series A convertible preferred | Issuer | For | For |
Issuer Name: Tropicana Entertainment, Inc.
Ticker: TCPA
CUSIP: 89708X204
Meeting Date: May 13, 2015 Meeting Type: Annual
| Mgmt | Vote | |||
| Proposal | Proposed By | Rec | Cast | |
| 1 | Election of directors: | |||
| For | ||||
| Daniel A. Cassella | Issuer | For | For | |
| Hunter C. Gary | Issuer | For | For | |
| Carl C. Icahn | Issuer | For | For | |
| William A. Leidesdorf | Issuer | For | For | |
| Daniel A. Ninivaggi | Issuer | For | For | |
| Daniel H. Scott | Issuer | For | For | |
| Anthony P. Rodio | Issuer | For | For | |
| Keith Cozza | Issuer | For | For | |
| 2 | Ratification of Grant Thornton, LLP as the Company’s Independent Registered Public Accounting Firm for 2015: | Issuer | For | For |
| 3 | Advisory resolution to approve executive compensation | Issuer | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Tennenbaum Opportunities Partners V, LP
By: /s/ Elizabeth Greenwood
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Name: Elizabeth Greenwood
Title: Chief Compliance Officer
Date: August 27, 2015