FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22003
Nuveen Core Equity Alpha Fund
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Gifford R. Zimmerman - Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: December 31
Date of reporting period: June 30, 2008
Item 1. Proxy Voting Record
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
01/24/08 - A | | Air Products & Chemicals, Inc. *APD* | | 009158106 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
03/11/08 - A | | Analog Devices, Inc. *ADI* | | 032654105 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Management |
| | 1.1 | | Elect Director John L. Doyle — For | | | | | | | | |
| | 1.2 | | Elect Director Paul J. Severino — Withhold | | | | | | | | |
| | 1.3 | | Elect Director Ray Stata — For | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Provide for Majority Voting for Uncontested Election of Directors | | | | For | | For | | Management |
| | | | | |
03/04/08 - A | | Apple, Inc. *AAPL* | | 037833100 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | 4 | | Amend Bylaws to Establish a Board Committee on Sustainability | | | | Against | | Against | | Shareholder |
| | | | | |
03/11/08 - A | | Applied Materials, Inc. *AMAT* | | 038222105 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
01/29/08 - A | | Becton, Dickinson and Company *BDX* | | 075887109 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Management |
| | 1.1 | | Elect Director Basil L. Anderson — For | | | | | | | | |
| | 1.2 | | Elect Director Marshall O. Larsen — For | | | | | | | | |
| | 1.3 | | Elect Director Gary A. Mecklenburg — For | | | | | | | | |
| | 1.4 | | Elect Director Cathy E. Minehan — Withhold | | | | | | | | |
| | 1.5 | | Elect Director Alfred Sommer — For | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Declassify the Board of Directors | | | | Against | | For | | Shareholder |
| | 4 | | Provide for Cumulative Voting | | | | Against | | For | | Shareholder |
| | 5 | | Report on Product Safety | | | | Against | | For | | Shareholder |
| | | | | |
03/26/08 - A | | Ciena Corporation *CIEN* | | 171779309 | | | | | | |
| | 1 | | Elect Director Harvey B. Cash | | | | For | | For | | Management |
| | 2 | | Elect Director Judith M. O’Brien | | | | For | | For | | Management |
| | 3 | | Elect Director Gray B. Smith | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 4 | | Approve Omnibus Stock Plan | | | | For | | For | | Management |
| | 5 | | Increase Authorized Common Stock | | | | For | | For | | Management |
| | 6 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
02/27/08 - A | | Deere & Co. *DE* | | 244199105 | | | | | | |
| | 1 | | Elect Director T. Kevin Dunnigan | | | | For | | For | | Management |
| | 2 | | Elect Director Charles O. Holliday, Jr. | | | | For | | For | | Management |
| | 3 | | Elect Director Dipak C. Jain | | | | For | | For | | Management |
| | 4 | | Elect Director Joachim Milberg | | | | For | | For | | Management |
| | 5 | | Elect Director Richard B. Myers | | | | For | | For | | Management |
| | 6 | | Amend Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | 7 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
01/31/08 - A | | Franklin Resources, Inc. *BEN* | | 354613101 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Amend Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | | | | |
03/19/08 - A | | Hewlett-Packard Co. *HPQ* | | 428236103 | | | | | | |
| | 1 | | Elect Director Lawrence T. Babbio, Jr. | | | | For | | For | | Management |
| | 2 | | Elect Director Sari M. Baldauf | | | | For | | For | | Management |
| | 3 | | Elect Director Richard A. Hackborn | | | | For | | For | | Management |
| | 4 | | Elect Director John H. Hammergren | | | | For | | For | | Management |
| | 5 | | Elect Director Mark V. Hurd | | | | For | | For | | Management |
| | 6 | | Elect Director Joel Z. Hyatt | | | | For | | For | | Management |
| | 7 | | Elect Director John R. Joyce | | | | For | | For | | Management |
| | 8 | | Elect Director Robert L. Ryan | | | | For | | For | | Management |
| | 9 | | Elect Director Lucille S. Salhany | | | | For | | For | | Management |
| | 10 | | Elect Director G. Kennedy Thompson | | | | For | | For | | Management |
| | 11 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
01/24/08 - A | | Jacobs Engineering Group Inc. *JEC* | | 469814107 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
01/23/08 - A | | Johnson Controls, Inc. *JCI* | | 478366107 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
01/16/08 - A | | Monsanto Co. *MON* | | 61166W101 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Separate Chairman and CEO Positions | | | | Against | | Against | | Shareholder |
| | 4 | | Amend Bylaws to Not Indemnify Directors for Social and Environmental Liabilities | | | | Against | | Against | | Shareholder |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
02/06/08 - A | | Rockwell Automation Inc *ROK* | | 773903109 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Approve Omnibus Stock Plan | | | | For | | For | | Management |
| | | | | |
02/12/08 - A | | Rockwell Collins, Inc. *COL* | | 774341101 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
03/06/08 - A | | The Walt Disney Company *DIS* | | 254687106 | | | | | | |
| | 1 | | Elect Director Susan E. Arnold | | | | For | | For | | Management |
| | 2 | | Elect Director John E. Bryson | | | | For | | For | | Management |
| | 3 | | Elect Director John S. Chen | | | | For | | For | | Management |
| | 4 | | Elect Director Judith L. Estrin | | | | For | | For | | Management |
| | 5 | | Elect Director Robert A. Iger | | | | For | | For | | Management |
| | 6 | | Elect Director Steven P. Jobs | | | | For | | Against | | Management |
| | 7 | | Elect Director Fred H. Langhammer | | | | For | | For | | Management |
| | 8 | | Elect Director Aylwin B. Lewis | | | | For | | For | | Management |
| | 9 | | Elect Director Monica C. Lozano | | | | For | | For | | Management |
| | 10 | | Elect Director Robert W. Matschullat | | | | For | | For | | Management |
| | 11 | | Elect Director John E. Pepper, Jr. | | | | For | | For | | Management |
| | 12 | | Elect Director Orin C. Smith | | | | For | | For | | Management |
| | 13 | | Ratify Auditors | | | | For | | For | | Management |
| | 14 | | Amend Omnibus Stock Plan | | | | For | | For | | Management |
| | 15 | | Amend Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | | | | |
02/01/08 - A | | Tyson Foods, Inc. *TSN* | | 902494103 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Management |
| | 1.1 | | Elect Director Don Tyson — Withhold | | | | | | | | |
| | 1.2 | | Elect Director John Tyson — Withhold | | | | | | | | |
| | 1.3 | | Elect Director Richard L. Bond — Withhold | | | | | | | | |
| | 1.4 | | Elect Director Scott T. Ford — Withhold | | | | | | | | |
| | 1.5 | | Elect Director Lloyd V. Hackley — Withhold | | | | | | | | |
| | 1.6 | | Elect Director Jim Kever — Withhold | | | | | | | | |
| | 1.7 | | Elect Director Kevin M. McNamara — For | | | | | | | | |
| | 1.8 | | Elect Director JoAnn R. Smith — Withhold | | | | | | | | |
| | 1.9 | | Elect Director Barbara A. Tyson — Withhold | | | | | | | | |
| | 1.10 | | Elect Director Albert C. Zapanta — Withhold | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
03/12/08 - A | | Wm. Wrigley Jr. Co. *WWY* | | 982526105 | | | | | | |
| | 1 | | Elect Director John Rau | | | | For | | For | | Management |
| | 2 | | Elect Director Richard K. Smucker | | | | For | | For | | Management |
| | 3 | | Elect Director William Wrigley, Jr. | | | | For | | For | | Management |
| | 4 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/13/08 - A | | 3M CO *MMM* | | 88579Y101 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Approve Omnibus Stock Plan | | | | For | | For | | Management |
| | | | | |
04/25/08 - A | | Abbott Laboratories *ABT* | | 002824100 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Amend Human Rights Policy to Address Access to Medicines | | | | Against | | Against | | Shareholder |
| | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | | | | |
06/11/08 - A | | Abercrombie & Fitch Co. *ANF* | | 002896207 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Require a Majority Vote for the Election of Directors | | | | Against | | For | | Shareholder |
| | | | | |
05/08/08 - A | | Advanced Micro Devices, Inc. *AMD* | | 007903107 | | | | | | |
| | 1 | | Elect Director Hector de J. Ruiz | | | | For | | For | | Management |
| | 2 | | Elect Director W. Michael Barnes | | | | For | | For | | Management |
| | 3 | | Elect Director John E. Caldwell | | | | For | | Against | | Management |
| | 4 | | Elect Director Bruce L. Claflin | | | | For | | For | | Management |
| | 5 | | Elect Director Frank M. Clegg | | | | For | | For | | Management |
| | 6 | | Elect Director H. Paulett Eberhart | | | | For | | For | | Management |
| | 7 | | Elect Director Derrick R. Meyer | | | | For | | For | | Management |
| | 8 | | Elect Director Robert B. Palmer | | | | For | | For | | Management |
| | 9 | | Elect Director Morton L. Topfer | | | | For | | For | | Management |
| | 10 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/30/08 - A | | Aetna Inc. *AET* | | 00817Y108 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Provide for Cumulative Voting | | | | Against | | For | | Shareholder |
| | 4 | | Require Director Nominee Qualifications | | | | Against | | Against | | Shareholder |
| | | | | |
05/05/08 - A | | AFLAC Incorporated *AFL* | | 001055102 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 2 | | Increase Authorized Common Stock | | | | For | | For | | Management |
| | 3 | | Amend Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | For | | For | | Management |
| | 5 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/08/08 - A | | Alcoa Inc. *AA* | | 013817101 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditor | | | | For | | For | | Management |
| | 3 | | Report on Global Warming | | | | Against | | Against | | Shareholder |
| | | | | |
05/15/08 - A | | Allegheny Energy, Inc. *AYE* | | 017361106 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Approve Omnibus Stock Plan | | | | For | | For | | Management |
| | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | | | | |
05/09/08 - A | | Allegheny Technologies Incorporated *ATI* | | 01741R102 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Require a Majority Vote for the Election of Directors | | | | Against | | For | | Shareholder |
| | | | | |
05/06/08 - A | | Allergan, Inc. *AGN* | | 018490102 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Approve Omnibus Stock Plan | | | | For | | For | | Management |
| | 3 | | Ratify Auditors | | | | For | | For | | Management |
| | 4 | | Pay For Superior Performance | | | | Against | | For | | Shareholder |
| | 5 | | Report on Animal Testing | | | | Against | | Against | | Shareholder |
| | | | | |
05/13/08 - A | | Altera Corp. *ALTR* | | 021441100 | | | | | | |
| | 1 | | Elect Director John P. Daane | | | | For | | For | | Management |
| | 2 | | Elect Director Robert J. Finocchio, Jr. | | | | For | | For | | Management |
| | 3 | | Elect Director Kevin McGarity | | | | For | | For | | Management |
| | 4 | | Elect Director Gregory E. Myers | | | | For | | For | | Management |
| | 5 | | Elect Director John Shoemaker | | | | For | | For | | Management |
| | 6 | | Elect Director Susan Wang | | | | For | | For | | Management |
| | 7 | | Amend Omnibus Stock Plan | | | | For | | For | | Management |
| | 8 | | Amend Omnibus Stock Plan | | | | For | | For | | Management |
| | 9 | | Amend Qualified Employee Stock Purchase Plan | | | | For | | For | | Management |
| | 10 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/28/08 - A | | Altria Group, Inc. *MO* | | 02209S103 | | | | | | |
| | 1 | | Elect Director Elizabeth E. Bailey | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 2 | | Elect Director Gerald L. Baliles | | | | For | | For | | Management |
| | 3 | | Elect Director Dinyar S. Devitre | | | | For | | For | | Management |
| | 4 | | Elect Director Thomas F. Farrell II | | | | For | | For | | Management |
| | 5 | | Elect Director Robert E. R. Huntley | | | | For | | For | | Management |
| | 6 | | Elect Director Thomas W. Jones | | | | For | | For | | Management |
| | 7 | | Elect Director George Mu oz | | | | For | | For | | Management |
| | 8 | | Elect Director Michael E. Szymanczyk | | | | For | | For | | Management |
| | 9 | | Ratify Auditors | | | | For | | For | | Management |
| | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | 11 | | Provide for Cumulative Voting | | | | Against | | For | | Shareholder |
| | 12 | | Adopt the Marketing and Advertising Provisions of the U.S. Master Settlement Agreement Globally | | | | Against | | Against | | Shareholder |
| | 13 | | Cease Advertising Campaigns Oriented to Prevent Youth Smoking | | | | Against | | Against | | Shareholder |
| | 14 | | Implement the “Two Cigarette” Marketing Approach | | | | Against | | Against | | Shareholder |
| | 15 | | Adopt Principles for Health Care Reform | | | | Against | | Against | | Shareholder |
| | | | | |
05/29/08 - A | | Amazon.com, Inc. *AMZN* | | 023135106 | | | | | | |
| | 1 | | Elect Director Jeffrey P. Bezos | | | | For | | For | | Management |
| | 2 | | Elect Director Tom A. Alberg | | | | For | | For | | Management |
| | 3 | | Elect Director John Seely Brown | | | | For | | For | | Management |
| | 4 | | Elect Director L. John Doerr | | | | For | | For | | Management |
| | 5 | | Elect Director William B. Gordon | | | | For | | For | | Management |
| | 6 | | Elect Director Myrtle S. Potter | | | | For | | For | | Management |
| | 7 | | Elect Director Thomas O. Ryder | | | | For | | For | | Management |
| | 8 | | Elect Director Patricia Q. Stonesifer | | | | For | | For | | Management |
| | 9 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
04/22/08 - A | | American Electric Power Co. *AEP* | | 025537101 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
04/28/08 - A | | American Express Co. *AXP* | | 025816109 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Require Majority Vote for Non-Contested Election | | | | For | | For | | Management |
| | 4 | | Reduce Supermajority Vote Requirement | | | | For | | For | | Management |
| | 5 | | Reduce Supermajority Vote Requirement | | | | For | | For | | Management |
| | 6 | | Reduce Supermajority Vote Requirement | | | | For | | For | | Management |
| | 7 | | Reduce Supermajority Vote Requirement | | | | For | | For | | Management |
| | 8 | | Provide for Cumulative Voting | | | | Against | | For | | Shareholder |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
05/14/08 - A | | American International Group, Inc. *AIG* | | 026874107 | | | | | | |
| | 1 | | Elect Director Stephen F. Bollenbach | | | | For | | For | | Management |
| | 2 | | Elect Director Martin S. Feldstein | | | | For | | For | | Management |
| | 3 | | Elect Director Ellen V. Futter | | | | For | | For | | Management |
| | 4 | | Elect Director Richard C. Holbrooke | | | | For | | For | | Management |
| | 5 | | Elect Director Fred H. Langhammer | | | | For | | For | | Management |
| | 6 | | Elect Director George L. Miles, Jr. | | | | For | | For | | Management |
| | 7 | | Elect Director Morris W. Offit | | | | For | | For | | Management |
| | 8 | | Elect Director James F. Orr, III | | | | For | | For | | Management |
| | 9 | | Elect Director Virginia M. Rometty | | | | For | | For | | Management |
| | 10 | | Elect Director Martin J. Sullivan | | | | For | | For | | Management |
| | 11 | | Elect Director Michael H. Sutton | | | | For | | For | | Management |
| | 12 | | Elect Director Edmund S.W. Tse | | | | For | | For | | Management |
| | 13 | | Elect Director Robert B. Willumstad | | | | For | | For | | Management |
| | 14 | | Ratify Auditors | | | | For | | For | | Management |
| | 15 | | Report on Human Rights Policies Relating to Water Use | | | | Against | | For | | Shareholder |
| | 16 | | Report on Political Contributions | | | | Against | | For | | Shareholder |
| | | | | |
05/15/08 - A | | American Tower Corp. *AMT* | | 029912201 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
04/23/08 - A | | Ameriprise Financial, Inc. *AMP* | | 03076C106 | | | | | | |
| | 1 | | Elect Director W. Walker Lewis | | | | For | | For | | Management |
| | 2 | | Elect Director Siri S. Marshall | | | | For | | For | | Management |
| | 3 | | Elect Director William H. Turner | | | | For | | For | | Management |
| | 4 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/20/08 - A | | Anadarko Petroleum Corp. *APC* | | 032511107 | | | | | | |
| | 1 | | Elect Director John R. Butler, Jr. | | | | For | | For | | Management |
| | 2 | | Elect Director Luke R. Corbett | | | | For | | For | | Management |
| | 3 | | Elect Director John R. Gordon | | | | For | | Against | | Management |
| | 4 | | Ratify Auditors | | | | For | | For | | Management |
| | 5 | | Approve Omnibus Stock Plan | | | | For | | For | | Management |
| | 6 | | Approve Non-Employee Director Omnibus Stock Plan | | | | For | | For | | Management |
| | 7 | | Declassify the Board of Directors | | | | Against | | For | | Shareholder |
| | 8 | | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | | | | Against | | Against | | Shareholder |
| | | | | |
05/16/08 - A | | Aon Corp. *AOC* | | 037389103 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Management |
| | 1.1 | | Elect Director Patrick G. Ryan — For | | | | | | | | |
| | 1.2 | | Elect Director Gregory C. Case — For | | | | | | | | |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 1.3 | | Elect Director Fulvio Conti — For | | | | | | | | |
| | 1.4 | | Elect Director Edgar D. Jannotta — For | | | | | | | | |
| | 1.5 | | Elect Director Jan Kalff — Withhold | | | | | | | | |
| | 1.6 | | Elect Director Lester B. Knight — For | | | | | | | | |
| | 1.7 | | Elect Director J. Michael Losh — For | | | | | | | | |
| | 1.8 | | Elect Director R. Eden Martin — For | | | | | | | | |
| | 1.9 | | Elect Director Andrew J. McKenna — For | | | | | | | | |
| | 1.10 | | Elect Director Robert S. Morrison — For | | | | | | | | |
| | 1.11 | | Elect Director Richard B. Myers — For | | | | | | | | |
| | 1.12 | | Elect Director Richard C. Notebaert — For | | | | | | | | |
| | 1.13 | | Elect Director John W. Rogers, Jr. — For | | | | | | | | |
| | 1.14 | | Elect Director Gloria Santona — For | | | | | | | | |
| | 1.15 | | Elect Director Carolyn Y. Woo — For | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/08/08 - A | | Apache Corp. *APA* | | 037411105 | | | | | | |
| | 1 | | Elect Director G. Steven Farris | | | | For | | For | | Management |
| | 2 | | Elect Director Randolph M. Ferlic | | | | For | | For | | Management |
| | 3 | | Elect Director A. D. Frazier, Jr. | | | | For | | For | | Management |
| | 4 | | Elect Director John A. Kocur | | | | For | | For | | Management |
| | 5 | | Reimburse Proxy Contest Expenses | | | | Against | | Against | | Shareholder |
| | | | | |
04/25/08 - A | | AT&T Inc *T* | | 00206R102 | | | | | | |
| | 1 | | Elect Director Randall L. Stephenson | | | | For | | For | | Management |
| | 2 | | Elect Director William F. Aldinger III | | | | For | | For | | Management |
| | 3 | | Elect Director Gilbert F. Amelio | | | | For | | For | | Management |
| | 4 | | Elect Director Reuben V. Anderson | | | | For | | For | | Management |
| | 5 | | Elect Director James H. Blanchard | | | | For | | For | | Management |
| | 6 | | Elect Director August A. Busch III | | | | For | | For | | Management |
| | 7 | | Elect Director James P. Kelly | | | | For | | For | | Management |
| | 8 | | Elect Director Jon C. Madonna | | | | For | | For | | Management |
| | 9 | | Elect Director Lynn M. Martin | | | | For | | For | | Management |
| | 10 | | Elect Director John B. McCoy | | | | For | | For | | Management |
| | 11 | | Elect Director Mary S. Metz | | | | For | | For | | Management |
| | 12 | | Elect Director Joyce M. Roche | | | | For | | For | | Management |
| | 13 | | Elect Director Laura D’ Andrea Tyson | | | | For | | For | | Management |
| | 14 | | Elect Director Patricia P. Upton | | | | For | | For | | Management |
| | 15 | | Ratify Auditors | | | | For | | For | | Management |
| | 16 | | Report on Political Contributions | | | | Against | | For | | Shareholder |
| | 17 | | Exclude Pension Credits from Earnings Performance Measure | | | | Against | | For | | Shareholder |
| | 18 | | Require Independent Lead Director | | | | Against | | For | | Shareholder |
| | 19 | | Establish SERP Policy | | | | Against | | For | | Shareholder |
| | 20 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
06/12/08 - A | | Autodesk, Inc. *ADSK* | | 052769106 | | | | | | |
| | 1 | | Elect Director Carol A. Bartz | | | | For | | For | | Management |
| | 2 | | Elect Director Carl Bass | | | | For | | For | | Management |
| | 3 | | Elect Director Mark A. Bertelsen | | | | For | | For | | Management |
| | 4 | | Elect Director Crawford W. Beveridge | | | | For | | For | | Management |
| | 5 | | Elect Director J. Hallam Dawson | | | | For | | For | | Management |
| | 6 | | Elect Director Per-Kristian Halvorsen | | | | For | | For | | Management |
| | 7 | | Elect Director Sean M. Maloney | | | | For | | For | | Management |
| | 8 | | Elect Director Elizabeth A. Nelson | | | | For | | For | | Management |
| | 9 | | Elect Director Charles J. Robel | | | | For | | For | | Management |
| | 10 | | Elect Director Steven M. West | | | | For | | For | | Management |
| | 11 | | Ratify Auditors | | | | For | | For | | Management |
| | 12 | | Amend Non-Employee Director Omnibus Stock Plan | | | | For | | For | | Management |
| | | | | |
05/07/08 - A | | AutoNation, Inc. *AN* | | 05329W102 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Approve Omnibus Stock Plan | | | | For | | For | | Management |
| | 4 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | | | Against | | For | | Shareholder |
| | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | | | | |
05/01/08 - A | | Avon Products, Inc. *AVP* | | 054303102 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Approve Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | 4 | | Report on Nanomaterial Product Safety | | | | Against | | For | | Shareholder |
| | | | | |
04/24/08 - A | | Baker Hughes Incorporated *BHI* | | 057224107 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Amend Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | 4 | | Other Business | | | | For | | Against | | Management |
| | | | | |
04/23/08 - A | | Ball Corp. *BLL* | | 058498106 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Management |
| | 1.1 | | Elect Director Robert W. Alspaugh — For | | | | | | | | |
| | 1.2 | | Elect Director George M. Smart — Withhold | | | | | | | | |
| | 1.3 | | Elect Director Theodore M. Solso — Withhold | | | | | | | | |
| | 1.4 | | Elect Director Stuart A. Taylor II — Withhold | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Declassify the Board of Directors | | | | Against | | For | | Shareholder |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
04/23/08 - A | | Bank of America Corp. *BAC* | | 060505104 | | | | | | |
| | 1 | | Elect Director William Barnet, III | | | | For | | For | | Management |
| | 2 | | Elect Director Frank P. Bramble, Sr. | | | | For | | For | | Management |
| | 3 | | Elect Director John T. Collins | | | | For | | For | | Management |
| | 4 | | Elect Director Gary L. Countryman | | | | For | | For | | Management |
| | 5 | | Elect Director Tommy R. Franks | | | | For | | For | | Management |
| | 6 | | Elect Director Charles K. Gifford | | | | For | | For | | Management |
| | 7 | | Elect Director Kenneth D. Lewis | | | | For | | For | | Management |
| | 8 | | Elect Director Monica C. Lozano | | | | For | | For | | Management |
| | 9 | | Elect Director Walter E. Massey | | | | For | | For | | Management |
| | 10 | | Elect Director Thomas J. May | | | | For | | For | | Management |
| | 11 | | Elect Director Patricia E. Mitchell | | | | For | | For | | Management |
| | 12 | | Elect Director Thomas M. Ryan | | | | For | | For | | Management |
| | 13 | | Elect Director O. Temple Sloan, Jr. | | | | For | | For | | Management |
| | 14 | | Elect Director Meredith R. Spangler | | | | For | | For | | Management |
| | 15 | | Elect Director Robert L. Tillman | | | | For | | For | | Management |
| | 16 | | Elect Director Jackie M. Ward | | | | For | | For | | Management |
| | 17 | | Ratify Auditors | | | | For | | For | | Management |
| | 18 | | Limit/Prohibit Executive Stock-Based Awards | | | | Against | | Against | | Shareholder |
| | 19 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | 20 | | Limit Executive Compensation | | | | Against | | Against | | Shareholder |
| | 21 | | Provide for Cumulative Voting | | | | Against | | For | | Shareholder |
| | 22 | | Require Independent Board Chairman | | | | Against | | For | | Shareholder |
| | 23 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | | | Against | | For | | Shareholder |
| | 24 | | Report on the Equator Principles | | | | Against | | Against | | Shareholder |
| | 25 | | Amend Bylaws to Establish a Board Committee on Human Rights | | | | Against | | Against | | Shareholder |
| | | | | |
05/06/08 - A | | Baxter International Inc. *BAX* | | 071813109 | | | | | | |
| | 1 | | Elect Director Wayne T. Hockmeyer | | | | For | | For | | Management |
| | 2 | | Elect Director Joseph B. Martin | | | | For | | For | | Management |
| | 3 | | Elect Director Robert L. Parkinson | | | | For | | For | | Management |
| | 4 | | Elect Director Thomas T. Stallkamp | | | | For | | For | | Management |
| | 5 | | Elect Director Albert P.L. Stroucken | | | | For | | For | | Management |
| | 6 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
04/22/08 - A | | BB&T Corporation *BBT* | | 054937107 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
06/25/08 - A | | Best Buy Co., Inc. *BBY* | | 086516101 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Approve Qualified Employee Stock Purchase Plan | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 4 | | Amend By-laws for Majority Voting Standard | | | | For | | Against | | Management |
| | | | | |
05/29/08 - A | | Big Lots, Inc. *BIG* | | 089302103 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Amend Omnibus Stock Plan | | | | For | | For | | Management |
| | 3 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
06/19/08 - PC | | Biogen Idec Inc. *BIIB* | | 09062X103 | | | | | | |
| | | | Management Proxy (White Card) | | | | | | | | |
| | 1.1 | | Elect Director Stelios Papadopoulos | | | | For | | For | | Management |
| | 1.2 | | Elect Director Cecil Pickett | | | | For | | For | | Management |
| | 1.3 | | Elect Director Lynn Schenk | | | | For | | For | | Management |
| | 1.4 | | Elect Director Phillip Sharp | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Approve Omnibus Stock Plan | | | | For | | For | | Management |
| | 4 | | Approve Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | 5 | | Amend Bylaws to Remove Certain Provisions | | | | Against | | Against | | Shareholder |
| | | | Dissident Proxy (Gold Card) | | | | | | | | |
| | 1.1 | | Elect Director Alexander J. Denner | | | | For | | Do Not Vote | | Shareholder |
| | 1.2 | | Elect Director Anne B. Young | | | | For | | Do Not Vote | | Shareholder |
| | 1.3 | | Elect Director Richard C. Mulligan | | | | For | | Do Not Vote | | Shareholder |
| | 1.4 | | Management Nominee - Phillip Sharp | | | | For | | Do Not Vote | | Shareholder |
| | 2 | | Amend Bylaws to Remove Certain Provisions | | | | For | | Do Not Vote | | Shareholder |
| | 3 | | Ratify Auditors | | | | For | | Do Not Vote | | Management |
| | 4 | | Approve Omnibus Stock Plan | | | | Against | | Do Not Vote | | Management |
| | 5 | | Approve Executive Incentive Bonus Plan | | | | Against | | Do Not Vote | | Management |
| | | | | |
05/06/08 - A | | Bristol-Myers Squibb Co. *BMY* | | 110122108 | | | | | | |
| | 1 | | Elect Director Lewis B. Campbell | | | | For | | For | | Management |
| | 2 | | Elect Director James M. Cornelius | | | | For | | For | | Management |
| | 3 | | Elect Director Louis J. Freeh | | | | For | | For | | Management |
| | 4 | | Elect Director Laurie H. Glimcher | | | | For | | For | | Management |
| | 5 | | Elect Director Michael Grobstein | | | | For | | For | | Management |
| | 6 | | Elect Director Leif Johansson | | | | For | | For | | Management |
| | 7 | | Elect Director Alan J. Lacey | | | | For | | For | | Management |
| | 8 | | Elect Director Vicki L. Sato | | | | For | | For | | Management |
| | 9 | | Elect Director Togo D. West, Jr. | | | | For | | For | | Management |
| | 10 | | Elect Director R. Sanders Williams | | | | For | | For | | Management |
| | 11 | | Ratify Auditors | | | | For | | For | | Management |
| | 12 | | Increase Disclosure of Executive Compensation | | | | Against | | Against | | Shareholder |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
05/14/08 - A | | Cameron International Corp *CAM* | | 13342B105 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Management |
| | 1.1 | | Elect Director Peter J. Fluor — Withhold | | | | | | | | |
| | 1.2 | | Elect Director Jack B. Moore — For | | | | | | | | |
| | 1.3 | | Elect Director David Ross III — Withhold | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
04/24/08 - A | | Capital One Financial Corp. *COF* | | 14040H105 | | | | | | |
| | 1 | | Elect Director Patrick W. Gross | | | | For | | Against | | Management |
| | 2 | | Elect Director Ann Fritz Hackett | | | | For | | Against | | Management |
| | 3 | | Elect Director Pierre E. Leroy | | | | For | | Against | | Management |
| | 4 | | Ratify Auditors | | | | For | | For | | Management |
| | 5 | | Amend Nonqualified Employee Stock Purchase Plan | | | | For | | For | | Management |
| | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | | | | |
06/11/08 - A | | Caterpillar Inc. *CAT* | | 149123101 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Declassify the Board of Directors | | | | Against | | For | | Shareholder |
| | 4 | | Require a Majority Vote for the Election of Directors | | | | Against | | For | | Shareholder |
| | 5 | | Report on Foreign Military Sales | | | | Against | | Against | | Shareholder |
| | | | | |
06/18/08 - A | | Celgene Corp. *CELG* | | 151020104 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Management |
| | 1.1 | | Elect Director Sol J. Barer — For | | | | | | | | |
| | 1.2 | | Elect Director Robert J. Hugin — For | | | | | | | | |
| | 1.3 | | Elect Director Michael D. Casey — For | | | | | | | | |
| | 1.4 | | Elect Director Rodman L. Drake — For | | | | | | | | |
| | 1.5 | | Elect Director A. Hull Hayes, Jr. — Withhold | | | | | | | | |
| | 1.6 | | Elect Director Gilla Kaplan — For | | | | | | | | |
| | 1.7 | | Elect Director James J. Loughlin — For | | | | | | | | |
| | 1.8 | | Elect Director Ernest Mario — For | | | | | | | | |
| | 1.9 | | Elect Director Walter L. Robb — For | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Amend Omnibus Stock Plan | | | | For | | For | | Management |
| | | | | |
04/24/08 - A | | Centerpoint Energy Inc. *CNP* | | 15189T107 | | | | | | |
| | 1 | | Elect Director O. Holcombe Crosswell | | | | For | | For | | Management |
| | 2 | | Elect Director Janiece M. Longoria | | | | For | | For | | Management |
| | 3 | | Elect Director Thomas F. Madison | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 4 | | Elect Director Sherman M. Wolff | | | | For | | For | | Management |
| | 5 | | Declassify the Board of Directors | | | | For | | For | | Management |
| | 6 | | Ratify Auditors | | | | For | | For | | Management |
| | 7 | | Other Business | | | | None | | Against | | Management |
| | | | | |
05/08/08 - A | | CenturyTel, Inc. *CTL* | | 156700106 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | | | | |
06/06/08 - A | | Chesapeake Energy Corp. *CHK* | | 165167107 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Amend Omnibus Stock Plan | | | | For | | For | | Management |
| | 3 | | Ratify Auditors | | | | For | | For | | Management |
| | 4 | | Declassify the Board of Directors | | | | Against | | For | | Shareholder |
| | | | | |
05/28/08 - A | | Chevron Corporation *CVX* | | 166764100 | | | | | | |
| | 1 | | Elect Director S. H. Armacost | | | | For | | For | | Management |
| | 2 | | Elect Director L. F. Deily | | | | For | | For | | Management |
| | 3 | | Elect Director R. E. Denham | | | | For | | For | | Management |
| | 4 | | Elect Director R. J. Eaton | | | | For | | For | | Management |
| | 5 | | Elect Director S. Ginn | | | | For | | For | | Management |
| | 6 | | Elect Director F. G. Jenifer | | | | For | | For | | Management |
| | 7 | | Elect Director J. L. Jones | | | | For | | For | | Management |
| | 8 | | Elect Director S. Nunn | | | | For | | For | | Management |
| | 9 | | Elect Director D. J. O’Reilly | | | | For | | For | | Management |
| | 10 | | Elect Director D. B. Rice | | | | For | | For | | Management |
| | 11 | | Elect Director P. J. Robertson | | | | For | | For | | Management |
| | 12 | | Elect Director K. W. Sharer | | | | For | | For | | Management |
| | 13 | | Elect Director C. R. Shoemate | | | | For | | For | | Management |
| | 14 | | Elect Director R. D. Sugar | | | | For | | For | | Management |
| | 15 | | Elect Director C. Ware | | | | For | | For | | Management |
| | 16 | | Ratify Auditors | | | | For | | For | | Management |
| | 17 | | Increase Authorized Common Stock | | | | For | | For | | Management |
| | 18 | | Require Independent Board Chairman | | | | Against | | Against | | Shareholder |
| | 19 | | Adopt Human Rights Policy | | | | Against | | For | | Shareholder |
| | 20 | | Report on Environmental Impact of Oil Sands Operations in Canada | | | | Against | | For | | Shareholder |
| | 21 | | Adopt Quantitative GHG Goals for Products and Operations | | | | Against | | Against | | Shareholder |
| | 22 | | Adopt Guidelines for Country Selection | | | | Against | | Against | | Shareholder |
| | 23 | | Report on Market Specific Environmental Laws | | | | Against | | Against | | Shareholder |
| | | | | |
04/23/08 - A | | CIGNA Corp. *CI* | | 125509109 | | | | | | |
| | 1 | | Elect Director Peter N. Larson | | | | For | | For | | Management |
| | 2 | | Elect Director Roman Martinez IV | | | | For | | For | | Management |
| | 3 | | Elect Director Carol Cox Wait | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 4 | | Elect Director William D. Zollars | | | | For | | Against | | Management |
| | 5 | | Ratify Auditors | | | | For | | For | | Management |
| | 6 | | Eliminate Class of Preferred Stock | | | | For | | For | | Management |
| | 7 | | Reduce Supermajority Vote Requirement | | | | For | | For | | Management |
| | 8 | | Reduce Supermajority Vote Requirement | | | | For | | For | | Management |
| | | | | |
05/03/08 - A | | Cincinnati Financial Corp. *CINF* | | 172062101 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Amend Code of Regulations to Permit the Issuance of Uncertified Shares | | | | For | | For | | Management |
| | | | | |
04/22/08 - A | | Citigroup Inc. *C* | | 172967101 | | | | | | |
| | 1 | | Elect Director C. Michael Armstrong | | | | For | | For | | Management |
| | 2 | | Elect Director Alain J.P. Belda | | | | For | | Against | | Management |
| | 3 | | Elect Director Sir Winfried Bischoff | | | | For | | For | | Management |
| | 4 | | Elect Director Kenneth T. Derr | | | | For | | Against | | Management |
| | 5 | | Elect Director John M. Deutch | | | | For | | For | | Management |
| | 6 | | Elect Director Roberto Hernandez Ramirez | | | | For | | For | | Management |
| | 7 | | Elect Director Andrew N. Liveris | | | | For | | For | | Management |
| | 8 | | Elect Director Anne Mulcahy | | | | For | | Against | | Management |
| | 9 | | Elect Director Vikram Pandit | | | | For | | For | | Management |
| | 10 | | Elect Director Richard D. Parsons | | | | For | | Against | | Management |
| | 11 | | Elect Director Judith Rodin | | | | For | | For | | Management |
| | 12 | | Elect Director Robert E. Rubin | | | | For | | For | | Management |
| | 13 | | Elect Director Robert L. Ryan | | | | For | | For | | Management |
| | 14 | | Elect Director Franklin A. Thomas | | | | For | | For | | Management |
| | 15 | | Ratify Auditors | | | | For | | For | | Management |
| | 16 | | Disclose Prior Government Service | | | | Against | | Against | | Shareholder |
| | 17 | | Report on Political Contributions | �� | | | Against | | For | | Shareholder |
| | 18 | | Limit Executive Compensation | | | | Against | | Against | | Shareholder |
| | 19 | | Require More Director Nominations Than Open Seats | | | | Against | | Against | | Shareholder |
| | 20 | | Report on the Equator Principles | | | | Against | | Against | | Shareholder |
| | 21 | | Adopt Employee Contract | | | | Against | | For | | Shareholder |
| | 22 | | Amend GHG Emissions Policies to Limit Coal Financing | | | | Against | | Against | | Shareholder |
| | 23 | | Report on Human Rights Investment Policies | | | | Against | | Against | | Shareholder |
| | 24 | | Require Independent Board Chairman | | | | Against | | Against | | Shareholder |
| | 25 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | 26 | | Indicate If You Would Like to Keep Your Vote Confidential Under Current Policy | | | | None | | Abstain | | Management |
| | | | | |
05/30/08 - A | | Citrix Systems, Inc. *CTXS* | | 177376100 | | | | | | |
| | 1 | | Elect Director Murray J. Demo | | | | For | | For | | Management |
| | 2 | | Elect Director Asiff S. Hirji | | | | For | | For | | Management |
| | 3 | | Amend Omnibus Stock Plan | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 4 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/27/08 - A | | Clear Channel Communications, Inc. *CCU* | | 184502102 | | | | | | |
| | 1 | | Elect Director Alan D. Feld | | | | For | | For | | Management |
| | 2 | | Elect Director Perry J. Lewis | | | | For | | For | | Management |
| | 3 | | Elect Director L. Lowry Mays | | | | For | | For | | Management |
| | 4 | | Elect Director Mark P. Mays | | | | For | | For | | Management |
| | 5 | | Elect Director Randall T. Mays | | | | For | | For | | Management |
| | 6 | | Elect Director B. J. McCombs | | | | For | | For | | Management |
| | 7 | | Elect Director Phyllis B. Riggins | | | | For | | For | | Management |
| | 8 | | Elect Director Theodore H. Strauss | | | | For | | For | | Management |
| | 9 | | Elect Director J. C. Watts | | | | For | | For | | Management |
| | 10 | | Elect Director John H. Williams | | | | For | | For | | Management |
| | 11 | | Elect Director John B. Zachry | | | | For | | For | | Management |
| | 12 | | Ratify Auditors | | | | For | | For | | Management |
| | 13 | | Adopt Policy for Engagement With Proponents of Shareholder Proposals Supported by a Majority Vote | | | | Against | | For | | Shareholder |
| | 14 | | Require Independent Compensation Committee | | | | Against | | For | | Shareholder |
| | 15 | | Adopt Anti Gross-up Policy | | | | Against | | For | | Shareholder |
| | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | | | | |
05/07/08 - A | | CME Group Inc. *CME* | | 12572Q105 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
04/22/08 - A | | Coca-Cola Enterprises Inc. *CCE* | | 191219104 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Submit Severance Agreement (Change in Control) to shareholder Vote | | | | Against | | For | | Shareholder |
| | | | | |
05/08/08 - A | | Colgate-Palmolive Co. *CL* | | 194162103 | | | | | | |
| | 1 | | Elect Director John T. Cahill | | | | For | | For | | Management |
| | 2 | | Elect Director Jill K. Conway | | | | For | | For | | Management |
| | 3 | | Elect Director Ian M. Cook | | | | For | | For | | Management |
| | 4 | | Elect Director Ellen M. Hancock | | | | For | | For | | Management |
| | 5 | | Elect Director David W. Johnson | | | | For | | For | | Management |
| | 6 | | Elect Director Richard J. Kogan | | | | For | | For | | Management |
| | 7 | | Elect Director Delano E. Lewis | | | | For | | For | | Management |
| | 8 | | Elect Director Reuben Mark | | | | For | | For | | Management |
| | 9 | | Elect Director J. Pedro Reinhard | | | | For | | For | | Management |
| | 10 | | Elect Director Stephen I. Sadove | | | | For | | For | | Management |
| | 11 | | Ratify Auditors | | | | For | | For | | Management |
| | 12 | | Increase Authorized Common Stock | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
05/14/08 - A | | Comcast Corp. *CMCSA* | | 20030N101 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Amend Restricted Stock Plan | | | | For | | For | | Management |
| | 4 | | Amend Stock Option Plan | | | | For | | For | | Management |
| | 5 | | Adopt Recapitalization Plan | | | | Against | | For | | Shareholder |
| | 6 | | Increase Disclosure of Executive Compensation | | | | Against | | Against | | Shareholder |
| | 7 | | Require More Director Nominations Than Open Seats | | | | Against | | Against | | Shareholder |
| | 8 | | Report on Pay Disparity | | | | Against | | Against | | Shareholder |
| | 9 | | Provide for Cumulative Voting for Class A Shareholders | | | | Against | | For | | Shareholder |
| | 10 | | Adopt Principles for Health Care Reform | | | | Against | | Against | | Shareholder |
| | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | | | | |
05/20/08 - A | | Comerica Inc. *CMA* | | 200340107 | | | | | | |
| | 1 | | Elect Director Joseph J. Buttigieg, III | | | | For | | For | | Management |
| | 2 | | Elect Director Roger A. Cregg | | | | For | | For | | Management |
| | 3 | | Elect Director T. Kevin Denicola | | | | For | | For | | Management |
| | 4 | | Elect Director Alfred A. Piergallini | | | | For | | For | | Management |
| | 5 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/14/08 - A | | ConocoPhillips *COP* | | 20825C104 | | | | | | |
| | 1 | | Elect Director Harold W. McGraw III | | | | For | | For | | Management |
| | 2 | | Elect Director James J. Mulva | | | | For | | For | | Management |
| | 3 | | Elect Director Bobby S. Shackouls | | | | For | | For | | Management |
| | 4 | | Declassify the Board of Directors | | | | For | | For | | Management |
| | 5 | | Ratify Auditors | | | | For | | For | | Management |
| | 6 | | Require Director Nominee Qualifications | | | | Against | | Against | | Shareholder |
| | 7 | | Report on Indigenous Peoples Rights Policies | | | | Against | | Against | | Shareholder |
| | 8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | 9 | | Report on Political Contributions | | | | Against | | For | | Shareholder |
| | 10 | | Adopt Greenhouse Gas Emissions Goals for Products and Operations | | | | Against | | For | | Shareholder |
| | 11 | | Report on Community Environmental Impacts of Operations | | | | Against | | Against | | Shareholder |
| | 12 | | Report on Environmental Damage from Drilling in the National Petroleum Reserve | | | | Against | | For | | Shareholder |
| | 13 | | Report on Environmental Impact of Oil Sands Operations in Canada | | | | Against | | For | | Shareholder |
| | 14 | | Report on Global Warming | | | | Against | | Against | | Shareholder |
| | | | | |
04/29/08 - A | | Consol Energy, Inc. *CNX* | | 20854P109 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 1.1 | | Elect Director John Whitmire — For | | | | | | | | |
| | 1.2 | | Elect Director J. Brett Harvey — For | | | | | | | | |
| | 1.3 | | Elect Director James E. Altmeyer, Sr. — Withhold | | | | | | | | |
| | 1.4 | | Elect Director William E. Davis — For | | | | | | | | |
| | 1.5 | | Elect Director Raj K. Gupta — For | | | | | | | | |
| | 1.6 | | Elect Director Patricia A. Hammick — For | | | | | | | | |
| | 1.7 | | Elect Director David C. Hardesty, Jr. — For | | | | | | | | |
| | 1.8 | | Elect Director John T. Mills — For | | | | | | | | |
| | 1.9 | | Elect Director William P. Powell — For | | | | | | | | |
| | 1.10 | | Elect Director Joseph T. Williams — For | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Approve Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | 4 | | Report on GHG Emissions Reductions From Products and Operations | | | | Against | | For | | Shareholder |
| | | | | |
04/29/08 - A | | COOPER INDUSTRIES LTD *CBE* | | G24182100 | | | | | | |
| | | | This is a duplicate meeting for ballots received via the Broadridge North American ballot distribution system | | | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | APPOINT ERNST & YOUNG LLP AS INDEPENDENT AUDITORSFOR THE YEAR ENDING 12/31/2008. | | | | For | | For | | Management |
| | 3 | | APPROVE THE AMENDED AND RESTATED STOCK INCENTIVE PLAN. | | | | For | | For | | Management |
| | 4 | | SHAREHOLDER PROPOSAL REQUESTING COOPER TO IMPLEMENT ACODE OF CONDUCT BASED ON INTERNATIONAL LABORORGANIZATION HUMAN RIGHTS STANDARDS. | | | | Against | | Against | | Shareholder |
| | | | | |
04/24/08 - A | | Corning Inc. *GLW* | | 219350105 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Management |
| | 1.1 | | Elect Director John Seely Brown — Withhold | | | | | | | | |
| | 1.2 | | Elect Director Gordon Gund — Withhold | | | | | | | | |
| | 1.3 | | Elect Director Kurt M. Landgraf — For | | | | | | | | |
| | 1.4 | | Elect Director H. Onno Ruding — Withhold | | | | | | | | |
| | 2 | | Amend Omnibus Stock Plan | | | | For | | For | | Management |
| | 3 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/15/08 - A | | Coventry Health Care Inc. *CVH* | | 222862104 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
06/25/08 - PC | | CSX Corp. *CSX* | | 126408103 | | | | | | |
| | | | Management Proxy (White Card) | | | | | | | | |
| | 1.1 | | Elect Director D. M. Alvarado | | | | For | | Do Not Vote | | Management |
| | 1.2 | | Elect Director E. E. Bailey | | | | For | | Do Not Vote | | Management |
| | 1.3 | | Elect Director Sen. J. B. Breaux | | | | For | | Do Not Vote | | Management |
| | 1.4 | | Elect Director S. T. Halverson | | | | For | | Do Not Vote | | Management |
| | 1.5 | | Elect Director E. J. Kelly, III | | | | For | | Do Not Vote | | Management |
| | 1.6 | | Elect Director R. D. Kunisch | | | | For | | Do Not Vote | | Management |
| | 1.7 | | Elect Director J. D. McPherson | | | | For | | Do Not Vote | | Management |
| | 1.8 | | Elect Director D. M. Ratcliffe | | | | For | | Do Not Vote | | Management |
| | 1.9 | | Elect Director W. C. Richardson | | | | For | | Do Not Vote | | Management |
| | 1.10 | | Elect Director F. S. Royal | | | | For | | Do Not Vote | | Management |
| | 1.11 | | Elect Director D. J. Shepard | | | | For | | Do Not Vote | | Management |
| | 1.12 | | Elect Director M. J. Ward | | | | For | | Do Not Vote | | Management |
| | 2 | | Ratify Auditors | | | | For | | Do Not Vote | | Management |
| | 3 | | Provide Right to Call Special Meeting | | | | For | | Do Not Vote | | Management |
| | 4 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | | | Against | | Do Not Vote | | Shareholder |
| | 5 | | Repeal Any Provision or Amendment to the Company’s By-laws Adopted without Shareholder Approval | | | | Against | | Do Not Vote | | Shareholder |
| | | | Dissident Proxy (Blue Card) | | | | | | | | |
| | 1.1 | | Elect Director Christopher Hohn | | | | For | | For | | Shareholder |
| | 1.2 | | Elect Director Alexandre Behring | | | | For | | For | | Shareholder |
| | 1.3 | | Elect Director Gilbert H. Lamphere | | | | For | | For | | Shareholder |
| | 1.4 | | Elect Director Timothy T. OToole | | | | For | | For | | Shareholder |
| | 1.5 | | Elect Director Gary L. Wilson | | | | For | | Withhold | | Shareholder |
| | 1.6 | | Management Nominee - D.M. Alvarado | | | | For | | For | | Shareholder |
| | 1.7 | | Management Nominee - Sen. JB Breaux | | | | For | | For | | Shareholder |
| | 1.8 | | Management Nominee - E.J. Kelly, III | | | | For | | For | | Shareholder |
| | 1.9 | | Management Nominee - J.D. McPherson | | | | For | | For | | Shareholder |
| | 1.10 | | Management Nominee - D.M. Ratcliffe | | | | For | | For | | Shareholder |
| | 1.11 | | Management Nominee - D.J. Shepard | | | | For | | For | | Shareholder |
| | 1.12 | | Management Nominee - M.J. Ward | | | | For | | For | | Shareholder |
| | 2 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | | | For | | For | | Shareholder |
| | 3 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | | | Against | | Against | | Shareholder |
| | 4 | | Repeal Any Provision or Amendment to the Company’s By-laws Adopted without Shareholder Approval | | | | For | | For | | Shareholder |
| | 5 | | Ratify Auditors | | | | Abstain | | For | | Management |
| | | | | |
05/13/08 - A | | Cummins, Inc. *CMI* | | 231021106 | | | | | | |
| | 1 | | Elect Director Robert J. Darnall | | | | For | | For | | Management |
| | 2 | | Elect Director Robert K. Herdman | | | | For | | For | | Management |
| | 3 | | Elect Director Alexis M. Herman | | | | For | | For | | Management |
| | 4 | | Elect Director F. Joseph Loughrey | | | | For | | For | | Management |
| | 5 | | Elect Director William I. Miller | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 6 | | Elect Director Georgia R. Nelson | | | | For | | For | | Management |
| | 7 | | Elect Director Theodore M. Solso | | | | For | | For | | Management |
| | 8 | | Elect Director Carl Ware | | | | For | | For | | Management |
| | 9 | | Elect Director J. Lawrence Wilson | | | | For | | For | | Management |
| | 10 | | Ratify Auditors | | | | For | | For | | Management |
| | 11 | | Increase Authorized Common Stock | | | | For | | For | | Management |
| | 12 | | Adopt ILO Based Policies | | | | Against | | Against | | Shareholder |
| | | | | |
05/07/08 - A | | CVS Caremark Corp *CVS* | | 126650100 | | | | | | |
| | 1 | | Elect Director Edwin M. Banks | | | | For | | For | | Management |
| | 2 | | Elect Director C. David Brown II | | | | For | | For | | Management |
| | 3 | | Elect Director David W. Dorman | | | | For | | For | | Management |
| | 4 | | Elect Director Kristen E. Gibney Williams | | | | For | | For | | Management |
| | 5 | | Elect Director Marian L. Heard | | | | For | | For | | Management |
| | 6 | | Elect Director William H. Joyce | | | | For | | For | | Management |
| | 7 | | Elect Director Jean-Pierre Million | | | | For | | For | | Management |
| | 8 | | Elect Director Terrence Murray | | | | For | | For | | Management |
| | 9 | | Elect Director C.A. Lance Piccolo | | | | For | | For | | Management |
| | 10 | | Elect Director Sheli Z. Rosenberg | | | | For | | For | | Management |
| | 11 | | Elect Director Thomas M. Ryan | | | | For | | For | | Management |
| | 12 | | Elect Director Richard J. Swift | | | | For | | For | | Management |
| | 13 | | Ratify Auditors | | | | For | | For | | Management |
| | 14 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | | | Against | | For | | Shareholder |
| | 15 | | Adopt Anti Gross-up Policy | | | | Against | | For | | Shareholder |
| | 16 | | Report on Political Contributions | | | | Against | | For | | Shareholder |
| | | | | |
05/22/08 - A | | Dean Foods Company *DF* | | 242370104 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
06/04/08 - A | | Devon Energy Corp. *DVN* | | 25179M103 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Increase Authorized Common Stock | | | | For | | For | | Management |
| | 4 | | Declassify the Board of Directors | | | | For | | For | | Management |
| | | | | |
05/14/08 - A | | Dynegy, Inc. *DYN* | | 26817G102 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
04/30/08 - A | | E.I. Du Pont De Nemours & Co. *DD* | | 263534109 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Report on Plant Closures | | | | Against | | Against | | Shareholder |
| | 4 | | Require Independent Board Chairman | | | | Against | | For | | Shareholder |
| | 5 | | Report on Global Warming | | | | Against | | Against | | Shareholder |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 6 | | Amend Human Rights Policies | | | | Against | | Against | | Shareholder |
| | 7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | | | | |
06/13/08 - A | | E.W. Scripps Co. (The) *SSP* | | 811054204 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Management |
| | 1.1 | | Elect Director William R. Burleigh — Withhold | | | | | | | | |
| | 1.2 | | Elect Director David A. Galloway — For | | | | | | | | |
| | 1.3 | | Elect Director David M. Moffett — For | | | | | | | | |
| | 1.4 | | Elect Director Jarl Mohn — For | | | | | | | | |
| | | | | |
05/14/08 - A | | Eastman Kodak Co. *EK* | | 277461109 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Require a Majority Vote for the Election of Directors | | | | Against | | For | | Shareholder |
| | | | | |
04/23/08 - A | | Eaton Corporation *ETN* | | 278058102 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Increase Authorized Common Stock | | | | For | | For | | Management |
| | 3 | | Adopt Majority Voting for Uncontested Election of Directors | | | | For | | For | | Management |
| | 4 | | Amend Articles to Authorize the Board of Directors to Make Future Amendments to the Amended Regulations | | | | For | | For | | Management |
| | 5 | | Approve Omnibus Stock Plan | | | | For | | For | | Management |
| | 6 | | Approve Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | 7 | | Approve Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | 8 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
04/24/08 - A | | Edison International *EIX* | | 281020107 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | | | | |
04/21/08 - A | | Eli Lilly and Co. *LLY* | | 532457108 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Declassify the Board of Directors | | | | For | | For | | Management |
| | 4 | | Require a Majority Vote for the Election of Directors | | | | For | | For | | Management |
| | 5 | | Amend Omnibus Stock Plan | | | | For | | For | | Management |
| | 6 | | Report on Animal Testing Policies | | | | Against | | Against | | Shareholder |
| | 7 | | Amend Vote Requirements to Amend Articles/Bylaws/Charter | | | | Against | | For | | Shareholder |
| | 8 | | Reduce Supermajority Vote Requirement | | | | Against | | For | | Shareholder |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 9 | | Political Contributions | | | | Against | | Against | | Shareholder |
| | | | | |
05/01/08 - A | | Embarq Corp *EQ* | | 29078E105 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Approve Omnibus Stock Plan | | | | For | | For | | Management |
| | 4 | | Approve Qualified Employee Stock Purchase Plan | | | | For | | For | | Management |
| | 5 | | Approve Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | | | | |
05/21/08 - A | | EMC Corp. *EMC* | | 268648102 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Management |
| | 1.1 | | Elect Director Michael W. Brown — For | | | | | | | | |
| | 1.2 | | Elect Director Michael J. Cronin — For | | | | | | | | |
| | 1.3 | | Elect Director Gail Deegan — For | | | | | | | | |
| | 1.4 | | Elect Director John R. Egan — For | | | | | | | | |
| | 1.5 | | Elect Director W. Paul Fitzgerald — For | | | | | | | | |
| | 1.6 | | Elect Director Olli-Pekka Kallasvuo — Withhold | | | | | | | | |
| | 1.7 | | Elect Director Edmund F. Kelly — For | | | | | | | | |
| | 1.8 | | Elect Director Windle B. Priem — For | | | | | | | | |
| | 1.9 | | Elect Director Paul Sagan — For | | | | | | | | |
| | 1.10 | | Elect Director David N. Strohm — For | | | | | | | | |
| | 1.11 | | Elect Director Joseph M. Tucci — For | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Adopt Majority Voting for Uncontested Election of Directors | | | | For | | For | | Management |
| | 4 | | Reduce Supermajority Vote Requirement | | | | For | | For | | Management |
| | | | | |
05/02/08 - A | | Entergy Corp. *ETR* | | 29364G103 | | | | | | |
| | 1 | | Elect Director Maureen Scannell Bateman | | | | For | | For | | Management |
| | 2 | | Elect Director W. Frank Blount | | | | For | | For | | Management |
| | 3 | | Elect Director Simon D. DeBree | | | | For | | For | | Management |
| | 4 | | Elect Director Gary W. Edwards | | | | For | | For | | Management |
| | 5 | | Elect Director Alexis M. Herman | | | | For | | For | | Management |
| | 6 | | Elect Director Donald C. Hintz | | | | For | | For | | Management |
| | 7 | | Elect Director J. Wayne Leonard | | | | For | | For | | Management |
| | 8 | | Elect Director Stuart L. Levenick | | | | For | | For | | Management |
| | 9 | | Elect Director James R. Nichols | | | | For | | For | | Management |
| | 10 | | Elect Director William A. Percy, II | | | | For | | For | | Management |
| | 11 | | Elect Director W.J. Tauzin | | | | For | | For | | Management |
| | 12 | | Elect Director Steven V. Wilkinson | | | | For | | For | | Management |
| | 13 | | Ratify Auditors | | | | For | | For | | Management |
| | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | 15 | | Limit Executive Compensation | | | | Against | | Against | | Shareholder |
| | 16 | | Report on Political Contributions | | | | Against | | For | | Shareholder |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 17 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | | | Against | | For | | Shareholder |
| | | | | |
04/29/08 - A | | Exelon Corp. *EXC* | | 30161N101 | | | | | | |
| | 1 | | Elect Director Bruce DeMars | | | | For | | For | | Management |
| | 2 | | Elect Director Nelson A. Diaz | | | | For | | For | | Management |
| | 3 | | Elect Director Paul L. Joskow | | | | For | | For | | Management |
| | 4 | | Elect Director John W. Rowe | | | | For | | For | | Management |
| | 5 | | Ratify Auditors | | | | For | | For | | Management |
| | 6 | | Report on Global Warming | | | | Against | | Against | | Shareholder |
| | | | | |
06/11/08 - A | | Expedia Inc *EXPE* | | 30212P105 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Management |
| | 1.1 | | Elect Director A.G. (Skip) Battle — For | | | | | | | | |
| | 1.2 | | Elect Director Simon J. Breakwell — Withhold | | | | | | | | |
| | 1.3 | | Elect Director Barry Diller — Withhold | | | | | | | | |
| | 1.4 | | Elect Director Jonathan L. Dolgen — For | | | | | | | | |
| | 1.5 | | Elect Director William R. Fitzgerald — Withhold | | | | | | | | |
| | 1.6 | | Elect Director Craig A. Jacobson — For | | | | | | | | |
| | 1.7 | | Elect Director Victor A. Kaufman — Withhold | | | | | | | | |
| | 1.8 | | Elect Director Peter M. Kern — For | | | | | | | | |
| | 1.9 | | Elect Director Dara Khosrowshahi — Withhold | | | | | | | | |
| | 1.10 | | Elect Director John C. Malone — Withhold | | | | | | | | |
| | 2 | | Amend Omnibus Stock Plan | | | | For | | For | | Management |
| | 3 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/07/08 - A | | Expeditors International of Washington, Inc. *EXPD* | | 302130109 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Approve Stock Option Plan | | | | For | | For | | Management |
| | 3 | | Amend Non-Employee Director Restricted Stock Plan | | | | For | | For | | Management |
| | 4 | | Approve Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | 5 | | Ratify Auditors | | | | For | | For | | Management |
| | 6 | | Amend EEO Policy to Reference Discrimination based on Sexual Orientation | | | | Against | | For | | Shareholder |
| | | | | |
05/28/08 - A | | Express Scripts, Inc. *ESRX* | | 302182100 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Increase Authorized Common Stock | | | | For | | For | | Management |
| | 3 | | Amend Qualified Employee Stock Purchase Plan | | | | For | | For | | Management |
| | 4 | | Ratify Auditors | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 5 | | Other Business | | | | For | | Against | | Management |
| | | | | |
05/28/08 - A | | Exxon Mobil Corp. *XOM* | | 30231G102 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Amend Bylaws to Prohibit Precatory Proposals | | | | Against | | Against | | Shareholder |
| | 4 | | Require Director Nominee Qualifications | | | | Against | | Against | | Shareholder |
| | 5 | | Require Independent Board Chairman | | | | Against | | For | | Shareholder |
| | 6 | | Approve Distribution Policy | | | | Against | | Against | | Shareholder |
| | 7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | 8 | | Compare CEO Compensation to Company’s Lowest Paid U.S. Workers | | | | Against | | Against | | Shareholder |
| | 9 | | Claw-back of Payments under Restatements | | | | Against | | Against | | Shareholder |
| | 10 | | Review Anti-discrimination Policy on Corporate Sponsorships and Executive Perks | | | | Against | | Against | | Shareholder |
| | 11 | | Report on Political Contributions | | | | Against | | For | | Shareholder |
| | 12 | | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | | | | Against | | For | | Shareholder |
| | 13 | | Report on Community Environmental Impacts of Operations | | | | Against | | Against | | Shareholder |
| | 14 | | Report on Potential Environmental Damage from Drilling in the Arctic National Wildlife Refuge | | | | Against | | Against | | Shareholder |
| | 15 | | Adopt Greenhouse Gas Emissions Goals for Products and Operations | | | | Against | | For | | Shareholder |
| | 16 | | Report on Carbon Dioxide Emissions Information at Gas Stations | | | | Against | | Against | | Shareholder |
| | 17 | | Report on Climate Change Impacts on Emerging Countries | | | | Against | | Against | | Shareholder |
| | 18 | | Report on Energy Technologies Development | | | | Against | | Against | | Shareholder |
| | 19 | | Adopt Policy to Increase Renewable Energy | | | | Against | | For | | Shareholder |
| | | | | |
06/18/08 - A | | Fairpoint Communications, Inc *FRP* | | 305560104 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Approve Omnibus Stock Plan | | | | For | | For | | Management |
| | 4 | | Approve Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | | | | |
05/20/08 - A | | Fannie Mae *FNM* | | 313586109 | | | | | | |
| | 1 | | Elect Directors Stephen B. Ashley | | | | For | | For | | Management |
| | 2 | | Elect Directors Dennis R. Beresford | | | | For | | For | | Management |
| | 3 | | Elect Directors Louis J. Freeh | | | | For | | For | | Management |
| | 4 | | Elect Directors Brenda J. Gaines | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 5 | | Elect Directors Karen N. Horn | | | | For | | For | | Management |
| | 6 | | Elect Directors Bridget A. Macaskill | | | | For | | For | | Management |
| | 7 | | Elect Directors Daniel H. Mudd | | | | For | | For | | Management |
| | 8 | | Elect Directors Leslie Rahl | | | | For | | For | | Management |
| | 9 | | Elect Directors John C. Sites, Jr. | | | | For | | For | | Management |
| | 10 | | Elect Directors Greg C. Smith | | | | For | | For | | Management |
| | 11 | | Elect Directors H. Patrick Swygert | | | | For | | For | | Management |
| | 12 | | Elect Directors John K. Wulff | | | | For | | For | | Management |
| | 13 | | Ratify Auditors | | | | For | | For | | Management |
| | 14 | | Provide for Cumulative Voting | | | | Against | | For | | Shareholder |
| | | | | |
05/29/08 - A | | Fidelity National Information Services Inc *FIS* | | 31620M106 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Approve Omnibus Stock Plan | | | | For | | For | | Management |
| | | | | |
04/15/08 - A | | Fifth Third Bancorp *FITB* | | 316773100 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Increase Authorized Common Stock | | | | For | | For | | Management |
| | 3 | | Approve Omnibus Stock Plan | | | | For | | For | | Management |
| | 4 | | Change Date of Annual Meeting | | | | For | | For | | Management |
| | 5 | | Ratify Auditors | | | | For | | For | | Management |
| | 6 | | Hire Advisor/Maximize Shareholder Value | | | | Against | | Against | | Shareholder |
| | | | | |
05/20/08 - A | | FirstEnergy Corp *FE* | | 337932107 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Withhold | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | | | Against | | For | | Shareholder |
| | 4 | | Adopt a Policy Establishing an Engagement Process to Shareholder Proposals | | | | Against | | For | | Shareholder |
| | 5 | | Reduce Supermajority Vote Requirement | | | | Against | | For | | Shareholder |
| | 6 | | Require a Majority Vote for the Election of Directors | | | | Against | | For | | Shareholder |
| | | | | |
05/07/08 - A | | Fluor Corp. *FLR* | | 343412102 | | | | | | |
| | 1 | | Elect Director Ilesanmi Adesida | | | | For | | For | | Management |
| | 2 | | Elect Director Peter J. Fluor | | | | For | | For | | Management |
| | 3 | | Elect Director Joseph W. Prueher | | | | For | | For | | Management |
| | 4 | | Elect Director Suzanne H. Woolsey | | | | For | | For | | Management |
| | 5 | | Ratify Auditors | | | | For | | For | | Management |
| | 6 | | Increase Authorized Common Stock | | | | For | | For | | Management |
| | 7 | | Approve Omnibus Stock Plan | | | | For | | For | | Management |
| | | | | |
04/29/08 - A | | Fortune Brands, Inc. *FO* | | 349631101 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Withhold | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Declassify the Board of Directors | | | | Against | | For | | Shareholder |
| | | | | |
05/23/08 - A | | FPL Group, Inc. *FPL* | | 302571104 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Management |
| | 1.1 | | Elect Director Sherry S. Barrat — For | | | | | | | | |
| | 1.2 | | Elect Director Robert M. Beall, II — For | | | | | | | | |
| | 1.3 | | Elect Director J. Hyatt Brown — Withhold | | | | | | | | |
| | 1.4 | | Elect Director James L. Camaren — For | | | | | | | | |
| | 1.5 | | Elect Director J. Brian Ferguson — For | | | | | | | | |
| | 1.6 | | Elect Director Lewis Hay, III — For | | | | | | | | |
| | 1.7 | | Elect Director Toni Jennings — For | | | | | | | | |
| | 1.8 | | Elect Director Oliver D. Kingsley, Jr. — For | | | | | | | | |
| | 1.9 | | Elect Director Rudy E. Schupp — For | | | | | | | | |
| | 1.10 | | Elect Director Michael H. Thaman — For | | | | | | | | |
| | 1.11 | | Elect Director Hansel E. Tookes, II — For | | | | | | | | |
| | 1.12 | | Elect Director Paul R. Tregurtha — For | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Approve Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | 4 | | Report on Global Warming | | | | Against | | Against | | Shareholder |
| | | | | |
06/06/08 - A | | Freddie Mac *FRE* | | 313400301 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Management |
| | 1.1 | | Elect Director Barbara T. Alexander — Withhold | | | | | | | | |
| | 1.2 | | Elect Director Geoffrey T. Boisi — Withhold | | | | | | | | |
| | 1.3 | | Elect Director Michelle Engler — Withhold | | | | | | | | |
| | 1.4 | | Elect Director Richard R. Glauber — For | | | | | | | | |
| | 1.5 | | Elect Director Richard Karl Goeltz — For | | | | | | | | |
| | 1.6 | | Elect Director Thomas S. Johnson — Withhold | | | | | | | | |
| | 1.7 | | Elect Director Jerome P. Kenney — For | | | | | | | | |
| | 1.8 | | Elect Director William M. Lewis, Jr. — For | | | | | | | | |
| | 1.9 | | Elect Director Nicolas P. Retsinas — For | | | | | | | | |
| | 1.10 | | Elect Director Stephen A. Ross — For | | | | | | | | |
| | 1.11 | | Elect Director Richard F. Syron — For | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Amend Omnibus Stock Plan | | | | For | | For | | Management |
| | | | | |
06/05/08 - A | | Freeport-McMoRan Copper & Gold Inc. *FCX* | | 35671D857 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Management |
| | 1.1 | | Elect Director Richard C. Adkerson — For | | | | | | | | |
| | 1.2 | | Elect Director Robert J. Allison, Jr. — Withhold | | | | | | | | |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 1.3 | | Elect Director Robert A. Day — For | | | | | | | | |
| | 1.4 | | Elect Director Gerald J. Ford — For | | | | | | | | |
| | 1.5 | | Elect Director H. Devon Graham, Jr. — Withhold | | | | | | | | |
| | 1.6 | | Elect Director J. Bennett Johnston — For | | | | | | | | |
| | 1.7 | | Elect Director Charles C. Krulak — For | | | | | | | | |
| | 1.8 | | Elect Director Bobby Lee Lackey — Withhold | | | | | | | | |
| | 1.9 | | Elect Director Jon C. Madonna — For | | | | | | | | |
| | 1.10 | | Elect Director Dustan E. McCoy — For | | | | | | | | |
| | 1.11 | | Elect Director Gabrielle K. McDonald — For | | | | | | | | |
| | 1.12 | | Elect Director James R. Moffett — For | | | | | | | | |
| | 1.13 | | Elect Director B.M. Rankin, Jr. — For | | | | | | | | |
| | 1.14 | | Elect Director J. Stapleton Roy — For | | | | | | | | |
| | 1.15 | | Elect Director Stephen H. Siegele — For | | | | | | | | |
| | 1.16 | | Elect Director J. Taylor Wharton — For | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Increase Authorized Common Stock | | | | For | | For | | Management |
| | | | | |
06/24/08 - A | | GameStop Corp. *GME* | | 36467W109 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Amend Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | 3 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/07/08 - A | | General Dynamics Corp. *GD* | | 369550108 | | | | | | |
| | 1 | | Elect Director Nicholas D. Chabraja | | | | For | | For | | Management |
| | 2 | | Elect Director James S. Crown | | | | For | | For | | Management |
| | 3 | | Elect Director William P. Fricks | | | | For | | For | | Management |
| | 4 | | Elect Director Charles H. Goodman | | | | For | | For | | Management |
| | 5 | | Elect Director Jay L. Johnson | | | | For | | For | | Management |
| | 6 | | Elect Director George A. Joulwan | | | | For | | For | | Management |
| | 7 | | Elect Director Paul G. Kaminski | | | | For | | For | | Management |
| | 8 | | Elect Director John M. Keane | | | | For | | For | | Management |
| | 9 | | Elect Director Deborah J. Lucas | | | | For | | For | | Management |
| | 10 | | Elect Director Lester L. Lyles | | | | For | | For | | Management |
| | 11 | | Elect Director Carl E. Mundy, Jr. | | | | For | | For | | Management |
| | 12 | | Elect Director J. Christopher Reyes | | | | For | | For | | Management |
| | 13 | | Elect Director Robert Walmsley | | | | For | | For | | Management |
| | 14 | | Ratify Auditors | | | | For | | For | | Management |
| | 15 | | Adopt Ethical Criteria for Military Contracts | | | | Against | | Against | | Shareholder |
| | 16 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | | | Against | | For | | Shareholder |
| | | | | |
04/23/08 - A | | General Electric Co. *GE* | | 369604103 | | | | | | |
| | 1 | | Elect Director James I. Cash, Jr. | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 2 | | Elect Director William M. Castell | | | | For | | For | | Management |
| | 3 | | Elect Director Ann M. Fudge | | | | For | | For | | Management |
| | 4 | | Elect Director Claudio X. Gonzalez | | | | For | | Against | | Management |
| | 5 | | Elect Director Susan Hockfield | | | | For | | For | | Management |
| | 6 | | Elect Director Jeffrey R. Immelt | | | | For | | For | | Management |
| | 7 | | Elect Director Andrea Jung | | | | For | | For | | Management |
| | 8 | | Elect Director Alan G. Lafley | | | | For | | For | | Management |
| | 9 | | Elect Director Robert W. Lane | | | | For | | For | | Management |
| | 10 | | Elect Director Ralph S. Larsen | | | | For | | For | | Management |
| | 11 | | Elect Director Rochelle B. Lazarus | | | | For | | For | | Management |
| | 12 | | Elect Director James J. Mulva | | | | For | | For | | Management |
| | 13 | | Elect Director Sam Nunn | | | | For | | For | | Management |
| | 14 | | Elect Director Roger S. Penske | | | | For | | For | | Management |
| | 15 | | Elect Director Robert J. Swieringa | | | | For | | For | | Management |
| | 16 | | Elect Director Douglas A. Warner III | | | | For | | For | | Management |
| | 17 | | Ratify Auditors | | | | For | | For | | Management |
| | 18 | | Provide for Cumulative Voting | | | | Against | | For | | Shareholder |
| | 19 | | Require Independent Board Chairman | | | | Against | | For | | Shareholder |
| | 20 | | Claw-back of Payments under Restatements | | | | Against | | Against | | Shareholder |
| | 21 | | Adopt Policy on Overboarded Directors | | | | Against | | For | | Shareholder |
| | 22 | | Report on Charitable Contributions | | | | Against | | Against | | Shareholder |
| | 23 | | Report on Global Warming | | | | Against | | Against | | Shareholder |
| | 24 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | | | | |
06/03/08 - A | | General Motors Corp. *GM* | | 370442105 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Management |
| | 1.1 | | Elect Director Percy N. Barnevik — For | | | | | | | | |
| | 1.2 | | Elect Director Erskine B. Bowles — For | | | | | | | | |
| | 1.3 | | Elect Director John H. Bryan — Withhold | | | | | | | | |
| | 1.4 | | Elect Director Armando M. Codina — Withhold | | | | | | | | |
| | 1.5 | | Elect Director Erroll B. Davis, Jr. — For | | | | | | | | |
| | 1.6 | | Elect Director George M.C. Fisher — Withhold | | | | | | | | |
| | 1.7 | | Elect Director E. Neville Isdell — For | | | | | | | | |
| | 1.8 | | Elect Director Karen Katen — Withhold | | | | | | | | |
| | 1.9 | | Elect Director Kent Kresa — For | | | | | | | | |
| | 1.10 | | Elect Director Ellen J. Kullman — For | | | | | | | | |
| | 1.11 | | Elect Director Philip A. Laskawy — For | | | | | | | | |
| | 1.12 | | Elect Director Kathryn V. Marinello — For | | | | | | | | |
| | 1.13 | | Elect Director Eckhard Pfeiffer — For | | | | | | | | |
| | 1.14 | | Elect Director G. Richard Wagoner, Jr. — For | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Publish Political Contributions | | | | Against | | Against | | Shareholder |
| | 4 | | Report on Political Contributions | | | | Against | | For | | Shareholder |
| | 5 | | Adopt Principles for Health Care Reform | | | | Against | | Against | | Shareholder |
| | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 7 | | Adopt Quantitative GHG Goals for Products and Operations | | | | Against | | For | | Shareholder |
| | 8 | | Provide for Cumulative Voting | | | | Against | | For | | Shareholder |
| | 9 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | | | Against | | For | | Shareholder |
| | 10 | | Performance-Based Awards | | | | Against | | For | | Shareholder |
| | | | | |
05/22/08 - A | | Genzyme Corp. *GENZ* | | 372917104 | | | | | | |
| | 1 | | Elect Director Douglas A. Berthiaume | | | | For | | For | | Management |
| | 2 | | Elect Director Gail K. Boudreaux | | | | For | | For | | Management |
| | 3 | | Elect Director Robert J. Carpenter | | | | For | | For | | Management |
| | 4 | | Elect Director Charles L. Cooney, Ph.D. | | | | For | | For | | Management |
| | 5 | | Elect Director Richard F. Syron | | | | For | | Against | | Management |
| | 6 | | Amend Omnibus Stock Plan | | | | For | | For | | Management |
| | 7 | | Amend Non-Employee Director Omnibus Stock Plan | | | | For | | For | | Management |
| | 8 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/08/08 - A | | Gilead Sciences, Inc. *GILD* | | 375558103 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Amend Omnibus Stock Plan | | | | For | | For | | Management |
| | 4 | | Increase Authorized Common Stock | | | | For | | For | | Management |
| | | | | |
04/22/08 - A | | Goodrich Corporation *GR* | | 382388106 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Amend Omnibus Stock Plan | | | | For | | For | | Management |
| | 4 | | Approve Qualified Employee Stock Purchase Plan | | | | For | | For | | Management |
| | | | | |
05/08/08 - A | | Google Inc *GOOG* | | 38259P508 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Amend Omnibus Stock Plan | | | | For | | Against | | Management |
| | 4 | | Adopt Internet Censorship Policies | | | | Against | | For | | Shareholder |
| | 5 | | Amend Bylaws to Establish a Board Committee on Human Rights | | | | Against | | Against | | Shareholder |
| | | | | |
05/22/08 - A | | Hasbro, Inc. *HAS* | | 418056107 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/07/08 - A | | Hess Corporation *HES* | | 42809H107 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Declassify the Board of Directors | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 4 | | Approve Omnibus Stock Plan | | | | For | | For | | Management |
| | | | | |
04/28/08 - A | | Honeywell International, Inc. *HON* | | 438516106 | | | | | | |
| | 1 | | Elect Director Gordon M. Bethune | | | | For | | For | | Management |
| | 2 | | Elect Director Jaime Chico Pardo | | | | For | | For | | Management |
| | 3 | | Elect Director David M. Cote | | | | For | | For | | Management |
| | 4 | | Elect Director D. Scott Davis | | | | For | | For | | Management |
| | 5 | | Elect Director Linnet F. Deily | | | | For | | For | | Management |
| | 6 | | Elect Director Clive R. Hollick | | | | For | | For | | Management |
| | 7 | | Elect Director Bradley T. Sheares | | | | For | | For | | Management |
| | 8 | | Elect Director Eric K. Shinseki | | | | For | | For | | Management |
| | 9 | | Elect Director John R. Stafford | | | | For | | For | | Management |
| | 10 | | Elect Director Michael W. Wright | | | | For | | For | | Management |
| | 11 | | Ratify Auditors | | | | For | | For | | Management |
| | 12 | | Provide the Right to Call Special Meeting | | | | For | | For | | Management |
| | 13 | | Pay For Superior Performance | | | | Against | | For | | Shareholder |
| | | | | |
05/13/08 - A | | Hospira, Inc. *HSP* | | 441060100 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
04/22/08 - A | | Hudson City Bancorp, Inc. *HCBK* | | 443683107 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/02/08 - A | | Illinois Tool Works Inc. *ITW* | | 452308109 | | | | | | |
| | 1 | | Elect Director William F. Aldinger | | | | For | | For | | Management |
| | 2 | | Elect Director Marvin D. Brailsford | | | | For | | For | | Management |
| | 3 | | Elect Director Susan Crown | | | | For | | For | | Management |
| | 4 | | Elect Director Don H. Davis, Jr. | | | | For | | For | | Management |
| | 5 | | Elect Director Robert C. McCormack | | | | For | | For | | Management |
| | 6 | | Elect Director Robert S. Morrison | | | | For | | For | | Management |
| | 7 | | Elect Director James A. Skinner | | | | For | | For | | Management |
| | 8 | | Elect Director Harold B. Smith | | | | For | | For | | Management |
| | 9 | | Elect Director David B. Speer | | | | For | | For | | Management |
| | 10 | | Elect Director Pamela B. Strobel | | | | For | | For | | Management |
| | 11 | | Approve Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | 12 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/02/08 - A | | IMS Health Inc. *RX* | | 449934108 | | | | | | |
| | 1 | | Elect Director David R. Carlucci | | | | For | | For | | Management |
| | 2 | | Elect Director Constantine L. Clemente | | | | For | | For | | Management |
| | 3 | | Elect Director Kathryn E. Giusti | | | | For | | For | | Management |
| | 4 | | Elect Director M. Bernard Puckett | | | | For | | For | | Management |
| | 5 | | Ratify Auditors | | | | For | | For | | Management |
| | 6 | | Declassify the Board of Directors | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 7 | | Approve Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | | | | |
06/04/08 - A | | Ingersoll-Rand Company Limited *IR* | | G4776G101 | | | | | | |
| | | | This is a duplicate meeting for ballots received via the Broadridge North American Ballot distribution system. | | | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | APPROVAL OF THE AMENDED AND RESTATED BYE-LAWS OF THE COMPANY. | | | | For | | For | | Management |
| | 3 | | Ratify Auditors | | | | For | | For | | Management |
| | 4 | | SHAREHOLDER PROPOSAL TO REQUIRE A SHAREHOLDER VOTE ON AN ADVISORY RESOLUTION WITH RESPECT TO EXECUTIVE COMPENSATION. | | | | Against | | For | | Shareholder |
| | | | | |
05/21/08 - A | | Intel Corp. *INTC* | | 458140100 | | | | | | |
| | 1 | | Elect Director Craig R. Barrett | | | | For | | For | | Management |
| | 2 | | Elect Director Charlene Barshefsky | | | | For | | For | | Management |
| | 3 | | Elect Director Carol A. Bartz | | | | For | | For | | Management |
| | 4 | | Elect Director Susan L. Decker | | | | For | | For | | Management |
| | 5 | | Elect Director Reed E. Hundt | | | | For | | For | | Management |
| | 6 | | Elect Director Paul S. Otellini | | | | For | | For | | Management |
| | 7 | | Elect Director James D. Plummer | | | | For | | For | | Management |
| | 8 | | Elect Director David S. Pottruck | | | | For | | For | | Management |
| | 9 | | Elect Director Jane E. Shaw | | | | For | | For | | Management |
| | 10 | | Elect Director John L. Thornton | | | | For | | For | | Management |
| | 11 | | Elect Director David B. Yoffie | | | | For | | For | | Management |
| | 12 | | Ratify Auditors | | | | For | | For | | Management |
| | 13 | | Amend Bylaws to Establish a Board Committee on Sustainability | | | | Against | | Against | | Shareholder |
| | | | | |
05/15/08 - A | | IntercontinentalExchange, Inc. *ICE* | | 45865V100 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Management |
| | 1.1 | | Elect Director Charles R. Crisp — For | | | | | | | | |
| | 1.2 | | Elect Director Jean-Marc Forneri — Withhold | | | | | | | | |
| | 1.3 | | Elect Director Fred W. Hatfield — For | | | | | | | | |
| | 1.4 | | Elect Director Terrence F. Martell — For | | | | | | | | |
| | 1.5 | | Elect Director Sir Robert Reid — For | | | | | | | | |
| | 1.6 | | Elect Director Frederic V. Salerno — For | | | | | | | | |
| | 1.7 | | Elect Director Frederick W. Schoenhut — For | | | | | | | | |
| | 1.8 | | Elect Director Jeffrey C. Sprecher — For | | | | | | | | |
| | 1.9 | | Elect Director Judith A. Sprieser — For | | | | | | | | |
| | 1.10 | | Elect Director Vincent Tese — For | | | | | | | | |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
04/29/08 - A | | International Business Machines Corp. *IBM* | | 459200101 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Restore or Provide for Cumulative Voting | | | | Against | | For | | Shareholder |
| | 4 | | Review Executive Compensation | | | | Against | | For | | Shareholder |
| | 5 | | Amend Bylaws to Establish a Board Committee on Human Rights | | | | Against | | Against | | Shareholder |
| | 6 | | Amend Bylaw — Call Special Meetings | | | | Against | | For | | Shareholder |
| | 7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | | | | |
05/06/08 - A | | International Flavors & Fragrances Inc. *IFF* | | 459506101 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/12/08 - A | | International Paper Co. *IP* | | 460146103 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Adopt Majority Voting for Uncontested Election of Directors | | | | For | | For | | Management |
| | 4 | | Declassify the Board of Directors | | | | For | | For | | Management |
| | 5 | | Eliminate Supermajority Vote Requirement | | | | For | | For | | Management |
| | 6 | | Eliminate Supermajority Vote Requirement Relating to Business Combinations | | | | For | | For | | Management |
| | 7 | | Reduce Supermajority Vote Requirement | | | | Against | | Against | | Shareholder |
| | 8 | | Report on Sustainable Forestry | | | | Against | | Against | | Shareholder |
| | | | | |
05/13/08 - A | | ITT Corp. *ITT* | | 450911102 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Amend Articles of Incorporation to Authorize Additional Shares and Provide for Majority Voting in Uncontested Elections | | | | For | | For | | Management |
| | 4 | | Amend Omnibus Stock Plan | | | | For | | For | | Management |
| | 5 | | Amend Omnibus Stock Plan | | | | For | | For | | Management |
| | 6 | | Amend Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | 7 | | Amend Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | 8 | | Report Foreign Military Sales | | | | Against | | Against | | Shareholder |
| | | | | |
04/24/08 - A | | Johnson & Johnson *JNJ* | | 478160104 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 1.1 | | Elect Director Mary Sue Coleman — For | | | | | | | | |
| | 1.2 | | Elect Director James G. Cullen — For | | | | | | | | |
| | 1.3 | | Elect Director Michael M.E. Johns — Withhold | | | | | | | | |
| | 1.4 | | Elect Director Arnold G. Langbo — Withhold | | | | | | | | |
| | 1.5 | | Elect Director Susan L. Lindquist — For | | | | | | | | |
| | 1.6 | | Elect Director Leo F. Mullin — For | | | | | | | | |
| | 1.7 | | Elect Director Wiliam D. Perez — Withhold | | | | | | | | |
| | 1.8 | | Elect Director Christine A. Poon — For | | | | | | | | |
| | 1.9 | | Elect Director Charles Prince — Withhold | | | | | | | | |
| | 1.10 | | Elect Director Steven S. Reinemund — For | | | | | | | | |
| | 1.11 | | Elect Director David Satcher — For | | | | | | | | |
| | 1.12 | | Elect Director William C. Weldon — For | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | | | | |
05/20/08 - A | | JPMorgan Chase & Co. *JPM* | | 46625H100 | | | | | | |
| | 1 | | Elect Director Crandall C. Bowles | | | | For | | For | | Management |
| | 2 | | Elect Director Stephen B. Burke | | | | For | | For | | Management |
| | 3 | | Elect Director David M. Cote | | | | For | | For | | Management |
| | 4 | | Elect Director James S. Crown | | | | For | | For | | Management |
| | 5 | | Elect Director James Dimon | | | | For | | For | | Management |
| | 6 | | Elect Director Ellen V. Futter | | | | For | | For | | Management |
| | 7 | | Elect Director William H. Gray, III | | | | For | | For | | Management |
| | 8 | | Elect Director Laban P. Jackson, Jr. | | | | For | | For | | Management |
| | 9 | | Elect Director Robert I. Lipp | | | | For | | For | | Management |
| | 10 | | Elect Director David C. Novak | | | | For | | For | | Management |
| | 11 | | Elect Director Lee R. Raymond | | | | For | | For | | Management |
| | 12 | | Elect Director William C. Weldon | | | | For | | For | | Management |
| | 13 | | Ratify Auditors | | | | For | | For | | Management |
| | 14 | | Amend Omnibus Stock Plan | | | | For | | Against | | Management |
| | 15 | | Amend Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | 16 | �� | Report on Government Service of Employees | | | | Against | | Against | | Shareholder |
| | 17 | | Report on Political Contributions | | | | Against | | For | | Shareholder |
| | 18 | | Require Independent Board Chairman | | | | Against | | Against | | Shareholder |
| | 19 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | 20 | | Require More Director Nominations Than Open Seats | | | | Against | | Against | | Shareholder |
| | 21 | | Report on Human Rights Investment Policies | | | | Against | | Against | | Shareholder |
| | 22 | | Report on Lobbying Activities | | | | Against | | Against | | Shareholder |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
05/21/08 - A | | Juniper Networks, Inc. *JNPR* | | 48203R104 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Approve Qualified Employee Stock Purchase Plan | | | | For | | For | | Management |
| | 3 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
04/25/08 - A | | Kellogg Co. *K* | | 487836108 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Require a Majority Vote for the Election of Directors | | | | Against | | For | | Shareholder |
| | | | | |
04/17/08 - A | | Kimberly-Clark Corp. *KMB* | | 494368103 | | | | | | |
| | 1 | | Elect Director John R. Alm | | | | For | | For | | Management |
| | 2 | | Elect Director John F. Bergstrom | | | | For | | For | | Management |
| | 3 | | Elect Director Robert W. Decherd | | | | For | | For | | Management |
| | 4 | | Elect Director Ian C. Read | | | | For | | For | | Management |
| | 5 | | Elect Director G. Craig Sullivan | | | | For | | For | | Management |
| | 6 | | Ratify Auditors | | | | For | | For | | Management |
| | 7 | | Eliminate Supermajority Vote Requirement | | | | For | | For | | Management |
| | 8 | | Require Director Nominee Qualifications | | | | Against | | Against | | Shareholder |
| | 9 | | Adopt ILO Based Code of Conduct | | | | Against | | Against | | Shareholder |
| | 10 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | | | Against | | For | | Shareholder |
| | 11 | | Provide for Cumulative Voting | | | | Against | | For | | Shareholder |
| | 12 | | Amend Bylaws to Establish a Board Committee on Sustainability | | | | Against | | Against | | Shareholder |
| | | | | |
05/29/08 - A | | King Pharmaceuticals Inc. *KG* | | 495582108 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Management |
| | 1.1 | | Elect Director R. Charles Moyer — For | | | | | | | | |
| | 1.2 | | Elect Director D. Gregory Rooker — For | | | | | | | | |
| | 1.3 | | Elect Director Ted G. Wood — Withhold | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
04/30/08 - A | | Kohl’s Corp. *KSS* | | 500255104 | | | | | | |
| | 1 | | Elect Director Steven A. Burd | | | | For | | For | | Management |
| | 2 | | Elect Director Wayne Embry | | | | For | | For | | Management |
| | 3 | | Elect Director John F. Herma | | | | For | | For | | Management |
| | 4 | | Elect Director William S. Kellogg | | | | For | | For | | Management |
| | 5 | | Elect Director Kevin Mansell | | | | For | | For | | Management |
| | 6 | | Elect Director R. Lawrence Montgomery | | | | For | | For | | Management |
| | 7 | | Elect Director Frank V. Sica | | | | For | | For | | Management |
| | 8 | | Elect Director Peter M. Sommerhauser | | | | For | | For | | Management |
| | 9 | | Elect Director Stephanie A. Streeter | | | | For | | For | | Management |
| | 10 | | Elect Director Stephen E. Watson | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 11 | | Ratify Auditors | | | | For | | For | | Management |
| | 12 | | Require a Majority Vote for the Election of Directors | | | | Against | | For | | Shareholder |
| | 13 | | Pay For Superior Performance | | | | Against | | For | | Shareholder |
| | | | | |
05/13/08 - A | | Kraft Foods Inc *KFT* | | 50075N104 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
04/29/08 - A | | L-3 Communications Holdings, Inc. *LLL* | | 502424104 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Approve Omnibus Stock Plan | | | | For | | For | | Management |
| | 3 | | Approve Non-Employee Director Omnibus Stock Plan | | | | For | | For | | Management |
| | 4 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/13/08 - A | | Leucadia National Corp. *LUK* | | 527288104 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/08/08 - A | | Lincoln National Corp. *LNC* | | 534187109 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
04/24/08 - A | | Lockheed Martin Corp. *LMT* | | 539830109 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Management |
| | 1.1 | | Elect Director E. C. “Pete” Aldrige, Jr. — For | | | | | | | | |
| | 1.2 | | Elect Director Nolan D. Archibald — Withhold | | | | | | | | |
| | 1.3 | | Elect Director David B. Burritt — For | | | | | | | | |
| | 1.4 | | Elect Director James O. Ellis, Jr. — For | | | | | | | | |
| | 1.5 | | Elect Director Gwendolyn S. King — For | | | | | | | | |
| | 1.6 | | Elect Director James M. Loy — For | | | | | | | | |
| | 1.7 | | Elect Director Douglas H. McCorkindale — For | | | | | | | | |
| | 1.8 | | Elect Director Joseph W. Ralston — For | | | | | | | | |
| | 1.9 | | Elect Director Frank Savage — For | | | | | | | | |
| | 1.10 | | Elect Director James Schneider — For | | | | | | | | |
| | 1.11 | | Elect Director Anne Stevens — For | | | | | | | | |
| | 1.12 | | Elect Director Robert J. Stevens — For | | | | | | | | |
| | 1.13 | | Elect Director James R. Ukropina — For | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 3 | | Provide for Simple Majority Voting | | | | For | | For | | Management |
| | 4 | | Amend Articles/Bylaws/Charter-Non-Routine | | | | For | | For | | Management |
| | 5 | | Amend Omnibus Stock Plan | | | | For | | Against | | Management |
| | 6 | | Approve Non-Employee Director Stock Option Plan | | | | For | | For | | Management |
| | 7 | | Increase Disclosure of Executive Compensation | | | | Against | | Against | | Shareholder |
| | 8 | | Report on Nuclear Weapons | | | | Against | | Against | | Shareholder |
| | 9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | | | | |
05/13/08 - A | | Loews Corp. *L* | | 540424108 | | | | | | |
| | 1 | | Elect Director Ann E. Berman | | | | For | | For | | Management |
| | 2 | | Elect Director Joseph L. Bower | | | | For | | For | | Management |
| | 3 | | Elect Director Charles M. Diker | | | | For | | For | | Management |
| | 4 | | Elect Director Paul J. Fribourg | | | | For | | For | | Management |
| | 5 | | Elect Director Walter L. Harris | | | | For | | For | | Management |
| | 6 | | Elect Director Philip A. Laskawy | | | | For | | For | | Management |
| | 7 | | Elect Director Gloria R. Scott | | | | For | | For | | Management |
| | 8 | | Elect Director Andrew H. Tisch | | | | For | | For | | Management |
| | 9 | | Elect Director James S. Tisch | | | | For | | For | | Management |
| | 10 | | Elect Director Jonathan M. Tisch | | | | For | | For | | Management |
| | 11 | | Ratify Auditors | | | | For | | For | | Management |
| | 12 | | Provide for Cumulative Voting | | | | Against | | For | | Shareholder |
| | 13 | | Pay For Superior Performance | | | | Against | | For | | Shareholder |
| | 14 | | Adopt Principles for Health Care Reform | | | | Against | | Against | | Shareholder |
| | 15 | | Amend Tobacco Marketing Strategies | | | | Against | | Against | | Shareholder |
| | | | | |
04/15/08 - A | | M & T Bank Corp. *MTB* | | 55261F104 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Management |
| | 1.1 | | Elect Director Brent D. Baird — For | | | | | | | | |
| | 1.2 | | Elect Director Robert J. Bennett — For | | | | | | | | |
| | 1.3 | | Elect Director C. Angela Bontempo — For | | | | | | | | |
| | 1.4 | | Elect Director Robert T. Brady — Withhold | | | | | | | | |
| | 1.5 | | Elect Director Michael D. Buckley — For | | | | | | | | |
| | 1.6 | | Elect Director T.J. Cunningham III — For | | | | | | | | |
| | 1.7 | | Elect Director Mark J. Czarnecki — For | | | | | | | | |
| | 1.8 | | Elect Director Colm E. Doherty — For | | | | | | | | |
| | 1.9 | | Elect Director Richard E. Garman — For | | | | | | | | |
| | 1.10 | | Elect Director Daniel R. Hawbaker — For | | | | | | | | |
| | 1.11 | | Elect Director Patrick W.E. Hodgson — For | | | | | | | | |
| | 1.12 | | Elect Director Richard G. King — For | | | | | | | | |
| | 1.13 | | Elect Director Reginald B. Newman, II — For | | | | | | | | |
| | 1.14 | | Elect Director Jorge G. Pereira — For | | | | | | | | |
| | 1.15 | | Elect Director Michael P. Pinto — For | | | | | | | | |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 1.16 | | Elect Director Robert E. Sadler, Jr. — For | | | | | | | | |
| | 1.17 | | Elect Director Eugene J. Sheehy — For | | | | | | | | |
| | 1.18 | | Elect Director Stephen G. Sheetz — For | | | | | | | | |
| | 1.19 | | Elect Director Herbert L. Washington — For | | | | | | | | |
| | 1.20 | | Elect Director Robert G. Wilmers — For | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
04/30/08 - A | | Marathon Oil Corp *MRO* | | 565849106 | | | | | | |
| | 1 | | Elect Director Charles F. Bolden, Jr. | | | | For | | For | | Management |
| | 2 | | Elect Director Gregory H. Boyce | | | | For | | For | | Management |
| | 3 | | Elect Director Shirley Ann Jackson | | | | For | | For | | Management |
| | 4 | | Elect Director Philip Lader | | | | For | | For | | Management |
| | 5 | | Elect Director Charles R. Lee | | | | For | | For | | Management |
| | 6 | | Elect Director Dennis H. Reilley | | | | For | | For | | Management |
| | 7 | | Elect Director Seth E. Schofield | | | | For | | For | | Management |
| | 8 | | Elect Director John W. Snow | | | | For | | For | | Management |
| | 9 | | Elect Director Thomas J. Usher | | | | For | | For | | Management |
| | 10 | | Ratify Auditors | | | | For | | For | | Management |
| | 11 | | Amend Bylaws — Call Special Meetings | | | | Against | | For | | Shareholder |
| | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | | | | |
04/22/08 - A | | Marshall & Ilsley Corp. *MI* | | 571837103 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Management |
| | 1.1 | | Elect Director Andrew N. Baur — For | | | | | | | | |
| | 1.2 | | Elect Director Jon F. Chait — For | | | | | | | | |
| | 1.3 | | Elect Director John W. Daniels, Jr. — Withhold | | | | | | | | |
| | 1.4 | | Elect Director Dennis J. Kuester — For | | | | | | | | |
| | 1.5 | | Elect Director David J. Lubar — For | | | | | | | | |
| | 1.6 | | Elect Director John A. Mellowes — For | | | | | | | | |
| | 1.7 | | Elect Director Robert J. O’Toole — For | | | | | | | | |
| | 1.8 | | Elect Director San W. Orr, Jr — For | | | | | | | | |
| | 1.9 | | Elect Director John S. Shiely — For | | | | | | | | |
| | 1.10 | | Elect Director Debra S. Waller — For | | | | | | | | |
| | 1.11 | | Elect Director George E. Wardeberg — For | | | | | | | | |
| | 2 | | Amend Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | 3 | | Ratify Auditors | | | | For | | For | | Management |
| | 4 | | Require a Majority Vote for the Election of Directors | | | | Against | | For | | Shareholder |
| | | | | |
05/29/08 - A | | Mattel, Inc. *MAT* | | 577081102 | | | | | | |
| | 1 | | Elect Director Michael J. Dolan | | | | For | | For | | Management |
| | 2 | | Elect Director Robert A. Eckert | | | | For | | For | | Management |
| | 3 | | Elect Director Frances D. Fergusson | | | | For | | For | | Management |
| | 4 | | Elect Director Tully M. Friedman | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 5 | | Elect Director Dominic Ng | | | | For | | For | | Management |
| | 6 | | Elect Director Vasant M. Prabhu | | | | For | | For | | Management |
| | 7 | | Elect Director Andrea L. Rich | | | | For | | For | | Management |
| | 8 | | Elect Director Ronald L. Sargent | | | | For | | For | | Management |
| | 9 | | Elect Director Dean A. Scarborough | | | | For | | For | | Management |
| | 10 | | Elect Director Christopher A. Sinclair | | | | For | | For | | Management |
| | 11 | | Elect Director G. Craig Sullivan | | | | For | | For | | Management |
| | 12 | | Elect Director Kathy Brittain White | | | | For | | For | | Management |
| | 13 | | Ratify Auditors | | | | For | | For | | Management |
| | 14 | | Report on Product Safety and Working Conditions | | | | Against | | Against | | Shareholder |
| | | | | |
05/01/08 - A | | MBIA Inc. *MBI* | | 55262C100 | | | | | | |
| | 1 | | Elect Director Joseph W. Brown | | | | For | | For | | Management |
| | 2 | | Elect Director David A. Coulter | | | | For | | For | | Management |
| | 3 | | Elect Director Claire L. Gaudiani | | | | For | | For | | Management |
| | 4 | | Elect Director Daniel P. Kearney | | | | For | | For | | Management |
| | 5 | | Elect Director Kewsong Lee | | | | For | | For | | Management |
| | 6 | | Elect Director Laurence H. Meyer | | | | For | | For | | Management |
| | 7 | | Elect Director David M. Moffett | | | | For | | For | | Management |
| | 8 | | Elect Director John A. Rolls | | | | For | | For | | Management |
| | 9 | | Elect Director Richard C. Vaughan | | | | For | | For | | Management |
| | 10 | | Elect Director Jeffery W. Yabuki | | | | For | | For | | Management |
| | 11 | | Approve Conversion of Securities | | | | For | | For | | Management |
| | 12 | | Approve Restricted Stock Awards to Joseph W. Brown | | | | For | | For | | Management |
| | 13 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/22/08 - A | | McDonald’s Corp. *MCD* | | 580135101 | | | | | | |
| | 1 | | Elect Director Ralph Alvarez | | | | For | | For | | Management |
| | 2 | | Elect Director Susan E. Arnold | | | | For | | For | | Management |
| | 3 | | Elect Director Richard H. Lenny | | | | For | | For | | Management |
| | 4 | | Elect Director Cary D. McMillan | | | | For | | For | | Management |
| | 5 | | Elect Director Sheila A. Penrose | | | | For | | For | | Management |
| | 6 | | Elect Director James A. Skinner | | | | For | | For | | Management |
| | 7 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
04/28/08 - A | | MeadWestvaco Corp. *MWV* | | 583334107 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Adopt Majority Voting for Uncontested Election of Directors | | | | For | | For | | Management |
| | | | | |
05/22/08 - A | | Medco Health Solutions, Inc. *MHS* | | 58405U102 | | | | | | |
| | 1 | | Elect Director John L. Cassis | | | | For | | For | | Management |
| | 2 | | Elect Director Michael Goldstein | | | | For | | For | | Management |
| | 3 | | Elect Director Blenda J. Wilson | | | | For | | For | | Management |
| | 4 | | Ratify Auditors | | | | For | | For | | Management |
| | 5 | | Increase Authorized Common Stock | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 6 | | Limit Executive Compensation | | | | Against | | Against | | Shareholder |
| | | | | |
04/23/08 - A | | MEMC Electronic Materials, Inc. *WFR* | | 552715104 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
04/22/08 - A | | Merck & Co., Inc. *MRK* | | 589331107 | | | | | | |
| | 1 | | Elect Director Richard T. Clark | | | | For | | For | | Management |
| | 2 | | Elect Director Johnnetta B. Cole, Ph.D. | | | | For | | For | | Management |
| | 3 | | Elect Director Thomas H. Glocer | | | | For | | For | | Management |
| | 4 | | Elect Director Steven F. Goldstone | | | | For | | For | | Management |
| | 5 | | Elect Director William B. Harrison, Jr. | | | | For | | For | | Management |
| | 6 | | Elect Director Harry R. Jacobson, M.D. | | | | For | | For | | Management |
| | 7 | | Elect Director William N. Kelley, M.D. | | | | For | | For | | Management |
| | 8 | | Elect Director Rochelle B. Lazarus | | | | For | | For | | Management |
| | 9 | | Elect Director Thomas E. Shenk, Ph.D. | | | | For | | For | | Management |
| | 10 | | Elect Director Anne M. Tatlock | | | | For | | For | | Management |
| | 11 | | Elect Director Samuel O. Thier, M.D. | | | | For | | For | | Management |
| | 12 | | Elect Director Wendell P. Weeks | | | | For | | For | | Management |
| | 13 | | Elect Director Peter C. Wendell | | | | For | | For | | Management |
| | 14 | | Ratify Auditors | | | | For | | For | | Management |
| | 15 | | Limit Executive Compensation | | | | Against | | Against | | Shareholder |
| | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | 17 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | | | Against | | For | | Shareholder |
| | 18 | | Adopt a bylaw to Require an Independent Lead Director | | | | Against | | For | | Shareholder |
| | | | | |
04/22/08 - A | | MetLife, Inc *MET* | | 59156R108 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/15/08 - A | | Molson Coors Brewing Co *TAP* | | 60871R209 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | | | | |
05/05/08 - A | | Motorola, Inc. *MOT* | | 620076109 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | 4 | | Claw-back of Payments under Restatements | | | | Against | | Against | | Shareholder |
| | 5 | | Amend Human Rights Policies | | | | Against | | Against | | Shareholder |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
05/14/08 - A | | Murphy Oil Corp. *MUR* | | 626717102 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Approve Non-Employee Director Omnibus Stock Plan | | | | For | | For | | Management |
| | 3 | | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | | | | Against | | Against | | Shareholder |
| | 4 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/14/08 - A | | National Oilwell Varco, Inc. *NOV* | | 637071101 | | | | | | |
| | 1 | | Elect Director Robert E. Beauchamp | | | | For | | For | | Management |
| | 2 | | Elect Director Jeffery A. Smisek | | | | For | | For | | Management |
| | 3 | | Ratify Auditors | | | | For | | For | | Management |
| | 4 | | Approve Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | | | | |
05/01/08 - A | | Noble Corporation *NE* | | G65422100 | | | | | | |
| | | | This is a duplicate meeting for ballots received via the Broadridge North American ballot distribution system | | | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
04/15/08 - A | | Northern Trust Corp. *NTRS* | | 665859104 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/21/08 - A | | Northrop Grumman Corp. *NOC* | | 666807102 | | | | | | |
| | 1 | | Elect Director Lewis W. Coleman | | | | For | | For | | Management |
| | 2 | | Elect Director Thomas B. Fargo | | | | For | | For | | Management |
| | 3 | | Elect Director Victor H. Fazio | | | | For | | For | | Management |
| | 4 | | Elect Director Donald E. Felsinger | | | | For | | For | | Management |
| | 5 | | Elect Director Stephen E. Frank | | | | For | | For | | Management |
| | 6 | | Elect Director Phillip Frost | | | | For | | Against | | Management |
| | 7 | | Elect Director Charles R. Larson | | | | For | | For | | Management |
| | 8 | | Elect Director Richard B. Myers | | | | For | | For | | Management |
| | 9 | | Elect Director Aulana L. Peters | | | | For | | For | | Management |
| | 10 | | Elect Director Kevin W. Sharer | | | | For | | For | | Management |
| | 11 | | Elect Director Ronald D. Sugar | | | | For | | For | | Management |
| | 12 | | Ratify Auditors | | | | For | | For | | Management |
| | 13 | | Amend Omnibus Stock Plan | | | | For | | For | | Management |
| | 14 | | Report on Foreign Military Sales | | | | Against | | Against | | Shareholder |
| | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | 16 | | Adopt Anti Gross-up Policy | | | | Against | | For | | Shareholder |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
06/19/08 - A | | Nvidia Corporation *NVDA* | | 67066G104 | | | | | | |
| | 1 | | Elect Director Steven Chu, Ph.D. | | | | For | | For | | Management |
| | 2 | | Elect Director Harvey C. Jones | | | | For | | For | | Management |
| | 3 | | Elect Director William J. Miller | | | | For | | For | | Management |
| | 4 | | Increase Authorized Common Stock | | | | For | | For | | Management |
| | 5 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/15/08 - A | | NYSE Euronext *NYX* | | 629491101 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Amend Omnibus Stock Plan | | | | For | | For | | Management |
| | 3 | | Ratify Auditors | | | | For | | For | | Management |
| | 4 | | Approve Issuance of Stock Certificate of Ownership of NYSE Euronext | | | | Against | | Against | | Shareholder |
| | | | | |
05/02/08 - A | | Occidental Petroleum Corp. *OXY* | | 674599105 | | | | | | |
| | 1 | | Elect Director Spencer Abraham | | | | For | | Against | | Management |
| | 2 | | Elect Director Ronald W. Burkle | | | | For | | For | | Management |
| | 3 | | Elect Director John S. Chalsty | | | | For | | Against | | Management |
| | 4 | | Elect Director Edward P. Djerejian | | | | For | | For | | Management |
| | 5 | | Elect Director John E. Feick | | | | For | | For | | Management |
| | 6 | | Elect Director Ray R. Irani | | | | For | | For | | Management |
| | 7 | | Elect Director Irvin W. Maloney | | | | For | | Against | | Management |
| | 8 | | Elect Director Avedick B. Poladian | | | | For | | For | | Management |
| | 9 | | Elect Director Rodolfo Segovia | | | | For | | Against | | Management |
| | 10 | | Elect Director Aziz D. Syriani | | | | For | | For | | Management |
| | 11 | | Elect Director Rosemary Tomich | | | | For | | Against | | Management |
| | 12 | | Elect Director Walter L. Weisman | | | | For | | For | | Management |
| | 13 | | Ratify Auditors | | | | For | | For | | Management |
| | 14 | | Publish a Scientific Global Warming Report | | | | Against | | Against | | Shareholder |
| | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | 16 | | Disclose Information on Compensation Consultant | | | | Against | | Against | | Shareholder |
| | 17 | | Pay For Superior Performance | | | | Against | | For | | Shareholder |
| | 18 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | | | Against | | For | | Shareholder |
| | | | | |
05/16/08 - A | | Omnicom Group Inc. *OMC* | | 681919106 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
04/22/08 - A | | Paccar Inc. *PCAR* | | 693718108 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Increase Authorized Common Stock | | | | For | | Against | | Management |
| | 3 | | Amend Vote Requirements to Amend Articles/Bylaws/Charter | | | | Against | | For | | Shareholder |
| | 4 | | Require a Majority Vote for the Election of Directors | | | | Against | | For | | Shareholder |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
05/28/08 - A | | Pall Corp. *PLL* | | 696429307 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Amend Qualified Employee Stock Purchase Plan | | | | For | | For | | Management |
| | | | | |
05/08/08 - A | | Peabody Energy Corp. *BTU* | | 704549104 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Declassify the Board of Directors | | | | For | | For | | Management |
| | 4 | | Approve Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | | | | |
05/07/08 - A | | PepsiCo, Inc. *PEP* | | 713448108 | | | | | | |
| | 1 | | Elect Director I.M. Cook | | | | For | | For | | Management |
| | 2 | | Elect Director D. Dublon | | | | For | | For | | Management |
| | 3 | | Elect Director V.J. Dzau | | | | For | | For | | Management |
| | 4 | | Elect Director R.L. Hunt | | | | For | | For | | Management |
| | 5 | | Elect Director A. Ibarguen | | | | For | | For | | Management |
| | 6 | | Elect Director A.C. Martinez | | | | For | | For | | Management |
| | 7 | | Elect Director I.K. Nooyi | | | | For | | For | | Management |
| | 8 | | Elect Director S.P. Rockefeller | | | | For | | For | | Management |
| | 9 | | Elect Director J.J. Schiro | | | | For | | For | | Management |
| | 10 | | Elect Director L.G. Trotter | | | | For | | For | | Management |
| | 11 | | Elect Director D.Vasella | | | | For | | For | | Management |
| | 12 | | Elect Director M.D. White | | | | For | | For | | Management |
| | 13 | | Ratify Auditors | | | | For | | For | | Management |
| | 14 | | Report on Recycling | | | | Against | | Against | | Shareholder |
| | 15 | | Report on Genetically Engineered Products | | | | Against | | Against | | Shareholder |
| | 16 | | Report on Human Rights Policies Relating to Water Use | | | | Against | | Against | | Shareholder |
| | 17 | | Report on Global Warming | | | | Against | | Against | | Shareholder |
| | 18 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | | | | |
04/22/08 - A | | PerkinElmer, Inc. *PKI* | | 714046109 | | | | | | |
| | 1 | | Elect Director Robert F. Friel | | | | For | | For | | Management |
| | 2 | | Elect Director Nicholas A. Lopardo | | | | For | | For | | Management |
| | 3 | | Elect Director Alexis P. Michas | | | | For | | For | | Management |
| | 4 | | Elect Director James C. Mullen | | | | For | | For | | Management |
| | 5 | | Elect Director Vicki L. Sato | | | | For | | For | | Management |
| | 6 | | Elect Director Gabriel Schmergel | | | | For | | For | | Management |
| | 7 | | Elect Director Kenton J. Sicchitano | | | | For | | For | | Management |
| | 8 | | Elect Director Patrick J. Sullivan | | | | For | | For | | Management |
| | 9 | | Elect Director Gregory L. Summe | | | | For | | For | | Management |
| | 10 | | Elect Director G. Robert Tod | | | | For | | For | | Management |
| | 11 | | Ratify Auditors | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
04/24/08 - A | | Pfizer Inc. *PFE* | | 717081103 | | | | | | |
| | 1 | | Elect Director Dennis A. Ausiello | | | | For | | For | | Management |
| | 2 | | Elect Director Michael S. Brown | | | | For | | For | | Management |
| | 3 | | Elect Director M. Anthony Burns | | | | For | | For | | Management |
| | 4 | | Elect Director Robert N. Burt | | | | For | | For | | Management |
| | 5 | | Elect Director W. Don Cornwell | | | | For | | For | | Management |
| | 6 | | Elect Director William H. Gray, III | | | | For | | For | | Management |
| | 7 | | Elect Director Constance J. Horner | | | | For | | For | | Management |
| | 8 | | Elect Director William R. Howell | | | | For | | For | | Management |
| | 9 | | Elect Director James M. Kilts | | | | For | | For | | Management |
| | 10 | | Elect Director Jeffrey B. Kindler | | | | For | | For | | Management |
| | 11 | | Elect Director George A. Lorch | | | | For | | For | | Management |
| | 12 | | Elect Director Dana G. Mead | | | | For | | For | | Management |
| | 13 | | Elect Director Suzanne Nora Johnson | | | | For | | For | | Management |
| | 14 | | Elect Director William C. Steere, Jr. | | | | For | | For | | Management |
| | 15 | | Ratify Auditors | | | | For | | For | | Management |
| | 16 | | Prohibit Executive Stock-Based Awards | | | | Against | | Against | | Shareholder |
| | 17 | | Require Independent Board Chairman | | | | Against | | For | | Shareholder |
| | | | | |
05/14/08 - A | | PG&E Corp. *PCG* | | 69331C108 | | | | | | |
| | 1 | | Elect Director David R. Andrews | | | | For | | For | | Management |
| | 2 | | Elect Director C. Lee Cox | | | | For | | For | | Management |
| | 3 | | Elect Director Peter A. Darbee | | | | For | | For | | Management |
| | 4 | | Elect Director Maryellen C. Herringer | | | | For | | For | | Management |
| | 5 | | Elect Director Richard A. Meserve | | | | For | | For | | Management |
| | 6 | | Elect Director Mary S. Metz | | | | For | | For | | Management |
| | 7 | | Elect Director Barbara L. Rambo | | | | For | | For | | Management |
| | 8 | | Elect Director Barry Lawson Williams | | | | For | | For | | Management |
| | 9 | | Ratify Auditors | | | | For | | For | | Management |
| | 10 | | Report on CEO Contribution to Operation of Company | | | | Against | | Against | | Shareholder |
| | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | 12 | | Require Independent Lead Director | | | | Against | | Against | | Shareholder |
| | | | | |
05/07/08 - A | | Plum Creek Timber Company, Inc. *PCL* | | 729251108 | | | | | | |
| | 1 | | Elect Director Rick R. Holley | | | | For | | For | | Management |
| | 2 | | Elect Director Ian B. Davidson | | | | For | | For | | Management |
| | 3 | | Elect Director Robin Josephs | | | | For | | For | | Management |
| | 4 | | Elect Director John G. McDonald | | | | For | | For | | Management |
| | 5 | | Elect Director Robert B. McLeod | | | | For | | For | | Management |
| | 6 | | Elect Director John F. Morgan, Sr. | | | | For | | For | | Management |
| | 7 | | Elect Director John H. Scully | | | | For | | For | | Management |
| | 8 | | Elect Director Stephen C. Tobias | | | | For | | For | | Management |
| | 9 | | Elect Director Martin A. White | | | | For | | For | | Management |
| | 10 | | Ratify Auditors | | | | For | | For | | Management |
| | 11 | | Report on Political Contributions | | | | Against | | Against | | Shareholder |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
04/22/08 - A | | PNC Financial Services Group, Inc. *PNC* | | 693475105 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
04/17/08 - A | | PPG Industries, Inc. *PPG* | | 693506107 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/21/08 - A | | PPL Corp. *PPL* | | 69351T106 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Eliminate Supermajority Vote Requirement | | | | For | | For | | Management |
| | 3 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
04/22/08 - A | | Praxair, Inc. *PX* | | 74005P104 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Require Majority Vote for Non-Contested Election | | | | For | | For | | Management |
| | 3 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/13/08 - A | | Prudential Financial Inc *PRU* | | 744320102 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
04/15/08 - A | | Public Service Enterprise Group Inc. *PEG* | | 744573106 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Limit Executive Compensation | | | | Against | | Against | | Shareholder |
| | 4 | | Require Director Nominee Qualifications | | | | Against | | Against | | Shareholder |
| | 5 | | Require Two Candidates for Each Board Seat | | | | Against | | Against | | Shareholder |
| | | | | |
05/15/08 - A | | Pulte Homes Inc. *PHM* | | 745867101 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Management |
| | 1.1 | | Elect Director Richard G. Wolford — For | | | | | | | | |
| | 1.2 | | Elect Director Cheryl W. Grise — For | | | | | | | | |
| | 1.3 | | Elect Director William B. Smith — Withhold | | | | | | | | |
| | 1.4 | | Elect Director Brian P. Anderson — Withhold | | | | | | | | |
| | 1.5 | | Elect Director Patrick J. O’Leary — Withhold | | | | | | | | |
| | 2 | | Approve Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | 3 | | Ratify Auditors | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 4 | | Require a Majority Vote for the Election of Directors | | | | Against | | For | | Shareholder |
| | 5 | | Declassify the Board of Directors | | | | Against | | For | | Shareholder |
| | 6 | | Performance-Based Awards | | | | Against | | For | | Shareholder |
| | 7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | 8 | | Report on Climate Change Policies | | | | Against | | For | | Shareholder |
| | 9 | | Establish a Compliance Committee | | | | Against | | Against | | Shareholder |
| | | | | |
05/16/08 - A | | Quest Diagnostics Incorporated *DGX* | | 74834L100 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/20/08 - A | | Questar Corp. *STR* | | 748356102 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Management |
| | 1.1 | | Elect Director Phillips S. Baker, Jr. — For | | | | | | | | |
| | 1.2 | | Elect Director L. Richard Flury — For | | | | | | | | |
| | 1.3 | | Elect Director Bruce A. Williamson — For | | | | | | | | |
| | 1.4 | | Elect Director James A. Harmon — Withhold | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Declassify the Board of Directors | | | | None | | For | | Shareholder |
| | | | | |
05/28/08 - A | | R. R. Donnelley & Sons Co. *RRD* | | 257867101 | | | | | | |
| | 1 | | Elect Director Thomas J. Quinlan, III | | | | For | | For | | Management |
| | 2 | | Elect Director Stephen M. Wolf | | | | For | | For | | Management |
| | 3 | | Elect Director Lee A. Chaden | | | | For | | For | | Management |
| | 4 | | Elect Director E.V. (Rick) Goings | | | | For | | For | | Management |
| | 5 | | Elect Director Judith H. Hamilton | | | | For | | For | | Management |
| | 6 | | Elect Director Thomas S. Johnson | | | | For | | For | | Management |
| | 7 | | Elect Director John C. Pope | | | | For | | For | | Management |
| | 8 | | Elect Director Michael T. Riordan | | | | For | | For | | Management |
| | 9 | | Elect Director Oliver R. Sockwell | | | | For | | For | | Management |
| | 10 | | Ratify Auditors | | | | For | | For | | Management |
| | 11 | | Amend Omnibus Stock Plan | | | | For | | For | | Management |
| | 12 | | Report on Sustainable Forestry | | | | Against | | Against | | Shareholder |
| | 13 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | | | Against | | For | | Shareholder |
| | | | | |
05/15/08 - A | | Radioshack Corp. *RSH* | | 750438103 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Require a Majority Vote for the Election of Directors | | | | For | | For | | Shareholder |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
05/20/08 - A | | Range Resources Corporation *RRC* | | 75281A109 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Increase Authorized Common Stock | | | | For | | For | | Management |
| | 3 | | Amend Omnibus Stock Plan | | | | For | | For | | Management |
| | 4 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/29/08 - A | | Raytheon Co. *RTN* | | 755111507 | | | | | | |
| | 1 | | Elect Director Barbara M. Barrett | | | | For | | For | | Management |
| | 2 | | Elect Director Vernon E. Clark | | | | For | | For | | Management |
| | 3 | | Elect Director John M. Deutch | | | | For | | For | | Management |
| | 4 | | Elect Director Frederic M. Poses | | | | For | | Against | | Management |
| | 5 | | Elect Director Michael C. Ruettgers | | | | For | | For | | Management |
| | 6 | | Elect Director Ronald L. Skates | | | | For | | For | | Management |
| | 7 | | Elect Director William R. Spivey | | | | For | | For | | Management |
| | 8 | | Elect Director Linda G. Stuntz | | | | For | | For | | Management |
| | 9 | | Elect Director William H. Swanson | | | | For | | For | | Management |
| | 10 | | Ratify Auditors | | | | For | | For | | Management |
| | 11 | | Establish SERP Policy | | | | Against | | For | | Shareholder |
| | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | | | | |
05/14/08 - A | | Safeway Inc. *SWY* | | 786514208 | | | | | | |
| | 1 | | Elect Director Steven A. Burd | | | | For | | For | | Management |
| | 2 | | Elect Director Janet E. Grove | | | | For | | For | | Management |
| | 3 | | Elect Director Mohan Gyani | | | | For | | For | | Management |
| | 4 | | Elect Director Paul Hazen | | | | For | | For | | Management |
| | 5 | | Elect Director Frank C. Herringer | | | | For | | For | | Management |
| | 6 | | Elect Director Robert I. MacDonnell | | | | For | | For | | Management |
| | 7 | | Elect Director Douglas J. MacKenzie | | | | For | | For | | Management |
| | 8 | | Elect Director Kenneth W. Oder | | | | For | | For | | Management |
| | 9 | | Elect Director Rebecca A. Stirn | | | | For | | For | | Management |
| | 10 | | Elect Director William Y. Tauscher | | | | For | | For | | Management |
| | 11 | | Elect Director Raymond G. Viault | | | | For | | For | | Management |
| | 12 | | Ratify Auditors | | | | For | | For | | Management |
| | 13 | | Provide for Cumulative Voting | | | | Against | | For | | Shareholder |
| | 14 | | Submit SERP to Shareholder Vote | | | | Against | | For | | Shareholder |
| | 15 | | Adopt Policy on 10b5-1 Plans | | | | Against | | For | | Shareholder |
| | | | | |
05/28/08 - A | | Sandisk Corp. *SNDK* | | 80004C101 | | | | | | |
| | 1 | | Elect Director Eli Harari | | | | For | | For | | Management |
| | 2 | | Elect Director Irwin Federman | | | | For | | For | | Management |
| | 3 | | Elect Director Steven J. Gomo | | | | For | | For | | Management |
| | 4 | | Elect Director Eddy W. Hartenstein | | | | For | | For | | Management |
| | 5 | | Elect Director Catherine P. Lego | | | | For | | For | | Management |
| | 6 | | Elect Director Michael E. Marks | | | | For | | For | | Management |
| | 7 | | Elect Director James D. Meindl | | | | For | | For | | Management |
| | 8 | | Ratify Auditors | | | | For | | For | | Management |
| | 9 | | Require a Majority Vote for the Election of Directors | | | | Against | | For | | Shareholder |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
05/16/08 - A | | Schering-Plough Corp. *SGP* | | 806605101 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
04/09/08 - A | | Schlumberger Ltd. *SLB* | | 806857108 | | | | | | |
| | | | Meeting for ADR Holders | | | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS | | | | For | | For | | Management |
| | 3 | | APPROVAL OF ADOPTION OF THE SCHLUMBERGER 2008 STOCK INCENTIVE PLAN | | | | For | | For | | Management |
| | 4 | | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | | For | | For | | Management |
| | | | | |
05/05/08 - A | | Sears Holdings Corporation | | 812350106 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Adopt Policy for Engagement With Proponents of Shareholder Proposals Supported by a Majority Vote | | | | Against | | Against | | Shareholder |
| | | | | |
05/22/08 - A | | Sempra Energy *SRE* | | 816851109 | | | | | | |
| | 1 | | Elect Director Richard A. Collato | | | | For | | For | | Management |
| | 2 | | Elect Director Wilford D. Godbold Jr. | | | | For | | For | | Management |
| | 3 | | Elect Director Richard G. Newman | | | | For | | For | | Management |
| | 4 | | Elect Director Carlos Ruiz Sacristan | | | | For | | For | | Management |
| | 5 | | Elect Director William C. Rusnack | | | | For | | For | | Management |
| | 6 | | Elect Director William P. Rutledge | | | | For | | For | | Management |
| | 7 | | Elect Director Lynn Schenk | | | | For | | For | | Management |
| | 8 | | Elect Director Neal E. Schmale | | | | For | | For | | Management |
| | 9 | | Ratify Auditors | | | | For | | For | | Management |
| | 10 | | Approve Omnibus Stock Plan | | | | For | | For | | Management |
| | 11 | | Eliminate Supermajority Vote Requirement | | | | For | | For | | Management |
| | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | | | | |
05/06/08 - A | | Sigma-Aldrich Corp. *SIAL* | | 826552101 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/08/08 - A | | SLM Corporation *SLM* | | 78442P106 | | | | | | |
| | 1 | | Elect Director Ann Torre Bates | | | | For | | For | | Management |
| | 2 | | Elect Director W.M. Diefenderfer III | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 3 | | Elect Director Diane Suitt Gilleland | | | | For | | Against | | Management |
| | 4 | | Elect Director Earl A. Goode | | | | For | | Against | | Management |
| | 5 | | Elect Director Ronald F. Hunt | | | | For | | For | | Management |
| | 6 | | Elect Director Albert L. Lord | | | | For | | For | | Management |
| | 7 | | Elect Director Michael E. Martin | | | | For | | For | | Management |
| | 8 | | Elect Director Barry A. Munitz | | | | For | | Against | | Management |
| | 9 | | Elect Director Howard H. Newman | | | | For | | For | | Management |
| | 10 | | Elect Director A. Alexander Porter, Jr. | | | | For | | For | | Management |
| | 11 | | Elect Director Frank C. Puleo | | | | For | | For | | Management |
| | 12 | | Elect Director Wolfgang Schoellkopf | | | | For | | Against | | Management |
| | 13 | | Elect Director Steven L. Shapiro | | | | For | | Against | | Management |
| | 14 | | Elect Director Anthony P. Terracciano | | | | For | | For | | Management |
| | 15 | | Elect Director Barry L. Williams | | | | For | | For | | Management |
| | 16 | | Approve Increase in Size of Board | | | | For | | For | | Management |
| | 17 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/13/08 - A | | Smith International, Inc. *SII* | | 832110100 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Amend Omnibus Stock Plan | | | | For | | For | | Management |
| | 3 | | Increase Authorized Common Stock | | | | For | | For | | Management |
| | 4 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/21/08 - A | | Southwest Airlines Co. *LUV* | | 844741108 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Management |
| | 1.1 | | Elect Director David W. Biegler — For | | | | | | | | |
| | 1.2 | | Elect Director Louis E. Caldera — For | | | | | | | | |
| | 1.3 | | Elect Director C. Webb Crockett — Withhold | | | | | | | | |
| | 1.4 | | Elect Director William H. Cunningham — For | | | | | | | | |
| | 1.5 | | Elect Director Travis C. Johnson — For | | | | | | | | |
| | 1.6 | | Elect Director Gary C. Kelly — For | | | | | | | | |
| | 1.7 | | Elect Director Nancy B. Loeffler — For | | | | | | | | |
| | 1.8 | | Elect Director John T. Montford — For | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Require a Majority Vote for the Election of Directors | | | | Against | | For | | Shareholder |
| | 4 | | Establish a Compensation Committee | | | | Against | | For | | Shareholder |
| | 5 | | Prepare Sustainability Report | | | | Against | | For | | Shareholder |
| | | | | |
05/13/08 - A | | Sprint Nextel Corp *S* | | 852061100 | | | | | | |
| | 1 | | Elect Director Robert R. Bennett | | | | For | | For | | Management |
| | 2 | | Elect Director Gordon M. Bethune | | | | For | | For | | Management |
| | 3 | | Elect Director Larry C. Glasscock | | | | For | | For | | Management |
| | 4 | | Elect Director James H. Hance, Jr. | | | | For | | For | | Management |
| | 5 | | Elect Director Daniel R. Hesse | | | | For | | For | | Management |
| | 6 | | Elect Director V. Janet Hill | | | | For | | For | | Management |
| | 7 | | Elect Director Irvine O. Hockaday, Jr. | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 8 | | Elect Director Rodney O’Neal | | | | For | | For | | Management |
| | 9 | | Elect Director Ralph V. Whitworth | | | | For | | For | | Management |
| | 10 | | Ratify Auditors | | | | For | | For | | Management |
| | 11 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | | | Against | | For | | Shareholder |
| | | | | |
04/23/08 - A | | Stryker Corp. *SYK* | | 863667101 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Approve Qualified Employee Stock Purchase Plan | | | | For | | For | | Management |
| | | | | |
04/29/08 - A | | SunTrust Banks, Inc. *STI* | | 867914103 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Amend Omnibus Stock Plan | | | | For | | For | | Management |
| | 3 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
06/26/08 - A | | Supervalu Inc. *SVU* | | 868536103 | | | | | | |
| | 1 | | Elect Director A. Gary Ames | | | | For | | For | | Management |
| | 2 | | Elect Director Philip L. Francis | | | | For | | For | | Management |
| | 3 | | Elect Director Edwin C. Gage | | | | For | | For | | Management |
| | 4 | | Elect Director Garnett L. Keith, Jr. | | | | For | | For | | Management |
| | 5 | | Elect Director Marissa T. Peterson | | | | For | | For | | Management |
| | 6 | | Ratify Auditors | | | | For | | For | | Management |
| | 7 | | Adopt Purchasing Preference for Suppliers Using CAK | | | | Against | | Against | | Shareholder |
| | 8 | | Declassify the Board of Directors | | | | Against | | For | | Shareholder |
| | | | | |
04/10/08 - A | | T. Rowe Price Group, Inc. *TROW* | | 74144T108 | | | | | | |
| | 1 | | Elect Director Edward C. Bernard | | | | For | | For | | Management |
| | 2 | | Elect Director James T. Brady | | | | For | | For | | Management |
| | 3 | | Elect Director ) J. Alfred Broaddus, Jr. | | | | For | | For | | Management |
| | 4 | | Elect Director Donald B. Hebb, Jr. | | | | For | | For | | Management |
| | 5 | | Elect Director James A.C. Kennedy | | | | For | | For | | Management |
| | 6 | | Elect Director Brian C. Rogers | | | | For | | For | | Management |
| | 7 | | Elect Director Dr. Alfred Sommer | | | | For | | For | | Management |
| | 8 | | Elect Director Dwight S. Taylor | | | | For | | For | | Management |
| | 9 | | Elect Director Anne Marie Whittemore | | | | For | | For | | Management |
| | 10 | | Increase Authorized Common Stock | | | | For | | For | | Management |
| | 11 | | Ratify Auditors | | | | For | | For | | Management |
| | 12 | | Other Business | | | | For | | Against | | Management |
| | | | | |
05/22/08 - A | | Target Corporation *TGT* | | 87612E106 | | | | | | |
| | 1 | | Elect Director Roxanne S. Austin | | | | For | | For | | Management |
| | 2 | | Elect Director James A. Johnson | | | | For | | For | | Management |
| | 3 | | Elect Director Mary E. Minnick | | | | For | | For | | Management |
| | 4 | | Elect Director Derica W. Rice | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 5 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
04/28/08 - A | | Teradata Corporation *TDC* | | 88076W103 | | | | | | |
| | 1 | | Elect Director David E. Kepler | | | | For | | For | | Management |
| | 2 | | Elect Director William S. Stavropoulos | | | | For | | For | | Management |
| | 3 | | Elect Director C. K. Prahalad | | | | For | | For | | Management |
| | 4 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/15/08 - A | | Terex Corp. *TEX* | | 880779103 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/06/08 - A | | Tesoro Corp. *TSO* | | 881609101 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Amend Omnibus Stock Plan | | | | For | | Against | | Management |
| | 3 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
04/17/08 - A | | Texas Instruments, Inc. *TXN* | | 882508104 | | | | | | |
| | 1 | | Elect Director James R. Adams | | | | For | | For | | Management |
| | 2 | | Elect Director David L. Boren | | | | For | | For | | Management |
| | 3 | | Elect Director Daniel A. Carp | | | | For | | For | | Management |
| | 4 | | Elect Director Carrie S. Cox | | | | For | | For | | Management |
| | 5 | | Elect Director David R. Goode | | | | For | | For | | Management |
| | 6 | | Elect Director Pamela H. Patsley | | | | For | | For | | Management |
| | 7 | | Elect Director Wayne R. Sanders | | | | For | | For | | Management |
| | 8 | | Elect Director Ruth J. Simmons | | | | For | | For | | Management |
| | 9 | | Elect Director Richard K. Templeton | | | | For | | For | | Management |
| | 10 | | Elect Director Christine Todd Whitman | | | | For | | For | | Management |
| | 11 | | Ratify Auditors | | | | For | | For | | Management |
| | 12 | | Require Director Nominee Qualifications | | | | Against | | Against | | Shareholder |
| | | | | |
04/23/08 - A | | Textron Inc. *TXT* | | 883203101 | | | | | | |
| | 1 | | Elect Director Paul E. Gagne | | | | For | | For | | Management |
| | 2 | | Elect Director Dain M. Hancock | | | | For | | For | | Management |
| | 3 | | Elect Director Lloyd G. Trotter | | | | For | | For | | Management |
| | 4 | | Elect Director Thomas B. Wheeler | | | | For | | For | | Management |
| | 5 | | Ratify Auditors | | | | For | | For | | Management |
| | 6 | | Report on Foreign Military Sales | | | | Against | | Against | | Shareholder |
| | 7 | | Adopt Anti Gross-up Policy | | | | Against | | For | | Shareholder |
| | | | | |
05/20/08 - A | | The Allstate Corp. *ALL* | | 020002101 | | | | | | |
| | 1 | | Elect Director F. Duane Ackerman | | | | For | | For | | Management |
| | 2 | | Elect Director Robert D. Beyer | | | | For | | For | | Management |
| | 3 | | Elect Director W. James Farrell | | | | For | | For | | Management |
| | 4 | | Elect Director Jack M. Greenberg | | | | For | | For | | Management |
| | 5 | | Elect Director Ronald T. LeMay | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 6 | | Elect Director J. Christopher Reyes | | | | For | | For | | Management |
| | 7 | | Elect Director H. John Riley, Jr. | | | | For | | For | | Management |
| | 8 | | Elect Director Joshua I. Smith | | | | For | | For | | Management |
| | 9 | | Elect Director Judith A. Sprieser | | | | For | | For | | Management |
| | 10 | | Elect Director Mary Alice Taylor | | | | For | | For | | Management |
| | 11 | | Elect Director Thomas J. Wilson | | | | For | | For | | Management |
| | 12 | | Ratify Auditors | | | | For | | For | | Management |
| | 13 | | Provide for Cumulative Voting | | | | Against | | For | | Shareholder |
| | 14 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | | | Against | | For | | Shareholder |
| | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | | | | |
04/08/08 - A | | The Bank Of New York Mellon Corp. *BK* | | 064058100 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Approve Omnibus Stock Plan | | | | For | | For | | Management |
| | 3 | | Approve Nonqualified Employee Stock Purchase Plan | | | | For | | For | | Management |
| | 4 | | Approve Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | 5 | | Ratify Auditors | | | | For | | For | | Management |
| | 6 | | Restore or Provide for Cumulative Voting | | | | Against | | For | | Shareholder |
| | 7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | | | | |
04/17/08 - A | | The Black & Decker Corp. *BDK* | | 091797100 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Approve Restricted Stock Plan | | | | For | | For | | Management |
| | 4 | | Amend Non-Employee Director Omnibus Stock Plan | | | | For | | For | | Management |
| | 5 | | Establish SERP Policy | | | | Against | | For | | Shareholder |
| | | | | |
04/28/08 - A | | The Boeing Co. *BA* | | 097023105 | | | | | | |
| | 1 | | Elect Director John H. Biggs | | | | For | | For | | Management |
| | 2 | | Elect Director John E. Bryson | | | | For | | For | | Management |
| | 3 | | Elect Director Arthur D. Collins, Jr. | | | | For | | For | | Management |
| | 4 | | Elect Director Linda Z. Cook | | | | For | | For | | Management |
| | 5 | | Elect Director William M. Daley | | | | For | | For | | Management |
| | 6 | | Elect Director Kenneth M. Duberstein | | | | For | | For | | Management |
| | 7 | | Elect Director James L. Jones | | | | For | | For | | Management |
| | 8 | | Elect Director Edward M. Liddy | | | | For | | For | | Management |
| | 9 | | Elect Director John F. McDonnell | | | | For | | For | | Management |
| | 10 | | Elect Director W. James McNerney, Jr. | | | | For | | For | | Management |
| | 11 | | Elect Director Mike S. Zafirovski | | | | For | | For | | Management |
| | 12 | | Ratify Auditors | | | | For | | For | | Management |
| | 13 | | Report on Foreign Arms Sales | | | | Against | | Against | | Shareholder |
| | 14 | | Adopt Principles for Health Care Reform | | | | Against | | Against | | Shareholder |
| | 15 | | Adopt Human Rights Policy | | | | Against | | For | | Shareholder |
| | 16 | | Require Independent Lead Director | | | | Against | | For | | Shareholder |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 17 | | Performance-Based and/or Time-Based Equity Awards | | | | Against | | For | | Shareholder |
| | 18 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | 19 | | Restrict Severance Agreements (Change-in-Control) | | | | Against | | For | | Shareholder |
| | | | | |
05/15/08 - A | | The Charles Schwab Corp. *SCHW* | | 808513105 | | | | | | |
| | 1 | | Elect Director Frank C. Herringer | | | | For | | For | | Management |
| | 2 | | Elect Director Stephen T. McLin | | | | For | | For | | Management |
| | 3 | | Elect Director Charles R. Schwab | | | | For | | For | | Management |
| | 4 | | Elect Director Roger O. Walther | | | | For | | For | | Management |
| | 5 | | Elect Director Robert N. Wilson | | | | For | | For | | Management |
| | 6 | | Report on Political Contributions | | | | Against | | For | | Shareholder |
| | 7 | | Amend Bylaws to Prohibit Precatory Proposals | | | | Against | | Against | | Shareholder |
| | | | | |
04/16/08 - A | | The Coca-Cola Company *KO* | | 191216100 | | | | | | |
| | 1 | | Elect Director Herbert A. Allen | | | | For | | For | | Management |
| | 2 | | Elect Director Ronald W. Allen | | | | For | | For | | Management |
| | 3 | | Elect Director Cathleen P. Black | | | | For | | For | | Management |
| | 4 | | Elect Director Barry Diller | | | | For | | Against | | Management |
| | 5 | | Elect Director Alexis M. Herman | | | | For | | For | | Management |
| | 6 | | Elect Director E. Neville Isdell | | | | For | | For | | Management |
| | 7 | | Elect Director Muhtar Kent | | | | For | | For | | Management |
| | 8 | | Elect Director Donald R. Keough | | | | For | | For | | Management |
| | 9 | | Elect Director Donald F. McHenry | | | | For | | For | | Management |
| | 10 | | Elect Director Sam Nunn | | | | For | | For | | Management |
| | 11 | | Elect Director James D. Robinson III | | | | For | | For | | Management |
| | 12 | | Elect Director Peter V. Ueberroth | | | | For | | For | | Management |
| | 13 | | Elect Director Jacob Wallenberg | | | | For | | For | | Management |
| | 14 | | Elect Director James B. Williams | | | | For | | For | | Management |
| | 15 | | Ratify Auditors | | | | For | | For | | Management |
| | 16 | | Approve Stock Option Plan | | | | For | | For | | Management |
| | 17 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | 18 | | Require Independent Board Chairman | | | | Against | | For | | Shareholder |
| | 19 | | Amend Bylaws to Establish a Board Committee on Human Rights | | | | Against | | Against | | Shareholder |
| | | | | |
06/03/08 - A | | The DirecTV Group, Inc *DTV* | | 25459L106 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
05/15/08 - A | | The Dow Chemical Company *DOW* | | 260543103 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Report on Potential Links Between Company Products and Asthma | | | | Against | | Against | | Shareholder |
| | 4 | | Report on Environmental Remediation in Midland Area | | | | Against | | For | | Shareholder |
| | 5 | | Report on Genetically Engineered Seed | | | | Against | | Against | | Shareholder |
| | 6 | | Pay For Superior Performance | | | | Against | | For | | Shareholder |
| | | | | |
06/02/08 - A | | The Gap, Inc. *GPS* | | 364760108 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Amend Qualified Employee Stock Purchase Plan | | | | For | | For | | Management |
| | | | | |
04/10/08 - A | | The Goldman Sachs Group, Inc. *GS* | | 38141G104 | | | | | | |
| | 1 | | Elect Directors Lloyd C. Blankfein | | | | For | | For | | Management |
| | 2 | | Elect Directors John H. Bryan | | | | For | | For | | Management |
| | 3 | | Elect Directors Gary D. Cohn | | | | For | | For | | Management |
| | 4 | | Elect Directors Claes Dahlback | | | | For | | For | | Management |
| | 5 | | Elect Directors Stephen Friedman | | | | For | | For | | Management |
| | 6 | | Elect Directors William W. George | | | | For | | For | | Management |
| | 7 | | Elect Directors Rajat K. Gupta | | | | For | | For | | Management |
| | 8 | | Elect Directors James A. Johnson | | | | For | | For | | Management |
| | 9 | | Elect Directors Lois D. Juliber | | | | For | | For | | Management |
| | 10 | | Elect Directors Edward M. Liddy | | | | For | | For | | Management |
| | 11 | | Elect Directors Ruth J. Simmons | | | | For | | For | | Management |
| | 12 | | Elect Directors Jon Winkelried | | | | For | | For | | Management |
| | 13 | | Ratify Auditors | | | | For | | For | | Management |
| | 14 | | Prohibit Executive Stock-Based Awards | | | | Against | | Against | | Shareholder |
| | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | 16 | | Prepare Sustainability Report | | | | Against | | Against | | Shareholder |
| | | | | |
04/08/08 - A | | The Goodyear Tire & Rubber Co. *GT* | | 382550101 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Management |
| | 1.1 | | Elect Director James C. Boland — Withhold | | | | | | | | |
| | 1.2 | | Elect Director James A. Firestone — For | | | | | | | | |
| | 1.3 | | Elect Director Robert J. Keegan — Withhold | | | | | | | | |
| | 1.4 | | Elect Director W. Alan McCollough — For | | | | | | | | |
| | 1.5 | | Elect Director Steven A. Minter — Withhold | | | | | | | | |
| | 1.6 | | Elect Director Denise M. Morrison — Withhold | | | | | | | | |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 1.7 | | Elect Director Rodney O’Neal — Withhold | | | | | | | | |
| | 1.8 | | Elect Director Shirley D. Peterson — Withhold | | | | | | | | |
| | 1.9 | | Elect Director G. Craig Sullivan — Withhold | | | | | | | | |
| | 1.10 | | Elect Director Thomas H. Weidemeyer — Withhold | | | | | | | | |
| | 1.11 | | Elect Director Michael R. Wessel — Withhold | | | | | | | | |
| | 2 | | Approve Omnibus Stock Plan | | | | For | | For | | Management |
| | 3 | | Approve Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | 4 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
04/22/08 - A | | The Hershey Co *HSY* | | 427866108 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Management |
| | 1.1 | | Elect Director Robert F. Cavanaugh — For | | | | | | | | |
| | 1.2 | | Elect Director Charles A. Davis — For | | | | | | | | |
| | 1.3 | | Elect Director Arnold G. Langbo — For | | | | | | | | |
| | 1.4 | | Elect Director James E. Nevels — For | | | | | | | | |
| | 1.5 | | Elect Director Thomas J. Ridge — For | | | | | | | | |
| | 1.6 | | Elect Director Charles B. Strauss — For | | | | | | | | |
| | 1.7 | | Elect Director David J. West — For | | | | | | | | |
| | 1.8 | | Elect Director Kenneth L. Wolfe — Withhold | | | | | | | | |
| | 1.9 | | Elect Director Leroy S. Zimmerman — For | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Report on Implementing the 2001 Cocoa Protocol Against Forced Child Labor | | | | Against | | Against | | Shareholder |
| | 4 | | Amend Bylaws to Establish a Board Committee on Human Rights | | | | Against | | Against | | Shareholder |
| | | | | |
06/26/08 - A | | The Kroger Co. *KR* | | 501044101 | | | | | | |
| | 1 | | Elect Director Reuben V. Anderson | | | | For | | For | | Management |
| | 2 | | Elect Director Robert D. Beyer | | | | For | | For | | Management |
| | 3 | | Elect Director David B. Dillon | | | | For | | For | | Management |
| | 4 | | Elect Director Susan J. Kropf | | | | For | | For | | Management |
| | 5 | | Elect Director John T. LaMacchia | | | | For | | For | | Management |
| | 6 | | Elect Director David B. Lewis | | | | For | | For | | Management |
| | 7 | | Elect Director Don W. McGeorge | | | | For | | For | | Management |
| | 8 | | Elect Director W. Rodney McMullen | | | | For | | For | | Management |
| | 9 | | Elect Director Jorge P. Montoya | | | | For | | For | | Management |
| | 10 | | Elect Director Clyde R. Moore | | | | For | | For | | Management |
| | 11 | | Elect Director Susan M. Phillips | | | | For | | For | | Management |
| | 12 | | Elect Director Steven R. Rogel | | | | For | | For | | Management |
| | 13 | | Elect Director James A. Runde | | | | For | | For | | Management |
| | 14 | | Elect Director Ronald L. Sargent | | | | For | | For | | Management |
| | 15 | | Elect Director Bobby S. Shackouls | | | | For | | For | | Management |
| | 16 | | Approve Omnibus Stock Plan | | | | For | | For | | Management |
| | 17 | | Ratify Auditors | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 18 | | Adopt Climate Change Policy | | | | Against | | For | | Shareholder |
| | 19 | | Adopt Purchasing Preference for Suppliers Using CAK | | | | Against | | Against | | Shareholder |
| | 20 | | Phase out Sales of Eggs from Battery Cage Hens | | | | Against | | Against | | Shareholder |
| | 21 | | Report on Company Product Safety Policies | | | | Against | | For | | Shareholder |
| | 22 | | Pay For Superior Performance | | | | Against | | For | | Shareholder |
| | | | | |
05/06/08 - A | | The Manitowoc Company, Inc. *MTW* | | 563571108 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/28/08 - A | | The Pepsi Bottling Group, Inc. *PBG* | | 713409100 | | | | | | |
| | 1 | | Elect Director Linda G. Alvarado | | | | For | | For | | Management |
| | 2 | | Elect Director Barry H. Beracha | | | | For | | For | | Management |
| | 3 | | Elect Director John C. Compton | | | | For | | For | | Management |
| | 4 | | Elect Director Eric J. Foss | | | | For | | For | | Management |
| | 5 | | Elect Director Ira D. Hall | | | | For | | For | | Management |
| | 6 | | Elect Director Susan D. Kronick | | | | For | | For | | Management |
| | 7 | | Elect Director Blythe J. McGarvie | | | | For | | For | | Management |
| | 8 | | Elect Director John A. Quelch | | | | For | | For | | Management |
| | 9 | | Elect Director Javier G. Teruel | | | | For | | For | | Management |
| | 10 | | Elect Director Cynthia M. Trudell | | | | For | | For | | Management |
| | 11 | | Adopt Plurality Voting for Contested Election of Directors | | | | For | | For | | Management |
| | 12 | | Amend Omnibus Stock Plan | | | | For | | Against | | Management |
| | 13 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
04/18/08 - A | | The Progressive Corp. *PGR* | | 743315103 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Adopt Majority Voting for Uncontested Election of Directors | | | | For | | For | | Management |
| | 3 | | Amend Code of Regulations to Modify Definition of Director’s Term of Office | | | | For | | For | | Management |
| | 4 | | Approve Increase in Size of Board | | | | For | | For | | Management |
| | 5 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
04/16/08 - A | | The Sherwin-Williams Co. *SHW* | | 824348106 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Require a Majority Vote for the Election of Directors | | | | Against | | For | | Shareholder |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
06/03/08 - A | | The TJX Companies, Inc. *TJX* | | 872540109 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Management |
| | 1.1 | | Elect Director Jos B. Alvarez — For | | | | | | | | |
| | 1.2 | | Elect Director Alan M. Bennett — For | | | | | | | | |
| | 1.3 | | Elect Director David A. Brandon — Withhold | | | | | | | | |
| | 1.4 | | Elect Director Bernard Cammarata — For | | | | | | | | |
| | 1.5 | | Elect Director David T. Ching — For | | | | | | | | |
| | 1.6 | | Elect Director Michael F. Hines — For | | | | | | | | |
| | 1.7 | | Elect Director Amy B. Lane — For | | | | | | | | |
| | 1.8 | | Elect Director Carol Meyrowitz — For | | | | | | | | |
| | 1.9 | | Elect Director John F. O’Brien — For | | | | | | | | |
| | 1.10 | | Elect Director Robert F. Shapiro — For | | | | | | | | |
| | 1.11 | | Elect Director Willow B. Shire — For | | | | | | | | |
| | 1.12 | | Elect Director Fletcher H. Wiley — For | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Require a Majority Vote for the Election of Directors | | | | Against | | For | | Shareholder |
| | 4 | | Implement MacBride Principles | | | | Against | | Against | | Shareholder |
| | | | | |
05/06/08 - A | | The Travelers Companies, Inc. *TRV* | | 89417E109 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/08/08 - A | | The Washington Post Co. *WPO* | | 939640108 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Management |
| | 1.1 | | Elect Director Christopher C. Davis — For | | | | | | | | |
| | 1.2 | | Elect Director John L. Dotson Jr. — For | | | | | | | | |
| | 1.3 | | Elect Director Ronald L. Olson — Withhold | | | | | | | | |
| | 2 | | Other Business | | | | For | | Against | | Management |
| | | | | |
05/20/08 - A | | Thermo Fisher Scientific Inc. *TMO* | | 883556102 | | | | | | |
| | 1 | | Elect Director Scott M. Sperling | | | | For | | For | | Management |
| | 2 | | Elect Director Bruce L. Koepfgen | | | | For | | For | | Management |
| | 3 | | Elect Director Michael E. Porter | | | | For | | For | | Management |
| | 4 | | Approve Omnibus Stock Plan | | | | For | | For | | Management |
| | 5 | | Approve Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | 6 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/15/08 - A | | Tiffany & Co. *TIF* | | 886547108 | | | | | | |
| | 1 | | Elect Director Michael J. Kowalski | | | | For | | For | | Management |
| | 2 | | Elect Director Rose Marie Bravo | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 3 | | Elect Director Gary E. Costley | | | | For | | For | | Management |
| | 4 | | Elect Director Lawrence K. Fish | | | | For | | For | | Management |
| | 5 | | Elect Director Abby F. Kohnstamm | | | | For | | For | | Management |
| | 6 | | Elect Director Charles K. Marquis | | | | For | | For | | Management |
| | 7 | | Elect Director Peter W. May | | | | For | | For | | Management |
| | 8 | | Elect Director J. Thomas Presby | | | | For | | For | | Management |
| | 9 | | Elect Director William A. Shutzer | | | | For | | For | | Management |
| | 10 | | Ratify Auditors | | | | For | | For | | Management |
| | 11 | | Approve Non-Employee Director Omnibus Stock Plan | | | | For | | For | | Management |
| | | | | |
06/05/08 - S | | Trane Inc. | | 892893108 | | | | | | |
| | 1 | | Approve Merger Agreement | | | | For | | For | | Management |
| | 2 | | Adjourn Meeting | | | | For | | For | | Management |
| | | | | |
05/16/08 - A | | Transocean Inc. *RIG* | | G90073100 | | | | | | |
| | | | This is a duplicate meeting for ballots received via the Broadridge North American ballot distribution system | | | | | | | | |
| | 1 | | ELECTION OF DIRECTOR: JON A. MARSHALL | | | | For | | For | | Management |
| | 2 | | ELECTION OF DIRECTOR: MARTIN B. MCNAMARA | | | | For | | For | | Management |
| | 3 | | ELECTION OF DIRECTOR: ROBERT E. ROSE | | | | For | | For | | Management |
| | 4 | | ELECTION OF DIRECTOR: IAN C. STRACHAN | | | | For | | For | | Management |
| | 5 | | APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. | | | | For | | For | | Management |
| | | | | |
05/01/08 - A | | Union Pacific Corp. *UNP* | | 907818108 | | | | | | |
| | 1 | | Elect Director Andrew H. Card, Jr. | | | | For | | For | | Management |
| | 2 | | Elect Director Erroll B. Davis, Jr. | | | | For | | For | | Management |
| | 3 | | Elect Director Thomas J. Donohue | | | | For | | For | | Management |
| | 4 | | Elect Director Archie W. Dunham | | | | For | | For | | Management |
| | 5 | | Elect Director Judith Richards Hope | | | | For | | For | | Management |
| | 6 | | Elect Director Charles C. Krulak | | | | For | | For | | Management |
| | 7 | | Elect Director Michael W. McConnell | | | | For | | For | | Management |
| | 8 | | Elect Director Thomas F. McLarty III | | | | For | | For | | Management |
| | 9 | | Elect Director Steven R. Rogel | | | | For | | For | | Management |
| | 10 | | Elect Director James R. Young | | | | For | | For | | Management |
| | 11 | | Ratify Auditors | | | | For | | For | | Management |
| | 12 | | Increase Authorized Common Stock | | | | For | | For | | Management |
| | 13 | | Report on Political Contributions | | | | Against | | For | | Shareholder |
| | | | | |
05/08/08 - A | | United Parcel Service, Inc. *UPS* | | 911312106 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
04/29/08 - A | | United States Steel Corp. *X* | | 912909108 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
04/09/08 - A | | United Technologies Corp. *UTX* | | 913017109 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Amend Omnibus Stock Plan | | | | For | | For | | Management |
| | 4 | | Adopt Principles for Health Care Reform | | | | Against | | Against | | Shareholder |
| | 5 | | Improve Human Rights Standards or Policies | | | | Against | | For | | Shareholder |
| | 6 | | Pay For Superior Performance | | | | Against | | For | | Shareholder |
| | 7 | | Report on Foreign Military Sales | | | | Against | | Against | | Shareholder |
| | | | | |
06/05/08 - A | | UnitedHealth Group Incorporated *UNH* | | 91324P102 | | | | | | |
| | 1 | | Elect Director William C. Ballard, Jr. | | | | For | | For | | Management |
| | 2 | | Elect Director Richard T. Burke | | | | For | | For | | Management |
| | 3 | | Elect Director Robert J. Darretta | | | | For | | For | | Management |
| | 4 | | Elect Director Stephen J. Hemsley | | | | For | | For | | Management |
| | 5 | | Elect Director Michele J. Hooper | | | | For | | For | | Management |
| | 6 | | Elect Director Douglas W. Leatherdale | | | | For | | For | | Management |
| | 7 | | Elect Director Glenn M. Renwick | | | | For | | For | | Management |
| | 8 | | Elect Director Gail R. Wilensky | | | | For | | For | | Management |
| | 9 | | Amend Omnibus Stock Plan | | | | For | | For | | Management |
| | 10 | | Amend Qualified Employee Stock Purchase Plan | | | | For | | For | | Management |
| | 11 | | Ratify Auditors | | | | For | | For | | Management |
| | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | 13 | | Performance-Based Equity Awards | | | | Against | | For | | Shareholder |
| | | | | |
05/22/08 - A | | Unum Group *UNM* | | 91529Y106 | | | | | | |
| | 1 | | Elect Director Jon S. Fossel | | | | For | | For | | Management |
| | 2 | | Elect Director Gloria C. Larson | | | | For | | For | | Management |
| | 3 | | Elect Director William J. Ryan | | | | For | | For | | Management |
| | 4 | | Elect Director Thomas R. Watjen | | | | For | | For | | Management |
| | 5 | | Approve Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | 6 | | Approve Nonqualified Employee Stock Purchase Plan | | | | For | | For | | Management |
| | 7 | | Approve Nonqualified Employee Stock Purchase Plan | | | | For | | For | | Management |
| | 8 | | Ratify Auditors | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
05/01/08 - A | | Valero Energy Corp. *VLO* | | 91913Y100 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Share buyback holding period | | | | Against | | Against | | Shareholder |
| | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | 5 | | Report on Political Contributions | | | | Against | | For | | Shareholder |
| | | | | |
05/29/08 - A | | VeriSign, Inc. *VRSN* | | 92343E102 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/01/08 - A | | Verizon Communications *VZ* | | 92343V104 | | | | | | |
| | 1 | | Elect Director Richard L. Carrion | | | | For | | For | | Management |
| | 2 | | Elect Director M. Frances Keeth | | | | For | | For | | Management |
| | 3 | | Elect Director Robert W. Lane | | | | For | | For | | Management |
| | 4 | | Elect Director Sandra O. Moose | | | | For | | For | | Management |
| | 5 | | Elect Director Joseph Neubauer | | | | For | | For | | Management |
| | 6 | | Elect Director Donald T. Nicolaisen | | | | For | | For | | Management |
| | 7 | | Elect Director Thomas H. O’Brien | | | | For | | For | | Management |
| | 8 | | Elect Director Clarence Otis, Jr. | | | | For | | For | | Management |
| | 9 | | Elect Director Hugh B. Price | | | | For | | For | | Management |
| | 10 | | Elect Director Ivan G. Seidenberg | | | | For | | For | | Management |
| | 11 | | Elect Director John W. Snow | | | | For | | For | | Management |
| | 12 | | Elect Director John R. Stafford | | | | For | | For | | Management |
| | 13 | | Ratify Auditors | | | | For | | For | | Management |
| | 14 | | Prohibit Executive Stock-Based Awards | | | | Against | | Against | | Shareholder |
| | 15 | | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | | | | Against | | Against | | Shareholder |
| | 16 | | Require Independent Board Chairman | | | | Against | | Against | | Shareholder |
| | | | | |
04/22/08 - A | | VF Corp. *VFC* | | 918204108 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Amend Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | 3 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/09/08 - A | | Vulcan Materials Co. *VMC* | | 929160109 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Management |
| | 1.1 | | Elect Director Donald M. James — For | | | | | | | | |
| | 1.2 | | Elect Director Ann McLaughlin Korologos — For | | | | | | | | |
| | 1.3 | | Elect Director Philip J. Carroll, Jr. — Withhold | | | | | | | | |
| | 1.4 | | Elect Director Orin R. Smith — For | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Adopt the Legacy Vulcan Corp. Restated Certificate of Incorporation | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
04/30/08 - A | | W.W. Grainger, Inc. *GWW* | | 384802104 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
06/06/08 - A | | Wal-Mart Stores, Inc. *WMT* | | 931142103 | | | | | | |
| | 1 | | Elect Director Aida M. Alvarez | | | | For | | For | | Management |
| | 2 | | Elect Director James W. Breyer | | | | For | | For | | Management |
| | 3 | | Elect Director M. Michele Burns | | | | For | | For | | Management |
| | 4 | | Elect Director James I. Cash, Jr. | | | | For | | For | | Management |
| | 5 | | Elect Director Roger C. Corbett | | | | For | | For | | Management |
| | 6 | | Elect Director Douglas N. Daft | | | | For | | For | | Management |
| | 7 | | Elect Director David D. Glass | | | | For | | For | | Management |
| | 8 | | Elect Director Gregory B. Penner | | | | For | | For | | Management |
| | 9 | | Elect Director Allen I. Questrom | | | | For | | For | | Management |
| | 10 | | Elect Director H. Lee Scott, Jr. | | | | For | | For | | Management |
| | 11 | | Elect Director Arne M. Sorenson | | | | For | | For | | Management |
| | 12 | | Elect Director Jim C. Walton | | | | For | | For | | Management |
| | 13 | | Elect Director S. Robson Walton | | | | For | | For | | Management |
| | 14 | | Elect Director Christopher J. Williams | | | | For | | For | | Management |
| | 15 | | Elect Director Linda S. Wolf | | | | For | | For | | Management |
| | 16 | | Approve Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | 17 | | Ratify Auditors | | | | For | | For | | Management |
| | 18 | | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | | | | Against | | Against | | Shareholder |
| | 19 | | Pay For Superior Performance | | | | Against | | For | | Shareholder |
| | 20 | | Claw-back of Payments under Restatements | | | | Against | | Against | | Shareholder |
| | 21 | | Amend Bylaws to Establish a Board Committee on Human Rights | | | | Against | | Against | | Shareholder |
| | 22 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | 23 | | Report on Political Contributions | | | | Against | | For | | Shareholder |
| | 24 | | Report on Social and Reputation Impact of Failure to Comply with ILO Conventions | | | | Against | | Against | | Shareholder |
| | 25 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | | | Against | | For | | Shareholder |
| | | | | |
04/15/08 - A | | Washington Mutual, Inc *WM* | | 939322103 | | | | | | |
| | 1 | | Elect Director Stephen I. Chazen | | | | For | | For | | Management |
| | 2 | | Elect Director Stephen E. Frank | | | | For | | Withhold | | Management |
| | 3 | | Elect Director Kerry K. Killinger | | | | For | | For | | Management |
| | 4 | | Elect Director Thomas C. Leppert | | | | For | | For | | Management |
| | 5 | | Elect Director Charles M. Lillis | | | | For | | Withhold | | Management |
| | 6 | | Elect Director Phillip D. Matthews | | | | For | | Withhold | | Management |
| | 7 | | Elect Director Regina T. Montoya | | | | For | | Withhold | | Management |
| | 8 | | Elect Director Michael K. Murphy | | | | For | | Withhold | | Management |
| | 9 | | Elect Director Margaret Osmer McQuade | | | | For | | Withhold | | Management |
| | 10 | | Elect Director Mary E. Pugh | | | | For | | Withhold | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 11 | | Elect Director William G. Reed, Jr. | | | | For | | Withhold | | Management |
| | 12 | | Elect Director Orin C. Smith | | | | For | | For | | Management |
| | 13 | | Elect Director James H. Stever | | | | For | | Withhold | | Management |
| | 14 | | Ratify Auditors | | | | For | | For | | Management |
| | 15 | | Amend Qualified Employee Stock Purchase Plan | | | | For | | For | | Management |
| | 16 | | Require Independent Board Chairman | | | | Against | | For | | Shareholder |
| | 17 | | Require a Majority Vote for the Election of Directors | | | | Against | | For | | Shareholder |
| | | | | |
06/24/08 - S | | Washington Mutual, Inc *WM* | | 939322103 | | | | | | |
| | 1 | | Increase Authorized Common Stock | | | | For | | For | | Management |
| | 2 | | Approve Conversion of Securities | | | | For | | For | | Management |
| | | | | |
05/09/08 - A | | Waste Management, Inc. *WMI* | | 94106L109 | | | | | | |
| | 1 | | Elect Director Pastora San Juan Cafferty | | | | For | | For | | Management |
| | 2 | | Elect Director Frank M. Clark, Jr. | | | | For | | For | | Management |
| | 3 | | Elect Director Patrick W. Gross | | | | For | | For | | Management |
| | 4 | | Elect Director Thomas I. Morgan | | | | For | | For | | Management |
| | 5 | | Elect Director John C. Pope | | | | For | | For | | Management |
| | 6 | | Elect Director W. Robert Reum | | | | For | | For | | Management |
| | 7 | | Elect Director Steven G. Rothmeier | | | | For | | For | | Management |
| | 8 | | Elect Director David P. Steiner | | | | For | | For | | Management |
| | 9 | | Elect Director Thomas H. Weidemeyer | | | | For | | For | | Management |
| | 10 | | Ratify Auditors | | | | For | | For | | Management |
| | 11 | | Repot on Political Contributions | | | | Against | | For | | Shareholder |
| | | | | |
05/14/08 - A | | Waters Corporation *WAT* | | 941848103 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
05/09/08 - A | | Watson Pharmaceuticals, Inc. *WPI* | | 942683103 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
06/02/08 - A | | Weatherford International Ltd *WFT* | | G95089101 | | | | | | |
| | | | This is a duplicate meeting for ballots received via the Broadridge North American Ballot distribution system. | | | | | | | | |
| | 1 | | ELECTION AS DIRECTOR: NICHOLAS F. BRADY | | | | For | | For | | Management |
| | 2 | | ELECTION AS DIRECTOR: WILLIAM E. MACAULAY | | | | For | | For | | Management |
| | 3 | | ELECTION AS DIRECTOR: DAVID J. BUTTERS | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 4 | | ELECTION AS DIRECTOR: ROBERT B. MILLARD | | | | For | | For | | Management |
| | 5 | | ELECTION AS DIRECTOR: BERNARD J. DUROC-DANNER | | | | For | | For | | Management |
| | 6 | | ELECTION AS DIRECTOR: ROBERT K. MOSES, JR. | | | | For | | For | | Management |
| | 7 | | ELECTION OF DIRECTOR: ROBERT A. RAYNE | | | | For | | For | | Management |
| | 8 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
04/29/08 - A | | Wells Fargo and Company *WFC* | | 949746101 | | | | | | |
| | 1 | | Elect Director John S. Chen | | | | For | | For | | Management |
| | 2 | | Elect Director Lloyd H. Dean | | | | For | | For | | Management |
| | 3 | | Elect Director Susan E. Engel | | | | For | | For | | Management |
| | 4 | | Elect Director Enrique Hernandez, Jr. | | | | For | | For | | Management |
| | 5 | | Elect Director Robert L. Joss | | | | For | | For | | Management |
| | 6 | | Elect Director Richard M. Kovacevich | | | | For | | For | | Management |
| | 7 | | Elect Director Richard D. McCormick | | | | For | | For | | Management |
| | 8 | | Elect Director Cynthia H. Milligan | | | | For | | Against | | Management |
| | 9 | | Elect Director Nicholas G. Moore | | | | For | | For | | Management |
| | 10 | | Elect Director Philip J. Quigley | | | | For | | Against | | Management |
| | 11 | | Elect Director Donald B. Rice | | | | For | | Against | | Management |
| | 12 | | Elect Director Judith M. Runstad | | | | For | | For | | Management |
| | 13 | | Elect Director Stephen W. Sanger | | | | For | | For | | Management |
| | 14 | | Elect Director John G. Stumpf | | | | For | | For | | Management |
| | 15 | | Elect Director Susan G. Swenson | | | | For | | For | | Management |
| | 16 | | Elect Director Michael W. Wright | | | | For | | Against | | Management |
| | 17 | | Ratify Auditors | | | | For | | For | | Management |
| | 18 | | Amend Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | 19 | | Amend Omnibus Stock Plan | | | | For | | For | | Management |
| | 20 | | Require Independent Board Chairman | | | | Against | | For | | Shareholder |
| | 21 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | 22 | | Pay For Superior Performance | | | | Against | | For | | Shareholder |
| | 23 | | Report on Human Rights Investment Policies | | | | Against | | Against | | Shareholder |
| | 24 | | Adopt EEO Policy Without Reference to Sexual Orientation | | | | Against | | Against | | Shareholder |
| | 25 | | Report on Racial and Ethnic Disparities in Loan Pricing | | | | Against | | Against | | Shareholder |
| | | | | |
04/17/08 - A | | Weyerhaeuser Co. *WY* | | 962166104 | | | | | | |
| | 1 | | Elect Director John I. Kieckhefer | | | | For | | Against | | Management |
| | 2 | | Elect Director Arnold G. Langbo | | | | For | | Against | | Management |
| | 3 | | Elect Director Charles R. Williamson | | | | For | | Against | | Management |
| | 4 | | Require Independent Board Chairman | | | | Against | | For | | Shareholder |
| | 5 | | Ratify Auditors | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
04/15/08 - A | | Whirlpool Corp. *WHR* | | 963320106 | | | | | | |
| | 1 | | Elect Director Herman Cain | | | | For | | For | | Management |
| | 2 | | Elect Director Jeff M. Fettig | | | | For | | For | | Management |
| | 3 | | Elect Director Miles L. Marsh | | | | For | | For | | Management |
| | 4 | | Elect Director Paul G. Stern | | | | For | | For | | Management |
| | 5 | | Declassify the Board of Directors | | | | Against | | For | | Shareholder |
| | 6 | | Amend Bylaws/Charter to Remove Antitakeover Provisions | | | | Against | | For | | Shareholder |
| | | | | |
05/08/08 - A | | Windstream Corp. *WIN* | | 97381W104 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | | | | |
04/24/08 - A | | Wyeth *WYE* | | 983024100 | | | | | | |
| | 1 | | Elect Director Robert M. Amen | | | | For | | For | | Management |
| | 2 | | Elect Director Michael J. Critelli | | | | For | | For | | Management |
| | 3 | | Elect Director Robert Essner | | | | For | | For | | Management |
| | 4 | | Elect Director John D. Feerick | | | | For | | For | | Management |
| | 5 | | Elect Director Frances D. Fergusson | | | | For | | For | | Management |
| | 6 | | Elect Director Victor F. Ganzi | | | | For | | For | | Management |
| | 7 | | Elect Director Robert Langer | | | | For | | For | | Management |
| | 8 | | Elect Director John P. Mascotte | | | | For | | For | | Management |
| | 9 | | Elect Director Raymond J. McGuire | | | | For | | For | | Management |
| | 10 | | Elect Director Mary Lake Polan | | | | For | | For | | Management |
| | 11 | | Elect Director Bernard Poussot | | | | For | | For | | Management |
| | 12 | | Elect Director Gary L. Rogers | | | | For | | For | | Management |
| | 13 | | Elect Director John R. Torell III | | | | For | | For | | Management |
| | 14 | | Ratify Auditors | | | | For | | For | | Management |
| | 15 | | Amend Omnibus Stock Plan | | | | For | | For | | Management |
| | 16 | | Amend Non-Employee Director Restricted Stock Plan | | | | For | | For | | Management |
| | 17 | | Report on Political Contributions | | | | Against | | For | | Shareholder |
| | 18 | | Claw-back of Payments under Restatements | | | | Against | | Against | | Shareholder |
| | | | | |
04/24/08 - A | | Wyndham Worldwide Corp *WYN* | | 98310W108 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
04/25/08 - A | | XL Capital Ltd. *XL* | | G98255105 | | | | | | |
| | | | This is a duplicate meeting for ballots received via the Broadridge North American ballot distribution system | | | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, NEW YORK, NEW YORK TO ACT AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008. | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 3 | | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE COMPANY S DIRECTORS STOCK & OPTION PLAN. | | | | For | | For | | Management |
| | | | | |
05/20/08 - A | | XTO Energy Inc *XTO* | | 98385X106 | | | | | | |
| | 1 | | Elect Director William H. Adams III | | | | For | | Against | | Management |
| | 2 | | Elect Director Keith A. Hutton | | | | For | | For | | Management |
| | 3 | | Elect Director Jack P. Randall | | | | For | | For | | Management |
| | 4 | | Amend Omnibus Stock Plan | | | | For | | For | | Management |
| | 5 | | Ratify Auditors | | | | For | | For | | Management |
| | 6 | | Declassify the Board of Directors | | | | Against | | For | | Shareholder |
| | | | | |
05/15/08 - A | | Yum Brands, Inc. *YUM* | | 988498101 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Adopt Majority Voting for Uncontested Election of Directors | | | | For | | For | | Management |
| | 4 | | Amend Omnibus Stock Plan | | | | For | | Against | | Management |
| | 5 | | Adopt MacBride Principles | | | | Against | | Against | | Shareholder |
| | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | 7 | | Report on Sustainability and Food Safety in the Supply Chain | | | | Against | | For | | Shareholder |
| | 8 | | Report on Animal Welfare Policies | | | | Against | | Against | | Shareholder |
| | | | | |
05/05/08 - A | | Zimmer Holdings Inc *ZMH* | | 98956P102 | | | | | | |
| | 1 | | Elect Director David C. Dvorak | | | | For | | For | | Management |
| | 2 | | Elect Director Robert A. Hagemann | | | | For | | For | | Management |
| | 3 | | Elect Director Arthur J. Higgins | | | | For | | For | | Management |
| | 4 | | Elect Director Cecil B. Pickett | | | | For | | For | | Management |
| | 5 | | Ratify Auditors | | | | For | | For | | Management |
| | 6 | | Amend Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | 7 | | Eliminate Supermajority Vote Requirement | | | | For | | For | | Management |
| | | | | |
09/28/07 - S | | American Standard Companies Inc. *ASD* | | 029712106 | | | | | | |
| | 1 | | Change Company Name | | | | For | | For | | Management |
| | | | | |
08/21/07 - S | | Archstone Smith Trust *ASN* | | 039583109 | | | | | | |
| | 1 | | Approve Merger Agreement | | | | For | | For | | Management |
| | 2 | | Adjourn Meeting | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
09/28/07 - S | | Avaya Inc *AV* | | 053499109 | | | | | | |
| | 1 Approve Merger Agreement | | | | For | | For | | Management |
| | 2 Adjourn Meeting | | | | For | | For | | Management |
| | | | | |
09/21/07 - S | | Bausch & Lomb Inc. *BOL* | | 071707103 | | | | | | |
| | 1 Approve Merger Agreement | | | | For | | For | | Management |
| | | | | |
08/21/07 - A | | BMC Software, Inc. *BMC* | | 055921100 | | | | | | |
| | 1 Elect Directors | | | | For | | For | | Management |
| | 2 Ratify Auditors | | | | For | | For | | Management |
| | 3 Approve Omnibus Stock Plan | | | | For | | For | | Management |
| | | | | |
09/25/07 - S | | Clear Channel Communications, Inc. *CCU* | | 184502102 | | | | | | |
| | 1 Approve Merger Agreement | | | | For | | For | | Management |
| | 2 Adjourn Meeting | | | | For | | For | | Management |
| | 3 Other Business | | | | For | | Against | | Management |
| | | | | |
07/09/07 - S | | CME Group Inc. *CME* | | 167760107 | | | | | | |
| | 1 Approve Merger Agreement | | | | For | | For | | Management |
| | 2 Adjourn Meeting | | | | For | | For | | Management |
| | | | | |
08/08/07 - S | | Compass Bancshares, Inc. *CBSS* | | 20449H109 | | | | | | |
| | 1 Approve Merger Agreement | | | | For | | For | | Management |
| | 2 Adjourn Meeting | | | | For | | For | | Management |
| | | | | |
08/28/07 - A | | Compuware Corp. *CPWR* | | 205638109 | | | | | | |
| | 1 Elect Directors | | | | For | | For | | Management |
| | 2 Ratify Auditors | | | | For | | For | | Management |
| | 3 Approve Omnibus Stock Plan | | | | For | | For | | Management |
| | | | | |
09/27/07 - A | | Conagra Foods Inc. *CAG* | | 205887102 | | | | | | |
| | 1 Elect Directors | | | | For | | For | | Management |
| | 2 Ratify Auditors | | | | For | | For | | Management |
| | 3 Report on Feasibility of Improving Animal Welfare Standards | | | | Against | | Against | | Shareholder |
| | | | | |
07/18/07 - A | | Dynegy, Inc. *DYN* | | 26817G102 | | | | | | |
| | 1 Elect Directors | | | | For | | For | | Management |
| | 2 Ratify Auditors | | | | For | | For | | Management |
| | 3 Pay For Superior Performance | | | | Against | | For | | Shareholder |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
07/26/07 - A | | Electronic Arts Inc. *ERTS* | | 285512109 | | | | | | |
| | 1 | | Elect Director Leonard S. Coleman | | | | For | | For | | Management |
| | 2 | | Elect Director Gary M. Kusin | | | | For | | For | | Management |
| | 3 | | Elect Director Gregory B. Maffei | | | | For | | For | | Management |
| | 4 | | Elect Director Timothy Mott | | | | For | | For | | Management |
| | 5 | | Elect Director Vivek Paul | | | | For | | For | | Management |
| | 6 | | Elect Director Lawrence F. Probst, III | | | | For | | For | | Management |
| | 7 | | Elect Director John S. Riccitiello | | | | For | | For | | Management |
| | 8 | | Elect Director Richard A. Simonson | | | | For | | For | | Management |
| | 9 | | Elect Director Linda J. Srere | | | | For | | For | | Management |
| | 10 | | Amend Omnibus Stock Plan | | | | For | | For | | Management |
| | 11 | | Amend Qualified Employee Stock Purchase Plan | | | | For | | For | | Management |
| | 12 | | Approve Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | 13 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
07/31/07 - S | | First Data Corp. | | 319963104 | | | | | | |
| | 1 | | Approve Merger Agreement | | | | For | | For | | Management |
| | 2 | | Adjourn Meeting | | | | For | | For | | Management |
| | | | | |
08/13/07 - A | | Forest Laboratories, Inc. *FRX* | | 345838106 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Approve Omnibus Stock Plan | | | | For | | For | | Management |
| | 3 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
07/10/07 - A | | Freeport-McMoRan Copper & Gold Inc. *FCX* | | 35671D857 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Amend Omnibus Stock Plan | | | | For | | For | | Management |
| | | | | |
09/24/07 - A | | General Mills, Inc. *GIS* | | 370334104 | | | | | | |
| | 1 | | Elect Director Paul Danos | | | | For | | For | | Management |
| | 2 | | Elect Director William T. Esrey | | | | For | | For | | Management |
| | 3 | | Elect Director Raymond V. Gilmartin | | | | For | | For | | Management |
| | 4 | | Elect Director Judith Richards Hope | | | | For | | For | | Management |
| | 5 | | Elect Director Heidi G. Miller | | | | For | | Against | | Management |
| | 6 | | Elect Director Hilda Ochoa-Brillemberg | | | | For | | For | | Management |
| | 7 | | Elect Director Steve Odland | | | | For | | For | | Management |
| | 8 | | Elect Director Kendall J. Powell | | | | For | | For | | Management |
| | 9 | | Elect Director Michael D. Rose | | | | For | | For | | Management |
| | 10 | | Elect Director Robert L. Ryan | | | | For | | For | | Management |
| | 11 | | Elect Director Stephen W. Sanger | | | | For | | For | | Management |
| | 12 | | Elect Director A. Michael Spence | | | | For | | For | | Management |
| | 13 | | Elect Director Dorothy A. Terrell | | | | For | | For | | Management |
| | 14 | | Ratify Auditors | | | | For | | For | | Management |
| | 15 | | Approve Omnibus Stock Plan | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
08/15/07 - A | | H. J. Heinz Co. *HNZ* | | 423074103 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Amend Nonqualified Employee Stock Purchase Plan | | | | For | | For | | Management |
| | 4 | | Approve Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | 5 | | Reduce Supermajority Vote Requirement | | | | For | | For | | Management |
| | 6 | | Reduce Supermajority Vote Requirement | | | | For | | For | | Management |
| | 7 | | Company Specific — Provide Majority Vote for the Election of Directors | | | | For | | For | | Management |
| | | | | |
09/18/07 - S | | Hilton Hotels Corp. *HLT* | | 432848109 | | | | | | |
| | 1 | | Approve Merger Agreement | | | | For | | For | | Management |
| | 2 | | Adjourn Meeting | | | | For | | For | | Management |
| | | | | |
09/17/07 - A | | Nike, Inc. *NKE* | | 654106103 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Amend Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | 3 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
08/09/07 - A | | Polo Ralph Lauren Corp. *RL* | | 731572103 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Amend Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | 3 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
08/14/07 - A | | Precision Castparts Corp. *PCP* | | 740189105 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Approve Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | | | | |
09/13/07 - A | | Symantec Corp. *SYMC* | | 871503108 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Management |
| | 1.1 | | Elect Director Michael Brown — For | | | | | | | | |
| | 1.2 | | Elect Director William T. Coleman — For | | | | | | | | |
| | 1.3 | | Elect Director Frank E. Dangeard — For | | | | | | | | |
| | 1.4 | | Elect Director David L. Mahoney — For | | | | | | | | |
| | 1.5 | | Elect Director Robert S. Miller — For | | | | | | | | |
| | 1.6 | | Elect Director George Reyes — Withhold | | | | | | | | |
| | 1.7 | | Elect Director Daniel H. Schulman — For | | | | | | | | |
| | 1.8 | | Elect Director John W. Thompson — For | | | | | | | | |
| | 1.9 | | Elect Director V. Paul Unruh — For | | | | | | | | |
| | 2 | | Amend Outside Director Stock Awards in Lieu of Cash | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 3 | | Ratify Auditors | | | | For | | For | | Management |
| | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | | | | |
07/17/07 - S | | Terex Corp. *TEX* | | 880779103 | | | | | | |
| | 1 | | Increase Authorized Common Stock | | | | For | | For | | Management |
| | | | | |
09/07/07 - A | | TXU Corp. *TXU* | | 873168108 | | | | | | |
| | 1 | | Approve Merger Agreement | | | | For | | For | | Management |
| | 2 | | Adjourn Meeting | | | | For | | For | | Management |
| | 3 | | Elect Directors | | | | For | | For | | Management |
| | 4 | | Ratify Auditors | | | | For | | For | | Management |
| | 5 | | Adopt Quantitative Emissions Goals | | | | Against | | Against | | Shareholder |
| | 6 | | Report on Political Contributions | | | | Against | | For | | Shareholder |
| | | | | |
08/30/07 - A | | VeriSign, Inc. *VRSN* | | 92343E102 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Withhold | | Management |
| | 2 | | Declassify the Board of Directors | | | | For | | For | | Management |
| | 3 | | Approve Qualified Employee Stock Purchase Plan | | | | For | | For | | Management |
| | 4 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
12/12/07 - A | | AutoZone, Inc. *AZO* | | 053332102 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
11/15/07 - A | | Cisco Systems, Inc. *CSCO* | | 17275R102 | | | | | | |
| | 1 | | Elect Director Carol A. Bartz | | | | For | | For | | Management |
| | 2 | | Elect Director M. Michele Burns | | | | For | | For | | Management |
| | 3 | | Elect Director Michael D. Capellas | | | | For | | For | | Management |
| | 4 | | Elect Director Larry R. Carter | | | | For | | For | | Management |
| | 5 | | Elect Director John T. Chambers | | | | For | | For | | Management |
| | 6 | | Elect Director Brian L. Halla | | | | For | | For | | Management |
| | 7 | | Elect Director Dr. John L. Hennessy | | | | For | | For | | Management |
| | 8 | | Elect Director Richard M. Kovacevich | | | | For | | For | | Management |
| | 9 | | Elect Director Roderick C. McGeary | | | | For | | For | | Management |
| | 10 | | Elect Director Michael K. Powell | | | | For | | For | | Management |
| | 11 | | Elect Director Steven M. West | | | | For | | For | | Management |
| | 12 | | Elect Director Jerry Yang | | | | For | | For | | Management |
| | 13 | | Amend Omnibus Stock Plan | | | | For | | For | | Management |
| | 14 | | Approve Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | 15 | | Ratify Auditors | | | | For | | For | | Management |
| | 16 | | Amend Bylaws to Establish a Board Committee on Human Rights | | | | Against | | Against | | Shareholder |
| | 17 | | Pay For Superior Performance | | | | Against | | For | | Shareholder |
| | 18 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | Shareholder |
| | 19 | | Report on Internet Fragmentation | | | | Against | | For | | Shareholder |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
11/08/07 - A | | Coach, Inc. *COH* | | 189754104 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | | | | |
11/14/07 - S | | Deere & Co. *DE* | | 244199105 | | | | | | |
| | 1 | | Approve Increase in Common Stock and a Stock Split | | | | For | | For | | Management |
| | | | | |
12/04/07 - A | | Dell Inc. *DELL* | | 24702R101 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditors | | | | For | | For | | Management |
| | 3 | | Amend Omnibus Stock Plan | | | | For | | For | | Management |
| | 4 | | Stock Retention/Holding Period | | | | Against | | For | | Shareholder |
| | 5 | | Declaration of Dividend | | | | Against | | Against | | Shareholder |
| | | | | |
12/13/07 - S | | Dow Jones & Co., Inc. | | 260561105 | | | | | | |
| | 1 | | Approve Merger Agreement | | | | For | | For | | Management |
| | 2 | | Adjourn Meeting | | | | For | | For | | Management |
| | | | | |
12/17/07 - A | | Harman International Industries, Inc. *HAR* | | 413086109 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Approve Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | | | | |
10/17/07 - S | | Manor Care, Inc. *HCR* | | 564055101 | | | | | | |
| | 1 | | Approve Merger Agreement | | | | For | | For | | Management |
| | 2 | | Adjourn Meeting | | | | For | | For | | Management |
| | | | | |
11/07/07 - A | | Meredith Corp. *MDP* | | 589433101 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | | | | |
11/13/07 - A | | Microsoft Corp. *MSFT* | | 594918104 | | | | | | |
| | 1 | | Elect Director William H. Gates, III | | | | For | | For | | Management |
| | 2 | | Elect Director Steven A. Ballmer | | | | For | | For | | Management |
| | 3 | | Elect Director James I. Cash, Jr. | | | | For | | For | | Management |
| | 4 | | Elect Director Dina Dublon | | | | For | | For | | Management |
| | 5 | | Elect Director Raymond V. Gilmartin | | | | For | | For | | Management |
| | 6 | | Elect Director Reed Hastings | | | | For | | For | | Management |
| | 7 | | Elect Director David F. Marquardt | | | | For | | For | | Management |
| | 8 | | Elect Director Charles H. Noski | | | | For | | For | | Management |
| | 9 | | Elect Director Helmut Panke | | | | For | | For | | Management |
| | 10 | | Elect Director Jon A. Shirley | | | | For | | For | | Management |
| | 11 | | Ratify Auditors | | | | For | | For | | Management |
| | 12 | | Adopt Policies to Protect Freedom of Access to the Internet | | | | Against | | Against | | Shareholder |
| | 13 | | Amend Bylaws to Establish a Board Committee on Human Rights | | | | Against | | Against | | Shareholder |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
11/02/07 - A | | Oracle Corp. *ORCL* | | 68389X105 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Approve Executive Incentive Bonus Plan | | | | For | | For | | Management |
| | 3 | | Ratify Auditors | | | | For | | For | | Management |
| | 4 | | Amend Bylaws to Establish a Board Committee on Human Rights | | | | Against | | Against | | Shareholder |
| | 5 | | Issue an Open Source Report | | | | Against | | Against | | Shareholder |
| | | | | |
11/09/07 - A | | SYSCO Corporation *SYY* | | 871829107 | | | | | | |
| | 1 | | Elect Director John M. Cassaday | | | | For | | For | | Management |
| | 2 | | Elect Director Manuel A. Fernandez | | | | For | | For | | Management |
| | 3 | | Elect Director Jackie M. Ward | | | | For | | For | | Management |
| | 4 | | Approve Omnibus Stock Plan | | | | For | | For | | Management |
| | 5 | | Amend Qualified Employee Stock Purchase Plan | | | | For | | For | | Management |
| | 6 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
11/09/07 - A | | The Estee Lauder Companies Inc. *EL* | | 518439104 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Management |
| | 1.1 | | Elect Director Aerin Lauder — For | | | | | | | | |
| | 1.2 | | Elect Director William P. Lauder — For | | | | | | | | |
| | 1.3 | | Elect Director Lynn Forester de Rothschild — For | | | | | | | | |
| | 1.4 | | Elect Director Richard D. Parsons — Withhold | | | | | | | | |
| | 2 | | Amend Non-Employee Director Omnibus Stock Plan | | | | For | | Against | | Management |
| | 3 | | Ratify Auditors | | | | For | | For | | Management |
| | | | | |
10/09/07 - A | | The Procter & Gamble Company *PG* | | 742718109 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Management |
| | 2 | | Ratify Auditor | | | | For | | For | | Management |
| | 3 | | Prohibit Executive Stock-Based Awards | | | | Against | | Against | | Shareholder |
| | 4 | | Report on Free Enterprise Initiatives | | | | Against | | Against | | Shareholder |
| | 5 | | Report on Animal Welfare | | | | Against | | Against | | Shareholder |
| | | | | |
11/09/07 - C | | Transocean Inc. *RIG* | | G90078109 | | | | | | |
| | | | Meeting for ADR Holders | | | | | | | | |
| | 1 | | APPROVAL OF THE SCHEME OF ARRANGEMENT, ATTACHED TO THE ACCOMPANYING JOINT PROXY STATEMENT AS ANNEX G, WHICH PROVIDES FOR THE RECLASSIFICATION OF OUR ORDINARY SHARES. | | | | For | | For | | Management |
Nuveen Core Equity Alpha Fund
Proxy Voting Report
July 1, 2007 – June 30, 2008
| | | | | | | | | | | | |
Meeting Date/Type | | Company/ Ballot Issues | | Security | | Management Recommendation | | Vote Cast | | Proponent |
| | 2 | | APPROVAL OF THE ISSUANCE OF OUR ORDINARY SHARES TO SHAREHOLDERS OF GLOBALSANTAFE CORPORATION IN THE MERGER UNDER THE TERMS OF THE AGREEMENT AND PLAN OF MERGER, ATTACHED TO THE ACCOMPANYING JOINT PROXY STATEMENT AS ANNEX A. | | | | For | | For | | Management |
| | 3 | | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF OUR MEMORANDUM AND ARTICLES OF ASSOCIATION TO, AMONG OTHER THINGS, INCREASE THE MAXIMUM NUMBER OF DIRECTORS CONSTITUTING THE BOARD OF DIRECTORS OF TRANSOCEAN INC. FROM 13 TO 14. | | | | For | | For | | Management |
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Core Equity Alpha Fund
| | |
By | | /s/ Gifford R. Zimmerman
|
| | Gifford R. Zimmerman - Chief Administrative Officer |
| |
Date | | |
August 28, 2008