The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVENT CLAYMORE ENH GRW & IN | COM | 00765E104 | 673 | 82,013 | SH | DFND | 1 | 82,013 | 0 | 0 | |
AEROJET ROCKETDYNE HLDGS INC | COM | 007800105 | 4,201 | 256,488 | SH | DFND | 256,488 | 0 | 0 | ||
AEROPOSTALE | COM | 007865108 | 149 | 750,100 | SH | Call | DFND | 1 | 750,100 | 0 | 0 |
AGROFRESH SOLUTIONS | *W EXP 07/31/202 | 00856G117 | 75 | 74,716 | SH | DFND | 74,716 | 0 | 0 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 12,961 | 89,975 | SH | DFND | 89,975 | 0 | 0 | ||
AKORN INC | COM | 009728106 | 10,785 | 458,345 | SH | DFND | 458,345 | 0 | 0 | ||
ALERE INC | COM | 01449J105 | 5,046 | 99,700 | SH | DFND | 99,700 | 0 | 0 | ||
ALLERGAN PLC | PFD CONV SER A | G0177J116 | 4,756 | 5,188 | SH | DFND | 5,188 | 0 | 0 | ||
ALLERGAN PLC | PFD CONV SER A | G0177J116 | 917 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 14,452 | 53,920 | SH | DFND | 53,920 | 0 | 0 | ||
ALLIANZGI CONV & INCOME FD | COM | 018828103 | 665 | 120,023 | SH | DFND | 120,023 | 0 | 0 | ||
ALLIANZGI CONV & INCOME FD | COM | 018828103 | 442 | 79,736 | SH | DFND | 1 | 79,736 | 0 | 0 | |
ALLIANZGI CONV & INCOME FD I | COM | 018825109 | 379 | 77,679 | SH | DFND | 77,679 | 0 | 0 | ||
ALLIANZGI CONV & INCOME FD I | COM | 018825109 | 194 | 39,796 | SH | DFND | 1 | 39,796 | 0 | 0 | |
ALLIANZGI NFJ DIVID INT & PR | COM | 01883A107 | 408 | 33,300 | SH | DFND | 33,300 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,800 | 2,360 | SH | DFND | 1 | 2,360 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 12,688 | 17,032 | SH | DFND | 17,032 | 0 | 0 | ||
ALPINE GLOBAL PREMIER PPTYS | COM SBI | 02083A103 | 514 | 91,867 | SH | DFND | 91,867 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 11,873 | 20,000 | SH | Put | DFND | 1 | 20,000 | 0 | 0 |
AMAZON COM INC | COM | 023135106 | 3,799 | 6,400 | SH | DFND | 1 | 6,400 | 0 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 12,365 | 301,500 | SH | Call | DFND | 1 | 301,500 | 0 | 0 |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 3,670 | 89,500 | SH | Put | DFND | 1 | 89,500 | 0 | 0 |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 179 | 4,353 | SH | DFND | 1 | 4,353 | 0 | 0 | |
AMSURG CORP | PFD CNV SR A-1 % | 03232P504 | 814 | 5,757 | SH | DFND | 5,757 | 0 | 0 | ||
ANTHEM INC | UNIT 05/01/20188 | 036752202 | 1,418 | 30,356 | SH | DFND | 30,356 | 0 | 0 | ||
APOLLO ED GROUP INC | CL A | 037604105 | 312 | 38,000 | SH | DFND | 38,000 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 8,992 | 82,500 | SH | Put | DFND | 1 | 82,500 | 0 | 0 |
APPLE INC | COM | 037833100 | 7,818 | 71,732 | SH | DFND | 1 | 71,732 | 0 | 0 | |
APPLIED DNA SCIENCES INC | *W EXP 11/21/201 | 03815U110 | 608 | 334,729 | SH | DFND | 334,729 | 0 | 0 | ||
AR CAP ACQUISITION CORP | COM | 00191R109 | 1,416 | 143,800 | SH | DFND | 143,800 | 0 | 0 | ||
ARAMARK | COM | 03852U106 | 14,510 | 438,108 | SH | DFND | 438,108 | 0 | 0 | ||
AROWANA INC | *W EXP 04/29/202 | G05011112 | 30 | 261,663 | SH | DFND | 261,663 | 0 | 0 | ||
AROWANA INC | UNIT 99/99/9999 | G05011138 | 82 | 8,000 | SH | DFND | 8,000 | 0 | 0 | ||
ASCENA RETAIL GROUP INC | COM | 04351G101 | 2,210 | 199,800 | SH | Put | DFND | 1 | 199,800 | 0 | 0 |
ASCENA RETAIL GROUP INC | COM | 04351G101 | 686 | 62,000 | SH | DFND | 1 | 62,000 | 0 | 0 | |
ASSOCIATED BANC CORP | *W EXP 11/21/201 | 045487113 | 432 | 175,659 | SH | DFND | 175,659 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 1,962 | 50,100 | SH | Put | DFND | 1 | 50,100 | 0 | 0 |
AT&T INC | COM | 00206R102 | 2,037 | 52,006 | SH | DFND | 1 | 52,006 | 0 | 0 | |
AVON PRODS INC | COM | 054303102 | 2,357 | 490,000 | SH | Call | DFND | 1 | 490,000 | 0 | 0 |
AXALTA COATING SYS LTD | COM | G0750C108 | 10,135 | 347,100 | SH | DFND | 347,100 | 0 | 0 | ||
BALL CORP | COM | 058498106 | 7,454 | 104,563 | SH | DFND | 104,563 | 0 | 0 | ||
BALL CORP | COM | 058498106 | 5,005 | 70,200 | SH | Call | DFND | 1 | 70,200 | 0 | 0 |
BANK AMER CORP | COM | 060505104 | 244 | 18,073 | SH | DFND | 18,073 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 18,793 | 1,390,000 | SH | Call | DFND | 1 | 1,390,000 | 0 | 0 |
BANK AMER CORP | COM | 060505104 | 10,032 | 742,000 | SH | Put | DFND | 1 | 742,000 | 0 | 0 |
BANK AMER CORP | COM | 060505104 | 6,610 | 488,910 | SH | DFND | 1 | 488,910 | 0 | 0 | |
BARCLAYS BK PLC | IPATH S&P500 VIX | 06742E711 | 1,755 | 99,600 | SH | Call | DFND | 99,600 | 0 | 0 | |
BARCLAYS BK PLC | IPATH S&P500 VIX | 06742E711 | 21,237 | 1,205,300 | SH | Put | DFND | 1,205,300 | 0 | 0 | |
BARCLAYS BK PLC | IPATH S&P500 VIX | 06742E711 | 330 | 18,742 | SH | DFND | 18,742 | 0 | 0 | ||
BARCLAYS BK PLC | IPATH S&P500 VIX | 06742E711 | 15,136 | 859,000 | SH | Put | DFND | 1 | 859,000 | 0 | 0 |
BARCLAYS BK PLC | IPATH S&P500 VIX | 06742E711 | 212 | 12,047 | SH | DFND | 1 | 12,047 | 0 | 0 | |
BAXALTA INC | COM | 07177M103 | 8,242 | 204,000 | SH | DFND | 204,000 | 0 | 0 | ||
BERRY PLASTICS GROUP INC | COM | 08579W103 | 14,265 | 394,593 | SH | DFND | 394,593 | 0 | 0 | ||
BIOTIME INC | *W EXP 10/01/201 | 09066L162 | 300 | 492,531 | SH | DFND | 492,531 | 0 | 0 | ||
BIOTIME INC | *W EXP 10/01/201 | 09066L162 | 510 | 835,831 | SH | DFND | 1 | 835,831 | 0 | 0 | |
BIOTIME INC | COM | 09066L105 | 419 | 146,000 | SH | Put | DFND | 146,000 | 0 | 0 | |
BIOTIME INC | COM | 09066L105 | 201 | 70,100 | SH | Put | DFND | 1 | 70,100 | 0 | 0 |
BLACK HILLS CORP | COM | 092113109 | 12 | 200 | SH | Put | DFND | 200 | 0 | 0 | |
BLACK HILLS CORP | UNIT 99/99/9999 | 092113125 | 1,157 | 17,000 | SH | DFND | 17,000 | 0 | 0 | ||
BLACKROCK CR ALLCTN INC TR | COM | 092508100 | 608 | 48,583 | SH | DFND | 48,583 | 0 | 0 | ||
BLACKROCK RES & COMM STRAT T | SHS | 09257A108 | 652 | 90,476 | SH | DFND | 90,476 | 0 | 0 | ||
BLACKROCK RES & COMM STRAT T | SHS | 09257A108 | 883 | 122,429 | SH | DFND | 1 | 122,429 | 0 | 0 | |
BLOUNT INTL INC NEW | COM | 095180105 | 520 | 52,095 | SH | DFND | 52,095 | 0 | 0 | ||
BOULEVARD ACQUISITION | CL A | 10157Q102 | 1,506 | 154,456 | SH | DFND | 154,456 | 0 | 0 | ||
BOULEVARD ACQUISITION | UNIT 99/99/9999 | 10157Q201 | 444 | 44,600 | SH | DFND | 44,600 | 0 | 0 | ||
BUNGE LIMITED | COM | G16962105 | 1,473 | 26,000 | SH | Put | DFND | 26,000 | 0 | 0 | |
CAMPBELL SOUP CO | COM | 134429109 | 1,174 | 18,400 | SH | Call | DFND | 18,400 | 0 | 0 | |
CAPITAL ONE FINL CORP | *W EXP 11/14/201 | 14040H139 | 995 | 34,783 | SH | DFND | 34,783 | 0 | 0 | ||
CAPITAL ONE FINL CORP | *W EXP 11/14/201 | 14040H139 | 784 | 27,412 | SH | DFND | 1 | 27,412 | 0 | 0 | |
CAPITOL ACQUISITION CORP III | UNIT 99/99/9999 | 14055M205 | 525 | 53,300 | SH | DFND | 53,300 | 0 | 0 | ||
CARNIVAL CORP | PAIRED CTF | 143658300 | 1,904 | 36,086 | SH | DFND | 36,086 | 0 | 0 | ||
CARNIVAL CORP | PAIRED CTF | 143658300 | 5,575 | 105,654 | SH | DFND | 1 | 105,654 | 0 | 0 | |
CATHAY GEN BANCORP | *W EXP 12/05/201 | 149150112 | 3,398 | 402,087 | SH | DFND | 1 | 402,087 | 0 | 0 | |
CEL SCI CORP | *W EXP 10/11/201 | 150837177 | 14 | 88,750 | SH | DFND | 88,750 | 0 | 0 | ||
CHANTICLEER HLDGS INC | *W EXP 06/11/201 | 15930P131 | 2 | 70,543 | SH | DFND | 70,543 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 4,770 | 50,000 | SH | Call | DFND | 1 | 50,000 | 0 | 0 |
CHEVRON CORP NEW | COM | 166764100 | 3,339 | 35,000 | SH | Put | DFND | 1 | 35,000 | 0 | 0 |
CHEVRON CORP NEW | COM | 166764100 | 2,099 | 22,000 | SH | DFND | 1 | 22,000 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 5,694 | 200,000 | SH | Call | DFND | 1 | 200,000 | 0 | 0 |
CISCO SYS INC | COM | 17275R102 | 5,694 | 200,000 | SH | Put | DFND | 1 | 200,000 | 0 | 0 |
CITIGROUP INC | COM NEW | 172967424 | 2,447 | 58,608 | SH | DFND | 58,608 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 6,263 | 150,000 | SH | Call | DFND | 1 | 150,000 | 0 | 0 |
CITIGROUP INC | COM NEW | 172967424 | 173 | 4,132 | SH | DFND | 1 | 4,132 | 0 | 0 | |
COCA COLA CO | COM | 191216100 | 9,278 | 200,000 | SH | Call | DFND | 1 | 200,000 | 0 | 0 |
COHEN & STEERS REIT & PFD IN | COM | 19247X100 | 495 | 26,163 | SH | DFND | 26,163 | 0 | 0 | ||
COLUMBIA PIPELINE GROUP INC | COM | 198280109 | 552 | 22,000 | SH | Call | DFND | 22,000 | 0 | 0 | |
CONTRAFECT CORP | *W EXP 01/31/201 | 212326110 | 38 | 76,827 | SH | DFND | 76,827 | 0 | 0 | ||
CORNING INC | COM | 219350105 | 2,089 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
CORNING INC | COM | 219350105 | 1,838 | 88,000 | SH | DFND | 1 | 88,000 | 0 | 0 | |
CREDIT SUISSE GROUP | SPONSORED ADR | 225401108 | 707 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
CREDIT SUISSE GROUP | SPONSORED ADR | 225401108 | 283 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
CROWN CASTLE INTL CORP NEW | CNV PFD STK SR A | 22822V200 | 2,059 | 19,286 | SH | DFND | 19,286 | 0 | 0 | ||
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 389 | 4,500 | SH | Put | DFND | 4,500 | 0 | 0 | |
CURRENCYSHARES EURO TR | EURO SHS | 23130C108 | 18,856 | 169,600 | SH | Put | DFND | 169,600 | 0 | 0 | |
CURRENCYSHS BRIT POUND STER | BRIT POUND STE | 23129S106 | 14,014 | 99,700 | SH | Call | DFND | 99,700 | 0 | 0 | |
CURRENCYSHS BRIT POUND STER | BRIT POUND STE | 23129S106 | 35,829 | 254,900 | SH | Put | DFND | 254,900 | 0 | 0 | |
CURRENCYSHS BRIT POUND STER | BRIT POUND STE | 23129S106 | 1,353 | 9,628 | SH | DFND | 9,628 | 0 | 0 | ||
CURRENCYSHS JAPANESE YEN TR | JAPANESE YEN | 23130A102 | 30,382 | 353,200 | SH | Put | DFND | 353,200 | 0 | 0 | |
CURRENCYSHS JAPANESE YEN TR | JAPANESE YEN | 23130A102 | 172 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
DEL TACO RESTAURANTS INC | *W EXP 06/30/202 | 245496112 | 1,796 | 696,183 | SH | DFND | 696,183 | 0 | 0 | ||
DEL TACO RESTAURANTS INC | *W EXP 06/30/202 | 245496112 | 232 | 90,001 | SH | DFND | 1 | 90,001 | 0 | 0 | |
DEL TACO RESTAURANTS INC | COM | 245496104 | 70 | 6,800 | SH | Call | DFND | 6,800 | 0 | 0 | |
DEL TACO RESTAURANTS INC | COM | 245496104 | 64 | 6,200 | SH | Put | DFND | 6,200 | 0 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 609 | 12,500 | SH | Call | DFND | 12,500 | 0 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 17,038 | 350,000 | SH | Call | DFND | 1 | 350,000 | 0 | 0 |
DELTA TECHNOLOGY HLDGS LTD | *W EXP 12/18/201 | G8477B113 | 6 | 66,700 | SH | DFND | 1 | 66,700 | 0 | 0 | |
DELTA TECHNOLOGY HLDGS LTD | USD ORD SHS | G8477B105 | 73 | 89,571 | SH | DFND | 89,571 | 0 | 0 | ||
DELTA TECHNOLOGY HLDGS LTD | USD ORD SHS | G8477B105 | 79 | 97,388 | SH | DFND | 1 | 97,388 | 0 | 0 | |
DEPOMED INC | NOTE 2.500% 9/0 | 249908AA2 | 2,014 | 2,150,000 | PRN | DFND | 2,150,000 | 0 | 0 | ||
DEPOMED INC | NOTE 2.500% 9/0 | 249908AA2 | 2,811 | 3,000,000 | PRN | DFND | 1 | 3,000,000 | 0 | 0 | |
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 3,388 | 200,000 | SH | Put | DFND | 1 | 200,000 | 0 | 0 |
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 85 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
DOMINION RES INC VA NEW | UNIT 99/99/9999 | 25746U869 | 1,483 | 29,383 | SH | DFND | 29,383 | 0 | 0 | ||
DOUBLE EAGLE ACQUISITION COR | UNIT 99/99/9999 | G28195108 | 420 | 42,000 | SH | DFND | 42,000 | 0 | 0 | ||
DRAGONWAVE INC | *W EXP 08/01/201 | 26144M129 | 1 | 36,849 | SH | DFND | 36,849 | 0 | 0 | ||
DT ASIA INVTS LTD | SHS | G2615J104 | 166 | 16,388 | SH | DFND | 16,388 | 0 | 0 | ||
DYCOM INDS INC | COM | 267475101 | 7,768 | 120,110 | SH | DFND | 120,110 | 0 | 0 | ||
EASTMAN KODAK CO | *W EXP 09/03/201 | 277461133 | 99 | 37,454 | SH | DFND | 37,454 | 0 | 0 | ||
EASTMAN KODAK CO | *W EXP 09/03/201 | 277461141 | 40 | 22,420 | SH | DFND | 22,420 | 0 | 0 | ||
ELECTRUM SPL ACQUISITION COR | SHS | G3105C104 | 1,312 | 135,963 | SH | DFND | 135,963 | 0 | 0 | ||
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 91 | 12,800 | SH | Call | DFND | 12,800 | 0 | 0 | |
ENERGY XXI LTD | USD UNRS SHS | G10082140 | 90 | 143,700 | SH | Call | DFND | 143,700 | 0 | 0 | |
ENPRO INDS INC | COM | 29355X107 | 12,591 | 218,286 | SH | DFND | 218,286 | 0 | 0 | ||
EYEGATE PHARMACEUTICALS INC | *W EXP 08/05/202 | 30233M115 | 115 | 152,773 | SH | DFND | 152,773 | 0 | 0 | ||
FAIRCHILD SEMICONDUCTOR INTL | COM | 303726103 | 440 | 22,017 | SH | DFND | 22,017 | 0 | 0 | ||
FERRARI N V | COM | N3167Y103 | 4,983 | 119,500 | SH | Call | DFND | 119,500 | 0 | 0 | |
FIAT CHRYSLER AUTOMOBILES N | SHS | N31738102 | 194 | 24,100 | SH | Put | DFND | 24,100 | 0 | 0 | |
FIAT CHRYSLER AUTOMOBILES N | SHS | N31738102 | 410 | 50,900 | SH | Put | DFND | 1 | 50,900 | 0 | 0 |
FIAT CHRYSLER AUTOMOBILES N | SHS | N31738102 | 40 | 4,922 | SH | DFND | 1 | 4,922 | 0 | 0 | |
FIELDPOINT PETROLEUM CORP | *W EXP 03/23/201 | 316570126 | 9 | 215,536 | SH | DFND | 215,536 | 0 | 0 | ||
FORESTAR GROUP INC | COM | 346233109 | 306 | 23,500 | SH | Call | DFND | 23,500 | 0 | 0 | |
FORESTAR GROUP INC | COM | 346233109 | 261 | 20,000 | SH | Put | DFND | 20,000 | 0 | 0 | |
FORESTAR GROUP INC | COM | 346233109 | 26 | 2,000 | SH | Call | DFND | 1 | 2,000 | 0 | 0 |
FORESTAR GROUP INC | COM | 346233109 | 13 | 1,000 | SH | Put | DFND | 1 | 1,000 | 0 | 0 |
FRONTIER COMMUNICATIONS CORP | PFD CONV SER-A | 35906A207 | 780 | 7,500 | SH | DFND | 7,500 | 0 | 0 | ||
GASLOG LTD | SHS | G37585109 | 973 | 99,900 | SH | Call | DFND | 1 | 99,900 | 0 | 0 |
GENERAL ELECTRIC CO | COM | 369604103 | 518 | 16,300 | SH | Call | DFND | 16,300 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 18,597 | 585,000 | SH | Put | DFND | 1 | 585,000 | 0 | 0 |
GENERAL ELECTRIC CO | COM | 369604103 | 3,408 | 107,200 | SH | DFND | 1 | 107,200 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 4,557 | 145,000 | SH | Call | DFND | 1 | 145,000 | 0 | 0 |
GENERAL MTRS CO | COM | 37045V100 | 1,886 | 60,000 | SH | Put | DFND | 1 | 60,000 | 0 | 0 |
GENERAL MTRS CO | COM | 37045V100 | 1,557 | 49,536 | SH | DFND | 1 | 49,536 | 0 | 0 | |
GLOBAL EAGLE ENTMT INC | COM | 37951D102 | 78 | 9,100 | SH | Call | DFND | 9,100 | 0 | 0 | |
GLOBAL EAGLE ENTMT INC | COM | 37951D102 | 562 | 66,000 | SH | Put | DFND | 66,000 | 0 | 0 | |
GLOBAL EAGLE ENTMT INC | COM | 37951D102 | 275 | 32,310 | SH | DFND | 32,310 | 0 | 0 | ||
GLOBAL EAGLE ENTMT INC | COM | 37951D102 | 43 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
GORES HLDGS INC | UNIT 99/99/9999 | 382866200 | 434 | 43,500 | SH | DFND | 43,500 | 0 | 0 | ||
GP INVTS ACQUISITION COR | SHS | G40357124 | 439 | 45,160 | SH | DFND | 45,160 | 0 | 0 | ||
HARTFORD FINL SVCS GROUP INC | COM | 416515104 | 578 | 12,550 | SH | DFND | 1 | 12,550 | 0 | 0 | |
HEICO CORP NEW | CL A | 422806208 | 1,242 | 26,084 | SH | DFND | 26,084 | 0 | 0 | ||
HEICO CORP NEW | CL A | 422806208 | 1,402 | 29,460 | SH | DFND | 1 | 29,460 | 0 | 0 | |
HENNESSY CAP ACQUISITION COR | COM | 42588J100 | 78 | 8,000 | SH | DFND | 8,000 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | UNIT 99/99/9999 | 42588J209 | 975 | 99,250 | SH | DFND | 99,250 | 0 | 0 | ||
HRG GROUP INC | COM | 40434J100 | 3,356 | 240,893 | SH | DFND | 240,893 | 0 | 0 | ||
HUBSPOT INC | COM | 443573100 | 6,616 | 151,670 | SH | DFND | 151,670 | 0 | 0 | ||
HYDRA INDS ACQUISITION CORP | COM | 448740100 | 363 | 36,835 | SH | DFND | 36,835 | 0 | 0 | ||
ILLUMINA INC | COM | 452327109 | 430 | 2,650 | SH | DFND | 1 | 2,650 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 9,970 | 308,200 | SH | Put | DFND | 1 | 308,200 | 0 | 0 |
INTEL CORP | COM | 458140100 | 3,997 | 123,552 | SH | DFND | 1 | 123,552 | 0 | 0 | |
INTERVAL LEISURE GROUP INC | COM | 46113M108 | 7,492 | 518,856 | SH | DFND | 518,856 | 0 | 0 | ||
INVESCO DYNAMIC CR OPP FD | COM | 46132R104 | 961 | 89,374 | SH | DFND | 89,374 | 0 | 0 | ||
ISHARES | MSCI BRZ CAP ETF | 464286400 | 1,407 | 53,500 | SH | Put | DFND | 53,500 | 0 | 0 | |
ISHARES | MSCI TURKEY ETF | 464286715 | 4,384 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 3 | 22 | SH | DFND | 22 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 13,061 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 865 | 6,619 | SH | DFND | 1 | 6,619 | 0 | 0 | |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 1,013 | 30,000 | SH | Call | DFND | 30,000 | 0 | 0 | |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 351 | 10,408 | SH | DFND | 10,408 | 0 | 0 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 8,441 | 250,000 | SH | Call | DFND | 1 | 250,000 | 0 | 0 |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 8,441 | 250,000 | SH | Put | DFND | 1 | 250,000 | 0 | 0 |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 2,609 | 77,268 | SH | DFND | 1 | 77,268 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 51,465 | 630,000 | SH | Call | DFND | 630,000 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 4,085 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 25,814 | 315,995 | SH | DFND | 1 | 315,995 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 170 | 2,974 | SH | DFND | 2,974 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 14,290 | 250,000 | SH | Put | DFND | 1 | 250,000 | 0 | 0 |
ISHARES TR | MSCI EAFE ETF | 464287465 | 4,524 | 79,152 | SH | DFND | 1 | 79,152 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 366 | 10,679 | SH | DFND | 10,679 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 8,563 | 250,000 | SH | Call | DFND | 1 | 250,000 | 0 | 0 |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 8,563 | 250,000 | SH | Put | DFND | 1 | 250,000 | 0 | 0 |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 3,135 | 91,535 | SH | DFND | 1 | 91,535 | 0 | 0 | |
ISHARES TR | PHLX SEMICND ETF | 464287523 | 397 | 4,338 | SH | DFND | 4,338 | 0 | 0 | ||
ISHARES TR | PHLX SEMICND ETF | 464287523 | 933 | 10,186 | SH | DFND | 1 | 10,186 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,142 | 10,321 | SH | DFND | 10,321 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 110,630 | 1,000,000 | SH | Put | DFND | 1 | 1,000,000 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 17,071 | 154,311 | SH | DFND | 1 | 154,311 | 0 | 0 | |
ISHARES TR | U.S. REAL ES ETF | 464287739 | 1,510 | 19,400 | SH | Put | DFND | 19,400 | 0 | 0 | |
ISHARES TR | U.S. REAL ES ETF | 464287739 | 550 | 7,064 | SH | DFND | 7,064 | 0 | 0 | ||
ISHARES TR | U.S. REAL ES ETF | 464287739 | 15,572 | 200,000 | SH | Call | DFND | 1 | 200,000 | 0 | 0 |
ISHARES TR | U.S. REAL ES ETF | 464287739 | 1,324 | 17,000 | SH | Put | DFND | 1 | 17,000 | 0 | 0 |
ISHARES TR | USA MIN VOL ETF | 46429B697 | 2,197 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
J2 GLOBAL INC | NOTE 3.250% 6/1 | 48123VAC6 | 2,505 | 2,300,000 | PRN | DFND | 2,300,000 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 4,328 | 40,000 | SH | Put | DFND | 1 | 40,000 | 0 | 0 |
JOHNSON & JOHNSON | COM | 478160104 | 4,869 | 45,000 | SH | DFND | 1 | 45,000 | 0 | 0 | |
JPMORGAN CHASE & CO | *W EXP 10/28/201 | 46634E114 | 2,852 | 161,144 | SH | DFND | 161,144 | 0 | 0 | ||
JPMORGAN CHASE & CO | *W EXP 10/28/201 | 46634E114 | 6,371 | 359,945 | SH | DFND | 1 | 359,945 | 0 | 0 | |
KINDER MORGAN INC DEL | *W EXP 05/25/201 | 49456B119 | 6 | 152,033 | SH | DFND | 152,033 | 0 | 0 | ||
KINDER MORGAN INC DEL | *W EXP 05/25/201 | 49456B119 | 6 | 168,300 | SH | DFND | 1 | 168,300 | 0 | 0 | |
KINDRED HEALTHCARE INC | COM | 494580103 | 148 | 12,000 | SH | Put | DFND | 12,000 | 0 | 0 | |
KINDRED HEALTHCARE INC | COM | 494580103 | 64 | 5,200 | SH | DFND | 5,200 | 0 | 0 | ||
KITOV PHARMACEUTICALS HLDGS | *W EXP 11/20/202 | 49803V115 | 200 | 181,770 | SH | DFND | 181,770 | 0 | 0 | ||
LABSTYLE INNOVATIONS CORP | *W EXP 02/26/202 | 50544T112 | 53 | 55,063 | SH | DFND | 55,063 | 0 | 0 | ||
LENNAR CORP | CL B | 526057302 | 1,191 | 30,776 | SH | DFND | 30,776 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | COM SER C | 531229300 | 784 | 20,583 | SH | DFND | 20,583 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | COM SER C | 531229300 | 461 | 12,111 | SH | DFND | 1 | 12,111 | 0 | 0 | |
LIBERTY TRIPADVISOR HLDGS IN | COM SER A | 531465102 | 1,352 | 60,998 | SH | DFND | 60,998 | 0 | 0 | ||
LIBERTY TRIPADVISOR HLDGS IN | COM SER A | 531465102 | 991 | 44,705 | SH | DFND | 1 | 44,705 | 0 | 0 | |
LINN ENERGY LLC | UNIT LTD LIAB | 536020100 | 145 | 405,300 | SH | Call | DFND | 405,300 | 0 | 0 | |
LMP CAP & INCOME FD INC | COM | 50208A102 | 244 | 19,721 | SH | DFND | 19,721 | 0 | 0 | ||
LYON WILLIAM HOMES | CL A NEW | 552074700 | 385 | 26,600 | SH | Put | DFND | 26,600 | 0 | 0 | |
MADISON CVRED CALL & EQ STR | COM | 557437100 | 76 | 10,163 | SH | DFND | 10,163 | 0 | 0 | ||
MAIDEN HOLDINGS LTD | SHS | G5753U112 | 237 | 18,300 | SH | Put | DFND | 18,300 | 0 | 0 | |
MAIDEN HOLDINGS LTD | SHS | G5753U112 | 198 | 15,300 | SH | Put | DFND | 1 | 15,300 | 0 | 0 |
MARKET VECTORS ETF TR | GOLD MINER ETF | 57060U100 | 413 | 20,688 | SH | DFND | 20,688 | 0 | 0 | ||
MARKET VECTORS ETF TR | GOLD MINER ETF | 57060U100 | 1,563 | 78,266 | SH | DFND | 1 | 78,266 | 0 | 0 | |
MARKET VECTORS ETF TR | OIL SVCS ETF | 57060U191 | 931 | 35,000 | SH | DFND | 1 | 35,000 | 0 | 0 | |
MARKETO INC | COM | 57063L107 | 4,225 | 215,908 | SH | DFND | 215,908 | 0 | 0 | ||
MCDERMOTT INTL INC | COM | 580037109 | 226 | 55,300 | SH | Call | DFND | 55,300 | 0 | 0 | |
MCDONALDS CORP | COM | 580135101 | 100,544 | 800,000 | SH | Call | DFND | 1 | 800,000 | 0 | 0 |
MEAD JOHNSON NUTRITION CO | COM | 582839106 | 4,308 | 50,700 | SH | Call | DFND | 50,700 | 0 | 0 | |
MEDGENICS INC | *W EXP 04/12/201 | 58436Q112 | 0 | 19,694 | SH | DFND | 19,694 | 0 | 0 | ||
MEDIA GEN INC NEW | COM | 58441K100 | 11,488 | 704,324 | SH | DFND | 704,324 | 0 | 0 | ||
MGM RESORTS INTERNATIONAL | COM | 552953101 | 1,331 | 62,100 | SH | Put | DFND | 62,100 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 11,355 | 205,600 | SH | Put | DFND | 1 | 205,600 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 414 | 7,500 | SH | DFND | 1 | 7,500 | 0 | 0 | |
MONSTER WORLDWIDE INC | NOTE 3.500%10/1 | 611742AB3 | 1,787 | 1,950,000 | PRN | DFND | 1,950,000 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 2,501 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
MORGAN STANLEY | COM NEW | 617446448 | 1,726 | 69,000 | SH | DFND | 1 | 69,000 | 0 | 0 | |
MYLAN N V | SHS EURO | N59465109 | 4,278 | 92,289 | SH | DFND | 92,289 | 0 | 0 | ||
NATIONAL OILWELL VARCO INC | COM | 637071101 | 933 | 30,000 | SH | Call | DFND | 1 | 30,000 | 0 | 0 |
NATIONAL OILWELL VARCO INC | COM | 637071101 | 3,110 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
NEW AMER HIGH INCOME FD INC | COM NEW | 641876800 | 371 | 45,931 | SH | DFND | 45,931 | 0 | 0 | ||
NEW MEDIA INVT GROUP INC | COM | 64704V106 | 1,128 | 67,800 | SH | Call | DFND | 1 | 67,800 | 0 | 0 |
NEWS CORP NEW | CL A | 65249B109 | 611 | 47,840 | SH | DFND | 47,840 | 0 | 0 | ||
NEWS CORP NEW | CL A | 65249B109 | 356 | 27,844 | SH | DFND | 1 | 27,844 | 0 | 0 | |
NEXSTAR BROADCASTING GROUP I | CL A | 65336K103 | 12,903 | 291,465 | SH | DFND | 291,465 | 0 | 0 | ||
NOMAD HLDGS LTD | USD ORD SHS | G6564A105 | 10,348 | 1,148,531 | SH | DFND | 1,148,531 | 0 | 0 | ||
NUANCE COMMUNICATIONS INC | NOTE 2.750%11/0 | 67020YAF7 | 1,002 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
NUVASIVE INC | COM | 670704105 | 2,627 | 54,000 | SH | DFND | 1 | 54,000 | 0 | 0 | |
NVIDIA CORP | NOTE 1.000%12/0 | 67066GAC8 | 4,419 | 2,475,000 | PRN | DFND | 2,475,000 | 0 | 0 | ||
OCULUS INNOVATIVE SCIENCES I | *W EXP 01/21/202 | 67575P116 | 67 | 232,344 | SH | DFND | 232,344 | 0 | 0 | ||
OFFICE DEPOT INC | COM | 676220106 | 7,667 | 1,079,900 | SH | DFND | 1,079,900 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 4,091 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
ORACLE CORP | COM | 68389X105 | 3,068 | 75,000 | SH | Put | DFND | 1 | 75,000 | 0 | 0 |
PACE HLDGS CORP | UNIT 99/99/9999 | G6865N129 | 436 | 43,598 | SH | DFND | 43,598 | 0 | 0 | ||
PARTY CITY HOLDCO INC | COM | 702149105 | 2,498 | 166,114 | SH | DFND | 166,114 | 0 | 0 | ||
PETROLEO BRASILEIRO SA PETRO | SP ADR NON VTG | 71654V101 | 113 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 6,224 | 210,000 | SH | Call | DFND | 210,000 | 0 | 0 | |
PNC FINL SVCS GROUP INC | *W EXP 12/31/201 | 693475121 | 2,518 | 124,001 | SH | DFND | 124,001 | 0 | 0 | ||
PNC FINL SVCS GROUP INC | *W EXP 12/31/201 | 693475121 | 3,992 | 196,576 | SH | DFND | 1 | 196,576 | 0 | 0 | |
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 2,235 | 98,400 | SH | Put | DFND | 1 | 98,400 | 0 | 0 |
POWERSHS DB US DOLLAR INDEX | DOLL INDX BULL | 73936D107 | 32,798 | 1,336,500 | SH | Call | DFND | 1,336,500 | 0 | 0 | |
POWERSHS DB US DOLLAR INDEX | DOLL INDX BULL | 73936D107 | 42,604 | 1,736,100 | SH | Put | DFND | 1,736,100 | 0 | 0 | |
POWERSHS DB US DOLLAR INDEX | DOLL INDX BULL | 73936D107 | 3,581 | 145,921 | SH | DFND | 145,921 | 0 | 0 | ||
PRICELINE GRP INC | NOTE 1.000% 3/1 | 741503AQ9 | 3,007 | 2,100,000 | PRN | DFND | 2,100,000 | 0 | 0 | ||
PROSHARES TR | ULT FTSE CHIN 50 | 74347X880 | 2,858 | 66,300 | SH | Put | DFND | 1 | 66,300 | 0 | 0 |
QIHOO 360 TECHNOLOGY CO LTD | ADS | 74734M109 | 1,972 | 26,100 | SH | Put | DFND | 26,100 | 0 | 0 | |
QIHOO 360 TECHNOLOGY CO LTD | ADS | 74734M109 | 473 | 6,263 | SH | DFND | 6,263 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP 2 | COM | 74874U101 | 530 | 54,191 | SH | DFND | 54,191 | 0 | 0 | ||
RESTORATION HARDWARE HLDGS I | COM | 761283100 | 1,404 | 33,500 | SH | Put | DFND | 33,500 | 0 | 0 | |
RESTORATION HARDWARE HLDGS I | COM | 761283100 | 809 | 19,300 | SH | DFND | 19,300 | 0 | 0 | ||
RITE AID CORP | COM | 767754104 | 4,279 | 525,000 | SH | DFND | 525,000 | 0 | 0 | ||
ROYAL BK CDA MONTREAL QUE | COM | 780087102 | 4,662 | 81,000 | SH | Put | DFND | 81,000 | 0 | 0 | |
ROYCE MICRO-CAP TR INC | COM | 780915104 | 422 | 60,215 | SH | DFND | 60,215 | 0 | 0 | ||
SCIENTIFIC GAMES CORP | CL A | 80874P109 | 2,072 | 219,700 | SH | Call | DFND | 1 | 219,700 | 0 | 0 |
SCIENTIFIC GAMES CORP | CL A | 80874P109 | 191 | 20,250 | SH | DFND | 1 | 20,250 | 0 | 0 | |
SEADRILL LIMITED | SHS | G7945E105 | 101 | 30,700 | SH | Call | DFND | 30,700 | 0 | 0 | |
SEADRILL LIMITED | SHS | G7945E105 | 251 | 76,100 | SH | Put | DFND | 76,100 | 0 | 0 | |
SEADRILL LIMITED | SHS | G7945E105 | 71 | 21,400 | SH | DFND | 21,400 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 10,612 | 200,000 | SH | Call | DFND | 1 | 200,000 | 0 | 0 |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 4,038 | 76,095 | SH | DFND | 1 | 76,095 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 186 | 3,007 | SH | DFND | 3,007 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 1,272 | 20,554 | SH | DFND | 1 | 20,554 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 985 | 43,757 | SH | DFND | 43,757 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 40 | 1,765 | SH | DFND | 1 | 1,765 | 0 | 0 | |
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 650 | 14,643 | SH | DFND | 14,643 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 2,257 | 50,875 | SH | DFND | 1 | 50,875 | 0 | 0 | |
SILGAN HOLDINGS INC | COM | 827048109 | 8,888 | 167,161 | SH | DFND | 167,161 | 0 | 0 | ||
SOUTHWESTERN ENERGY CO | COM | 845467109 | 97 | 12,000 | SH | Put | DFND | 12,000 | 0 | 0 | |
SOUTHWESTERN ENERGY CO | COM | 845467109 | 1,079 | 133,650 | SH | DFND | 1 | 133,650 | 0 | 0 | |
SOUTHWESTERN ENERGY CO | DEP SHS 1/20 B | 845467208 | 405 | 20,907 | SH | DFND | 20,907 | 0 | 0 | ||
SOUTHWESTERN ENERGY CO | DEP SHS 1/20 B | 845467208 | 68 | 3,510 | SH | DFND | 1 | 3,510 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 962 | 8,180 | SH | DFND | 8,180 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 2,802 | 23,820 | SH | DFND | 1 | 23,820 | 0 | 0 | |
SPDR INDEX SHS FDS | EURO STOXX 50 | 78463X202 | 16,143 | 485,800 | SH | Call | DFND | 485,800 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 191,524 | 931,900 | SH | Call | DFND | 931,900 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 33,233 | 161,700 | SH | Put | DFND | 161,700 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 37,816 | 184,000 | SH | Call | DFND | 1 | 184,000 | 0 | 0 |
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 4,281 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 1,469 | 48,400 | SH | Call | DFND | 1 | 48,400 | 0 | 0 |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 2,128 | 70,100 | SH | Put | DFND | 1 | 70,100 | 0 | 0 |
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 11,198 | 297,500 | SH | Put | DFND | 1 | 297,500 | 0 | 0 |
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 474 | 12,588 | SH | DFND | 1 | 12,588 | 0 | 0 | |
STERICYCLE INC | DEP PFD A 1/10 | 858912207 | 2,666 | 28,577 | SH | DFND | 28,577 | 0 | 0 | ||
SUNTRUST BKS INC | *W EXP 11/14/201 | 867914111 | 1,732 | 473,813 | SH | DFND | 473,813 | 0 | 0 | ||
SUNTRUST BKS INC | *W EXP 11/14/201 | 867914111 | 1,638 | 448,064 | SH | DFND | 1 | 448,064 | 0 | 0 | |
SUNTRUST BKS INC | COM | 867914103 | 1,855 | 51,400 | SH | Call | DFND | 51,400 | 0 | 0 | |
SUNTRUST BKS INC | COM | 867914103 | 1,753 | 48,600 | SH | Call | DFND | 1 | 48,600 | 0 | 0 |
SWISS HELVETIA FD INC | COM | 870875101 | 346 | 34,006 | SH | DFND | 34,006 | 0 | 0 | ||
SYNCHRONY FINL | COM | 87165B103 | 9,567 | 333,800 | SH | DFND | 333,800 | 0 | 0 | ||
SYSCO CORP | COM | 871829107 | 5,168 | 110,600 | SH | Put | DFND | 1 | 110,600 | 0 | 0 |
SYSCO CORP | COM | 871829107 | 495 | 10,590 | SH | DFND | 1 | 10,590 | 0 | 0 | |
TCF FINL CORP | *W EXP 11/14/201 | 872275128 | 484 | 304,500 | SH | DFND | 304,500 | 0 | 0 | ||
TEREX CORP NEW | COM | 880779103 | 1,495 | 60,100 | SH | Call | DFND | 60,100 | 0 | 0 | |
TEREX CORP NEW | COM | 880779103 | 3,187 | 128,100 | SH | Call | DFND | 1 | 128,100 | 0 | 0 |
TERRAPIN 3 ACQUISITION CORP | COM CL A | 88104P104 | 475 | 47,986 | SH | DFND | 47,986 | 0 | 0 | ||
TESLA MTRS INC | COM | 88160R101 | 5,216 | 22,700 | SH | Put | DFND | 1 | 22,700 | 0 | 0 |
TESLA MTRS INC | NOTE 1.250% 3/0 | 88160RAC5 | 2,140 | 2,500,000 | PRN | DFND | 1 | 2,500,000 | 0 | 0 | |
TESLA MTRS INC | NOTE 1.500% 6/0 | 88160RAA9 | 4,614 | 2,500,000 | PRN | DFND | 2,500,000 | 0 | 0 | ||
TESLA MTRS INC | NOTE 1.500% 6/0 | 88160RAA9 | 5,537 | 3,000,000 | PRN | DFND | 1 | 3,000,000 | 0 | 0 | |
THE ADT CORPORATION | COM | 00101J106 | 408 | 9,900 | SH | DFND | 9,900 | 0 | 0 | ||
TOLL BROS FIN CORP | NOTE 0.500% 9/1 | 88947EAM2 | 1,073 | 1,100,000 | PRN | DFND | 1,100,000 | 0 | 0 | ||
TORTOISE ENERGY INDEPENDENC | COM | 89148K101 | 165 | 14,437 | SH | DFND | 14,437 | 0 | 0 | ||
TYSON FOODS INC | CL A | 902494103 | 200 | 3,000 | SH | Put | DFND | 3,000 | 0 | 0 | |
TYSON FOODS INC | UNIT 99/99/9999 | 902494301 | 7 | 100 | SH | DFND | 100 | 0 | 0 | ||
TYSON FOODS INC | UNIT 99/99/9999 | 902494301 | 884 | 11,885 | SH | DFND | 1 | 11,885 | 0 | 0 | |
UBS AG LONDON BRH | ETRACS MTH 2XLV | 90270L842 | 774 | 48,373 | SH | DFND | 48,373 | 0 | 0 | ||
UBS AG LONDON BRH | ETRACS MTH 2XLV | 90270L842 | 1,346 | 84,126 | SH | DFND | 1 | 84,126 | 0 | 0 | |
VALERO ENERGY CORP NEW | COM | 91913Y100 | 3,207 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
VALERO ENERGY CORP NEW | COM | 91913Y100 | 64 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
VALLEY NATL BANCORP | *W EXP 11/14/201 | 919794131 | 40 | 198,681 | SH | DFND | 198,681 | 0 | 0 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 1,165 | 13,900 | SH | Put | DFND | 13,900 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 21,632 | 400,000 | SH | Put | DFND | 1 | 400,000 | 0 | 0 |
VIACOM INC NEW | CL B | 92553P201 | 594 | 14,400 | SH | DFND | 14,400 | 0 | 0 | ||
VIPSHOP HLDGS LTD | NOTE 1.500% 3/1 | 92763WAA1 | 1,408 | 1,400,000 | PRN | DFND | 1,400,000 | 0 | 0 | ||
WASHINGTON FED INC | *W EXP 11/14/201 | 938824117 | 805 | 119,244 | SH | DFND | 119,244 | 0 | 0 | ||
WELLS FARGO & CO NEW | *W EXP 10/28/201 | 949746119 | 480 | 30,684 | SH | DFND | 30,684 | 0 | 0 | ||
WEYERHAEUSER CO | COM | 962166104 | 276 | 8,900 | SH | Call | DFND | 8,900 | 0 | 0 | |
WEYERHAEUSER CO | COM | 962166104 | 183 | 5,900 | SH | Call | DFND | 1 | 5,900 | 0 | 0 |
WINTRUST FINL CORP | *W EXP 12/19/201 | 97650W157 | 504 | 22,410 | SH | DFND | 22,410 | 0 | 0 | ||
WISDOMTREE TR | JAPN HEDGE EQT | 97717W851 | 1,748 | 40,000 | SH | Call | DFND | 40,000 | 0 | 0 | |
WISDOMTREE TR | JAPN HEDGE EQT | 97717W851 | 25,168 | 575,800 | SH | Put | DFND | 575,800 | 0 | 0 | |
WISDOMTREE TR | JAPN HEDGE EQT | 97717W851 | 119 | 2,726 | SH | DFND | 2,726 | 0 | 0 | ||
WL ROSS HLDG CORP | COM SHS | 92939D104 | 1,496 | 149,190 | SH | DFND | 149,190 | 0 | 0 | ||
YAHOO INC | COM | 984332106 | 6,256 | 169,956 | SH | DFND | 169,956 | 0 | 0 | ||
YAHOO INC | COM | 984332106 | 4,081 | 110,859 | SH | DFND | 1 | 110,859 | 0 | 0 | |
YAHOO INC | NOTE 12/0 | 984332AF3 | 1,980 | 2,000,000 | PRN | DFND | 2,000,000 | 0 | 0 | ||
YANDEX N V | SHS CLASS A | N97284108 | 3,102 | 202,500 | SH | Call | DFND | 1 | 202,500 | 0 | 0 |
ZAYO GROUP HLDGS INC | COM | 98919V105 | 13,223 | 545,485 | SH | DFND | 545,485 | 0 | 0 | ||
ZIONS BANCORPORATION | *W EXP 05/22/202 | 989701115 | 1,578 | 665,699 | SH | DFND | 665,699 | 0 | 0 | ||
ZIONS BANCORPORATION | *W EXP 05/22/202 | 989701115 | 1,780 | 751,235 | SH | DFND | 1 | 751,235 | 0 | 0 | |
ZIONS BANCORPORATION | COM | 989701107 | 2,041 | 84,300 | SH | Call | DFND | 84,300 | 0 | 0 | |
ZIONS BANCORPORATION | COM | 989701107 | 2,041 | 84,300 | SH | Put | DFND | 84,300 | 0 | 0 | |
ZIONS BANCORPORATION | COM | 989701107 | 2,833 | 117,000 | SH | Call | DFND | 1 | 117,000 | 0 | 0 |
ZIONS BANCORPORATION | COM | 989701107 | 2,801 | 115,700 | SH | Put | DFND | 1 | 115,700 | 0 | 0 |