Mark Stevenson Form 4 THERMO FISHER SCIENTIFIC / Mark Stevenson ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Stevenson Mark

(Last) (First) (Middle)

168 THIRD AVENUE

(Street)

WALTHAM MA 02451

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
THERMO FISHER SCIENTIFIC INC. [ TMO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Executive Vice President & COO

3. Date of Earliest Transaction (Month/Day/Year)
02/23/2021

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/23/2021		A		10,019(1)	A	$0	63,603	D
Common Stock	02/23/2021		F		1,170	D	$458.81	62,433	D
Common Stock	02/23/2021		A		4,000	A	$0	66,433	D
Common Stock								477.41	I	By 401(k)
Common Stock								5,320	I	By Grace S. Stevenson Irrevocable Trust
Common Stock								5,320	I	By Matthew L. Stevenson Irrevocable Trust
Common Stock								5,320	I	By Jack A. Stevenson Irrevocable Trust
Common Stock								22,100	I	By GRAT
Common Stock								29,959	I	By Stevenson 2010 Living Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to Buy)	$190.59	02/23/2021		A		58,200(2)		03/07/2021	09/07/2024	Common Stock	58,200	$0	58,200	D
Stock Option (Right to Buy)	$458.81	02/23/2021		A		17,875		(3)	02/23/2028	Common Stock	17,875	$0	17,875	D

Explanation of Responses:

1. Shares represent a performance-based restricted stock unit award granted on February 25, 2020. The Company's Compensation Committee determined on February 23, 2021, that the performance criteria related to this award were satisfied. One-third of the shares vested on February 23, 2021, one-third of the shares vest on February 23, 2022, and the remaining one-third vest on February 23, 2023.

2. This performance-based stock option award was granted on September 7, 2017. The Company's Compensation Committee certified on February 23, 2021 that the performance criteria related to this award were satisfied.

3. The option vests in four equal annual installments beginning on February 23, 2022.

	/s/ Melodie T. Morin, Attorney-in-Fact for Mark P. Stevenson	02/25/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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