The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1ST CENTURY BANCSHARES INC | COM | 31943X102 | 789 | 105,000 | SH | SOLE | 105,000 | 0 | 0 | ||
ACACIA RESH CORP | ACACIA TCH COM | 003881307 | 510 | 22,122 | SH | SOLE | 22,122 | 0 | 0 | ||
ALPS ETF TR | JEFF TRJ CRB GLO | 00162Q304 | 550 | 13,074 | SH | SOLE | 13,074 | 0 | 0 | ||
AMERICAN INTL GROUP INC | *W EXP 01/19/202 | 026874156 | 3,659 | 193,062 | SH | SOLE | 193,062 | 0 | 0 | ||
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 61,721 | 1,269,200 | SH | SOLE | 1,269,200 | 0 | 0 | ||
AON PLC | SHS CL A | G0408V102 | 223 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
BANCROFT FUND LTD | COM | 059695106 | 493 | 27,485 | SH | SOLE | 27,485 | 0 | 0 | ||
BANK OF AMERICA CORPORATION | COM | 060505104 | 9,459 | 685,466 | SH | SOLE | 685,466 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 3,579 | 21 | SH | SOLE | 21 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 63,605 | 560,350 | SH | SOLE | 560,350 | 0 | 0 | ||
BGC PARTNERS INC | CL A | 05541T101 | 130 | 23,000 | SH | SOLE | 23,000 | 0 | 0 | ||
BLACKROCK MUNIHLDNGS QLTY II | COM | 09254C107 | 284 | 22,501 | SH | SOLE | 22,501 | 0 | 0 | ||
BLACKROCK MUNIHOLDNGS QLTY I | COM | 09254A101 | 216 | 17,399 | SH | SOLE | 17,399 | 0 | 0 | ||
BLACKROCK MUNIYIELD CALIF FD | COM | 09254M105 | 186 | 12,994 | SH | SOLE | 12,994 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 235 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
CHESAPEAKE ENERGY CORP | COM | 165167107 | 647 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 34,327 | 707,635 | SH | SOLE | 707,635 | 0 | 0 | ||
COHEN & STEERS CLOSED END OP | COM | 19248P106 | 402 | 32,608 | SH | SOLE | 32,608 | 0 | 0 | ||
DEUTSCHE BK AG LONDON BRH | 3X INV JAP GOV | 25154P188 | 1,453 | 83,000 | SH | SOLE | 83,000 | 0 | 0 | ||
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 234 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
ELLSWORTH FUND LTD | COM | 289074106 | 716 | 90,978 | SH | SOLE | 90,978 | 0 | 0 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 337 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
FRANKLIN TEMPLETON LTD DUR I | COM | 35472t101 | 199 | 15,298 | SH | SOLE | 15,298 | 0 | 0 | ||
FREQUENCY ELECTRS INC | COM | 358010106 | 117 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 436 | 18,237 | SH | SOLE | 18,237 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 380 | 2,400 | SH | SOLE | 2,400 | 0 | 0 | ||
HIMAX TECHNOLOGIES INC | SPONSORED ADR | 43289P106 | 28,825 | 2,882,502 | SH | SOLE | 2,882,502 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 208 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
INVESCO MUNI INCOME OPP TRST | COM | 46132X101 | 89 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
ISHARES | MSCI JAPAN ETF | 464286848 | 7,784 | 653,045 | SH | SOLE | 653,045 | 0 | 0 | ||
ISHARES | IBOXX HI YD ETF | 464288513 | 240 | 2,618 | SH | SOLE | 2,618 | 0 | 0 | ||
JPMORGAN CHASE & CO | *W EXP 10/28/201 | 46634E114 | 1,520 | 90,710 | SH | SOLE | 90,710 | 0 | 0 | ||
KID BRANDS INC | COM | 49375T100 | 34 | 23,000 | SH | SOLE | 23,000 | 0 | 0 | ||
LEUCADIA NATL CORP | COM | 527288104 | 681 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
LIONBRIDGE TECHNOLOGIES INC | COM | 536252109 | 52 | 14,082 | SH | SOLE | 14,082 | 0 | 0 | ||
LOEWS CORP | COM | 540424108 | 935 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
MAGAL SECURITY SYS LTD | ORD | M6786D104 | 103 | 29,613 | SH | SOLE | 29,613 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 34,938 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 12,499 | 463,800 | SH | SOLE | 463,800 | 0 | 0 | ||
MVC CAPITAL INC | COM | 553829102 | 131 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NATIONAL BK GREECE S A | ADR PRF SER A | 633643507 | 18,666 | 1,530,000 | SH | SOLE | 1,530,000 | 0 | 0 | ||
NORTHERN TIER ENERGY LP | COM UN REPR PART | 665826103 | 394 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
PANHANDLE OIL AND GAS INC | CL A | 698477106 | 1,900 | 67,200 | SH | SOLE | 67,200 | 0 | 0 | ||
PIMCO ETF TR | INTER MUN BD ST | 72201R866 | 213 | 4,080 | SH | SOLE | 4,080 | 0 | 0 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 394 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
POWERSHS DB US DOLLAR INDEX | DOLL INDX BULL | 73936D107 | 476 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
PROSHARES TR | PSHS SHTRUSS2000 | 74347R826 | 1,656 | 89,636 | SH | SOLE | 89,636 | 0 | 0 | ||
PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 746922103 | 346 | 31,615 | SH | SOLE | 31,615 | 0 | 0 | ||
RESOLUTE FST PRODS INC | COM | 76117W109 | 793 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
ROYAL BK SCOTLAND GROUP PLC | ADR PREF SHS R | 780097747 | 2,556 | 126,910 | SH | SOLE | 126,910 | 0 | 0 | ||
ROYAL BK SCOTLAND GROUP PLC | ADR PFD SER P | 780097762 | 270 | 13,136 | SH | SOLE | 13,136 | 0 | 0 | ||
ROYAL BK SCOTLAND GROUP PLC | ADR PREF SER N | 780097770 | 545 | 26,133 | SH | SOLE | 26,133 | 0 | 0 | ||
SANOFI | RIGHT 12/31/2020 | 80105N113 | 33,988 | 16,825,566 | SH | SOLE | 16,825,566 | 0 | 0 | ||
SOUTHWEST AIRLS CO | COM | 844741108 | 146 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SPDR INDEX SHS FDS | S&P INTL SMLCP | 78463x871 | 249 | 7,621 | SH | SOLE | 7,621 | 0 | 0 | ||
TEJON RANCH CO | COM | 879080109 | 278 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 371 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
TESSERA TECHNOLOGIES INC | COM | 88164L100 | 425 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
TURQUOISE HILL RES LTD | COM | 900435108 | 8,898 | 2,013,172 | SH | SOLE | 2,013,172 | 0 | 0 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 280 | 4,233 | SH | SOLE | 4,233 | 0 | 0 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 1,568 | 20,272 | SH | SOLE | 20,272 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 407 | 3,974 | SH | SOLE | 3,974 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 2,627 | 29,972 | SH | SOLE | 29,972 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 3,385 | 69,649 | SH | SOLE | 69,649 | 0 | 0 |