Delaware | 26-2940963 | |
(State or other jurisdiction of | (IRS Employer | |
incorporation) | Identification No.) |
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
The Investor received certain piggy-back and demand registration rights with respect to the shares and Warrant Shares purchased in the private placement offering. The demand registration rights are exercisable by the Investor at any time after the five-year anniversary of the Effective Date for a registration that covers registrable securities with aggregate gross proceeds to ChromaDex of at least $1,000,000.
A copy of the Subscription Agreement which includes as exhibits copies of the Form of Warrant to purchase shares of Common Stock of ChromaDex pursuant to which the warrants were issued and the Form of Registration Rights Agreement pursuant to which the registration rights were granted is attached as Exhibit 10.1 to this Current Report on Form 8-K and inc orporated herein by reference.
4.1 Form of Warrant to Purchase Shares of Common Stock of ChromaDex Corporation (1)
4.2 Form of Registration Rights Agreement (1)
10.1 Subscription Agreement, dated November 29, 2009, between Jinke Group (Hong Kong) Ltd and ChromaDex Corporation.
(1) Incorporated by reference to Exhibit 10.1 of this Current Report on Form 8-K.
CHROMADEX CORPORATION | ||||||||
Date: December 03, 2009 | By: | /s/ Frank L. Jaksch Jr. | ||||||
Frank L. Jaksch Jr. | ||||||||
Chief Executive Officer | ||||||||
Exhibit No. | Description | |
EX-10.1 | Subscription Agreement, dated November 29, 2009, between Jinke Group (Hong Kong) Ltd and ChromaDex Corporation. |