The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 1,076 | 248,966 | SH | DFND | 248,966 | 0 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 1,633 | 21,400 | SH | Put | DFND | 21,400 | 0 | 0 | |
ACTIVISION BLIZZARD INC | COM | 00507V109 | 290 | 3,800 | SH | DFND | 3,800 | 0 | 0 | ||
AGROFRESH SOLUTIONS | *W EXP 07/31/202 | 00856G117 | 453 | 1,224,851 | SH | DFND | 1,224,851 | 0 | 0 | ||
AGROFRESH SOLUTIONS | COM | 00856G109 | 1,021 | 145,600 | SH | Put | DFND | 145,600 | 0 | 0 | |
AKAMAI TECHNOLOGIES INC | DBCV 2/1 | 00971TAG6 | 2,085 | 2,071,000 | PRN | DFND | 2,071,000 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 4,341 | 23,400 | SH | Put | DFND | 23,400 | 0 | 0 | |
ALTA MESA RES INC | CL A | 02133L109 | 2,072 | 304,200 | SH | DFND | 304,200 | 0 | 0 | ||
ALTABA INC | COM | 021346101 | 2,196 | 30,000 | SH | Call | DFND | 30,000 | 0 | 0 | |
ALTABA INC | COM | 021346101 | 3,553 | 48,530 | SH | DFND | 48,530 | 0 | 0 | ||
ALTERYX INC | COM CL A | 02156B103 | 3,033 | 79,480 | SH | DFND | 79,480 | 0 | 0 | ||
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 2,088 | 55,000 | SH | Put | DFND | 55,000 | 0 | 0 | |
AMERICAN AXLE & MFG HLDGS IN | COM | 024061103 | 389 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 8,330 | 45,000 | SH | Put | DFND | 45,000 | 0 | 0 | |
APPLE INC | COM | 037833100 | 1,527 | 8,250 | SH | DFND | 8,250 | 0 | 0 | ||
ASA GOLD AND PRECIOUS MTLS L | SHS | G3156P103 | 672 | 65,882 | SH | DFND | 65,882 | 0 | 0 | ||
AVISTA HEALTHCARE PUB ACQ CO | *W EXP 99/99/999 | G0726L117 | 29 | 61,402 | SH | DFND | 61,402 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 10,430 | 370,000 | SH | Put | DFND | 370,000 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 7,386 | 262,000 | SH | DFND | 262,000 | 0 | 0 | ||
BARCLAYS BK PLC | IPATH S&P MT ETN | 06740Q260 | 296 | 15,436 | SH | DFND | 15,436 | 0 | 0 | ||
BIOTIME INC | *W EXP 10/01/201 | 09066L162 | 20 | 327,433 | SH | DFND | 327,433 | 0 | 0 | ||
BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 742 | 70,918 | SH | DFND | 70,918 | 0 | 0 | ||
BLACKROCK INVT QUALITY MUN T | COM | 09247D105 | 300 | 21,309 | SH | DFND | 21,309 | 0 | 0 | ||
BLACKROCK MUNI INTER DR FD I | COM | 09253X102 | 247 | 18,700 | SH | DFND | 18,700 | 0 | 0 | ||
BLINK CHARGING CO | *W EXP 01/31/202 | 09354A118 | 285 | 173,000 | SH | DFND | 173,000 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 12,452 | 225,000 | SH | Put | DFND | 225,000 | 0 | 0 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 3,033 | 54,800 | SH | DFND | 54,800 | 0 | 0 | ||
BROADCOM INC | COM | 11135F101 | 3,494 | 14,400 | SH | DFND | 14,400 | 0 | 0 | ||
CAMPBELL SOUP CO | COM | 134429109 | 422 | 10,400 | SH | DFND | 10,400 | 0 | 0 | ||
CHESAPEAKE ENERGY CORP | NOTE 5.500% 9/1 | 165167CY1 | 3,570 | 3,500,000 | PRN | DFND | 3,500,000 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 3,658 | 85,000 | SH | Call | DFND | 85,000 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 861 | 20,000 | SH | Put | DFND | 20,000 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 4,203 | 62,800 | SH | DFND | 62,800 | 0 | 0 | ||
CLEVELAND CLIFFS INC | DBCV 1.500% 1/1 | 185899AA9 | 5,915 | 4,867,000 | PRN | DFND | 4,867,000 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 329 | 7,500 | SH | DFND | 7,500 | 0 | 0 | ||
CONSTELLATION BRANDS INC | CL A | 21036P108 | 8,755 | 40,000 | SH | Call | DFND | 40,000 | 0 | 0 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 416 | 1,900 | SH | DFND | 1,900 | 0 | 0 | ||
CONSTELLIUM NV | CL A | N22035104 | 4,875 | 473,312 | SH | DFND | 473,312 | 0 | 0 | ||
CROWN HOLDINGS INC | COM | 228368106 | 8,903 | 198,900 | SH | DFND | 198,900 | 0 | 0 | ||
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 2,382 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 2,382 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
DEL TACO RESTAURANTS INC | *W EXP 06/30/202 | 245496112 | 3,122 | 800,385 | SH | DFND | 800,385 | 0 | 0 | ||
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 2,034 | 24,051 | SH | DFND | 24,051 | 0 | 0 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 731 | 14,750 | SH | DFND | 14,750 | 0 | 0 | ||
DEUTSCHE STRATEGIC MUN INCOM | COM | 25159F102 | 178 | 16,320 | SH | DFND | 16,320 | 0 | 0 | ||
DOMINION ENERGY INC | COM | 25746U109 | 4,786 | 70,200 | SH | Call | DFND | 70,200 | 0 | 0 | |
DOMINION ENERGY INC | UNIT 08/15/2019 | 25746U836 | 19,526 | 422,543 | SH | DFND | 422,543 | 0 | 0 | ||
DOWDUPONT INC | COM | 26078J100 | 4,997 | 75,800 | SH | DFND | 75,800 | 0 | 0 | ||
DTE ENERGY CO | UNIT 99/99/9999 | 233331883 | 4,078 | 78,921 | SH | DFND | 78,921 | 0 | 0 | ||
EASTMAN KODAK CO | *W EXP 09/03/201 | 277461133 | 8 | 206,675 | SH | DFND | 206,675 | 0 | 0 | ||
EASTMAN KODAK CO | *W EXP 09/03/201 | 277461141 | 25 | 494,508 | SH | DFND | 494,508 | 0 | 0 | ||
EASTMAN KODAK CO | COM NEW | 277461406 | 95 | 25,000 | SH | Call | DFND | 25,000 | 0 | 0 | |
ELECTRONIC ARTS INC | COM | 285512109 | 16,922 | 120,000 | SH | Call | DFND | 120,000 | 0 | 0 | |
ELECTRONIC ARTS INC | COM | 285512109 | 7,051 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
ELECTRONIC ARTS INC | COM | 285512109 | 2,256 | 16,000 | SH | DFND | 16,000 | 0 | 0 | ||
EXTREME NETWORKS INC | COM | 30226D106 | 2,380 | 299,000 | SH | DFND | 299,000 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 5,708 | 69,000 | SH | Call | DFND | 69,000 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 3,723 | 45,000 | SH | Put | DFND | 45,000 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 7,773 | 40,000 | SH | Call | DFND | 40,000 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 8,744 | 45,000 | SH | Put | DFND | 45,000 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 836 | 4,300 | SH | DFND | 4,300 | 0 | 0 | ||
FEDEX CORP | COM | 31428X106 | 353 | 1,554 | SH | DFND | 1,554 | 0 | 0 | ||
FLEXION THERAPEUTICS INC | COM | 33938J106 | 2,420 | 93,626 | SH | DFND | 93,626 | 0 | 0 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 518 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
GDS HLDGS LTD | SPONSORED ADR | 36165L108 | 3,007 | 75,000 | SH | Put | DFND | 75,000 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 681 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
GENERAL MLS INC | COM | 370334104 | 332 | 7,500 | SH | DFND | 7,500 | 0 | 0 | ||
GENERAL MTRS CO | *W EXP 07/10/201 | 37045V126 | 1,799 | 79,779 | SH | DFND | 79,779 | 0 | 0 | ||
GGP INC | COM | 36174X101 | 1,257 | 61,549 | SH | DFND | 61,549 | 0 | 0 | ||
GRAY TELEVISION INC | COM | 389375106 | 2,632 | 166,574 | SH | DFND | 166,574 | 0 | 0 | ||
HALCON RES CORP | COM PAR NEW | 40537Q605 | 4,861 | 1,107,327 | SH | DFND | 1,107,327 | 0 | 0 | ||
HERBALIFE NUTRITION LTD | COM SHS | G4412G101 | 4,169 | 77,600 | SH | Put | DFND | 77,600 | 0 | 0 | |
HESS CORP | COM | 42809H107 | 1,271 | 19,000 | SH | Call | DFND | 19,000 | 0 | 0 | |
HIGHLAND FLOATNG RATE OPPRT | SHS BEN INT | 43010E404 | 13,145 | 841,579 | SH | DFND | 841,579 | 0 | 0 | ||
HOSTESS BRANDS INC | *W EXP 11/04/202 | 44109J114 | 1,228 | 722,179 | SH | DFND | 722,179 | 0 | 0 | ||
HUNTSMAN CORP | COM | 447011107 | 6,492 | 222,335 | SH | DFND | 222,335 | 0 | 0 | ||
ILG INC | COM | 44967H101 | 9,065 | 274,448 | SH | DFND | 274,448 | 0 | 0 | ||
INTERNATIONAL GAME TECHNOLOG | SHS USD | G4863A108 | 5,977 | 257,182 | SH | DFND | 257,182 | 0 | 0 | ||
INTL PAPER CO | COM | 460146103 | 521 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
INVESCO CURNCYSHS JAPANESE Y | JAPANESE YEN | 46138W107 | 692 | 8,000 | SH | DFND | 8,000 | 0 | 0 | ||
INVESCO CURRENCYSHARES EURO | EURO SHS | 46138K103 | 109,998 | 981,600 | SH | Call | DFND | 981,600 | 0 | 0 | |
INVESCO CURRENCYSHARES EURO | EURO SHS | 46138K103 | 78,588 | 701,300 | SH | Put | DFND | 701,300 | 0 | 0 | |
INVESCO CURRENCYSHARES EURO | EURO SHS | 46138K103 | 33 | 297 | SH | DFND | 297 | 0 | 0 | ||
INVESCO DYNAMIC CR OPP FD | COM | 46132R104 | 992 | 85,365 | SH | DFND | 85,365 | 0 | 0 | ||
INVESCO MUN OPPORTUNITY TR | COM | 46132C107 | 303 | 25,800 | SH | DFND | 25,800 | 0 | 0 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 1,606 | 375,296 | SH | DFND | 375,296 | 0 | 0 | ||
ISHARES INC | MSCI BRAZIL ETF | 464286400 | 1,282 | 40,000 | SH | Call | DFND | 40,000 | 0 | 0 | |
ISHARES INC | MSCI BRAZIL ETF | 464286400 | 6,090 | 190,000 | SH | Put | DFND | 190,000 | 0 | 0 | |
ISHARES INC | MSCI BRAZIL ETF | 464286400 | 3,269 | 102,000 | SH | DFND | 102,000 | 0 | 0 | ||
ISHARES INC | MSCI STH AFR ETF | 464286780 | 400 | 6,946 | SH | DFND | 6,946 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 34,082 | 280,000 | SH | Call | DFND | 280,000 | 0 | 0 | |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 1,289 | 30,000 | SH | Call | DFND | 30,000 | 0 | 0 | |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 17,188 | 400,000 | SH | Put | DFND | 400,000 | 0 | 0 | |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 7,985 | 185,822 | SH | DFND | 185,822 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 5,956 | 70,000 | SH | Call | DFND | 70,000 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 218,145 | 2,564,000 | SH | Put | DFND | 2,564,000 | 0 | 0 | |
ISHARES TR | JPMORGAN USD EMG | 464288281 | 57,159 | 535,350 | SH | DFND | 535,350 | 0 | 0 | ||
ISHARES TR | MSCI ACWI ETF | 464288257 | 711 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 10,046 | 150,000 | SH | Call | DFND | 150,000 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 60,273 | 900,000 | SH | Put | DFND | 900,000 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 10,112 | 151,000 | SH | DFND | 151,000 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 31,848 | 735,000 | SH | Call | DFND | 735,000 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 4,333 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 71 | 1,643 | SH | DFND | 1,643 | 0 | 0 | ||
ISHARES TR | USA MOMENTUM FCT | 46432F396 | 991 | 9,030 | SH | DFND | 9,030 | 0 | 0 | ||
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 3,256 | 18,900 | SH | Put | DFND | 18,900 | 0 | 0 | |
KELLOGG CO | COM | 487836108 | 377 | 5,400 | SH | DFND | 5,400 | 0 | 0 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 358 | 3,400 | SH | DFND | 3,400 | 0 | 0 | ||
KRAFT HEINZ CO | COM | 500754106 | 346 | 5,500 | SH | DFND | 5,500 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | COM C SIRIUSXM | 531229607 | 1,422 | 31,350 | SH | DFND | 31,350 | 0 | 0 | ||
LINDBLAD EXPEDITIONS HLDGS I | *W EXP 07/08/202 | 535219117 | 143 | 55,900 | SH | DFND | 55,900 | 0 | 0 | ||
MAIN STREET CAPITAL CORP | COM | 56035L104 | 1,903 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
MARATHON PETE CORP | COM | 56585A102 | 4,560 | 65,000 | SH | Call | DFND | 65,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 7,396 | 75,000 | SH | Call | DFND | 75,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 12,819 | 130,000 | SH | Put | DFND | 130,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 7,445 | 75,500 | SH | DFND | 75,500 | 0 | 0 | ||
MOLSON COORS BREWING CO | CL B | 60871R209 | 388 | 5,700 | SH | DFND | 5,700 | 0 | 0 | ||
NEWELL BRANDS INC | COM | 651229106 | 1,339 | 51,900 | SH | Call | DFND | 51,900 | 0 | 0 | |
NEXEO SOLUTIONS INC | *W EXP 06/09/202 | 65342H110 | 525 | 920,084 | SH | DFND | 920,084 | 0 | 0 | ||
NEXEO SOLUTIONS INC | COM SHS | 65342H102 | 4,268 | 467,515 | SH | DFND | 467,515 | 0 | 0 | ||
NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 1,444 | 19,672 | SH | DFND | 19,672 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 2,988 | 37,500 | SH | Call | DFND | 37,500 | 0 | 0 | |
NIKE INC | CL B | 654106103 | 1,594 | 20,000 | SH | Put | DFND | 20,000 | 0 | 0 | |
NIKE INC | CL B | 654106103 | 1,275 | 16,000 | SH | DFND | 16,000 | 0 | 0 | ||
NOMAD FOODS LTD | USD ORD SHS | G6564A105 | 7,832 | 408,150 | SH | DFND | 408,150 | 0 | 0 | ||
NORFOLK SOUTHERN CORP | COM | 655844108 | 27,157 | 180,000 | SH | Call | DFND | 180,000 | 0 | 0 | |
NORFOLK SOUTHERN CORP | COM | 655844108 | 3,017 | 20,000 | SH | Put | DFND | 20,000 | 0 | 0 | |
NORFOLK SOUTHERN CORP | COM | 655844108 | 5,673 | 37,600 | SH | DFND | 37,600 | 0 | 0 | ||
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 5,937 | 427,563 | SH | DFND | 427,563 | 0 | 0 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 881 | 67,679 | SH | DFND | 67,679 | 0 | 0 | ||
NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 | 531 | 39,743 | SH | DFND | 39,743 | 0 | 0 | ||
NUVEEN CR STRATEGIES INCM FD | COM SHS | 67073D102 | 1,175 | 147,767 | SH | DFND | 147,767 | 0 | 0 | ||
NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 | 332 | 27,153 | SH | DFND | 27,153 | 0 | 0 | ||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 373 | 28,073 | SH | DFND | 28,073 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 10,225 | 93,574 | SH | DFND | 93,574 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 6,822 | 154,833 | SH | DFND | 154,833 | 0 | 0 | ||
PAYLOCITY HLDG CORP | COM | 70438V106 | 2,354 | 40,000 | SH | Call | DFND | 40,000 | 0 | 0 | |
PERSPECTA INC | COM | 715347100 | 2,963 | 144,200 | SH | DFND | 144,200 | 0 | 0 | ||
PGIM SHORT DURATION HIGH YIE | COM | 69346H100 | 1,507 | 107,660 | SH | DFND | 107,660 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 355 | 4,400 | SH | DFND | 4,400 | 0 | 0 | ||
PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 2,439 | 210,300 | SH | DFND | 210,300 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 367 | 4,700 | SH | DFND | 4,700 | 0 | 0 | ||
PROSHARES TR II | SHT VIX ST TRM | 74347W627 | 370 | 29,106 | SH | DFND | 29,106 | 0 | 0 | ||
PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 746922103 | 294 | 25,188 | SH | DFND | 25,188 | 0 | 0 | ||
REALPAGE INC | COM | 75606N109 | 3,626 | 65,799 | SH | DFND | 65,799 | 0 | 0 | ||
REALPAGE INC | NOTE 1.500%11/1 | 75606NAB5 | 981 | 690,000 | PRN | DFND | 690,000 | 0 | 0 | ||
ROSEHILL RES INC | *W EXP 09/16/202 | 777385113 | 155 | 129,000 | SH | DFND | 129,000 | 0 | 0 | ||
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 857 | 12,375 | SH | DFND | 12,375 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 3,351 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 3,303 | 43,500 | SH | Put | DFND | 43,500 | 0 | 0 | |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 1,063 | 14,000 | SH | DFND | 14,000 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 1,031 | 20,000 | SH | Call | DFND | 20,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 3,607 | 70,000 | SH | Put | DFND | 70,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 2,319 | 45,000 | SH | DFND | 45,000 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 2,253 | 27,000 | SH | Put | DFND | 27,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 5,196 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 1,611 | 31,000 | SH | DFND | 31,000 | 0 | 0 | ||
SEMPRA ENERGY | 6% PFD CONV A | 816851406 | 1,032 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
SHIRE PLC | SPONSORED ADR | 82481R106 | 425 | 2,520 | SH | DFND | 2,520 | 0 | 0 | ||
SIMPLY GOOD FOODS CO | *W EXP 07/07/202 | 82900L110 | 2,073 | 499,425 | SH | DFND | 499,425 | 0 | 0 | ||
SINA CORP | ORD | G81477104 | 434 | 5,130 | SH | DFND | 5,130 | 0 | 0 | ||
SIRIUS XM HLDGS INC | COM | 82968B103 | 1,942 | 286,800 | SH | Put | DFND | 286,800 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 7,594 | 64,000 | SH | Call | DFND | 64,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 341,080 | 1,257,300 | SH | Call | DFND | 1,257,300 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 115,837 | 427,000 | SH | Put | DFND | 427,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 5,236 | 19,301 | SH | DFND | 19,301 | 0 | 0 | ||
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 9,603 | 27,049 | SH | DFND | 27,049 | 0 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 2,380 | 25,000 | SH | Call | DFND | 25,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 4,760 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 2,153 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 448 | 10,400 | SH | DFND | 10,400 | 0 | 0 | ||
STELLAR ACQUISITION III INC | *W EXP 03/22/202 | Y8172W115 | 20 | 78,069 | SH | DFND | 78,069 | 0 | 0 | ||
TAPESTRY INC | COM | 876030107 | 565 | 12,100 | SH | Call | DFND | 12,100 | 0 | 0 | |
TEMPUR SEALY INTL INC | COM | 88023U101 | 2,403 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
TEMPUR SEALY INTL INC | COM | 88023U101 | 1,538 | 32,000 | SH | DFND | 32,000 | 0 | 0 | ||
TOLL BROTHERS INC | COM | 889478103 | 2,774 | 75,000 | SH | Put | DFND | 75,000 | 0 | 0 | |
TOLL BROTHERS INC | COM | 889478103 | 129 | 3,500 | SH | DFND | 3,500 | 0 | 0 | ||
TOTAL S A | SPONSORED ADR | 89151E109 | 3,028 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
TRIBUNE MEDIA CO | CL A | 896047503 | 716 | 18,715 | SH | DFND | 18,715 | 0 | 0 | ||
TURQUOISE HILL RES LTD | COM | 900435108 | 1,207 | 425,000 | SH | Put | DFND | 425,000 | 0 | 0 | |
TURQUOISE HILL RES LTD | COM | 900435108 | 880 | 310,000 | SH | DFND | 310,000 | 0 | 0 | ||
TYSON FOODS INC | CL A | 902494103 | 310 | 4,500 | SH | DFND | 4,500 | 0 | 0 | ||
UBS AG LONDON BRH | ETRACS MTH 2XLV | 90270L842 | 1,520 | 98,250 | SH | DFND | 98,250 | 0 | 0 | ||
UNILEVER N V | N Y SHS NEW | 904784709 | 719 | 12,900 | SH | DFND | 12,900 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 8,642 | 61,000 | SH | Call | DFND | 61,000 | 0 | 0 | |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 1,062 | 10,000 | SH | Put | DFND | 10,000 | 0 | 0 | |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 690 | 6,500 | SH | DFND | 6,500 | 0 | 0 | ||
US FOODS HLDG CORP | COM | 912008109 | 6,770 | 179,000 | SH | DFND | 179,000 | 0 | 0 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 1,785 | 80,000 | SH | Call | DFND | 80,000 | 0 | 0 | |
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 2,760 | 123,715 | SH | DFND | 123,715 | 0 | 0 | ||
VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 | 2,453 | 75,000 | SH | Put | DFND | 75,000 | 0 | 0 | |
VANECK VECTORS ETF TR | RUSSIA ETF | 92189F403 | 1,062 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
VANECK VECTORS ETF TR | RUSSIA ETF | 92189F403 | 616 | 29,000 | SH | DFND | 29,000 | 0 | 0 | ||
VISTRA ENERGY CORP | COM | 92840M102 | 319 | 13,500 | SH | Put | DFND | 13,500 | 0 | 0 | |
VISTRA ENERGY CORP | UNIT 02/02/2024 | 92840M300 | 9,981 | 105,447 | SH | DFND | 105,447 | 0 | 0 | ||
VOYA PRIME RATE TR | SH BEN INT | 92913A100 | 1,518 | 301,732 | SH | DFND | 301,732 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 336 | 5,600 | SH | DFND | 5,600 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 334 | 3,900 | SH | DFND | 3,900 | 0 | 0 | ||
WEIBO CORP | SPONSORED ADR | 948596101 | 612 | 6,900 | SH | Call | DFND | 6,900 | 0 | 0 | |
WESTERN ASSET GLB HI INCOME | COM | 95766B109 | 323 | 35,447 | SH | DFND | 35,447 | 0 | 0 | ||
WESTERN ASSET HIGH INCM OPP | COM | 95766K109 | 763 | 158,310 | SH | DFND | 158,310 | 0 | 0 | ||
WILLSCOT CORP | *W EXP 09/10/202 | 971375118 | 645 | 285,341 | SH | DFND | 285,341 | 0 | 0 | ||
WRIGHT MED GROUP N V | ORD SHS 0.03 PAR | N96617118 | 3,549 | 136,705 | SH | DFND | 136,705 | 0 | 0 | ||
XL GROUP LTD | COM | G98294104 | 1,027 | 18,356 | SH | DFND | 18,356 | 0 | 0 | ||
XPO LOGISTICS INC | COM | 983793100 | 3,882 | 38,753 | SH | DFND | 38,753 | 0 | 0 | ||
ZIONS BANCORPORATION | *W EXP 05/22/202 | 989701115 | 10,954 | 539,614 | SH | DFND | 539,614 | 0 | 0 | ||
ZIONS BANCORPORATION | COM | 989701107 | 9,295 | 176,400 | SH | Call | DFND | 176,400 | 0 | 0 | |
ZYNGA INC | CL A | 98986T108 | 3,573 | 877,900 | SH | DFND | 877,900 | 0 | 0 |