The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVANTAGE OIL & GAS LTD | COM | 00765F101 | 548 | 98,100 | SH | DFND | 1,2 | 98,100 | 0 | 0 | |
ALAMOS GOLD INC NEW | COM CL A | 011532108 | 896 | 104,200 | SH | DFND | 1,2 | 104,200 | 0 | 0 | |
ALBEMARLE CORP | COM | 012653101 | 2,177 | 27,450 | SH | DFND | 1,2 | 27,450 | 0 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 7,604 | 142,803 | SH | DFND | 1,2 | 142,803 | 0 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 1,651 | 31,000 | SH | Call | DFND | 1,2 | 31,000 | 0 | 0 |
ANTERO RES CORP | COM | 03674X106 | 1,511 | 58,150 | SH | DFND | 1,2 | 58,150 | 0 | 0 | |
ASANKO GOLD INC | COM | 04341Y105 | 1,215 | 318,900 | SH | DFND | 1,2 | 318,900 | 0 | 0 | |
ASPEN AEROGELS INC | COM | 04523Y105 | 396 | 79,600 | SH | DFND | 1,2 | 79,600 | 0 | 0 | |
CABOT OIL & GAS CORP | COM | 127097103 | 4,564 | 177,322 | SH | DFND | 1,2 | 177,322 | 0 | 0 | |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 854 | 22,750 | SH | DFND | 1,2 | 22,750 | 0 | 0 | |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 845 | 22,500 | SH | Call | DFND | 1,2 | 22,500 | 0 | 0 |
COBALT INTL ENERGY INC | COM | 19075F106 | 445 | 332,100 | SH | DFND | 1,2 | 332,100 | 0 | 0 | |
COBALT INTL ENERGY INC | NOTE 2.625%12/0 | 19075FAA4 | 755 | 2,000,000 | PRN | DFND | 1,2 | 2,000,000 | 0 | 0 | |
CONCHO RES INC | COM | 20605P101 | 4,332 | 36,317 | SH | DFND | 1,2 | 36,317 | 0 | 0 | |
CONTINENTAL RESOURCES INC | COM | 212015101 | 5,448 | 120,350 | SH | DFND | 1,2 | 120,350 | 0 | 0 | |
DIAMONDBACK ENERGY INC | COM | 25278X109 | 5,961 | 65,350 | SH | DFND | 1,2 | 65,350 | 0 | 0 | |
DOMINION DIAMOND CORP | COM | 257287102 | 2,145 | 242,650 | SH | DFND | 1,2 | 242,650 | 0 | 0 | |
ENERGEN CORP | COM | 29265N108 | 4,649 | 96,430 | SH | DFND | 1,2 | 96,430 | 0 | 0 | |
EOG RES INC | COM | 26875P101 | 2,620 | 31,407 | SH | DFND | 1,2 | 31,407 | 0 | 0 | |
EQT CORP | COM | 26884L109 | 4,368 | 56,418 | SH | DFND | 1,2 | 56,418 | 0 | 0 | |
FRANCO NEVADA CORP | COM | 351858105 | 2,358 | 31,000 | SH | DFND | 1,2 | 31,000 | 0 | 0 | |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 1,281 | 115,006 | SH | DFND | 1,2 | 115,006 | 0 | 0 | |
GENER8 MARITIME INC | COM | Y26889108 | 1,503 | 234,900 | SH | DFND | 1,2 | 234,900 | 0 | 0 | |
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 1,100 | 70,965 | SH | DFND | 1,2 | 70,965 | 0 | 0 | |
GOLDCORP INC NEW | COM | 380956409 | 1,874 | 97,950 | SH | DFND | 1,2 | 97,950 | 0 | 0 | |
GRAN TIERRA ENERGY INC | COM | 38500T101 | 1,763 | 521,649 | SH | DFND | 1,2 | 521,649 | 0 | 0 | |
HALLIBURTON CO | COM | 406216101 | 3,062 | 67,601 | SH | DFND | 1,2 | 67,601 | 0 | 0 | |
HUDBAY MINERALS INC | COM | 443628102 | 1,869 | 391,000 | SH | DFND | 1,2 | 391,000 | 0 | 0 | |
INTEROIL CORP | COM | 460951106 | 6,298 | 139,950 | SH | DFND | 1,2 | 139,950 | 0 | 0 | |
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 1,706 | 95,500 | SH | DFND | 1,2 | 95,500 | 0 | 0 | |
NATIONAL OILWELL VARCO INC | COM | 637071101 | 787 | 23,400 | SH | DFND | 1,2 | 23,400 | 0 | 0 | |
NEVSUN RES LTD | COM | 64156L101 | 221 | 75,000 | SH | DFND | 1,2 | 75,000 | 0 | 0 | |
OASIS PETE INC NEW | COM | 674215108 | 2,201 | 235,634 | SH | DFND | 1,2 | 235,634 | 0 | 0 | |
PDC ENERGY INC | COM | 69327R101 | 2,236 | 38,809 | SH | DFND | 1,2 | 38,809 | 0 | 0 | |
PIONEER NAT RES CO | COM | 723787107 | 4,404 | 29,124 | SH | DFND | 1,2 | 29,124 | 0 | 0 | |
PRETIUM RES INC | COM | 74139C102 | 1,188 | 106,100 | SH | DFND | 1,2 | 106,100 | 0 | 0 | |
RANGE RES CORP | COM | 75281A109 | 2,178 | 50,477 | SH | DFND | 1,2 | 50,477 | 0 | 0 | |
RIO TINTO PLC | SPONSORED ADR | 767204100 | 1,112 | 35,519 | SH | DFND | 1,2 | 35,519 | 0 | 0 | |
RSP PERMIAN INC | COM | 74978Q105 | 6,052 | 173,450 | SH | DFND | 1,2 | 173,450 | 0 | 0 | |
SCHLUMBERGER LTD | COM | 806857108 | 3,764 | 47,600 | SH | DFND | 1,2 | 47,600 | 0 | 0 | |
SILVER WHEATON CORP | COM | 828336107 | 2,291 | 97,350 | SH | DFND | 1,2 | 97,350 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 50,274 | 240,000 | SH | Put | DFND | 1,2 | 240,000 | 0 | 0 |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 10,443 | 300,000 | SH | Put | DFND | 1,2 | 300,000 | 0 | 0 |
TAHOE RES INC | COM | 873868103 | 729 | 48,700 | SH | DFND | 1,2 | 48,700 | 0 | 0 | |
TEXAS PAC LD TR | SUB CTF PROP I T | 882610108 | 1,963 | 11,642 | SH | DFND | 1,2 | 11,642 | 0 | 0 | |
WEATHERFORD INTL PLC | ORD SHS | G48833100 | 1,462 | 263,400 | SH | DFND | 1,2 | 263,400 | 0 | 0 | |
WHITING PETE CORP NEW | COM | 966387102 | 768 | 82,950 | SH | DFND | 1,2 | 82,950 | 0 | 0 |