UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 15, 2007
KKR Financial Holdings LLC
(Exact name of registrant as specified in its charter)
Delaware | | 001-33437 | | 11-3801844 |
(State or other jurisdiction
of incorporation) | | (Commission File
Number) | | (I.R.S. Employer
Identification No.) |
555 California Street, 50th Floor | | |
San Francisco, California | | 94104 |
(Address of principal executive offices) | | (Zip Code) |
415-315-3620
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 1.01 Entry into a Material Definitive Agreement.
On June 15, 2007, KKR Financial Holdings LLC (the “Company”) entered into a First Amendment Agreement to the Amended and Restated Management Agreement dated as of May 4, 2007 by and among the Company, KKR Financial Advisors LLC and KKR Financial Corp. (the “First Amendment Agreement”) that expanded the definition of “Equity” in Section 1(f) of the Amended and Restated Management Agreement.
A copy of the First Amendment Agreement is attached to this Current Report as Exhibit 10.1 and is incorporated herein by reference.
Item 9.01 | Financial Statements and Exhibits. |
| |
Exhibit 10.1 | First Amendment Agreement to the Amended and Restated Management Agreement among the Company, KKR Financial Advisors LLC and KKR Financial Corp. |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | KKR Financial Holdings LLC |
| | (Registrant) |
| | |
Date: June 15, 2007 | By: | /s/ Jeffrey B. Van Horn | |
| | Jeffrey B. Van Horn |
| | Chief Financial Officer |
| | (Principal Financial and Accounting Officer) |
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