The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALLIED NEVADA GOLD CORP | COM | 019344100 | 681 | 158,000 | SH | Call | DFND | 1,2 | 158,000 | 0 | 0 |
ANADARKO PETE CORP | COM | 032511107 | 21,769 | 256,834 | SH | DFND | 1,2 | 256,834 | 0 | 0 | |
ARCELORMITTAL SA LUXEMBOURG | NY REGISTRY SH | 03938L104 | 4,348 | 269,250 | SH | DFND | 1,2 | 269,250 | 0 | 0 | |
BARRICK GOLD CORP | COM | 067901108 | 5,005 | 280,700 | SH | DFND | 1,2 | 280,700 | 0 | 0 | |
BHP BILLITON LTD | SPONSORED ADR | 088606108 | 9,850 | 145,350 | SH | DFND | 1,2 | 145,350 | 0 | 0 | |
CABOT OIL & GAS CORP | COM | 127097103 | 10,581 | 312,300 | SH | DFND | 1,2 | 312,300 | 0 | 0 | |
CAMECO CORP | COM | 13321L108 | 11,552 | 504,447 | SH | DFND | 1,2 | 504,447 | 0 | 0 | |
CAMERON INTERNATIONAL CORP | COM | 13342B105 | 6,065 | 98,194 | SH | DFND | 1,2 | 98,194 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 12,528 | 105,357 | SH | DFND | 1,2 | 105,357 | 0 | 0 | |
CONCHO RES INC | COM | 20605P101 | 15,792 | 128,912 | SH | DFND | 1,2 | 128,912 | 0 | 0 | |
CONSOL ENERGY INC | COM | 20854P109 | 4,760 | 119,142 | SH | DFND | 1,2 | 119,142 | 0 | 0 | |
CRESCENT PT ENERGY CORP | COM | 22576C101 | 12,496 | 342,253 | SH | DFND | 1,2 | 342,253 | 0 | 0 | |
EOG RES INC | COM | 26875P101 | 14,046 | 71,600 | SH | DFND | 1,2 | 71,600 | 0 | 0 | |
EQT CORP | COM | 26884L109 | 9,995 | 103,068 | SH | DFND | 1,2 | 103,068 | 0 | 0 | |
ETFS PLATINUM TR | SH BEN INT | 26922V101 | 2,541 | 18,400 | SH | DFND | 1,2 | 18,400 | 0 | 0 | |
FRANCO NEVADA CORP | COM | 351858105 | 4,669 | 101,800 | SH | DFND | 1,2 | 101,800 | 0 | 0 | |
FREEPORT-MCMORAN COPPER & GO | COM | 35671D857 | 20,315 | 614,306 | SH | DFND | 1,2 | 614,306 | 0 | 0 | |
GASLOG LTD | SHS | G37585109 | 4,264 | 183,100 | SH | DFND | 1,2 | 183,100 | 0 | 0 | |
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 5,305 | 127,250 | SH | DFND | 1,2 | 127,250 | 0 | 0 | |
GOODRICH PETE CORP | COM NEW | 382410405 | 2,381 | 150,500 | SH | DFND | 1,2 | 150,500 | 0 | 0 | |
GRAN TIERRA ENERGY INC | COM | 38500T101 | 2,961 | 395,849 | SH | DFND | 1,2 | 395,849 | 0 | 0 | |
GREENHUNTER RES INC | COM | 39530A104 | 337 | 347,388 | SH | DFND | 1,2 | 347,388 | 0 | 0 | |
HALLIBURTON CO | COM | 406216101 | 14,095 | 239,344 | SH | DFND | 1,2 | 239,344 | 0 | 0 | |
IMPERIAL OIL LTD | COM NEW | 453038408 | 13,508 | 290,175 | SH | DFND | 1,2 | 290,175 | 0 | 0 | |
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 2,426 | 127,400 | SH | DFND | 1,2 | 127,400 | 0 | 0 | |
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 13,698 | 154,019 | SH | DFND | 1,2 | 154,019 | 0 | 0 | |
MOLYCORP INC DEL | COM | 608753109 | 3,392 | 723,250 | SH | DFND | 1,2 | 723,250 | 0 | 0 | |
NATIONAL OILWELL VARCO INC | COM | 637071101 | 12,216 | 156,875 | SH | DFND | 1,2 | 156,875 | 0 | 0 | |
OASIS PETE INC NEW | COM | 674215108 | 6,255 | 149,900 | SH | DFND | 1,2 | 149,900 | 0 | 0 | |
OCEANEERING INTL INC | COM | 675232102 | 12,564 | 174,836 | SH | DFND | 1,2 | 174,836 | 0 | 0 | |
PDC ENERGY INC | COM | 69327R101 | 2,180 | 35,009 | SH | DFND | 1,2 | 35,009 | 0 | 0 | |
PEABODY ENERGY CORP | COM | 704549104 | 8,416 | 515,050 | SH | DFND | 1,2 | 515,050 | 0 | 0 | |
PETROLEO BRASILEIRO SA PETRO | SP ADR NON VTG | 71654V101 | 3,383 | 243,877 | SH | DFND | 1,2 | 243,877 | 0 | 0 | |
PHILLIPS 66 | COM | 718546104 | 12,263 | 159,142 | SH | DFND | 1,2 | 159,142 | 0 | 0 | |
PIONEER NAT RES CO | COM | 723787107 | 22,109 | 118,144 | SH | DFND | 1,2 | 118,144 | 0 | 0 | |
PLATINUM GROUP METALS LTD | COM NEW | 72765Q205 | 1,383 | 1,369,635 | SH | DFND | 1,2 | 1,369,635 | 0 | 0 | |
RANGE RES CORP | COM | 75281A109 | 3,571 | 43,038 | SH | DFND | 1,2 | 43,038 | 0 | 0 | |
RIO TINTO PLC | SPONSORED ADR | 767204100 | 9,907 | 177,450 | SH | DFND | 1,2 | 177,450 | 0 | 0 | |
SCHLUMBERGER LTD | COM | 806857108 | 13,299 | 136,400 | SH | DFND | 1,2 | 136,400 | 0 | 0 | |
SILVER WHEATON CORP | COM | 828336107 | 8,713 | 383,850 | SH | DFND | 1,2 | 383,850 | 0 | 0 | |
SOCIEDAD QUIMICA MINERA DE C | SPON ADR SER B | 833635105 | 1,716 | 54,050 | SH | DFND | 1,2 | 54,050 | 0 | 0 | |
SOLAZYME INC | COM | 83415T101 | 805 | 69,300 | SH | DFND | 1,2 | 69,300 | 0 | 0 | |
SUNCOR ENERGY INC NEW | COM | 867224107 | 11,788 | 337,182 | SH | DFND | 1,2 | 337,182 | 0 | 0 | |
TALISMAN ENERGY INC | COM | 87425E103 | 8,293 | 831,000 | SH | Call | DFND | 1,2 | 831,000 | 0 | 0 |
TEXAS PAC LD TR | SUB CTF PROP I T | 882610108 | 2,098 | 16,200 | SH | DFND | 1,2 | 16,200 | 0 | 0 | |
TRONOX LTD | SHS CL A | Q9235V101 | 3,660 | 153,990 | SH | DFND | 1,2 | 153,990 | 0 | 0 | |
TURQUOISE HILL RES LTD | COM | 900435108 | 3,064 | 920,200 | SH | DFND | 1,2 | 920,200 | 0 | 0 | |
UNITED STATES NATL GAS FUND | UNIT PAR $0.001 | 912318201 | 9,768 | 400,000 | SH | Put | DFND | 1,2 | 400,000 | 0 | 0 |
WALTER ENERGY INC | COM | 93317Q105 | 2,533 | 335,040 | SH | DFND | 1,2 | 335,040 | 0 | 0 | |
WALTER ENERGY INC | COM | 93317Q105 | 1,512 | 200,000 | SH | Call | DFND | 1,2 | 200,000 | 0 | 0 |
WEATHERFORD INTERNATIONAL LT | REG SHS | H27013103 | 3,858 | 222,237 | SH | DFND | 1,2 | 222,237 | 0 | 0 |