The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
8I ENTERPRISES ACQUISITION C | *W EXP 10/29/202 | G2956M112 | 41 | 89,437 | SH | DFND | 89,437 | 0 | 0 | ||
ACCEL ENTERTAINMENT INC | *W EXP 11/20/202 | 00436Q114 | 142 | 60,761 | SH | DFND | 60,761 | 0 | 0 | ||
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 1,326 | 15,000 | SH | Put | DFND | 15,000 | 0 | 0 | |
ALBERTSONS COS INC | COMMON STOCK | 013091103 | 404 | 25,600 | SH | DFND | 25,600 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 1,057 | 4,900 | SH | Put | DFND | 4,900 | 0 | 0 | |
ALTA EQUIPMENT GROUP INC | *W EXP 02/14/202 | 02128L114 | 350 | 334,195 | SH | DFND | 334,195 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 1,655 | 600 | SH | Call | DFND | 600 | 0 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 196 | 15,000 | SH | Put | DFND | 15,000 | 0 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 654 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
AMERICAN AIRLS GROUP INC | NOTE 6.500% 7/0 | 02376RAF9 | 471 | 500,000 | PRN | DFND | 500,000 | 0 | 0 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 1,810 | 7,000 | SH | Call | DFND | 7,000 | 0 | 0 | |
AMERICAN TOWER CORP NEW | COM | 03027X100 | 1,810 | 7,000 | SH | Put | DFND | 7,000 | 0 | 0 | |
AMERIPRISE FINL INC | COM | 03076C106 | 2,176 | 14,500 | SH | Call | DFND | 14,500 | 0 | 0 | |
AMERIPRISE FINL INC | COM | 03076C106 | 2,176 | 14,500 | SH | Put | DFND | 14,500 | 0 | 0 | |
APPLE INC | COM | 037833100 | 2,736 | 7,500 | SH | Put | DFND | 7,500 | 0 | 0 | |
APTIV PLC | SHS | G6095L109 | 5,858 | 57,000 | SH | DFND | 57,000 | 0 | 0 | ||
ATLAS TECHNICAL CONSULTANTS | *W EXP 11/26/202 | 049430119 | 19 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
ATLASSIAN CORP PLC | CL A | G06242104 | 2,920 | 16,200 | SH | Call | DFND | 16,200 | 0 | 0 | |
ATLASSIAN CORP PLC | CL A | G06242104 | 2,920 | 16,200 | SH | Put | DFND | 16,200 | 0 | 0 | |
ATLASSIAN CORP PLC | CL A | G06242104 | 178 | 989 | SH | DFND | 989 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 4,094 | 27,500 | SH | Call | DFND | 27,500 | 0 | 0 | |
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 4,094 | 27,500 | SH | Put | DFND | 27,500 | 0 | 0 | |
AXALTA COATING SYS LTD | COM | G0750C108 | 205 | 9,100 | SH | Call | DFND | 9,100 | 0 | 0 | |
BBX CAP CORP NEW | CL A | 05491N104 | 727 | 286,194 | SH | DFND | 286,194 | 0 | 0 | ||
BILIBILI INC | NOTE 1.375% 4/0 | 090040AB2 | 7,656 | 4,000,000 | PRN | DFND | 4,000,000 | 0 | 0 | ||
BILIBILI INC | SPONS ADS REP Z | 090040106 | 695 | 15,000 | SH | Call | DFND | 15,000 | 0 | 0 | |
BILIBILI INC | SPONS ADS REP Z | 090040106 | 1,158 | 25,000 | SH | Put | DFND | 25,000 | 0 | 0 | |
BIOCERES CROP SOLUTIONS CORP | *W EXP 03/14/202 | G1117K106 | 105 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
BLACKROCK RES & COMMODITIES | SHS | 09257A108 | 93 | 15,178 | SH | DFND | 15,178 | 0 | 0 | ||
BLINK CHARGING CO | *W EXP 01/31/202 | 09354A118 | 1,289 | 481,126 | SH | DFND | 481,126 | 0 | 0 | ||
BLUEGREEN VACATIONS CORP | COM | 09629F108 | 191 | 35,292 | SH | DFND | 35,292 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 2,177 | 62,000 | SH | DFND | 62,000 | 0 | 0 | ||
BRILLIANT ACQUISITION CORP | UNIT 12/31/2020 | G1643W103 | 201 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | RIGHT 99/99/9999 | 110122157 | 322 | 90,000 | SH | DFND | 90,000 | 0 | 0 | ||
BROADMARK RLTY CAP INC | *W EXP 11/15/202 | 11135B118 | 101 | 316,432 | SH | DFND | 316,432 | 0 | 0 | ||
BROOGE ENERGY LTD | *W EXP 12/20/202 | G1611B115 | 61 | 125,000 | SH | DFND | 125,000 | 0 | 0 | ||
CANTEL MED CORP | COM | 138098108 | 1,338 | 30,256 | SH | DFND | 30,256 | 0 | 0 | ||
CARNIVAL CORP | UNIT 99/99/9999 | 143658300 | 3,612 | 220,000 | SH | Put | DFND | 220,000 | 0 | 0 | |
CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 3,157 | 3,000 | SH | Put | DFND | 3,000 | 0 | 0 | |
CLOROX CO DEL | COM | 189054109 | 2,194 | 10,000 | SH | Put | DFND | 10,000 | 0 | 0 | |
COHEN & STEERS QUALITY INCOM | COM | 19247L106 | 3,007 | 275,069 | SH | DFND | 275,069 | 0 | 0 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 1,538 | 21,000 | SH | Call | DFND | 21,000 | 0 | 0 | |
COLLECTIVE GROWTH CORP | UNIT 04/29/2025 | 19424L200 | 2,572 | 270,478 | SH | DFND | 270,478 | 0 | 0 | ||
COLLIER CREEK HOLDINGS | *W EXP 99/99/999 | G22707114 | 973 | 299,500 | SH | DFND | 299,500 | 0 | 0 | ||
CONSTELLIUM SE | CL A SHS | F21107101 | 1,687 | 219,610 | SH | DFND | 219,610 | 0 | 0 | ||
CREE INC | NOTE 0.875% 9/0 | 225447AB7 | 5,896 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | ||
CROWN HLDGS INC | COM | 228368106 | 1,705 | 26,180 | SH | DFND | 26,180 | 0 | 0 | ||
DASEKE INC | *W EXP 02/27/202 | 23753F115 | 19 | 313,400 | SH | DFND | 313,400 | 0 | 0 | ||
DEVON ENERGY CORP NEW | COM | 25179M103 | 386 | 34,000 | SH | DFND | 34,000 | 0 | 0 | ||
DIREXION SHS ETF TR | DAILY GOLD MINER | 25460G880 | 8,722 | 350,700 | SH | Put | DFND | 350,700 | 0 | 0 | |
DISH NETWORK CORPORATION | NOTE 3.375% 8/1 | 25470MAB5 | 7,374 | 8,000,000 | PRN | DFND | 8,000,000 | 0 | 0 | ||
DXC TECHNOLOGY CO | COM | 23355L106 | 1,023 | 62,000 | SH | DFND | 62,000 | 0 | 0 | ||
ELECTRAMECCANICA VEHS CORP | *W EXP 08/03/202 | 284849114 | 115 | 135,126 | SH | DFND | 135,126 | 0 | 0 | ||
ELECTRONIC ARTS INC | COM | 285512109 | 3,301 | 25,000 | SH | Call | DFND | 25,000 | 0 | 0 | |
ELECTRONIC ARTS INC | COM | 285512109 | 3,301 | 25,000 | SH | Put | DFND | 25,000 | 0 | 0 | |
EXACT SCIENCES CORP | COM | 30063P105 | 1,956 | 22,500 | SH | Call | DFND | 22,500 | 0 | 0 | |
EXACT SCIENCES CORP | COM | 30063P105 | 1,956 | 22,500 | SH | Put | DFND | 22,500 | 0 | 0 | |
EXACT SCIENCES CORP | NOTE 0.375% 3/0 | 30063PAC9 | 2,395 | 2,500,000 | PRN | DFND | 2,500,000 | 0 | 0 | ||
FIDELITY NATL INFORMATION SV | COM | 31620M106 | 1,810 | 13,500 | SH | Call | DFND | 13,500 | 0 | 0 | |
FIDELITY NATL INFORMATION SV | COM | 31620M106 | 1,810 | 13,500 | SH | Put | DFND | 13,500 | 0 | 0 | |
FITBIT INC | CL A | 33812L102 | 236 | 36,575 | SH | DFND | 36,575 | 0 | 0 | ||
FIVE BELOW INC | COM | 33829M101 | 2,512 | 23,500 | SH | Call | DFND | 23,500 | 0 | 0 | |
FIVE BELOW INC | COM | 33829M101 | 2,512 | 23,500 | SH | Put | DFND | 23,500 | 0 | 0 | |
FIVE BELOW INC | COM | 33829M101 | 36 | 340 | SH | DFND | 340 | 0 | 0 | ||
FUSION ACQUISITION CORP | UNIT 99/99/9999 | 36118H204 | 1,168 | 115,000 | SH | DFND | 115,000 | 0 | 0 | ||
GABELLI DIVID & INCOME TR | COM | 36242H104 | 2,584 | 146,794 | SH | DFND | 146,794 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 234 | 34,200 | SH | DFND | 34,200 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 898 | 35,500 | SH | DFND | 35,500 | 0 | 0 | ||
GENWORTH FINL INC | COM CL A | 37247D106 | 80 | 34,590 | SH | DFND | 34,590 | 0 | 0 | ||
GIGCAPITAL3 INC | UNIT 99/99/9999 | 37519D206 | 2,836 | 282,485 | SH | DFND | 282,485 | 0 | 0 | ||
GLRY STR NW MDIA GRUP HLDG L | *W EXP 02/13/202 | G39973113 | 48 | 1,196,369 | SH | DFND | 1,196,369 | 0 | 0 | ||
GOLD FIELDS LTD | SPONSORED ADR | 38059T106 | 295 | 31,381 | SH | DFND | 31,381 | 0 | 0 | ||
GRAF INDL CORP | *W EXP 12/31/202 | 384278115 | 342 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
GRANITE CONSTR INC | COM | 387328107 | 191 | 10,000 | SH | Put | DFND | 10,000 | 0 | 0 | |
GRID DYNAMICS HLDGS INC | *W EXP 03/05/202 | 39813G117 | 65 | 40,917 | SH | DFND | 40,917 | 0 | 0 | ||
HEALTHCARE MERGER CORP | UNIT 12/17/2021 | 42227L201 | 146 | 14,191 | SH | DFND | 14,191 | 0 | 0 | ||
HERTZ GLOBAL HLDGS INC | COM | 42806J106 | 102 | 72,000 | SH | DFND | 72,000 | 0 | 0 | ||
HIGHLAND INCOME FD | HIGHLAND INCOME | 43010E404 | 1,532 | 190,356 | SH | DFND | 190,356 | 0 | 0 | ||
HILTON WORLDWIDE HLDGS INC | COM | 43300A203 | 1,469 | 20,000 | SH | Put | DFND | 20,000 | 0 | 0 | |
HORMEL FOODS CORP | COM | 440452100 | 1,207 | 25,000 | SH | Call | DFND | 25,000 | 0 | 0 | |
HOSTESS BRANDS INC | *W EXP 11/04/202 | 44109J114 | 1,419 | 1,649,847 | SH | DFND | 1,649,847 | 0 | 0 | ||
IAC INTERACTIVECORP | COM | 44919P508 | 1,937 | 5,990 | SH | DFND | 5,990 | 0 | 0 | ||
INFRA AND ENERGY ALTRNTIVE I | *W EXP 05/20/202 | 45686J112 | 71 | 545,341 | SH | DFND | 545,341 | 0 | 0 | ||
INTER PARFUMS INC | COM | 458334109 | 700 | 14,532 | SH | DFND | 14,532 | 0 | 0 | ||
INVITAE CORP | COM | 46185L103 | 385 | 12,700 | SH | Call | DFND | 12,700 | 0 | 0 | |
IQIYI INC | SPONSORED ADS | 46267X108 | 232 | 10,000 | SH | Call | DFND | 10,000 | 0 | 0 | |
IQIYI INC | SPONSORED ADS | 46267X108 | 874 | 37,700 | SH | Put | DFND | 37,700 | 0 | 0 | |
IROBOT CORP | COM | 462726100 | 1,888 | 22,500 | SH | Call | DFND | 22,500 | 0 | 0 | |
IROBOT CORP | COM | 462726100 | 1,888 | 22,500 | SH | Put | DFND | 22,500 | 0 | 0 | |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 5,380 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 5,461 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
ISHARES TR | JPMORGAN USD EMG | 464288281 | 12,468 | 114,152 | SH | DFND | 114,152 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,507 | 10,528 | SH | DFND | 10,528 | 0 | 0 | ||
JOYY INC | ADS REPSTG COM A | 46591M109 | 1,895 | 21,400 | SH | Call | DFND | 21,400 | 0 | 0 | |
JOYY INC | ADS REPSTG COM A | 46591M109 | 1,665 | 18,800 | SH | Put | DFND | 18,800 | 0 | 0 | |
KALEYRA INC | *W EXP 12/12/202 | 483379111 | 130 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
KLA CORP | COM NEW | 482480100 | 3,753 | 19,300 | SH | Call | DFND | 19,300 | 0 | 0 | |
KLA CORP | COM NEW | 482480100 | 3,753 | 19,300 | SH | Put | DFND | 19,300 | 0 | 0 | |
LIBERTY TRIPADVISOR HLDGS IN | COM SER A | 531465102 | 465 | 218,115 | SH | DFND | 218,115 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 4,761 | 29,000 | SH | Call | DFND | 29,000 | 0 | 0 | |
LILLY ELI & CO | COM | 532457108 | 4,761 | 29,000 | SH | Put | DFND | 29,000 | 0 | 0 | |
LION GROUP HOLDING LTD | *W EXP 06/17/202 | 53620U110 | 87 | 563,352 | SH | DFND | 563,352 | 0 | 0 | ||
LIV CAP ACQUISITION CORP | *W EXP 12/13/202 | G5510C116 | 31 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
LKQ CORP | COM | 501889208 | 2,777 | 106,000 | SH | DFND | 106,000 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 3,918 | 29,000 | SH | Put | DFND | 29,000 | 0 | 0 | |
LULULEMON ATHLETICA INC | COM | 550021109 | 4,680 | 15,000 | SH | Put | DFND | 15,000 | 0 | 0 | |
LUMENTUM HLDGS INC | NOTE 0.250% 3/1 | 55024UAB5 | 16,835 | 11,500,000 | PRN | DFND | 11,500,000 | 0 | 0 | ||
MCKESSON CORP | COM | 58155Q103 | 3,068 | 20,000 | SH | Call | DFND | 20,000 | 0 | 0 | |
MCKESSON CORP | COM | 58155Q103 | 3,068 | 20,000 | SH | Put | DFND | 20,000 | 0 | 0 | |
MCKESSON CORP | COM | 58155Q103 | 497 | 3,237 | SH | DFND | 3,237 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC. | COM | 595017104 | 2,633 | 25,000 | SH | Call | DFND | 25,000 | 0 | 0 | |
MICROCHIP TECHNOLOGY INC. | COM | 595017104 | 2,633 | 25,000 | SH | Put | DFND | 25,000 | 0 | 0 | |
MICROCHIP TECHNOLOGY INC. | NOTE 1.625% 2/1 | 595017AD6 | 11,471 | 5,130,000 | PRN | DFND | 5,130,000 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC. | NOTE 1.625% 2/1 | 595017AF1 | 7,389 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | ||
MONGODB INC | CL A | 60937P106 | 4,527 | 20,000 | SH | Call | DFND | 20,000 | 0 | 0 | |
MONGODB INC | CL A | 60937P106 | 4,889 | 21,600 | SH | Put | DFND | 21,600 | 0 | 0 | |
MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | 3,643 | 26,000 | SH | Call | DFND | 26,000 | 0 | 0 | |
MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | 3,643 | 26,000 | SH | Put | DFND | 26,000 | 0 | 0 | |
MYLAN NV | SHS EURO | N59465109 | 769 | 47,800 | SH | Call | DFND | 47,800 | 0 | 0 | |
NESCO HLDGS INC | *W EXP 01/01/202 | 64083J112 | 6 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
NEW ORIENTAL ED & TECHNOLOGY | SPON ADR | 647581107 | 3,256 | 25,000 | SH | Call | DFND | 25,000 | 0 | 0 | |
NEW ORIENTAL ED & TECHNOLOGY | SPON ADR | 647581107 | 3,256 | 25,000 | SH | Put | DFND | 25,000 | 0 | 0 | |
NEWMONT CORP | COM | 651639106 | 484 | 7,841 | SH | DFND | 7,841 | 0 | 0 | ||
NIKOLA CORP | *W EXP 06/03/202 | 654110113 | 9,666 | 291,158 | SH | DFND | 291,158 | 0 | 0 | ||
NIKOLA CORP | COM | 654110105 | 30,564 | 452,600 | SH | Put | DFND | 452,600 | 0 | 0 | |
NIKOLA CORP | COM | 654110105 | 1,021 | 15,120 | SH | DFND | 15,120 | 0 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 4,060 | 922,700 | SH | Call | DFND | 922,700 | 0 | 0 | |
NOMAD FOODS LTD | USD ORD SHS | G6564A105 | 253 | 11,789 | SH | DFND | 11,789 | 0 | 0 | ||
NORFOLK SOUTHERN CORP | COM | 655844108 | 2,721 | 15,500 | SH | Call | DFND | 15,500 | 0 | 0 | |
NORFOLK SOUTHERN CORP | COM | 655844108 | 2,721 | 15,500 | SH | Put | DFND | 15,500 | 0 | 0 | |
NUVEEN DOW 30 DYNAMIC OVERWR | SHS | 67075F105 | 2,373 | 174,353 | SH | DFND | 174,353 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 1,654 | 14,500 | SH | Call | DFND | 14,500 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 1,654 | 14,500 | SH | Put | DFND | 14,500 | 0 | 0 | |
OMNICOM GROUP INC | COM | 681919106 | 441 | 8,073 | SH | DFND | 8,073 | 0 | 0 | ||
PAE INC | *W EXP 09/11/202 | 69290Y117 | 1,647 | 683,469 | SH | DFND | 683,469 | 0 | 0 | ||
PAE INC | COM CL A | 69290Y109 | 3,284 | 343,538 | SH | DFND | 343,538 | 0 | 0 | ||
PALO ALTO NETWORKS INC | NOTE 0.750% 7/0 | 697435AD7 | 2,691 | 2,500,000 | PRN | DFND | 2,500,000 | 0 | 0 | ||
PAVMED INC | *W EXP 04/30/202 | 70387R122 | 79 | 77,066 | SH | DFND | 77,066 | 0 | 0 | ||
PINDUODUO INC | SPONSORED ADS | 722304102 | 4,721 | 55,000 | SH | Put | DFND | 55,000 | 0 | 0 | |
PLANET FITNESS INC | CL A | 72703H101 | 909 | 15,000 | SH | Put | DFND | 15,000 | 0 | 0 | |
PRICE T ROWE GROUP INC | COM | 74144T108 | 3,088 | 25,000 | SH | Call | DFND | 25,000 | 0 | 0 | |
PRICE T ROWE GROUP INC | COM | 74144T108 | 3,088 | 25,000 | SH | Put | DFND | 25,000 | 0 | 0 | |
PRICE T ROWE GROUP INC | COM | 74144T108 | 131 | 1,063 | SH | DFND | 1,063 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 1,642 | 18,000 | SH | Call | DFND | 18,000 | 0 | 0 | |
RANPAK HLDGS CORP | *W EXP 06/03/202 | 75321W111 | 557 | 379,022 | SH | DFND | 379,022 | 0 | 0 | ||
REALPAGE INC | NOTE 1.500% 5/1 | 75606NAC3 | 2,702 | 2,500,000 | PRN | DFND | 2,500,000 | 0 | 0 | ||
REALPAGE INC | NOTE 1.500%11/1 | 75606NAB5 | 12,198 | 7,553,000 | PRN | DFND | 7,553,000 | 0 | 0 | ||
REDFIN CORP | NOTE 1.750% 7/1 | 75737FAA6 | 2,231 | 1,500,000 | PRN | DFND | 1,500,000 | 0 | 0 | ||
RESTAURANT BRANDS INTL INC | COM | 76131D103 | 1,967 | 36,000 | SH | Put | DFND | 36,000 | 0 | 0 | |
RIVERNORTH / DOUBLELINE STRA | COM | 76882G107 | 933 | 67,077 | SH | DFND | 67,077 | 0 | 0 | ||
ROCKWELL AUTOMATION INC | COM | 773903109 | 3,834 | 18,000 | SH | Call | DFND | 18,000 | 0 | 0 | |
ROCKWELL AUTOMATION INC | COM | 773903109 | 3,834 | 18,000 | SH | Put | DFND | 18,000 | 0 | 0 | |
ROCKWELL AUTOMATION INC | COM | 773903109 | 297 | 1,395 | SH | DFND | 1,395 | 0 | 0 | ||
ROYAL GOLD INC | COM | 780287108 | 2,859 | 23,000 | SH | Call | DFND | 23,000 | 0 | 0 | |
ROYAL GOLD INC | COM | 780287108 | 2,859 | 23,000 | SH | Put | DFND | 23,000 | 0 | 0 | |
ROYAL GOLD INC | COM | 780287108 | 271 | 2,183 | SH | DFND | 2,183 | 0 | 0 | ||
SABRE CORP | COM | 78573M104 | 403 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
SABRE CORP | COM | 78573M104 | 145 | 18,006 | SH | DFND | 18,006 | 0 | 0 | ||
SCORPIO TANKERS INC | NOTE 3.000% 5/1 | 80918TAB5 | 870 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
SEA LTD | SPONSORED ADS | 81141R100 | 5,362 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
SERVICEMASTER GLOBAL HLDGS I | COM | 81761R109 | 2,483 | 69,560 | SH | DFND | 69,560 | 0 | 0 | ||
SHOPIFY INC | CL A | 82509L107 | 1,993 | 2,100 | SH | Call | DFND | 2,100 | 0 | 0 | |
SIBANYE STILLWATER LTD | SPONSORED ADR | 82575P107 | 231 | 26,680 | SH | DFND | 26,680 | 0 | 0 | ||
SIMPLY GOOD FOODS CO | COM | 82900L102 | 5,718 | 307,748 | SH | DFND | 307,748 | 0 | 0 | ||
SNAP INC | CL A | 83304A106 | 940 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
SOHU COM LTD | SPONSORED ADS | 83410S108 | 696 | 75,614 | SH | DFND | 75,614 | 0 | 0 | ||
SOUTHWEST AIRLS CO | COM | 844741108 | 1,709 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 887 | 5,300 | SH | DFND | 5,300 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 721 | 2,338 | SH | DFND | 2,338 | 0 | 0 | ||
SPIRIT AIRLS INC | NOTE 4.750% 5/1 | 848577AA0 | 3,019 | 2,000,000 | PRN | DFND | 2,000,000 | 0 | 0 | ||
SPLUNK INC | NOTE 1.125% 9/1 | 848637AD6 | 3,672 | 2,500,000 | PRN | DFND | 2,500,000 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 1,104 | 15,000 | SH | Put | DFND | 15,000 | 0 | 0 | |
SUSTAINABLE OPPORTNTS ACQ CO | UNIT 99/99/9999 | G8598Y125 | 2,131 | 211,017 | SH | DFND | 211,017 | 0 | 0 | ||
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 2,373 | 17,000 | SH | Call | DFND | 17,000 | 0 | 0 | |
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 2,373 | 17,000 | SH | Put | DFND | 17,000 | 0 | 0 | |
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 192 | 1,374 | SH | DFND | 1,374 | 0 | 0 | ||
TARGET CORP | COM | 87612E106 | 2,998 | 25,000 | SH | Call | DFND | 25,000 | 0 | 0 | |
TARGET CORP | COM | 87612E106 | 2,998 | 25,000 | SH | Put | DFND | 25,000 | 0 | 0 | |
TECK RESOURCES LTD | CL B | 878742204 | 381 | 36,550 | SH | DFND | 36,550 | 0 | 0 | ||
TIFFANY & CO NEW | COM | 886547108 | 793 | 6,500 | SH | Call | DFND | 6,500 | 0 | 0 | |
TIFFANY & CO NEW | COM | 886547108 | 610 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
TOUGHBUILT INDS INC | *W EXP 05/15/202 | 89157G116 | 6 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
TTM TECHNOLOGIES INC | NOTE 1.750%12/1 | 87305RAD1 | 5,803 | 4,585,000 | PRN | DFND | 4,585,000 | 0 | 0 | ||
TWITTER INC | NOTE 0.250% 6/1 | 90184LAF9 | 7,885 | 8,366,000 | PRN | DFND | 8,366,000 | 0 | 0 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 5,986 | 163,200 | SH | Put | DFND | 163,200 | 0 | 0 | |
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 7,042 | 191,985 | SH | DFND | 191,985 | 0 | 0 | ||
VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 | 3,480 | 70,189 | SH | DFND | 70,189 | 0 | 0 | ||
VERB TECHNOLOGY CO INC | *W EXP 03/14/202 | 92337U112 | 7 | 24,117 | SH | DFND | 24,117 | 0 | 0 | ||
VERTIV HOLDINGS CO | *W EXP 06/12/202 | 92537N116 | 8,899 | 2,230,301 | SH | DFND | 2,230,301 | 0 | 0 | ||
VERTIV HOLDINGS CO | COM CL A | 92537N108 | 827 | 61,000 | SH | Put | DFND | 61,000 | 0 | 0 | |
VIACOMCBS INC | CL B | 92556H206 | 3,470 | 148,800 | SH | Call | DFND | 148,800 | 0 | 0 | |
VIACOMCBS INC | CL B | 92556H206 | 233 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 4,655 | 24,100 | SH | Call | DFND | 24,100 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 4,655 | 24,100 | SH | Put | DFND | 24,100 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 143 | 740 | SH | DFND | 740 | 0 | 0 | ||
VIVINT SMART HOME INC | *W EXP 01/17/202 | 928542117 | 257 | 45,113 | SH | DFND | 45,113 | 0 | 0 | ||
VIVINT SMART HOME INC | COM CL A | 928542109 | 187 | 10,796 | SH | DFND | 10,796 | 0 | 0 | ||
VMWARE INC | CL A COM | 928563402 | 3,872 | 25,000 | SH | Call | DFND | 25,000 | 0 | 0 | |
VMWARE INC | CL A COM | 928563402 | 3,872 | 25,000 | SH | Put | DFND | 25,000 | 0 | 0 | |
VMWARE INC | CL A COM | 928563402 | 3 | 22 | SH | DFND | 22 | 0 | 0 | ||
VOYA GLBL EQTY DIV & PREM OP | COM | 92912T100 | 1,020 | 211,141 | SH | DFND | 211,141 | 0 | 0 | ||
VOYA NAT RES EQUITY INCOME F | COM | 92913C106 | 789 | 310,561 | SH | DFND | 310,561 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 2,995 | 25,000 | SH | Call | DFND | 25,000 | 0 | 0 | |
WALMART INC | COM | 931142103 | 2,995 | 25,000 | SH | Put | DFND | 25,000 | 0 | 0 | |
WESTERN DIGITAL CORP. | COM | 958102105 | 221 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
WESTROCK CO | COM | 96145D105 | 3,261 | 115,391 | SH | DFND | 115,391 | 0 | 0 | ||
WHOLE EARTH BRANDS INC | *W EXP 06/25/202 | 96684W126 | 371 | 325,000 | SH | DFND | 325,000 | 0 | 0 | ||
WHOLE EARTH BRANDS INC | COM CL A | 96684W100 | 1,291 | 160,000 | SH | DFND | 160,000 | 0 | 0 | ||
WILLSCOT CORP | COM | 971375126 | 3,274 | 266,391 | SH | DFND | 266,391 | 0 | 0 | ||
WYNDHAM DESTINATIONS INC | COM | 98310W108 | 5,195 | 184,345 | SH | DFND | 184,345 | 0 | 0 | ||
XPO LOGISTICS INC | COM | 983793100 | 718 | 9,300 | SH | DFND | 9,300 | 0 | 0 | ||
YATRA ONLINE INC | ORD SHS | G98338109 | 97 | 142,361 | SH | DFND | 142,361 | 0 | 0 | ||
YY INC | NOTE 0.750% 6/1 | 98426TAD8 | 362 | 330,000 | PRN | DFND | 330,000 | 0 | 0 | ||
YY INC | NOTE 1.375% 6/1 | 98426TAF3 | 914 | 830,000 | PRN | DFND | 830,000 | 0 | 0 | ||
ZENDESK INC | NOTE 0.250% 3/1 | 98936JAB7 | 747 | 500,000 | PRN | DFND | 500,000 | 0 | 0 |