UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22027
FundVantage Trust
(Exact name of registrant as specified in charter)
103 Bellevue Parkway
Wilmington, DE 19809
(Address of principal executive offices) (Zip code)
Joel L. Weiss
JW Fund Management LLC
1636 N. Cedar Crest Blvd.
Suite #161
Allentown, PA 18104
(Name and address of agent for service)
Registrant’s telephone number, including area code: 856-528-3500
Date of fiscal year end: September 30
Date of reporting period: July 1, 2023 – December 21, 2023 (liquidation date)
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2023 TO DECEMBER 21, 2023 (LIQUIDATION DATE)
C Worldwide International Equities Fund
| ISIN | | GB0007908733 | | Meeting Date | | 20-Jul-23 |
| Ticker | | SSE | | | | |
| CUSIP | | None | | | | |
| Country | | United Kingdom | | | | |
| Blocking | | No | | | | |
| Ballot SecID | | G8842P102 | | | | |
Proposal
Number | | Proposal | | Proponent | | Mgmt Rec | | Vote | | For/Against Mgmt |
| 1 | | Accounts and Reports | | Management | | For | | For | | For |
| 2 | | Remuneration Report | | Management | | For | | For | | For |
| 3 | | Final Dividend | | Management | | For | | For | | For |
| 4 | | Elect Gregor Alexander | | Management | | For | | For | | For |
| 5 | | Elect Lady Elish Frances Angiolini | | Management | | For | | For | | For |
| 6 | | Elect John G. Bason | | Management | | For | | For | | For |
| 7 | | Elect Tony Cocker | | Management | | For | | For | | For |
| 8 | | Elect Debbie Crosbie | | Management | | For | | For | | For |
| 9 | | Elect Helen Mahy | | Management | | For | | For | | For |
| 10 | | Elect Sir John A. Manzoni | | Management | | For | | For | | For |
| 11 | | Elect Alistair Phillips-Davies | | Management | | For | | For | | For |
| 12 | | Elect Martin Pibworth | | Management | | For | | For | | For |
| 13 | | Elect Melanie Smith | | Management | | For | | For | | For |
| 14 | | Elect Dame Angela Strank | | Management | | For | | For | | For |
| 15 | | Appointment of Auditor | | Management | | For | | For | | For |
| 16 | | Authority to Set Auditor’s Fees | | Management | | For | | For | | For |
| 17 | | Approval of Net Zero Transition Report | | Management | | For | | For | | For |
| 18 | | Authority to Issue Shares w/ Preemptive Rights | | Management | | For | | For | | For |
| 19 | | Authority to Issue Shares w/o Preemptive Rights | | Management | | For | | For | | For |
| 20 | | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | | Management | | For | | For | | For |
| 21 | | Authority to Repurchase Shares | | Management | | For | | For | | For |
| 22 | | Authority to Set General Meeting Notice Period at 14 Days | | Management | | For | | For | | For |
| ISIN | | GB0002374006 | | Meeting Date | | 28-Sep-23 |
| Ticker | | DGE | | | | |
| CUSIP | | None | | | | |
| Country | | United Kingdom | | | | |
| Blocking | | No | | | | |
| Ballot SecID | | G42089113 | | | | |
Proposal
Number | | Proposal | | Proponent | | Mgmt Rec | | Vote | | For/Against Mgmt |
| 1 | | Accounts and Reports | | Management | | For | | For | | For |
| 2 | | Remuneration Report | | Management | | For | | For | | For |
| 3 | | Remuneration Policy | | Management | | For | | For | | For |
| 4 | | Long-Term Incentive Plan | | Management | | For | | For | | For |
| 5 | | Final Dividend | | Management | | For | | For | | For |
| 6 | | Elect Debra A. Crew | | Management | | For | | For | | For |
| 7 | | Elect Javier Ferrán | | Management | | For | | For | | For |
| 8 | | Elect Lavanya Chandrashekar | | Management | | For | | For | | For |
| 9 | | Elect Susan Kilsby | | Management | | For | | For | | For |
| 10 | | Elect Melissa Bethell | | Management | | For | | For | | For |
| 11 | | Elect Karen Blackett | | Management | | For | | For | | For |
| 12 | | Elect Valérie Chapoulaud-Floquet | | Management | | For | | For | | For |
| 13 | | Elect Sir John A. Manzoni | | Management | | For | | For | | For |
| 14 | | Elect Alan Stewart | | Management | | For | | For | | For |
| 15 | | Elect Ireena Vittal | | Management | | For | | For | | For |
| 16 | | Appointment of Auditor | | Management | | For | | For | | For |
| 17 | | Authority to Set Auditor’s Fees | | Management | | For | | For | | For |
| 18 | | Authorisation of Political Donations | | Management | | For | | For | | For |
| 19 | | Authority to Issue Shares w/ Preemptive Rights | | Management | | For | | For | | For |
| 20 | | Authority to Issue Shares w/o Preemptive Rights | | Management | | For | | For | | For |
| 21 | | Authority to Repurchase Shares | | Management | | For | | For | | For |
| 22 | | Adoption of New Articles | | Management | | For | | For | | For |
| 23 | | Authority to Set General Meeting Notice Period at 14 Days | | Management | | For | | For | | For |
FERGUSON PLC.
| ISIN | | JE00BJVNSS43 | | Meeting Date | | 28-Nov-23 |
| Ticker | | FERG | | | | |
| CUSIP | | None | | | | |
| Country | | Jersey | | | | |
| Blocking | | No | | | | |
| Ballot SecID | | G3421J106 | | | | |
Proposal
Number | | Proposal | | Proponent | | Mgmt Rec | | Vote | | For/Against Mgmt |
| 1.A | | Elect Kelly Baker | | Management | | For | | For | | For |
| 1.B | | Elect Bill Brundage | | Management | | For | | For | | For |
| | | Vote Note: CFO on board | | | | | | | | |
| 1.C | | Elect Geoff Drabble | | Management | | For | | For | | For |
| 1.D | | Elect Catherine Halligan | | Management | | For | | For | | For |
| 1.E | | Elect Brian May | | Management | | For | | For | | For |
| 1.F | | Elect James S. Metcalf | | Management | | For | | For | | For |
| 1.G | | Elect Kevin Murphy | | Management | | For | | For | | For |
| 1.H | | Elect Alan J. Murray | | Management | | For | | For | | For |
| 1.I | | Elect Thomas Schmitt | | Management | | For | | Against | | Against |
| | | Vote Note: Affiliate/Insider on compensation committee; Related party transactions; Affiliate/Insider on nominating/governance committee | | | | | | | | |
| 1.J | | Elect Nadia Shouraboura | | Management | | For | | For | | For |
| 1 .K | | Elect Suzanne Wood | | Management | | For | | For | | For |
| 2 | | Ratification of Auditor | | Management | | For | | For | | For |
| 3 | | Authority to Set Auditor’s Fees | | Management | | For | | For | | For |
| 4 | | Accounts and Reports | | Management | | For | | For | | For |
| 5 | | Advisory Vote on Executive Compensation | | Management | | For | | For | | For |
| 6.1 | | Advisory vote on the frequency of future advisory votes on executive compensation: please vote on this resolution to approve 1 year | | Management | | For | | For | | For |
| 6.2 | | Advisory vote on the frequency of future advisory votes on executive compensation: please vote on this resolution to approve 2 years | | Management | | Do Not Vote | | Did Not Vote | | N/A |
| 6.3 | | Advisory vote on the frequency of future advisory votes on executive compensation: please vote on this resolution to approve 3 years | | Management | | Do Not Vote | | Did Not Vote | | N/A |
| 6.4 | | Advisory vote on the frequency of future advisory votes on executive compensation: please vote on this resolution to approve | | Management | | Do Not Vote | | Did Not Vote | | N/A |
| 7 | | Approval of the 2023 Omnibus Equity Incentive Plan | | Management | | For | | For | | For |
| 8 | | Authority to Issue Shares w/ Preemptive Rights | | Management | | For | | For | | For |
| 9 | | Authority to Issue Shares w/o Preemptive Rights | | Management | | For | | For | | For |
| 10 | | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | | Management | | For | | For | | For |
| 11 | | Authority to Repurchase Shares | | Management | | For | | For | | For |
| 12 | | Adoption of New Articles | | Management | | For | | For | | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | FundVantage Trust | |
| By (Signature and Title)* | /s/ Joel L. Weiss | |
| | Joel L. Weiss, President and | |
| | Chief Executive Officer | |
| | (principal executive officer) | |
| * | Print the name and title of each signing officer under his or her signature. |
