The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
| ||||||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 51JOB INC | NOTE 3.250% 4/1 | 316827AC8 | 3,063 | 2,074,000 | PRN | DFND | 1 | 2,074,000 | 0 | 0 | |
| 51JOB INC | NOTE 3.250% 4/1 | 316827AC8 | 3,029 | 2,051,000 | PRN | DFND | 2,051,000 | 0 | 0 | ||
| ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 775 | 158,776 | SH | DFND | 158,776 | 0 | 0 | ||
| ADAM NAT RES FD INC | COM | 00548F105 | 201 | 10,147 | SH | DFND | 10,147 | 0 | 0 | ||
| ADVANCED MICRO DEVICES INC | COM | 007903107 | 442 | 43,000 | SH | Call | DFND | 1 | 43,000 | 0 | 0 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 | 2,056 | 200,000 | SH | Put | DFND | 1 | 200,000 | 0 | 0 |
| AGROFRESH SOLUTIONS | *W EXP 07/31/202 | 00856G117 | 184 | 449,895 | SH | DFND | 1 | 449,895 | 0 | 0 | |
| AGROFRESH SOLUTIONS | *W EXP 07/31/202 | 00856G117 | 278 | 679,117 | SH | DFND | 679,117 | 0 | 0 | ||
| AIR PRODS & CHEMS INC | COM | 009158106 | 8,248 | 50,271 | SH | DFND | 50,271 | 0 | 0 | ||
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 8,622 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
| ALLERGAN PLC | 5.5% CNV PFD A | G0177J116 | 397 | 676 | SH | DFND | 1 | 676 | 0 | 0 | |
| ALLERGAN PLC | 5.5% CNV PFD A | G0177J116 | 2,736 | 4,663 | SH | DFND | 4,663 | 0 | 0 | ||
| ALLERGAN PLC | SHS | G0177J108 | 14,231 | 87,000 | SH | Call | DFND | 1 | 87,000 | 0 | 0 |
| ALLERGAN PLC | SHS | G0177J108 | 20,382 | 124,600 | SH | Put | DFND | 1 | 124,600 | 0 | 0 |
| ALLERGAN PLC | SHS | G0177J108 | 13,420 | 82,041 | SH | DFND | 1 | 82,041 | 0 | 0 | |
| ALPS ETF TR | ALERIAN MLP | 00162Q866 | 812 | 75,281 | SH | DFND | 75,281 | 0 | 0 | ||
| ALTABA INC | COM | 021346101 | 6,985 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
| ALTABA INC | COM | 021346101 | 2,899 | 41,500 | SH | Call | DFND | 41,500 | 0 | 0 | |
| ALTABA INC | COM | 021346101 | 586 | 8,390 | SH | DFND | 8,390 | 0 | 0 | ||
| AMC NETWORKS INC | CL A | 00164V103 | 541 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
| ANADARKO PETE CORP | COM | 032511107 | 12,069 | 225,000 | SH | Call | DFND | 1 | 225,000 | 0 | 0 |
| ANADARKO PETE CORP | COM | 032511107 | 9,119 | 170,000 | SH | Put | DFND | 1 | 170,000 | 0 | 0 |
| ANADARKO PETE CORP | COM | 032511107 | 3,648 | 68,000 | SH | DFND | 1 | 68,000 | 0 | 0 | |
| ANTHEM INC | UNIT 05/01/20188 | 036752202 | 476 | 8,503 | SH | DFND | 1 | 8,503 | 0 | 0 | |
| ANTHEM INC | UNIT 05/01/20188 | 036752202 | 1,120 | 19,999 | SH | DFND | 19,999 | 0 | 0 | ||
| APPLE INC | COM | 037833100 | 4,231 | 25,000 | SH | Call | DFND | 1 | 25,000 | 0 | 0 |
| APPLE INC | COM | 037833100 | 44,846 | 265,000 | SH | Put | DFND | 1 | 265,000 | 0 | 0 |
| APPLE INC | COM | 037833100 | 13,538 | 80,000 | SH | DFND | 1 | 80,000 | 0 | 0 | |
| APPLIED MATLS INC | COM | 038222105 | 4,560 | 89,200 | SH | Call | DFND | 1 | 89,200 | 0 | 0 |
| APPLIED MATLS INC | COM | 038222105 | 2,812 | 55,000 | SH | Put | DFND | 1 | 55,000 | 0 | 0 |
| APPLIED MATLS INC | COM | 038222105 | 2,945 | 57,600 | SH | DFND | 1 | 57,600 | 0 | 0 | |
| ASA GOLD AND PRECIOUS MTLS L | SHS | G3156P103 | 746 | 65,882 | SH | DFND | 1 | 65,882 | 0 | 0 | |
| ASSOCIATED BANC CORP | *W EXP 11/21/201 | 045487113 | 175 | 28,442 | SH | DFND | 1 | 28,442 | 0 | 0 | |
| ASSOCIATED BANC CORP | *W EXP 11/21/201 | 045487113 | 323 | 52,561 | SH | DFND | 52,561 | 0 | 0 | ||
| ASSOCIATED BANC CORP | COM | 045487105 | 2,540 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
| AVISTA HEALTHCARE PUB ACQ CO | *W EXP 99/99/999 | G0726L117 | 24 | 86,956 | SH | DFND | 86,956 | 0 | 0 | ||
| BANK AMER CORP | *W EXP 10/28/201 | 060505153 | 451 | 210,712 | SH | DFND | 1 | 210,712 | 0 | 0 | |
| BANK AMER CORP | *W EXP 10/28/201 | 060505153 | 148 | 68,935 | SH | DFND | 68,935 | 0 | 0 | ||
| BANK AMER CORP | COM | 060505104 | 1,476 | 50,000 | SH | Call | DFND | 1 | 50,000 | 0 | 0 |
| BANK AMER CORP | COM | 060505104 | 2,716 | 92,000 | SH | Put | DFND | 1 | 92,000 | 0 | 0 |
| BANK NEW YORK MELLON CORP | COM | 064058100 | 215 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | |
| BARCLAYS BK PLC | IPATH S&P MT ETN | 06740Q260 | 781 | 44,624 | SH | DFND | 44,624 | 0 | 0 | ||
| BARCLAYS PLC | ADR | 06738E204 | 2,180 | 200,000 | SH | Call | DFND | 1 | 200,000 | 0 | 0 |
| BARRICK GOLD CORP | COM | 067901108 | 3,618 | 250,000 | SH | Call | DFND | 1 | 250,000 | 0 | 0 |
| BARRICK GOLD CORP | COM | 067901108 | 615 | 42,500 | SH | Put | DFND | 1 | 42,500 | 0 | 0 |
| BB&T CORP | COM | 054937107 | 5,270 | 106,000 | SH | Call | DFND | 1 | 106,000 | 0 | 0 |
| BELDEN INC | COM | 077454106 | 309 | 4,000 | SH | Put | DFND | 4,000 | 0 | 0 | |
| BELDEN INC | COM | 077454106 | 14 | 186 | SH | DFND | 186 | 0 | 0 | ||
| BIOTIME INC | *W EXP 10/01/201 | 09066L162 | 72 | 587,353 | SH | DFND | 1 | 587,353 | 0 | 0 | |
| BIOTIME INC | *W EXP 10/01/201 | 09066L162 | 45 | 364,531 | SH | DFND | 364,531 | 0 | 0 | ||
| BLACK HILLS CORP | UNIT 99/99/9999 | 092113125 | 341 | 5,152 | SH | DFND | 5,152 | 0 | 0 | ||
| BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 734 | 67,135 | SH | DFND | 67,135 | 0 | 0 | ||
| BLACKROCK RES & COMM STRAT T | SHS | 09257A108 | 1,711 | 175,177 | SH | DFND | 175,177 | 0 | 0 | ||
| BP PLC | SPONSORED ADR | 055622104 | 5,464 | 130,000 | SH | Call | DFND | 1 | 130,000 | 0 | 0 |
| BRISTOL MYERS SQUIBB CO | COM | 110122108 | 6,128 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
| BRISTOL MYERS SQUIBB CO | COM | 110122108 | 10,356 | 169,000 | SH | Put | DFND | 1 | 169,000 | 0 | 0 |
| BRISTOL MYERS SQUIBB CO | COM | 110122108 | 601 | 9,800 | SH | DFND | 9,800 | 0 | 0 | ||
| CATHAY GEN BANCORP | *W EXP 12/05/201 | 149150112 | 7,903 | 354,406 | SH | DFND | 1 | 354,406 | 0 | 0 | |
| CELGENE CORP | COM | 151020104 | 1,565 | 15,000 | SH | Call | DFND | 1 | 15,000 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 | 2,504 | 20,000 | SH | Call | DFND | 1 | 20,000 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 | 6,260 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 | 7,386 | 59,000 | SH | DFND | 1 | 59,000 | 0 | 0 | |
| CIGNA CORPORATION | COM | 125509109 | 10,155 | 50,000 | SH | Call | DFND | 1 | 50,000 | 0 | 0 |
| CIGNA CORPORATION | COM | 125509109 | 1,868 | 9,200 | SH | Put | DFND | 1 | 9,200 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 | 2,490 | 65,000 | SH | Call | DFND | 1 | 65,000 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 | 1,915 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 | 843 | 22,000 | SH | DFND | 1 | 22,000 | 0 | 0 | |
| CISION LTD | *W EXP 06/22/202 | G1992S117 | 91 | 33,628 | SH | DFND | 1 | 33,628 | 0 | 0 | |
| CITIGROUP INC | COM NEW | 172967424 | 6,570 | 88,300 | SH | DFND | 88,300 | 0 | 0 | ||
| CLEVELAND CLIFFS INC | DBCV 1.500% 1/1 | 185899AA9 | 4,077 | 3,720,000 | PRN | DFND | 1 | 3,720,000 | 0 | 0 | |
| CLEVELAND CLIFFS INC | DBCV 1.500% 1/1 | 185899AA9 | 3,595 | 3,280,000 | PRN | DFND | 3,280,000 | 0 | 0 | ||
| CONOCOPHILLIPS | COM | 20825C104 | 1,372 | 25,000 | SH | Call | DFND | 1 | 25,000 | 0 | 0 |
| CONOCOPHILLIPS | COM | 20825C104 | 1,372 | 25,000 | SH | Put | DFND | 1 | 25,000 | 0 | 0 |
| CONOCOPHILLIPS | COM | 20825C104 | 1,427 | 26,000 | SH | DFND | 1 | 26,000 | 0 | 0 | |
| CREDIT SUISSE NASSAU BRH | INVRS VIX STERM | 22542D795 | 987 | 7,343 | SH | DFND | 7,343 | 0 | 0 | ||
| CROWN HOLDINGS INC | COM | 228368106 | 10,907 | 193,900 | SH | DFND | 193,900 | 0 | 0 | ||
| CSX CORP | COM | 126408103 | 5,776 | 105,000 | SH | DFND | 105,000 | 0 | 0 | ||
| CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 3,087 | 70,000 | SH | Call | DFND | 1 | 70,000 | 0 | 0 |
| CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 1,544 | 35,000 | SH | Put | DFND | 1 | 35,000 | 0 | 0 |
| CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 1,896 | 43,000 | SH | DFND | 1 | 43,000 | 0 | 0 | |
| CURRENCYSHARES EURO TR | EURO SHS | 23130C108 | 98,974 | 856,100 | SH | Call | DFND | 856,100 | 0 | 0 | |
| CURRENCYSHARES EURO TR | EURO SHS | 23130C108 | 95,505 | 826,100 | SH | Put | DFND | 826,100 | 0 | 0 | |
| CURRENCYSHS JAPANESE YEN TR | JAPANESE YEN | 23130A102 | 426 | 5,000 | SH | Call | DFND | 5,000 | 0 | 0 | |
| CURRENCYSHS JAPANESE YEN TR | JAPANESE YEN | 23130A102 | 16,262 | 191,000 | SH | Put | DFND | 191,000 | 0 | 0 | |
| CURRENCYSHS JAPANESE YEN TR | JAPANESE YEN | 23130A102 | 26 | 300 | SH | DFND | 300 | 0 | 0 | ||
| CUSHING ENERGY INCOME | COM SH BEN INT | 23162T102 | 520 | 55,607 | SH | DFND | 1 | 55,607 | 0 | 0 | |
| CUSHING ENERGY INCOME | COM SH BEN INT | 23162T102 | 567 | 60,600 | SH | DFND | 60,600 | 0 | 0 | ||
| DASEKE INC | *W EXP 02/27/202 | 23753F115 | 27 | 13,358 | SH | DFND | 1 | 13,358 | 0 | 0 | |
| DASEKE INC | *W EXP 02/27/202 | 23753F115 | 204 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
| DEL TACO RESTAURANTS INC | *W EXP 06/30/202 | 245496112 | 734 | 248,686 | SH | DFND | 1 | 248,686 | 0 | 0 | |
| DEL TACO RESTAURANTS INC | *W EXP 06/30/202 | 245496112 | 1,110 | 376,280 | SH | DFND | 376,280 | 0 | 0 | ||
| DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 4,129 | 50,800 | SH | Call | DFND | 1 | 50,800 | 0 | 0 |
| DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 8,347 | 102,698 | SH | DFND | 1 | 102,698 | 0 | 0 | |
| DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 7,185 | 88,400 | SH | Call | DFND | 88,400 | 0 | 0 | |
| DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 10,204 | 125,540 | SH | DFND | 125,540 | 0 | 0 | ||
| DELPHI TECHNOLOGIES PLC | SHS | G2709G107 | 7,006 | 133,532 | SH | DFND | 133,532 | 0 | 0 | ||
| DELTA AIR LINES INC DEL | COM NEW | 247361702 | 5,600 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
| DELTA AIR LINES INC DEL | COM NEW | 247361702 | 12,320 | 220,000 | SH | Put | DFND | 1 | 220,000 | 0 | 0 |
| DELTA AIR LINES INC DEL | COM NEW | 247361702 | 1,386 | 24,750 | SH | DFND | 24,750 | 0 | 0 | ||
| DEPOMED INC | COM | 249908104 | 90 | 11,200 | SH | Call | DFND | 1 | 11,200 | 0 | 0 |
| DEPOMED INC | COM | 249908104 | 67 | 8,300 | SH | Call | DFND | 8,300 | 0 | 0 | |
| DEPOMED INC | NOTE 2.500% 9/0 | 249908AA2 | 379 | 454,000 | PRN | DFND | 1 | 454,000 | 0 | 0 | |
| DEPOMED INC | NOTE 2.500% 9/0 | 249908AA2 | 265 | 318,000 | PRN | DFND | 318,000 | 0 | 0 | ||
| DIREXION SHS ETF TR | DAILY GOLD MINER | 25490K133 | 10,686 | 450,900 | SH | Put | DFND | 1 | 450,900 | 0 | 0 |
| DIREXION SHS ETF TR | DAILY GOLD MINER | 25490K133 | 7,124 | 300,600 | SH | Put | DFND | 300,600 | 0 | 0 | |
| DISH NETWORK CORP | CL A | 25470M109 | 5,253 | 110,000 | SH | Call | DFND | 1 | 110,000 | 0 | 0 |
| DISH NETWORK CORP | NOTE 3.375% 8/1 | 25470MAB5 | 381 | 350,000 | PRN | DFND | 350,000 | 0 | 0 | ||
| DISNEY WALT CO | COM DISNEY | 254687106 | 4,913 | 45,700 | SH | Call | DFND | 1 | 45,700 | 0 | 0 |
| DISNEY WALT CO | COM DISNEY | 254687106 | 15,589 | 145,000 | SH | Put | DFND | 1 | 145,000 | 0 | 0 |
| DOMINION ENERGY INC | COM | 25746U109 | 16 | 200 | SH | Put | DFND | 1 | 200 | 0 | 0 |
| DOMINION ENERGY INC | COM | 25746U109 | 65 | 800 | SH | Put | DFND | 800 | 0 | 0 | |
| DOMINION ENERGY INC | UNIT 08/15/2019 | 25746U836 | 1,503 | 29,009 | SH | DFND | 1 | 29,009 | 0 | 0 | |
| DOMINION ENERGY INC | UNIT 08/15/2019 | 25746U836 | 3,152 | 60,820 | SH | DFND | 60,820 | 0 | 0 | ||
| DOWDUPONT INC | COM | 26078J100 | 7,492 | 105,200 | SH | DFND | 105,200 | 0 | 0 | ||
| DRYSHIPS INC | COM PAR NEW | Y2109Q705 | 577 | 163,367 | SH | DFND | 1 | 163,367 | 0 | 0 | |
| DRYSHIPS INC | COM PAR NEW | Y2109Q705 | 310 | 87,750 | SH | DFND | 87,750 | 0 | 0 | ||
| DXC TECHNOLOGY CO | COM | 23355L106 | 3,608 | 38,024 | SH | DFND | 38,024 | 0 | 0 | ||
| DYNEGY INC NEW DEL | COM | 26817R108 | 89 | 7,500 | SH | Put | DFND | 1 | 7,500 | 0 | 0 |
| DYNEGY INC NEW DEL | COM | 26817R108 | 357 | 30,100 | SH | Put | DFND | 30,100 | 0 | 0 | |
| DYNEGY INC NEW DEL | UNIT 07/01/20191 | 26817R405 | 2,539 | 32,187 | SH | DFND | 1 | 32,187 | 0 | 0 | |
| DYNEGY INC NEW DEL | UNIT 07/01/20191 | 26817R405 | 2,417 | 30,638 | SH | DFND | 30,638 | 0 | 0 | ||
| EASTMAN KODAK CO | *W EXP 09/03/201 | 277461141 | 2 | 204,935 | SH | DFND | 204,935 | 0 | 0 | ||
| EATON VANCE SR INCOME TR | SH BEN INT | 27826S103 | 1,100 | 168,667 | SH | DFND | 168,667 | 0 | 0 | ||
| ENSCO JERSEY FIN LTD | NOTE 3.000% 1/3 | 29359WAB1 | 1,625 | 1,821,000 | PRN | DFND | 1 | 1,821,000 | 0 | 0 | |
| ENSCO JERSEY FIN LTD | NOTE 3.000% 1/3 | 29359WAB1 | 1,499 | 1,679,000 | PRN | DFND | 1,679,000 | 0 | 0 | ||
| EXXON MOBIL CORP | COM | 30231G102 | 12,128 | 145,000 | SH | Put | DFND | 1 | 145,000 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 | 1,280 | 15,300 | SH | DFND | 1 | 15,300 | 0 | 0 | |
| FACEBOOK INC | CL A | 30303M102 | 7,058 | 40,000 | SH | Call | DFND | 1 | 40,000 | 0 | 0 |
| FACEBOOK INC | CL A | 30303M102 | 3,529 | 20,000 | SH | Put | DFND | 1 | 20,000 | 0 | 0 |
| FLEXION THERAPEUTICS INC | COM | 33938J106 | 5,186 | 207,127 | SH | DFND | 207,127 | 0 | 0 | ||
| FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 1,249 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
| FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 625 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
| FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 937 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
| FULLER H B CO | COM | 359694106 | 4,571 | 84,849 | SH | DFND | 84,849 | 0 | 0 | ||
| GENERAL ELECTRIC CO | COM | 369604103 | 873 | 50,000 | SH | Call | DFND | 1 | 50,000 | 0 | 0 |
| GENERAL ELECTRIC CO | COM | 369604103 | 5,148 | 295,000 | SH | Put | DFND | 1 | 295,000 | 0 | 0 |
| GENERAL ELECTRIC CO | COM | 369604103 | 5,148 | 295,000 | SH | DFND | 1 | 295,000 | 0 | 0 | |
| GENERAL MTRS CO | *W EXP 07/10/201 | 37045V126 | 783 | 33,480 | SH | DFND | 1 | 33,480 | 0 | 0 | |
| GENERAL MTRS CO | COM | 37045V100 | 3,074 | 75,000 | SH | Call | DFND | 1 | 75,000 | 0 | 0 |
| GENERAL MTRS CO | COM | 37045V100 | 2,050 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
| GILEAD SCIENCES INC | COM | 375558103 | 3,582 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
| GILEAD SCIENCES INC | COM | 375558103 | 1,742 | 24,312 | SH | DFND | 1 | 24,312 | 0 | 0 | |
| GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 2,209 | 74,100 | SH | Put | DFND | 1 | 74,100 | 0 | 0 |
| GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 2,263 | 75,900 | SH | Put | DFND | 75,900 | 0 | 0 | |
| GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 1,956 | 65,611 | SH | DFND | 65,611 | 0 | 0 | ||
| GOLDCORP INC NEW | COM | 380956409 | 2,043 | 160,000 | SH | Put | DFND | 1 | 160,000 | 0 | 0 |
| GOLDCORP INC NEW | COM | 380956409 | 868 | 68,000 | SH | DFND | 1 | 68,000 | 0 | 0 | |
| GOODYEAR TIRE & RUBR CO | COM | 382550101 | 5,735 | 177,500 | SH | Put | DFND | 1 | 177,500 | 0 | 0 |
| GOODYEAR TIRE & RUBR CO | COM | 382550101 | 549 | 17,000 | SH | DFND | 1 | 17,000 | 0 | 0 | |
| GOPRO INC | NOTE 3.500% 4/1 | 38268IAA5 | 1,481 | 1,500,000 | PRN | DFND | 1 | 1,500,000 | 0 | 0 | |
| GRAY TELEVISION INC | COM | 389375106 | 3,975 | 237,320 | SH | DFND | 237,320 | 0 | 0 | ||
| HAIN CELESTIAL GROUP INC | COM | 405217100 | 4,057 | 95,700 | SH | Call | DFND | 1 | 95,700 | 0 | 0 |
| HAIN CELESTIAL GROUP INC | COM | 405217100 | 4,133 | 97,500 | SH | Put | DFND | 1 | 97,500 | 0 | 0 |
| HALCON RES CORP | COM PAR NEW | 40537Q605 | 7,515 | 992,727 | SH | DFND | 992,727 | 0 | 0 | ||
| HIGHLAND FLOATNG RATE OPPRT | SHS BEN INT | 43010E404 | 10,345 | 667,414 | SH | DFND | 1 | 667,414 | 0 | 0 | |
| HIGHLAND FLOATNG RATE OPPRT | SHS BEN INT | 43010E404 | 2,552 | 164,658 | SH | DFND | 164,658 | 0 | 0 | ||
| HOLLYFRONTIER CORP | COM | 436106108 | 6,403 | 125,000 | SH | Put | DFND | 1 | 125,000 | 0 | 0 |
| HOLLYFRONTIER CORP | COM | 436106108 | 67 | 1,300 | SH | DFND | 1 | 1,300 | 0 | 0 | |
| HOSTESS BRANDS INC | *W EXP 11/04/202 | 44109J114 | 955 | 409,909 | SH | DFND | 1 | 409,909 | 0 | 0 | |
| HOSTESS BRANDS INC | *W EXP 11/04/202 | 44109J114 | 396 | 170,157 | SH | DFND | 170,157 | 0 | 0 | ||
| HUNTSMAN CORP | COM | 447011107 | 10,308 | 309,635 | SH | DFND | 309,635 | 0 | 0 | ||
| ILG INC | COM | 44967H101 | 13,052 | 458,273 | SH | DFND | 458,273 | 0 | 0 | ||
| IMMUNOGEN INC | NOTE 4.500% 7/0 | 45253HAB7 | 173 | 100,000 | PRN | DFND | 100,000 | 0 | 0 | ||
| INTERDIGITAL INC | NOTE 1.500% 3/0 | 458660AD9 | 2,481 | 2,073,000 | PRN | DFND | 1 | 2,073,000 | 0 | 0 | |
| INTERDIGITAL INC | NOTE 1.500% 3/0 | 458660AD9 | 2,665 | 2,227,000 | PRN | DFND | 2,227,000 | 0 | 0 | ||
| INVESCO DYNAMIC CR OPP FD | COM | 46132R104 | 792 | 67,655 | SH | DFND | 67,655 | 0 | 0 | ||
| INVESCO SR INCOME TR | COM | 46131H107 | 1,480 | 337,169 | SH | DFND | 337,169 | 0 | 0 | ||
| ISHARES INC | MSCI BRAZIL ETF | 464286400 | 2,407 | 59,500 | SH | Put | DFND | 1 | 59,500 | 0 | 0 |
| ISHARES INC | MSCI BRAZIL ETF | 464286400 | 1,618 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
| ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 300 | 5,000 | SH | Put | DFND | 1 | 5,000 | 0 | 0 |
| ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 102 | 1,700 | SH | DFND | 1 | 1,700 | 0 | 0 | |
| ISHARES INC | MSCI MEXICO ETF | 464286822 | 986 | 20,000 | SH | Put | DFND | 1 | 20,000 | 0 | 0 |
| ISHARES INC | MSCI STH AFR ETF | 464286780 | 490 | 7,000 | SH | DFND | 7,000 | 0 | 0 | ||
| ISHARES INC | MSCI SWEDEN ETF | 464286756 | 2,888 | 85,185 | SH | DFND | 1 | 85,185 | 0 | 0 | |
| ISHARES TR | 20 YR TR BD ETF | 464287432 | 12,686 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 | 3,806 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
| ISHARES TR | 20 YR TR BD ETF | 464287432 | 63,430 | 500,000 | SH | Call | DFND | 500,000 | 0 | 0 | |
| ISHARES TR | CHINA LG-CAP ETF | 464287184 | 13,851 | 300,000 | SH | Put | DFND | 1 | 300,000 | 0 | 0 |
| ISHARES TR | CHINA LG-CAP ETF | 464287184 | 3,645 | 78,943 | SH | DFND | 1 | 78,943 | 0 | 0 | |
| ISHARES TR | CHINA LG-CAP ETF | 464287184 | 6,833 | 148,000 | SH | Call | DFND | 148,000 | 0 | 0 | |
| ISHARES TR | CHINA LG-CAP ETF | 464287184 | 19,156 | 414,900 | SH | Put | DFND | 414,900 | 0 | 0 | |
| ISHARES TR | CHINA LG-CAP ETF | 464287184 | 1,654 | 35,817 | SH | DFND | 35,817 | 0 | 0 | ||
| ISHARES TR | IBOXX HI YD ETF | 464288513 | 8,726 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 | 69,808 | 800,000 | SH | Put | DFND | 1 | 800,000 | 0 | 0 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 | 202,731 | 2,323,300 | SH | Put | DFND | 2,323,300 | 0 | 0 | |
| ISHARES TR | JPMORGAN USD EMG | 464288281 | 23,975 | 206,500 | SH | Call | DFND | 206,500 | 0 | 0 | |
| ISHARES TR | JPMORGAN USD EMG | 464288281 | 62,253 | 536,200 | SH | DFND | 536,200 | 0 | 0 | ||
| ISHARES TR | MSCI EAFE ETF | 464287465 | 17,578 | 250,000 | SH | Put | DFND | 1 | 250,000 | 0 | 0 |
| ISHARES TR | MSCI EAFE ETF | 464287465 | 422 | 6,000 | SH | DFND | 1 | 6,000 | 0 | 0 | |
| ISHARES TR | MSCI EAFE ETF | 464287465 | 15,117 | 215,000 | SH | Call | DFND | 215,000 | 0 | 0 | |
| ISHARES TR | MSCI EAFE ETF | 464287465 | 20,200 | 287,300 | SH | Put | DFND | 287,300 | 0 | 0 | |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 | 723 | 15,350 | SH | DFND | 1 | 15,350 | 0 | 0 | |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 | 1,743 | 37,000 | SH | Call | DFND | 37,000 | 0 | 0 | |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 | 7,158 | 151,900 | SH | Put | DFND | 151,900 | 0 | 0 | |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 | 3,130 | 66,427 | SH | DFND | 66,427 | 0 | 0 | ||
| ISHARES TR | NASDAQ BIOTECH | 464287556 | 6,406 | 60,000 | SH | Call | DFND | 1 | 60,000 | 0 | 0 |
| ISHARES TR | NASDAQ BIOTECH | 464287556 | 19,881 | 186,200 | SH | Put | DFND | 1 | 186,200 | 0 | 0 |
| KKR & CO L P DEL | COM UNITS | 48248M102 | 1,919 | 91,100 | SH | Call | DFND | 1 | 91,100 | 0 | 0 |
| LIVE NATION ENTERTAINMENT IN | DBCV 2.500% 5/1 | 538034AJ8 | 1,871 | 1,448,000 | PRN | DFND | 1 | 1,448,000 | 0 | 0 | |
| LIVE NATION ENTERTAINMENT IN | DBCV 2.500% 5/1 | 538034AJ8 | 2,005 | 1,552,000 | PRN | DFND | 1,552,000 | 0 | 0 | ||
| M I ACQUISITIONS INC | *W EXP 99/99/999 | 55304A112 | 16 | 41,000 | SH | DFND | 41,000 | 0 | 0 | ||
| MARATHON OIL CORP | COM | 565849106 | 2,963 | 175,000 | SH | Put | DFND | 1 | 175,000 | 0 | 0 |
| MARATHON OIL CORP | COM | 565849106 | 186 | 11,000 | SH | DFND | 1 | 11,000 | 0 | 0 | |
| MARATHON PETE CORP | COM | 56585A102 | 6,189 | 93,800 | SH | Call | DFND | 1 | 93,800 | 0 | 0 |
| MBIA INC | COM | 55262C100 | 732 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
| MEDIDATA SOLUTIONS INC | NOTE 1.000% 8/0 | 58471AAB1 | 1,753 | 1,509,000 | PRN | DFND | 1 | 1,509,000 | 0 | 0 | |
| MEDIDATA SOLUTIONS INC | NOTE 1.000% 8/0 | 58471AAB1 | 1,732 | 1,491,000 | PRN | DFND | 1,491,000 | 0 | 0 | ||
| MEDTRONIC PLC | SHS | G5960L103 | 646 | 8,000 | SH | Call | DFND | 1 | 8,000 | 0 | 0 |
| MERCK & CO INC | COM | 58933Y105 | 12,661 | 225,000 | SH | Call | DFND | 1 | 225,000 | 0 | 0 |
| MERCK & CO INC | COM | 58933Y105 | 18,147 | 322,500 | SH | Put | DFND | 1 | 322,500 | 0 | 0 |
| MERCK & CO INC | COM | 58933Y105 | 9,909 | 176,100 | SH | DFND | 1 | 176,100 | 0 | 0 | |
| MGM RESORTS INTERNATIONAL | COM | 552953101 | 1,670 | 50,000 | SH | Call | DFND | 1 | 50,000 | 0 | 0 |
| MGM RESORTS INTERNATIONAL | COM | 552953101 | 501 | 15,000 | SH | Put | DFND | 1 | 15,000 | 0 | 0 |
| MGM RESORTS INTERNATIONAL | COM | 552953101 | 280 | 8,400 | SH | DFND | 1 | 8,400 | 0 | 0 | |
| MICROSEMI CORP | COM | 595137100 | 4,121 | 79,793 | SH | DFND | 79,793 | 0 | 0 | ||
| MICROSOFT CORP | COM | 594918104 | 10,094 | 118,000 | SH | Call | DFND | 1 | 118,000 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 | 13,686 | 160,000 | SH | Put | DFND | 1 | 160,000 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 | 4,857 | 56,780 | SH | DFND | 1 | 56,780 | 0 | 0 | |
| MITEL NETWORKS CORP | COM | 60671Q104 | 10,090 | 1,226,009 | SH | DFND | 1,226,009 | 0 | 0 | ||
| MOLSON COORS BREWING CO | CL B | 60871R209 | 5,335 | 65,000 | SH | Put | DFND | 1 | 65,000 | 0 | 0 |
| MOLSON COORS BREWING CO | CL B | 60871R209 | 4,924 | 60,000 | SH | DFND | 1 | 60,000 | 0 | 0 | |
| MONDELEZ INTL INC | CL A | 609207105 | 2,337 | 54,600 | SH | Call | DFND | 1 | 54,600 | 0 | 0 |
| MONDELEZ INTL INC | CL A | 609207105 | 1,391 | 32,500 | SH | Put | DFND | 1 | 32,500 | 0 | 0 |
| MONSANTO CO NEW | COM | 61166W101 | 876 | 7,500 | SH | DFND | 1 | 7,500 | 0 | 0 | |
| MONSANTO CO NEW | COM | 61166W101 | 580 | 4,963 | SH | DFND | 4,963 | 0 | 0 | ||
| MORGAN STANLEY | COM NEW | 617446448 | 15,872 | 302,500 | SH | Put | DFND | 1 | 302,500 | 0 | 0 |
| MORGAN STANLEY | COM NEW | 617446448 | 780 | 14,875 | SH | DFND | 1 | 14,875 | 0 | 0 | |
| MORGAN STANLEY EM MKTS DM DE | COM | 617477104 | 891 | 115,711 | SH | DFND | 115,711 | 0 | 0 | ||
| MOSAIC CO NEW | COM | 61945C103 | 3,849 | 150,000 | SH | Call | DFND | 1 | 150,000 | 0 | 0 |
| MUELLER WTR PRODS INC | COM SER A | 624758108 | 5,903 | 471,119 | SH | DFND | 471,119 | 0 | 0 | ||
| NATIONAL ENERGY SERVICES REU | *W EXP 05/05/202 | G6375R115 | 39 | 47,191 | SH | DFND | 47,191 | 0 | 0 | ||
| NEXEO SOLUTIONS INC | *W EXP 06/09/202 | 65342H110 | 471 | 754,417 | SH | DFND | 1 | 754,417 | 0 | 0 | |
| NEXEO SOLUTIONS INC | *W EXP 06/09/202 | 65342H110 | 202 | 324,283 | SH | DFND | 324,283 | 0 | 0 | ||
| NEXEO SOLUTIONS INC | COM SHS | 65342H102 | 7,301 | 802,269 | SH | DFND | 802,269 | 0 | 0 | ||
| NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 3,071 | 39,272 | SH | DFND | 39,272 | 0 | 0 | ||
| NOMAD FOODS LTD | USD ORD SHS | G6564A105 | 14,288 | 844,971 | SH | DFND | 844,971 | 0 | 0 | ||
| NORFOLK SOUTHERN CORP | COM | 655844108 | 28,980 | 200,000 | SH | Call | DFND | 1 | 200,000 | 0 | 0 |
| NORFOLK SOUTHERN CORP | COM | 655844108 | 5,796 | 40,000 | SH | Put | DFND | 1 | 40,000 | 0 | 0 |
| NORFOLK SOUTHERN CORP | COM | 655844108 | 9,172 | 63,300 | SH | DFND | 1 | 63,300 | 0 | 0 | |
| NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 8,485 | 518,963 | SH | DFND | 518,963 | 0 | 0 | ||
| NUVEEN CR STRATEGIES INCM FD | COM SHS | 67073D102 | 1,616 | 196,600 | SH | DFND | 196,600 | 0 | 0 | ||
| NXP SEMICONDUCTORS N V | COM | N6596X109 | 682 | 5,824 | SH | DFND | 1 | 5,824 | 0 | 0 | |
| NXP SEMICONDUCTORS N V | COM | N6596X109 | 7,971 | 68,080 | SH | DFND | 68,080 | 0 | 0 | ||
| ONEOK INC NEW | COM | 682680103 | 1,604 | 30,000 | SH | Call | DFND | 1 | 30,000 | 0 | 0 |
| ORACLE CORP | COM | 68389X105 | 5,590 | 118,233 | SH | DFND | 118,233 | 0 | 0 | ||
| PENSARE ACQUISITION CORP | COM | 70957E105 | 97 | 10,031 | SH | DFND | 10,031 | 0 | 0 | ||
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 2,573 | 250,000 | SH | Put | DFND | 1 | 250,000 | 0 | 0 |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 3,204 | 311,337 | SH | DFND | 1 | 311,337 | 0 | 0 | |
| PFIZER INC | COM | 717081103 | 1,087 | 30,000 | SH | Put | DFND | 1 | 30,000 | 0 | 0 |
| PFIZER INC | COM | 717081103 | 456 | 12,600 | SH | DFND | 1 | 12,600 | 0 | 0 | |
| PINNACLE FOODS INC DEL | COM | 72348P104 | 11,365 | 191,100 | SH | DFND | 191,100 | 0 | 0 | ||
| POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 3,468 | 150,500 | SH | Put | DFND | 1 | 150,500 | 0 | 0 |
| POWERSHS DB US DOLLAR INDEX | DOLL INDX BULL | 73936D107 | 4,917 | 204,600 | SH | Call | DFND | 204,600 | 0 | 0 | |
| POWERSHS DB US DOLLAR INDEX | DOLL INDX BULL | 73936D107 | 4,027 | 167,600 | SH | Put | DFND | 167,600 | 0 | 0 | |
| POWERSHS DB US DOLLAR INDEX | DOLL INDX BULL | 73936D107 | 531 | 22,107 | SH | DFND | 22,107 | 0 | 0 | ||
| PRUDENTIAL SHT DURATION HG Y | COM | 74442F107 | 950 | 64,300 | SH | DFND | 64,300 | 0 | 0 | ||
| QUALCOMM INC | COM | 747525103 | 960 | 15,000 | SH | Call | DFND | 1 | 15,000 | 0 | 0 |
| QUALCOMM INC | COM | 747525103 | 5,186 | 81,000 | SH | Put | DFND | 1 | 81,000 | 0 | 0 |
| QUALCOMM INC | COM | 747525103 | 2,084 | 32,545 | SH | DFND | 1 | 32,545 | 0 | 0 | |
| RAYONIER ADVANCED MATLS INC | COM | 75508B104 | 294 | 14,400 | SH | Call | DFND | 1 | 14,400 | 0 | 0 |
| RAYONIER ADVANCED MATLS INC | COM | 75508B104 | 319 | 15,600 | SH | Call | DFND | 15,600 | 0 | 0 | |
| RAYONIER ADVANCED MATLS INC | PFD CV SER A | 75508B203 | 2,760 | 18,994 | SH | DFND | 1 | 18,994 | 0 | 0 | |
| RAYONIER ADVANCED MATLS INC | PFD CV SER A | 75508B203 | 3,427 | 23,587 | SH | DFND | 23,587 | 0 | 0 | ||
| REALPAGE INC | COM | 75606N109 | 4,018 | 90,699 | SH | DFND | 90,699 | 0 | 0 | ||
| REXNORD CORP NEW | COM | 76169B102 | 96 | 3,700 | SH | Put | DFND | 1 | 3,700 | 0 | 0 |
| REXNORD CORP NEW | COM | 76169B102 | 260 | 10,000 | SH | Call | DFND | 10,000 | 0 | 0 | |
| REXNORD CORP NEW | COM | 76169B102 | 229 | 8,800 | SH | Put | DFND | 8,800 | 0 | 0 | |
| ROSEHILL RES INC | *W EXP 09/16/202 | 777385113 | 98 | 99,200 | SH | DFND | 1 | 99,200 | 0 | 0 | |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 6,699 | 92,700 | SH | Put | DFND | 1 | 92,700 | 0 | 0 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 3,572 | 49,431 | SH | DFND | 1 | 49,431 | 0 | 0 | |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 2,845 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 8,373 | 300,000 | SH | Put | DFND | 300,000 | 0 | 0 | |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 7,567 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 5,268 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 416 | 7,900 | SH | DFND | 1 | 7,900 | 0 | 0 | |
| SIMPLY GOOD FOODS CO | *W EXP 07/07/202 | 82900L110 | 520 | 133,585 | SH | DFND | 1 | 133,585 | 0 | 0 | |
| SIMPLY GOOD FOODS CO | *W EXP 07/07/202 | 82900L110 | 764 | 196,415 | SH | DFND | 196,415 | 0 | 0 | ||
| SINA CORP | NOTE 1.000%12/0 | 82922RAD5 | 1,850 | 1,657,000 | PRN | DFND | 1 | 1,657,000 | 0 | 0 | |
| SINA CORP | NOTE 1.000%12/0 | 82922RAD5 | 1,381 | 1,237,000 | PRN | DFND | 1,237,000 | 0 | 0 | ||
| SINA CORP | ORD | G81477104 | 594 | 5,917 | SH | DFND | 1 | 5,917 | 0 | 0 | |
| SINA CORP | ORD | G81477104 | 238 | 2,368 | SH | DFND | 2,368 | 0 | 0 | ||
| SOHU COM INC | COM | 83408W103 | 659 | 15,211 | SH | DFND | 1 | 15,211 | 0 | 0 | |
| SOHU COM INC | COM | 83408W103 | 676 | 15,594 | SH | DFND | 15,594 | 0 | 0 | ||
| SOUTHWESTERN ENERGY CO | COM | 845467109 | 68 | 12,200 | SH | Call | DFND | 12,200 | 0 | 0 | |
| SPDR GOLD TRUST | GOLD SHS | 78463V107 | 7,914 | 64,000 | SH | Call | DFND | 1 | 64,000 | 0 | 0 |
| SPDR GOLD TRUST | GOLD SHS | 78463V107 | 5,316 | 42,995 | SH | DFND | 1 | 42,995 | 0 | 0 | |
| SPDR GOLD TRUST | GOLD SHS | 78463V107 | 123,650 | 1,000,000 | SH | Call | DFND | 1,000,000 | 0 | 0 | |
| SPDR INDEX SHS FDS | EURO STOXX 50 | 78463X202 | 5,300 | 130,200 | SH | Call | DFND | 1 | 130,200 | 0 | 0 |
| SPDR INDEX SHS FDS | EURO STOXX 50 | 78463X202 | 5,300 | 130,200 | SH | Put | DFND | 1 | 130,200 | 0 | 0 |
| SPDR INDEX SHS FDS | EURO STOXX 50 | 78463X202 | 30,610 | 751,900 | SH | Call | DFND | 751,900 | 0 | 0 | |
| SPDR INDEX SHS FDS | EURO STOXX 50 | 78463X202 | 5,239 | 128,700 | SH | Put | DFND | 128,700 | 0 | 0 | |
| SPDR INDEX SHS FDS | EURO STOXX 50 | 78463X202 | 1,313 | 32,250 | SH | DFND | 32,250 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 4,162 | 15,596 | SH | DFND | 1 | 15,596 | 0 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 109,679 | 411,000 | SH | Call | DFND | 411,000 | 0 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 53,372 | 200,000 | SH | Put | DFND | 200,000 | 0 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,163 | 8,105 | SH | DFND | 8,105 | 0 | 0 | ||
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 2,234 | 6,467 | SH | DFND | 1 | 6,467 | 0 | 0 | |
| SPDR SER TR | BLOOMBERG SRT TR | 78468R408 | 2,294 | 83,235 | SH | DFND | 83,235 | 0 | 0 | ||
| SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 15,446 | 182,000 | SH | Put | DFND | 1 | 182,000 | 0 | 0 |
| SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 10 | 121 | SH | DFND | 1 | 121 | 0 | 0 | |
| SPDR SERIES TRUST | S&P HOMEBUILD | 78464A888 | 1,815 | 41,000 | SH | DFND | 1 | 41,000 | 0 | 0 | |
| SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 5,949 | 160,000 | SH | Call | DFND | 1 | 160,000 | 0 | 0 |
| SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 3,718 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
| SPDR SERIES TRUST | S&P RETAIL ETF | 78464A714 | 2,259 | 50,000 | SH | Call | DFND | 1 | 50,000 | 0 | 0 |
| STELLAR ACQUISITION III INC | *W EXP 03/22/202 | Y8172W115 | 24 | 78,069 | SH | DFND | 78,069 | 0 | 0 | ||
| STERICYCLE INC | COM | 858912108 | 448 | 6,588 | SH | DFND | 6,588 | 0 | 0 | ||
| SUNCOR ENERGY INC NEW | COM | 867224107 | 2,589 | 70,500 | SH | Call | DFND | 1 | 70,500 | 0 | 0 |
| SUNTRUST BKS INC | *W EXP 11/14/201 | 867914111 | 5,876 | 281,037 | SH | DFND | 1 | 281,037 | 0 | 0 | |
| SUNTRUST BKS INC | *W EXP 11/14/201 | 867914111 | 370 | 17,694 | SH | DFND | 17,694 | 0 | 0 | ||
| SUNTRUST BKS INC | COM | 867914103 | 6,459 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
| SUNTRUST BKS INC | COM | 867914103 | 2,261 | 35,000 | SH | Call | DFND | 35,000 | 0 | 0 | |
| SYMANTEC CORP | COM | 871503108 | 1,403 | 50,000 | SH | Call | DFND | 1 | 50,000 | 0 | 0 |
| SYMANTEC CORP | COM | 871503108 | 2,806 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
| TCF FINL CORP | *W EXP 11/14/201 | 872275128 | 614 | 157,457 | SH | DFND | 1 | 157,457 | 0 | 0 | |
| TCF FINL CORP | *W EXP 11/14/201 | 872275128 | 1,340 | 343,521 | SH | DFND | 343,521 | 0 | 0 | ||
| TCF FINL CORP | COM | 872275102 | 3,100 | 151,200 | SH | Put | DFND | 151,200 | 0 | 0 | |
| TEMPUR SEALY INTL INC | COM | 88023U101 | 1,254 | 20,000 | SH | Call | DFND | 1 | 20,000 | 0 | 0 |
| TEMPUR SEALY INTL INC | COM | 88023U101 | 627 | 10,000 | SH | Put | DFND | 1 | 10,000 | 0 | 0 |
| TEMPUR SEALY INTL INC | COM | 88023U101 | 1,285 | 20,500 | SH | DFND | 1 | 20,500 | 0 | 0 | |
| TESARO INC | COM | 881569107 | 4,061 | 49,000 | SH | Call | DFND | 49,000 | 0 | 0 | |
| TESARO INC | COM | 881569107 | 4,865 | 58,701 | SH | DFND | 58,701 | 0 | 0 | ||
| TESLA INC | COM | 88160R101 | 14,322 | 46,000 | SH | Put | DFND | 1 | 46,000 | 0 | 0 |
| TESLA INC | COM | 88160R101 | 9,465 | 30,400 | SH | Put | DFND | 30,400 | 0 | 0 | |
| TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADR | 881624209 | 358 | 18,900 | SH | Call | DFND | 1 | 18,900 | 0 | 0 |
| TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADR | 881624209 | 576 | 30,400 | SH | Call | DFND | 30,400 | 0 | 0 | |
| TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADR | 881624209 | 67 | 3,520 | SH | DFND | 3,520 | 0 | 0 | ||
| TIME WARNER INC | COM NEW | 887317303 | 3,887 | 42,500 | SH | Call | DFND | 1 | 42,500 | 0 | 0 |
| TIME WARNER INC | COM NEW | 887317303 | 3,915 | 42,800 | SH | Call | DFND | 42,800 | 0 | 0 | |
| TIME WARNER INC | COM NEW | 887317303 | 9,248 | 101,100 | SH | DFND | 101,100 | 0 | 0 | ||
| TURQUOISE HILL RES LTD | COM | 900435108 | 1,115 | 325,000 | SH | Put | DFND | 1 | 325,000 | 0 | 0 |
| TURQUOISE HILL RES LTD | COM | 900435108 | 1,063 | 310,000 | SH | DFND | 1 | 310,000 | 0 | 0 | |
| TWITTER INC | COM | 90184L102 | 1,441 | 60,000 | SH | Put | DFND | 1 | 60,000 | 0 | 0 |
| TWITTER INC | COM | 90184L102 | 816 | 34,000 | SH | DFND | 1 | 34,000 | 0 | 0 | |
| TYSON FOODS INC | CL A | 902494103 | 5,675 | 70,000 | SH | Put | DFND | 1 | 70,000 | 0 | 0 |
| TYSON FOODS INC | CL A | 902494103 | 243 | 3,000 | SH | DFND | 1 | 3,000 | 0 | 0 | |
| UBS AG LONDON BRH | ETRAC 2X LEV LNG | 90267B765 | 588 | 35,731 | SH | DFND | 35,731 | 0 | 0 | ||
| UBS AG LONDON BRH | ETRACS MTH 2XLV | 90270L842 | 907 | 50,037 | SH | DFND | 50,037 | 0 | 0 | ||
| UBS AG LONDON BRH | ETRACS MTH2XRE | 90269A302 | 895 | 50,727 | SH | DFND | 50,727 | 0 | 0 | ||
| UBS AG LONDON BRH | NT AMZI 46 | 90274D259 | 1,133 | 30,066 | SH | DFND | 30,066 | 0 | 0 | ||
| UNION PAC CORP | COM | 907818108 | 26,150 | 195,000 | SH | Call | DFND | 1 | 195,000 | 0 | 0 |
| UNION PAC CORP | COM | 907818108 | 2,012 | 15,000 | SH | Put | DFND | 1 | 15,000 | 0 | 0 |
| UNITED CONTL HLDGS INC | COM | 910047109 | 4,044 | 60,000 | SH | Put | DFND | 1 | 60,000 | 0 | 0 |
| UNITED CONTL HLDGS INC | COM | 910047109 | 1,348 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
| UNITED PARCEL SERVICE INC | CL B | 911312106 | 15,490 | 130,000 | SH | Call | DFND | 1 | 130,000 | 0 | 0 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 | 1,787 | 15,000 | SH | Put | DFND | 1 | 15,000 | 0 | 0 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 | 834 | 7,000 | SH | DFND | 1 | 7,000 | 0 | 0 | |
| UNITED STATES OIL FUND LP | UNITS | 91232N108 | 2,402 | 200,000 | SH | Put | DFND | 1 | 200,000 | 0 | 0 |
| UNITED STATES OIL FUND LP | UNITS | 91232N108 | 721 | 60,000 | SH | DFND | 1 | 60,000 | 0 | 0 | |
| US BANCORP DEL | COM NEW | 902973304 | 5,144 | 96,000 | SH | Call | DFND | 1 | 96,000 | 0 | 0 |
| US BANCORP DEL | COM NEW | 902973304 | 74 | 1,375 | SH | DFND | 1 | 1,375 | 0 | 0 | |
| US FOODS HLDG CORP | COM | 912008109 | 9,965 | 312,100 | SH | DFND | 312,100 | 0 | 0 | ||
| VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 2,324 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
| VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 1,859 | 80,000 | SH | Call | DFND | 80,000 | 0 | 0 | |
| VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 140 | 6,015 | SH | DFND | 6,015 | 0 | 0 | ||
| VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 | 2,560 | 75,000 | SH | Put | DFND | 1 | 75,000 | 0 | 0 |
| VANECK VECTORS ETF TR | OIL SVCS ETF | 92189F718 | 4,455 | 171,000 | SH | Put | DFND | 1 | 171,000 | 0 | 0 |
| VANECK VECTORS ETF TR | OIL SVCS ETF | 92189F718 | 6,006 | 230,560 | SH | DFND | 1 | 230,560 | 0 | 0 | |
| VANECK VECTORS ETF TR | RUSSIA ETF | 92189F403 | 2,121 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | 4,626 | 87,400 | SH | Call | DFND | 1 | 87,400 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,588 | 30,000 | SH | Put | DFND | 1 | 30,000 | 0 | 0 |
| VIACOM INC NEW | CL B | 92553P201 | 1,229 | 39,900 | SH | Call | DFND | 1 | 39,900 | 0 | 0 |
| VIAVI SOLUTIONS INC | COM | 925550105 | 1,830 | 209,345 | SH | DFND | 209,345 | 0 | 0 | ||
| VIRTUS INVT PARTNERS INC | PFD CV SER D | 92828Q208 | 2,194 | 21,485 | SH | DFND | 1 | 21,485 | 0 | 0 | |
| VIRTUS INVT PARTNERS INC | PFD CV SER D | 92828Q208 | 3,933 | 38,522 | SH | DFND | 38,522 | 0 | 0 | ||
| VISA INC | COM CL A | 92826C839 | 5,701 | 50,000 | SH | Call | DFND | 1 | 50,000 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 | 6,841 | 60,000 | SH | Put | DFND | 1 | 60,000 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 | 3,193 | 28,000 | SH | DFND | 1 | 28,000 | 0 | 0 | |
| VMWARE INC | CL A COM | 928563402 | 10,289 | 82,100 | SH | Call | DFND | 1 | 82,100 | 0 | 0 |
| VMWARE INC | CL A COM | 928563402 | 8,559 | 68,300 | SH | Call | DFND | 68,300 | 0 | 0 | |
| VOYA PRIME RATE TR | SH BEN INT | 92913A100 | 1,447 | 285,343 | SH | DFND | 285,343 | 0 | 0 | ||
| WAL-MART STORES INC | COM | 931142103 | 6,666 | 67,500 | SH | Put | DFND | 1 | 67,500 | 0 | 0 |
| WAL-MART STORES INC | COM | 931142103 | 247 | 2,500 | SH | DFND | 1 | 2,500 | 0 | 0 | |
| WEIBO CORP | SPONSORED ADR | 948596101 | 797 | 7,700 | SH | Call | DFND | 1 | 7,700 | 0 | 0 |
| WEIBO CORP | SPONSORED ADR | 948596101 | 0 | 2 | SH | DFND | 1 | 2 | 0 | 0 | |
| WEIBO CORP | SPONSORED ADR | 948596101 | 993 | 9,600 | SH | Call | DFND | 9,600 | 0 | 0 | |
| WELLS FARGO CO NEW | COM | 949746101 | 7,887 | 130,000 | SH | Put | DFND | 1 | 130,000 | 0 | 0 |
| WELLS FARGO CO NEW | COM | 949746101 | 485 | 8,000 | SH | DFND | 1 | 8,000 | 0 | 0 | |
| WESTERN ASSET GLB HI INCOME | COM | 95766B109 | 294 | 28,751 | SH | DFND | 28,751 | 0 | 0 | ||
| WESTERN ASSET HIGH INCM OPP | COM | 95766K109 | 602 | 118,640 | SH | DFND | 118,640 | 0 | 0 | ||
| WILLSCOT CORP | *W EXP 09/10/202 | 971375118 | 109 | 75,940 | SH | DFND | 1 | 75,940 | 0 | 0 | |
| WILLSCOT CORP | *W EXP 09/10/202 | 971375118 | 199 | 138,129 | SH | DFND | 138,129 | 0 | 0 | ||
| WORKDAY INC | NOTE 0.750% 7/1 | 98138HAC5 | 376 | 300,000 | PRN | DFND | 300,000 | 0 | 0 | ||
| WRIGHT MED GROUP N V | ORD SHS 0.03 PAR | N96617118 | 6,218 | 280,105 | SH | DFND | 280,105 | 0 | 0 | ||
| XPO LOGISTICS INC | COM | 983793100 | 4,447 | 48,550 | SH | DFND | 48,550 | 0 | 0 | ||
| ZAYO GROUP HLDGS INC | COM | 98919V105 | 1,771 | 48,134 | SH | DFND | 48,134 | 0 | 0 | ||
| ZIONS BANCORPORATION | *W EXP 05/22/202 | 989701115 | 9,257 | 492,394 | SH | DFND | 1 | 492,394 | 0 | 0 | |
| ZIONS BANCORPORATION | *W EXP 05/22/202 | 989701115 | 2,159 | 114,822 | SH | DFND | 114,822 | 0 | 0 | ||
| ZIONS BANCORPORATION | COM | 989701107 | 5,083 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
| ZIONS BANCORPORATION | COM | 989701107 | 1,103 | 21,700 | SH | Call | DFND | 21,700 | 0 | 0 | |