The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVANTAGE OIL & GAS LTD | COM | 00765F101 | 690 | 98,100 | SH | DFND | 1,2 | 98,100 | 0 | 0 | |
ALAMOS GOLD INC NEW | COM CL A | 011532108 | 854 | 104,200 | SH | DFND | 1,2 | 104,200 | 0 | 0 | |
ALBEMARLE CORP | COM | 012653101 | 2,347 | 27,450 | SH | DFND | 1,2 | 27,450 | 0 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 9,048 | 142,803 | SH | DFND | 1,2 | 142,803 | 0 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 1,964 | 31,000 | SH | Call | DFND | 1,2 | 31,000 | 0 | 0 |
ANTERO RES CORP | COM | 03674X106 | 1,567 | 58,150 | SH | DFND | 1,2 | 58,150 | 0 | 0 | |
ANTERO RES CORP | COM | 03674X106 | 1,407 | 52,200 | SH | Call | DFND | 1,2 | 52,200 | 0 | 0 |
ASANKO GOLD INC | COM | 04341Y105 | 1,084 | 258,200 | SH | DFND | 1,2 | 258,200 | 0 | 0 | |
ASPEN AEROGELS INC | COM | 04523Y105 | 474 | 79,600 | SH | DFND | 1,2 | 79,600 | 0 | 0 | |
CABOT OIL & GAS CORP | COM | 127097103 | 4,575 | 177,322 | SH | DFND | 1,2 | 177,322 | 0 | 0 | |
CF INDS HLDGS INC | COM | 125269100 | 835 | 34,300 | SH | DFND | 1,2 | 34,300 | 0 | 0 | |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 1,973 | 45,250 | SH | DFND | 1,2 | 45,250 | 0 | 0 | |
COBALT INTL ENERGY INC | NOTE 2.625%12/0 | 19075FAA4 | 1,015 | 2,000,000 | PRN | DFND | 1,2 | 2,000,000 | 0 | 0 | |
CONCHO RES INC | COM | 20605P101 | 4,988 | 36,317 | SH | DFND | 1,2 | 36,317 | 0 | 0 | |
CONTINENTAL RESOURCES INC | COM | 212015101 | 7,828 | 150,650 | SH | DFND | 1,2 | 150,650 | 0 | 0 | |
DENBURY RES INC | COM NEW | 247916208 | 1,508 | 467,015 | SH | DFND | 1,2 | 467,015 | 0 | 0 | |
DIAMOND OFFSHORE DRILLING IN | COM | 25271C102 | 1,250 | 71,000 | SH | DFND | 1,2 | 71,000 | 0 | 0 | |
DIAMONDBACK ENERGY INC | COM | 25278X109 | 6,309 | 65,350 | SH | DFND | 1,2 | 65,350 | 0 | 0 | |
DOMINION DIAMOND CORP | COM | 257287102 | 1,042 | 106,950 | SH | DFND | 1,2 | 106,950 | 0 | 0 | |
EARTHSTONE ENERGY INC | COM NEW | 27032D205 | 1,455 | 169,200 | SH | DFND | 1,2 | 169,200 | 0 | 0 | |
ENERGEN CORP | COM | 29265N108 | 5,093 | 88,230 | SH | DFND | 1,2 | 88,230 | 0 | 0 | |
ENSCO PLC | SHS CLASS A | G3157S106 | 755 | 88,800 | SH | DFND | 1,2 | 88,800 | 0 | 0 | |
EOG RES INC | COM | 26875P101 | 3,037 | 31,407 | SH | DFND | 1,2 | 31,407 | 0 | 0 | |
EQT CORP | COM | 26884L109 | 4,097 | 56,418 | SH | DFND | 1,2 | 56,418 | 0 | 0 | |
FRANCO NEVADA CORP | COM | 351858105 | 2,166 | 31,000 | SH | DFND | 1,2 | 31,000 | 0 | 0 | |
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 2,147 | 101,265 | SH | DFND | 1,2 | 101,265 | 0 | 0 | |
GRAN TIERRA ENERGY INC | COM | 38500T101 | 610 | 202,794 | SH | DFND | 1,2 | 202,794 | 0 | 0 | |
HALLIBURTON CO | COM | 406216101 | 3,034 | 67,601 | SH | DFND | 1,2 | 67,601 | 0 | 0 | |
HUDBAY MINERALS INC | COM | 443628102 | 1,548 | 391,000 | SH | DFND | 1,2 | 391,000 | 0 | 0 | |
INTEROIL CORP | COM | 460951106 | 7,126 | 139,950 | SH | DFND | 1,2 | 139,950 | 0 | 0 | |
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 1,738 | 95,500 | SH | DFND | 1,2 | 95,500 | 0 | 0 | |
JONES ENERGY INC | COM CL A | 48019R108 | 1,595 | 448,100 | SH | DFND | 1,2 | 448,100 | 0 | 0 | |
NATIONAL OILWELL VARCO INC | COM | 637071101 | 1,980 | 53,900 | SH | DFND | 1,2 | 53,900 | 0 | 0 | |
NEVSUN RES LTD | COM | 64156L101 | 227 | 75,000 | SH | DFND | 1,2 | 75,000 | 0 | 0 | |
NOBLE CORP PLC | SHS USD | G65431101 | 743 | 117,200 | SH | DFND | 1,2 | 117,200 | 0 | 0 | |
OASIS PETE INC NEW | COM | 674215108 | 3,167 | 276,134 | SH | DFND | 1,2 | 276,134 | 0 | 0 | |
PDC ENERGY INC | COM | 69327R101 | 2,603 | 38,809 | SH | DFND | 1,2 | 38,809 | 0 | 0 | |
PIONEER NAT RES CO | COM | 723787107 | 5,091 | 27,424 | SH | DFND | 1,2 | 27,424 | 0 | 0 | |
PRETIUM RES INC | COM | 74139C102 | 1,090 | 106,100 | SH | DFND | 1,2 | 106,100 | 0 | 0 | |
RANGE RES CORP | COM | 75281A109 | 1,956 | 50,477 | SH | DFND | 1,2 | 50,477 | 0 | 0 | |
RIO TINTO PLC | SPONSORED ADR | 767204100 | 1,186 | 35,519 | SH | DFND | 1,2 | 35,519 | 0 | 0 | |
ROWAN COMPANIES PLC | SHS CL A | G7665A101 | 764 | 50,400 | SH | DFND | 1,2 | 50,400 | 0 | 0 | |
RSP PERMIAN INC | COM | 74978Q105 | 5,579 | 143,850 | SH | DFND | 1,2 | 143,850 | 0 | 0 | |
SCHLUMBERGER LTD | COM | 806857108 | 3,743 | 47,600 | SH | DFND | 1,2 | 47,600 | 0 | 0 | |
SILVER WHEATON CORP | COM | 828336107 | 2,631 | 97,350 | SH | DFND | 1,2 | 97,350 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 28,660 | 132,500 | SH | Put | DFND | 1,2 | 132,500 | 0 | 0 |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 19,230 | 500,000 | SH | Put | DFND | 1,2 | 500,000 | 0 | 0 |
TAHOE RES INC | COM | 873868103 | 625 | 48,700 | SH | DFND | 1,2 | 48,700 | 0 | 0 | |
TEXAS PAC LD TR | SUB CTF PROP I T | 882610108 | 2,113 | 8,828 | SH | DFND | 1,2 | 8,828 | 0 | 0 | |
TRANSOCEAN LTD | REG SHS | H8817H100 | 763 | 71,600 | SH | DFND | 1,2 | 71,600 | 0 | 0 | |
WEATHERFORD INTL PLC | ORD SHS | G48833100 | 3,590 | 638,800 | SH | DFND | 1,2 | 638,800 | 0 | 0 | |
WHITING PETE CORP NEW | COM | 966387102 | 1,566 | 179,150 | SH | DFND | 1,2 | 179,150 | 0 | 0 |