The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVANTAGE OIL & GAS LTD | COM | 00765F101 | 539 | 98,100 | SH | DFND | 1,2 | 98,100 | 0 | 0 | |
ALAMOS GOLD INC NEW | COM CL A | 011532108 | 551 | 104,200 | SH | DFND | 1,2 | 104,200 | 0 | 0 | |
ALBEMARLE CORP | COM | 012653101 | 1,755 | 27,450 | SH | DFND | 1,2 | 27,450 | 0 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 9,128 | 196,003 | SH | DFND | 1,2 | 196,003 | 0 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 1,444 | 31,000 | SH | Call | DFND | 1,2 | 31,000 | 0 | 0 |
ANTERO RES CORP | COM | 03674X106 | 1,446 | 58,150 | SH | DFND | 1,2 | 58,150 | 0 | 0 | |
ASANKO GOLD INC | COM | 04341Y105 | 679 | 318,900 | SH | DFND | 1,2 | 318,900 | 0 | 0 | |
CABOT OIL & GAS CORP | COM | 127097103 | 4,770 | 210,022 | SH | DFND | 1,2 | 210,022 | 0 | 0 | |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 770 | 22,750 | SH | DFND | 1,2 | 22,750 | 0 | 0 | |
COBALT INTL ENERGY INC | NOTE 2.625%12/0 | 19075FAA4 | 1,038 | 2,000,000 | PRN | DFND | 1,2 | 2,000,000 | 0 | 0 | |
CONCHO RES INC | COM | 20605P101 | 5,337 | 52,817 | SH | DFND | 1,2 | 52,817 | 0 | 0 | |
CONTINENTAL RESOURCES INC | COM | 212015101 | 4,880 | 160,750 | SH | DFND | 1,2 | 160,750 | 0 | 0 | |
DIAMONDBACK ENERGY INC | COM | 25278X109 | 5,877 | 76,150 | SH | DFND | 1,2 | 76,150 | 0 | 0 | |
DOMINION DIAMOND CORP | COM | 257287102 | 2,691 | 242,650 | SH | DFND | 1,2 | 242,650 | 0 | 0 | |
ENERGEN CORP | COM | 29265N108 | 4,235 | 115,730 | SH | DFND | 1,2 | 115,730 | 0 | 0 | |
EOG RES INC | COM | 26875P101 | 2,280 | 31,407 | SH | DFND | 1,2 | 31,407 | 0 | 0 | |
EQT CORP | COM | 26884L109 | 4,925 | 73,218 | SH | DFND | 1,2 | 73,218 | 0 | 0 | |
FRANCO NEVADA CORP | COM | 351858105 | 1,903 | 31,000 | SH | DFND | 1,2 | 31,000 | 0 | 0 | |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 727 | 70,306 | SH | DFND | 1,2 | 70,306 | 0 | 0 | |
GENER8 MARITIME INC | COM | Y26889108 | 2,501 | 354,200 | SH | DFND | 1,2 | 354,200 | 0 | 0 | |
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 2,167 | 120,565 | SH | DFND | 1,2 | 120,565 | 0 | 0 | |
GOLDCORP INC NEW | COM | 380956409 | 2,453 | 151,150 | SH | DFND | 1,2 | 151,150 | 0 | 0 | |
GRAN TIERRA ENERGY INC | COM | 38500T101 | 1,288 | 521,649 | SH | DFND | 1,2 | 521,649 | 0 | 0 | |
HALLIBURTON CO | COM | 406216101 | 3,811 | 106,701 | SH | DFND | 1,2 | 106,701 | 0 | 0 | |
HUDBAY MINERALS INC | COM | 443628102 | 1,439 | 391,000 | SH | DFND | 1,2 | 391,000 | 0 | 0 | |
INTEROIL CORP | COM | 460951106 | 4,455 | 139,950 | SH | DFND | 1,2 | 139,950 | 0 | 0 | |
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 1,402 | 95,500 | SH | DFND | 1,2 | 95,500 | 0 | 0 | |
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 1,116 | 76,000 | SH | Call | DFND | 1,2 | 76,000 | 0 | 0 |
PDC ENERGY INC | COM | 69327R101 | 3,092 | 52,009 | SH | DFND | 1,2 | 52,009 | 0 | 0 | |
PIONEER NAT RES CO | COM | 723787107 | 4,620 | 32,824 | SH | DFND | 1,2 | 32,824 | 0 | 0 | |
PRETIUM RES INC | COM | 74139C102 | 568 | 106,100 | SH | DFND | 1,2 | 106,100 | 0 | 0 | |
RANGE RES CORP | COM | 75281A109 | 2,671 | 82,477 | SH | DFND | 1,2 | 82,477 | 0 | 0 | |
RIO TINTO PLC | SPONSORED ADR | 767204100 | 1,004 | 35,519 | SH | DFND | 1,2 | 35,519 | 0 | 0 | |
RSP PERMIAN INC | COM | 74978Q105 | 5,510 | 189,750 | SH | DFND | 1,2 | 189,750 | 0 | 0 | |
SCHLUMBERGER LTD | COM | 806857108 | 4,499 | 61,000 | SH | DFND | 1,2 | 61,000 | 0 | 0 | |
SILVER WHEATON CORP | COM | 828336107 | 1,614 | 97,350 | SH | DFND | 1,2 | 97,350 | 0 | 0 | |
TEXAS PAC LD TR | SUB CTF PROP I T | 882610108 | 1,694 | 11,642 | SH | DFND | 1,2 | 11,642 | 0 | 0 | |
WHITING PETE CORP NEW | COM | 966387102 | 662 | 82,950 | SH | DFND | 1,2 | 82,950 | 0 | 0 |