as Borrower,
as Administrative Agent,
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK,
ROYAL BANK OF CANADA
and
THE ROYAL BANK OF SCOTLAND PLC,
as Co-Syndication Agents,
BNP PARIBAS SECURITIES CORP.,
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK,
RBC CAPITAL MARKETS, LLC
and
RBS SECURITIES INC.
as Joint Lead Arrangers and Joint Book Runners
Page | ||||
ARTICLE I Definitions and Accounting Matters | 1 | |||
Section 1.01 Terms Defined Above | 1 | |||
Section 1.02 Certain Defined Terms | 1 | |||
Section 1.03 Types of Loans and Borrowings | 30 | |||
Section 1.04 Terms Generally; Rules of Construction | 30 | |||
Section 1.05 Accounting Terms and Determinations; GAAP | 30 | |||
ARTICLE II The Credits | 31 | |||
Section 2.01 Commitments | 31 | |||
Section 2.02 Revolving Loans and Borrowings | 31 | |||
Section 2.03 Requests for Revolving Borrowings | 32 | |||
Section 2.04 Interest Elections | 33 | |||
Section 2.05 Funding of Borrowings | 34 | |||
Section 2.06 Termination, Reduction and Increase of Aggregate Commitments | 35 | |||
Section 2.07 Letters of Credit | 38 | |||
Section 2.08 Swingline Loans | 44 | |||
ARTICLE III Payments of Principal and Interest; Prepayments; Fees | 45 | |||
Section 3.01 Repayment of Revolving Loans | 45 | |||
Section 3.02 Interest | 45 | |||
Section 3.03 Alternate Rate of Interest | 46 | |||
Section 3.04 Prepayments | 46 | |||
Section 3.05 Fees | 47 | |||
ARTICLE IV Payments; Pro Rata Treatment; Sharing of Set-offs | 48 | |||
Section 4.01 Payments Generally; Pro Rata Treatment; Sharing of Set-offs | 48 | |||
Section 4.02 Presumption of Payment by the Borrower | 50 | |||
Section 4.03 Certain Deductions by the Administrative Agent; Defaulting Lenders | 50 | |||
ARTICLE V Increased Costs; Break Funding Payments; Taxes; Illegality | 52 | |||
Section 5.01 Increased Costs | 52 | |||
Section 5.02 Break Funding Payments | 53 | |||
Section 5.03 Taxes | 54 | |||
Section 5.04 Mitigation Obligations; Replacement of Lenders | 57 | |||
Section 5.05 Illegality | 58 | |||
ARTICLE VI Conditions Precedent | 59 | |||
Section 6.01 Effective Date | 59 | |||
Section 6.02 Each Credit Event | 61 | |||
ARTICLE VII Representations and Warranties | 62 | |||
Section 7.01 Legal Existence | 62 |
i
Section 7.02 Financial Condition | 62 | |||
Section 7.03 Litigation | 62 | |||
Section 7.04 No Breach | 62 | |||
Section 7.05 Authority | 62 | |||
Section 7.06 Approvals | 63 | |||
Section 7.07 Use of Loans and Letters of Credit | 63 | |||
Section 7.08 ERISA | 63 | |||
Section 7.09 Taxes | 63 | |||
Section 7.10 Title, Etc. | 64 | |||
Section 7.11 No Material Misstatements | 64 | |||
Section 7.12 Investment Company Act | 64 | |||
Section 7.13 Subsidiaries | 65 | |||
Section 7.14 Location of Business and Offices | 65 | |||
Section 7.15 Defaults | 65 | |||
Section 7.16 Environmental Matters | 65 | |||
Section 7.17 Compliance with Laws | 66 | |||
Section 7.18 Insurance | 66 | |||
Section 7.19 Hedging Agreements | 66 | |||
Section 7.20 Restriction on Liens | 67 | |||
Section 7.21 Anti-Terrorism Law | 67 | |||
Section 7.22 Security Instruments | 68 | |||
ARTICLE VIII Affirmative Covenants | 69 | |||
Section 8.01 Reporting Requirements | 69 | |||
Section 8.02 Litigation | 70 | |||
Section 8.03 Maintenance, Etc. | 70 | |||
Section 8.04 Environmental Matters | 72 | |||
Section 8.05 Further Assurances | 72 | |||
Section 8.06 Performance of Obligations under Loan Documents | 72 | |||
Section 8.07 Collateral and Guarantees | 72 | |||
Section 8.08 Notice of an ERISA Event | 75 | |||
Section 8.09 Ownership of the General Partner | 76 | |||
ARTICLE IX Negative Covenants | 76 | |||
Section 9.01 Debt | 76 | |||
Section 9.02 Liens | 78 | |||
Section 9.03 Investments | 78 | |||
Section 9.04 Dividends, Distributions and Redemptions | 79 | |||
Section 9.05 Nature of Business | 80 | �� | ||
Section 9.06 Mergers, Etc. | 80 | |||
Section 9.07 Proceeds of Loans; Letters of Credit | 80 | |||
Section 9.08 Sale or Discount of Receivables | 80 | |||
Section 9.09 Fiscal Year Change | 81 | |||
Section 9.10 Certain Financial Covenants | 81 | |||
Section 9.11 Transfer of Properties | 81 | |||
Section 9.12 Environmental Matters | 82 | |||
Section 9.13 Transactions with Affiliates | 82 |
ii
Section 9.14 Subsidiaries; Unrestricted Subsidiaries | 82 | |||
Section 9.15 Restrictive Agreements | 84 | |||
Section 9.16 The General Partner | 85 | |||
Section 9.17 Convertible Notes | 85 | |||
ARTICLE X Events of Default; Remedies | 85 | |||
Section 10.01 Events of Default | 85 | |||
Section 10.02 Remedies | 87 | |||
ARTICLE XI The Agents | 88 | |||
Section 11.01 Appointment; Powers | 88 | |||
Section 11.02 Duties and Obligations of Administrative Agent | 88 | |||
Section 11.03 Action by Administrative Agent | 89 | |||
Section 11.04 Reliance by Administrative Agent | 89 | |||
Section 11.05 Subagents | 90 | |||
Section 11.06 Resignation or Removal of Administrative Agent | 90 | |||
Section 11.07 Agents as Lenders | 90 | |||
Section 11.08 No Reliance | 90 | |||
Section 11.09 Administrative Agent May File Proofs of Claim | 91 | |||
Section 11.10 Authority of Administrative Agent to Release Collateral and Liens | 91 | |||
Section 11.11 The Joint Lead Arrangers and the Co-Syndication Agents | 92 | |||
ARTICLE XII Miscellaneous | 92 | |||
Section 12.01 Notices | 92 | |||
Section 12.02 Waivers; Amendments | 93 | |||
Section 12.03 Expenses, Indemnity; Damage Waiver | 94 | |||
Section 12.04 Successors and Assigns | 97 | |||
Section 12.05 Survival; Revival; Reinstatement | 99 | |||
Section 12.06 Counterparts; Integration; Effectiveness | 100 | |||
Section 12.07 Severability | 100 | |||
Section 12.08 Right of Setoff | 100 | |||
Section 12.09Governing Law; Jurisdiction; Consent to Service of Process | 101 | |||
Section 12.10 Headings | 102 | |||
Section 12.11 Confidentiality | 102 | |||
Section 12.12 Interest Rate Limitation | 103 | |||
Section 12.13Exculpation Provisions | 104 | |||
Section 12.14 Collateral Matters; Hedging Agreements; Treasury Management Agreements | 104 | |||
Section 12.15 No Third Party Beneficiaries | 104 | |||
Section 12.16 USA PATRIOT Act Notice | 104 | |||
Section 12.17 No Fiduciary Duty | 105 |
iii
Annex I | Aggregate Commitments | |
Exhibit A | Form of Note | |
Exhibit B | Form of Borrowing Request | |
Exhibit C | Form of Interest Election Request | |
Exhibit D-1 | Form of Effective Date Compliance Certificate | |
Exhibit D-2 | Form of Ongoing Compliance Certificate | |
Exhibit E | Form of Assignment and Assumption | |
Exhibit F | Security Instruments | |
Exhibit G-1 | Form of Commitment Increase Certificate | |
Exhibit G-2 | Form of Additional Lender Certificate | |
Exhibit H-1 | Form of U.S. Tax Certificate | |
Exhibit H-2 | Form of U.S. Tax Certificate | |
Exhibit H-3 | Form of U.S. Tax Certificate | |
Exhibit H-4 | Form of U.S. Tax Certificate | |
Schedule 1.01(a) | Specified Foreign Asset Transfers | |
Schedule 1.01(b) | Unrestricted Subsidiaries | |
Schedule 1.02 | Existing Letters of Credit | |
Schedule 6.01(c) | Excepted Property | |
Schedule 7.03 | Litigation | |
Schedule 7.09 | Taxes | |
Schedule 7.10 | Titles, Etc. | |
Schedule 7.13 | Subsidiaries | |
Schedule 7.19 | Hedging Agreements | |
Schedule 7.20 | Restriction on Liens | |
Schedule 7.22 | Jurisdictions for Security Instrument Filings | |
Schedule 8.07 | Excluded Collateral | |
Schedule 9.01 | Debt | |
Schedule 9.02 | Liens | |
Schedule 9.03 | Investments, Loans and Advances | |
Schedule 9.11(h) | Permitted Transfers of Property | |
Schedule 9.13 | Transactions with Affiliates |
iv
Definitions and Accounting Matters
- 1 -
- 2 -
Revolving Loans | ||||||||||||||||
LIBOR | ABR Loans | Commitment | ||||||||||||||
Level | Total Leverage Ratio | Loans (bps) | (bps) | Fees (bps) | ||||||||||||
I | Less than or equal to 3.0 to 1.0 | 150.0 | 50.0 | 25.0 | ||||||||||||
II | Less than or equal to 3.5 to 1.0 but greater than 3.0 to 1.0 | 175.0 | 75.0 | 30.0 | ||||||||||||
III | Less than or equal to 4.0 to 1.0 but greater than 3.5 to 1.0 | 200.0 | 100.0 | 35.0 | ||||||||||||
IV | Less than or equal to 4.5 to 1.0 but greater than 4.0 to 1.0 | 225.0 | 125.0 | 40.0 | ||||||||||||
V | Greater than 4.5 to 1.0 | 250.0 | 150.0 | 50.0 |
- 3 -
- 4 -
- 5 -
- 6 -
- 7 -
- 8 -
- 9 -
- 10 -
- 11 -
- 12 -
- 13 -
- 14 -
- 15 -
- 16 -
- 17 -
- 18 -
- 19 -
- 20 -
- 21 -
- 22 -
- 23 -
- 24 -
- 25 -
- 26 -
- 27 -
- 28 -
- 29 -
- 30 -
The Credits
- 31 -
- 32 -
- 33 -
- 34 -
- 35 -
- 36 -
- 37 -
- 38 -
- 39 -
- 40 -
- 41 -
- 42 -
- 43 -
- 44 -
Payments of Principal and Interest; Prepayments; Fees
- 45 -
- 46 -
- 47 -
Payments; Pro Rata Treatment; Sharing of Set-offs
- 48 -
- 49 -
- 50 -
- 51 -
Increased Costs; Break Funding Payments; Taxes; Illegality
- 52 -
- 53 -
- 54 -
- 55 -
- 56 -
- 57 -
- 58 -
Conditions Precedent
- 59 -
- 60 -
- 61 -
Representations and Warranties
- 62 -
- 63 -
- 64 -
- 65 -
- 66 -
- 67 -
- 68 -
Affirmative Covenants
- 69 -
- 70 -
- 71 -
- 72 -
- 73 -
- 74 -
- 75 -
Negative Covenants
- 76 -
- 77 -
- 78 -
- 79 -
- 80 -
- 81 -
- 82 -
- 83 -
- 84 -
Events of Default; Remedies
- 85 -
- 86 -
- 87 -
The Agents
- 88 -
- 89 -
- 90 -
- 91 -
Miscellaneous
- 92 -
- 93 -
- 94 -
- 95 -
- 96 -
- 97 -
- 98 -
- 99 -
- 100 -
- 101 -
- 102 -
- 103 -
- 104 -
- 105 -
BORROWER: | EXTERRAN HOLDINGS, INC. | |||||
By: | /s/ J. Michael Anderson | |||||
Name: J. Michael Anderson Title: Senior Vice President and Chief Financial Officer | ||||||
Address for Notices: | ||||||
16666 Northchase Drive Houston, Texas 77060 | ||||||
Facsimile No.: (281) 836-8039 Telephone No.: (281) 836-7000 e-mail: kelly.battle@exterran.com Attention: Associate General Counsel | ||||||
Copy to: | ||||||
General Counsel Facsimile No: (281) 836-8061 e-mail: donald.wayne@exterran.com | ||||||
Copy to: | ||||||
Herschel Hamner Baker Botts L.L.P. 910 Louisiana Street Houston, Texas 77002 Facsimile No.: (713) 229-2049 Telephone No.: (713) 229-7749 |
ADMINISTRATIVE AGENT, | WELLS FARGO BANK, NATIONAL | |
ISSUING BANK, SWINGLINE | ASSOCIATION,Individually and as | |
LENDER AND LENDER: | Administrative Agent |
By: | /s/ Donald W. Herrick, Jr. | |||||
Name: Donald W. Herrick, Jr. Title: Director |
Lending Office for ABR Loans and | ||
Eurodollar Loans: | ||
301 South College Street | ||
23rd Floor NC 0680 | ||
Charlotte, North Carolina 28288 | ||
Facsimile No.: (704) 383-0288 | ||
Address for Notices: | ||
Wells Fargo Bank, National Association | ||
1000 Louisiana, 9th Floor | ||
Houston, Texas 77002 | ||
Attention: Donald Herrick | ||
Facsimile No.: (713) 739-1087 |
CO-SYNDICATION AGENT | BNP PARIBAS, | |||||
AND LENDER: | as Co-Syndication Agent and Lender | |||||
By: | ||||||
Name: | ||||||
Title: | ||||||
CO-SYNDICATION AGENT | CREDIT AGRICOLE CORPORATE | |||||
AND LENDER: | AND INVESTMENT BANK, | |||||
as Co-Syndication Agent and Lender | ||||||
By: | ||||||
Name: | ||||||
Title: | ||||||
CO-SYNDICATION AGENT | ROYAL BANK OF CANADA, | |||||
AND LENDER: | as Co-Syndication Agent and Lender | |||||
By: | ||||||
Name: | ||||||
Title: | ||||||
Lending Office for ABR Rate Loans and Eurodollar Loans: | ||
Royal Bank of Canada — WFC Branch | ||
Three World Financial Center | ||
200 Vesey Street | ||
New York, NY 10281-8098 | ||
Attention: US Specialized Service Officer | ||
Telephone: (416) 955-6599 | ||
Fax: (212) 428-2372 | ||
Address for Notices: | ||
Royal Bank of Canada | ||
Attention: US Specialized Service Officer | ||
New York Branch | ||
One Liberty Plaza, 3rd Floor | ||
New York, NY 10006-1404 | ||
Telephone: (416) 955-6599 | ||
Fax: (212) 428-2372 | ||
Telex: ROYBAN 62519 | ||
With copy to: | ||
Royal Bank of Canada | ||
Attention: Jason York | ||
3900 Williams Tower | ||
2800 Post Oak Blvd. | ||
Houston, TX 77056 | ||
Telephone: (713) 403-5679 | ||
Fax: (713) 403-5624 |
CO-SYNDICATION AGENT | THE ROYAL BANK OF SCOTLANDPLC, | |||||
AND LENDER: | as Co-Syndication Agent and Lender | |||||
By: | ||||||
Name: | ||||||
Title: | ||||||
Lending Office for ABR Rate Loans and Eurodollar Loans: | ||||||
Address for Notices: | ||||||
600 Travis Street, Suite 6500 | ||||||
Houston, Texas 77002 | ||||||
Facsimile No.: (713) 221-2488 |
LENDER: | BANK OF AMERICA, N.A., | |||||
as a Lender | ||||||
By: | ||||||
Name: | ||||||
Title: | ||||||
Lending Office for ABR Rate Loans and Eurodollar Loans: | ||||||
Srikanth Rajyam | ||||||
Phone: 415.436.3685 ext. 64345 | ||||||
Facsimile No.: 972.728.4373 | ||||||
Address for Notices: | ||||||
2001 Clayton Rd. Bldg B Concord, CA 94520 |
LENDER: | JP MORGAN CHASE BANK, N.A., | |||||
as a Lender | ||||||
By: | ||||||
Name: | ||||||
Title: | ||||||
LENDER: | CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH, as a Lender | |||||
By: | ||||||
Name: | ||||||
Title: | ||||||
By: | ||||||
Name: | ||||||
Title: | ||||||
Lending Office for ABR Rate Loans and Eurodollar Loans: | ||||||
Attention: Eric Ceglowski Facsimile No.: 866-469-3871 | ||||||
Address for Notices: | ||||||
Attention: Eric Ceglowski Facsimile No.: 866-469-3871 |
LENDER: | COMPASS BANK, as a Lender | |||||
By: | ||||||
Name: | ||||||
Title: | ||||||
By: | ||||||
Name: | ||||||
Title: | ||||||
Lending Office for ABR Rate Loans and Eurodollar Loans: | ||||||
Compass Bank Attention: Keri Seadler Facsimile No.: 205-524-0385 | ||||||
Address for Notices: | ||||||
24 Greenway Plaza Ste 1400B Houston, Texas 77046 Attention: Keri Seadler Facsimile No.205-524-0385 |
LENDER: | BARCLAYS BANK PLC, as a Lender | |||||
By: | ||||||
Name: | ||||||
Title: | ||||||
Lending Office for ABR Rate Loans and Eurodollar Loans: | ||||||
Barclays Bank PLC Attention: Malomo, Tunde Facsimile No.: 917 522-0568 | ||||||
Address for Notices: | ||||||
Same as above |
LENDER: | SUMITOMO MITSUI BANKING CORPORATION, | ||||
as a Lender | |||||
By: | |||||
Name: | |||||
Title: | |||||
By: | |||||
Name: | |||||
Title: | |||||
Lending Office for ABR Rate Loans and Eurodollar Loans: | |||||
Sumitomo Mitsui Banking Corporation | |||||
277 Park Avenue | |||||
New York, NY 10172 | |||||
Attention: Arlene Hebron | |||||
Facsimile No.: 212-224-4391 | |||||
Address for Notices: | |||||
Sumitomo Mitsui Banking Corporation | |||||
277 Park Avenue | |||||
New York, NY 10172 | |||||
Attention: Arlene Hebron | |||||
Facsimile No.: 212-224-4391 |
LENDER: | PNC BANK, NATIONAL ASSOCIATION, | ||||
as a Lender | |||||
By: | |||||
Name: | |||||
Title: | |||||
LENDER: | BRANCH BANKING AND TRUST COMPANY, | ||||
as a Lender | |||||
By: | |||||
Name: | |||||
Title: | |||||
By: | |||||
Name: | |||||
Title: | |||||
Lending Office for ABR Rate Loans and Eurodollar Loans: | |||||
BB&T | |||||
200 W 2nd Street | |||||
Winston Salem, NC 27101 | |||||
Attention: Beth Cook | |||||
Facsimile No.: 336-733-2740 | |||||
Address for Notices: | |||||
BB&T | |||||
200 W 2nd Street | |||||
Winston Salem, NC 27101 | |||||
Attention: Beth Cook | |||||
Facsimile No.: 336-733-2740 |
LENDER: | THE BANK OF NOVA SCOTIA, | ||||
as a Lender | |||||
By: | |||||
Name: | |||||
Title: | |||||
LENDER: | RAYMOND JAMES BANK, FSB, | ||||
as a Lender | |||||
By: | |||||
Name: | |||||
Title: | |||||
Lending Office for ABR Rate Loans and Eurodollar Loans: | |||||
710 Carillon Parkway | |||||
St. Petersburg, FL 33716 | |||||
Attention: Loan Ops/CML | |||||
Facsimile No.: 866-597-4002 | |||||
Address for Notices: | |||||
710 Carillon Parkway | |||||
St. Petersburg, FL 33716 | |||||
Attention: Garrett T. McKinnon | |||||
Facsimile No.: 866-205-1396 |
LENDER: | CITIBANK, N.A., | ||||
as a Lender | |||||
By: | |||||
Name: | |||||
Title: | |||||
By: | |||||
Name: | |||||
Title: | |||||
LENDER: | GOLDMAN SACHS, | ||||
as a Lender | |||||
By: | |||||
Name: | |||||
Title: | |||||
By: | |||||
Name: | |||||
Title: | |||||
AGGREGATE COMMITMENTS
Name of Lender | Revolving Commitment | |||
Wells Fargo Bank, National Association | $ | 115,000,000.00 | ||
Royal Bank of Canada | $ | 100,000,000.00 | ||
The Royal Bank of Scotland PLC | $ | 100,000,000.00 | ||
BNP Paribas | $ | 100,000,000.00 | ||
Credit Agricole Corporate and Investment Bank | $ | 100,000,000.00 | ||
Bank of America, N.A. | $ | 100,000,000.00 | ||
JP Morgan Chase Bank, N.A. | $ | 85,000,000.00 | ||
Citibank | $ | 65,000,000.00 | ||
Credit Suisse AG, Cayman Islands Branch | $ | 50,000,000.00 | ||
Compass Bank | $ | 50,000,000.00 | ||
Barclays Bank PLC | $ | 45,000,000.00 | ||
Sumitomo Mitsui Banking Corporation | $ | 35,000,000.00 | ||
PNC Bank, National Association | $ | 35,000,000.00 | ||
Branch Banking and Trust | $ | 35,000,000.00 | ||
The Bank of Nova Scotia | $ | 35,000,000.00 | ||
Goldman Sachs Bank USA | $ | 30,000,000.00 | ||
Raymond James Bank, FSB | $ | 20,000,000.00 | ||
TOTAL | $ | 1,100,000,000.00 |
Annex I
FORM OF NOTE
$___________________ | _____________, 201[•] |
Exhibit A-1
EXTERRAN HOLDINGS, INC. | ||||
By: | ||||
Name: | ||||
Title: |
Exhibit A-2
FORM OF BORROWING REQUEST
[ ], 201[ ]
1 | Must be a Business Day. | |
2 | Not applicable if a Swingline Loan is requested. | |
3 | Not applicable if a Swingline Loan is requested. | |
4 | In the case of a Swingline Loan, account shall be the general deposit account of the Borrower with the Swingline Lender. |
Exhibit B-1
EXTERRAN HOLDINGS, INC. | ||||
By: | ||||
Name: | ||||
Title: |
Exhibit B-2
FORM OF INTEREST ELECTION REQUEST
[ ], 201[ ]
(a | ) | The amount of the Borrowing to which this Interest Election Request applies1: | ||||||
(b | ) | The effective date of the election (which is a Business Day): | ||||||
(c | ) | Type of Borrowing following [conversion] [continuation]: | [ABR] [Eurodollar] | |||||
(d | ) | Interest Period and the last day thereof2: | ||||||
1 | If different options are being elected with respect to different portions of such Borrowing, specify the portions thereof to be allocated to each resulting Borrowing and specify the information requested in clauses (b), (c) and (d) for each resulting Borrowing. | |
2 | For Eurodollar Borrowing only. Shall be subject to the definition of “Interest Period” in the Credit Agreement. |
Exhibit C-1
EXTERRAN HOLDINGS, INC. | ||||
By: | ||||
Name: | ||||
Title: |
Exhibit C-2
FORM OF EFFECTIVE DATE COMPLIANCE CERTIFICATE
(a) | The representations and warranties of the Borrower and the Guarantors contained in Article VII of the Credit Agreement and in the Security Instruments are true and correct as of the date hereof, except to the extent any such representations and warranties are expressly limited to an earlier date in which case, on and as of the date hereof, such representations and warranties continue to be true and correct as of such specified earlier date. | ||
(b) | The Borrower and each Guarantor have performed and complied with all agreements and conditions contained in the Credit Agreement and in the Security Instruments required to be performed or complied with by it prior to or at the time of delivery hereof. | ||
(c) | Since December 31, 2010, no change, event, development or circumstance has occurred or exists that has had a Material Adverse Effect. | ||
(d) | As of the date hereof, no Default has occurred and is continuing under the Credit Agreement. |
Exhibit D-1-1
EXTERRAN HOLDINGS, INC. | ||||
By: | ||||
Name: | ||||
Title: | ||||
Exhibit D-1-2
FORM OF ONGOING COMPLIANCE CERTIFICATE
(a) | As of the date hereof, no Default has occurred and is continuing under the Credit Agreement [except as described below] 1. | ||
[ ] | |||
(b) | Attached hereto are the computations in reasonable detail necessary to determine whether the Borrower is in compliance with 9.10(a), (b) and (c) of the Credit Agreement as of the end of the [fiscal quarter][fiscal year] ending [ ]. |
1 | If any Default has occurred and is continuing as of the date hereof, describe the same in reasonable detail in the space provided below part (a). |
Exhibit D-2-1
EXTERRAN HOLDINGS, INC. | ||||
By: | ||||
Name: | ||||
Title: |
Exhibit D-2-2
FORM OF ASSIGNMENT AND ASSUMPTION
1. | Assignor: | |||
2. | Assignee: | [and is an Affiliate of [identify Lender]1] | ||
3. | Borrower: | Exterran Holdings, Inc., a Delaware corporation | ||
4. | Administrative Agent: | Wells Fargo Bank, National Association, as the administrative agent under the Credit Agreement | ||
5. | Credit Agreement: | The Senior Secured Credit Agreement dated as of July 8, 2011 among the Borrower, the Administrative Agent and the other Agents and Lenders from time to time party thereto (as the same |
1 | Select as applicable. |
Exhibit E-1
may be amended, restated, supplemented or otherwise modified from time to time) | ||||
6. | Assigned Interest: |
Aggregate Amount of | Amount of | Percentage Assigned | ||||||||||
Commitment/Loans | Commitment/Loans | Commitment/Loans | of | |||||||||
Assigned2 | for all Lenders | Assigned | Commitment/Loans3 | |||||||||
$ | $ | % | ||||||||||
$ | $ | % | ||||||||||
$ | $ | % |
ASSIGNOR [NAME OF ASSIGNOR] | ||||
By: | ||||
Name: | ||||
Title: | ||||
ASSIGNEE [NAME OF ASSIGNEE] | ||||
By: | ||||
Name: | ||||
Title: | ||||
2 | Fill in the appropriate terminology for the types of Commitments and/or Loans under the Credit Agreement that are being assigned under this Assignment (e.g. “Revolving Commitment,” etc.) | |
3 | Set forth, to at least 9 decimals, as a percentage of the Commitment/Loans of all Lenders thereunder. |
Exhibit E-2
[Consented to by:]4 WELLS FARGO, NATIONAL ASSOCIATION, as Administrative Agent | ||||
By: | ||||
Name: | ||||
Title: | ||||
[NAME OF ISSUING BANK], as Issuing Bank | ||||
By: | ||||
Name: | ||||
Title: | ||||
[Consented to by:]5 EXTERRAN HOLDINGS, INC., as Borrower | ||||
By: | ||||
Name: | ||||
Title: | ||||
4 | To be added only if the consent of the Administrative Agent and the Issuing Bank is required by the terms of the Credit Agreement. | |
5 | To be added only if the consent of the Borrower is required by the terms of the Credit Agreement. |
Exhibit E-3
ASSIGNMENT AND ASSUMPTION
Exhibit E
Exhibit E
SECURITY INSTRUMENTS
Exhibit F-1
FORM OF COMMITMENT INCREASE CERTIFICATE
To: | Wells Fargo Bank, National Association, as Administrative Agent |
Very truly yours, EXTERRAN HOLDINGS, INC. | ||||
By: | ||||
Name: | ||||
Title: | ||||
Exhibit G-1-1
Wells Fargo Bank, National Association, as Administrative Agent | ||||
By: | ||||
Name: | ||||
Title: | ||||
Accepted and Agreed: [NAME OF LENDER], as Lender | ||||
By: | ||||
Name: | ||||
Title: |
Exhibit G-1-2
FORM OF ADDITIONAL LENDER CERTIFICATE
To: | Wells Fargo Bank, National Association, as Administrative Agent |
Very truly yours, EXTERRAN HOLDINGS, INC. | ||||
By: | ||||
Name: | ||||
Title: |
Exhibit G-2-1
Accepted and Agreed: Wells Fargo Bank, National Association, as Administrative Agent | ||||
By: | ||||
Name: | ||||
Title: | ||||
Accepted and Agreed: [NAME OF ADDITIONAL LENDER], as Additional Lender | ||||
By: | ||||
Name: | ||||
Title: | ||||
Exhibit G-2-2
FORM OF U.S. TAX CERTIFICATE
Disregarded Entities Whose Tax Owner is a Partnership)
Exhibit H-1
[NAME OF LENDER] (the “Lender”) | ||||
By: | ||||
Name: | ||||
Title: | [Tax Owner, if the Lender is a disregarded entity] | |||
Exhibit H-1
FORM OF U.S. TAX CERTIFICATE
Entities Whose Tax Owner is a Partnership)
Exhibit H-2
By: | ||||
Name: | ||||
Title: | [Tax Owner, if the Lender is a disregarded entity] | |||
Exhibit H-2
FORM OF U.S. TAX CERTIFICATE
(ii) Disregarded Entities Whose Tax Owner is a Partnership)
Exhibit H-3
By: | ||||
Name: | ||||
Title: | [Tax Owner, if the Participant is a disregarded entity] | |||
Exhibit H-3
FORM OF U.S. TAX CERTIFICATE
Disregarded Entities Whose Tax Owner is a Partnership )
Exhibit H-4
By: | ||||
Name: | ||||
Title: | [Tax Owner, if the Participant is a disregarded entity] | |||
Exhibit H-4
Specified Foreign Asset Transfer
Unrestricted Subsidiaries
Existing Letters of Credit
Jurisdiction of | ||||
Incorporation/ | Restricted or | |||
Subsidiary | Organization | Unrestricted | ||
Arabian European Mechanical Company Ltd. | Saudi Arabia | Restricted | ||
B.T. Engineering Pte Ltd | Singapore | Restricted | ||
B.T.I. Holdings Pte Ltd | Singapore | Restricted | ||
Belleli Energia CPE do Brasil Ltda. | Brazil | Restricted | ||
Belleli Energy B.V. | Netherlands | Restricted | ||
Belleli Energy Critical Process Equipment S.r.l. | Italy | Restricted | ||
Belleli Energy F.Z.E. | Dubai | Restricted | ||
Belleli Energy S.r.l. | Italy | Restricted | ||
Compression Services de Mexico, S.A. de C.V. | Mexico | Restricted | ||
EES GP, L.P. | Delaware | Restricted | ||
EES Leasing LLC | Delaware | Restricted | ||
Enterra Compression Investment Company | Delaware | Restricted | ||
Enterra Global Holdings LLC | Delaware | Restricted | ||
Excel Energy Services Limited | Nigeria | Restricted | ||
EXH Cayman Ltd. | Cayman Islands | Restricted | ||
EXH GP LP LLC | Delaware | Restricted | ||
EXH MLP LP LLC | Delaware | Restricted | ||
EXLP Leasing LLC | Delaware | Unrestricted | ||
EXLP Operating LLC | Delaware | Unrestricted | ||
Exterran (Australia) Pty Ltd | Australia | Restricted | ||
Exterran (Beijing) Energy Equipment Company Ltd. | China | Restricted | ||
Exterran (Poland) Sp. z.o.o. | Poland | Restricted | ||
Exterran (Singapore) Pte. Ltd. | Singapore | Restricted | ||
Exterran (Thailand) Ltd. | Thailand | Restricted | ||
Exterran (UK) Ltd. | United Kingdom | Restricted | ||
Exterran Argentina S.r.l. | Argentina | Restricted |
Schedule 7.13 — 1
Jurisdiction of | ||||
Incorporation/ | Restricted or | |||
Subsidiary | Organization | Unrestricted | ||
Exterran Bolivia S.r.l. | Bolivia | Restricted | ||
Exterran Canada, Limited Partnership | Nova Scotia, Canada | Restricted | ||
Exterran Canadian Partnership Holdings GP ULC | Alberta, Canada | Restricted | ||
Exterran Canadian Partnership Holdings LP Company | Nova Scotia, Canada | Restricted | ||
Exterran Colombia Leasing LLC | Delaware | Restricted | ||
Exterran Eastern Hemisphere F.Z.E. | Dubai | Restricted | ||
Exterran Egypt LLC | Egypt | Restricted | ||
Exterran Energy Corp. | Delaware | Restricted | ||
Exterran Energy de Mexico, S.A. de C.V. | Mexico | Restricted | ||
Exterran Energy Middle-East LLC | Oman | Restricted | ||
Exterran Energy Solutions Compania Limitada | Chile | Restricted | ||
Exterran Energy Solutions India Private Limited | India | Restricted | ||
Exterran Energy Solutions, L.P. | Delaware | Restricted | ||
Exterran Egypt Oil & Gas Services LLC | Egypt | Restricted | ||
Exterran Finance Company Ltd. | Barbados | Restricted | ||
Exterran General Holdings LLC | Delaware | Restricted | ||
Exterran General Partner, L.P. | Delaware | Restricted | ||
Exterran GP LLC | Delaware | Restricted | ||
Exterran HL LLC | Delaware | Restricted | ||
Exterran Holding Company NL B.V. | Netherlands | Restricted | ||
Exterran Holdings HL LLC | Delaware | Restricted | ||
Exterran Holdings, Inc. | Delaware | Restricted | ||
Exterran International Holdings LLC | Delaware | Restricted | ||
Exterran International SA | Switzerland | Restricted | ||
Exterran Kazakhstan LLP | Kazakhstan | Restricted | ||
Exterran Malta Holding Limited | Malta | Restricted | ||
Exterran Manutencao Industrial Ltda. | Brazil | Restricted | ||
Exterran Middle East LLC | Oman | Restricted |
Schedule 7.13 — 2
Jurisdiction of | ||||
Incorporation/ | Restricted or | |||
Subsidiary | Organization | Unrestricted | ||
Exterran Nigeria Limited | Nigeria | Restricted | ||
Exterran North Africa Limited | Malta | Restricted | ||
Exterran Pakistan (Private) Limited | Pakistan | Restricted | ||
Exterran Partners, L.P. | Delaware | Unrestricted | ||
Exterran Peru S.R.L. | Peru | Restricted | ||
Exterran Peru Selva S.r.l. | Peru | Restricted | ||
Exterran Services (UK) Ltd. | United Kingdom | Restricted | ||
Exterran Services B.V. | Netherlands | Restricted | ||
Exterran Services de Mexico, S. de R.L. de C.V. | Mexico | Restricted | ||
Exterran Servicos de Oleo e Gas Ltda. | Brazil | Restricted | ||
Exterran Venezuela, C.A. | Venezuela | Restricted | ||
Exterran Water Management Services, LLC | Wyoming | Restricted | ||
Exterran Water Solutions ULC | Alberta, Canada | Restricted | ||
Exterran Energy Solutions Ecuador Cia Ltda. | Ecuador | Restricted | ||
H.C.C. Compressor de Venezuela, C.A. | Venezuela | Restricted | ||
Hanover Asia, Inc. | Delaware | Restricted | ||
Hanover Canada Corporation | Alberta, Canada | Restricted | ||
Hanover Cayman Limited | Cayman Islands | Restricted | ||
Hanover Compressor Peru, SAC | Peru | Restricted | ||
Hanover de Mexico, S. de R.L. de C.V. | Mexico | Restricted | ||
Hanover Ecuador LLC | Delaware | Restricted | ||
HC Leasing, Inc. | Delaware | Restricted | ||
Production Operators Cayman Inc. | Cayman Islands | Restricted | ||
PT. Exterran Indonesia | Indonesia | Restricted | ||
Quimex S.A. | Switzerland | Restricted | ||
Servi-Compresores, C.A. | Venezuela | Restricted | ||
UCO Compression Holding, L.L.C. | Delaware | Restricted | ||
Universal Compression Bolivia Ltda. | Bolivia | Restricted | ||
Universal Compression Cayman Ltd. | Cayman Islands | Restricted |
Schedule 7.13 — 3
Jurisdiction of | ||||
Incorporation/ | Restricted or | |||
Subsidiary | Organization | Unrestricted | ||
Universal Compression International Holdings, S.L.U. | Spain | Restricted | ||
Universal Compression International Ltd. | Cayman Islands | Restricted | ||
Universal Compression International, Inc. | Delaware | Restricted | ||
Universal Compression Mauritius | Mauritius | Restricted | ||
Universal Compression of Colombia Ltd. | Cayman Islands | Restricted | ||
Universal Compression Services de Venezuela C.A. | Venezuela | Restricted | ||
Universal Compression Services, LLC | Delaware | Restricted | ||
Uniwhale Ltd. | Cayman Islands | Restricted |
Schedule 7.13 — 4
EFFECTIVE | NOTIONAL | MTM | ||||||||||||||||||||||
COUNTERPARTY | TYPE | DATE | MATURITY | RATE | AMOUNT | 3/31/2011 | ||||||||||||||||||
Scotia Capital | Interest rate | 31-Dec-08 | 30-Dec-11 | 2.3400 | % | $ | 100,000,000 | $ | (1,534,876 | ) | ||||||||||||||
Sun Trust | Interest rate | 20-Sep-07 | 20-Jul-12 | 4.6675 | % | $ | 150,000,000 | $ | (8,445,160 | ) | ||||||||||||||
Wells Fargo | Interest rate | 21-Dec-09 | 20-Aug-12 | 3.4850 | % | $ | 45,000,000 | $ | (1,908,803 | ) | ||||||||||||||
Wells Fargo | Interest rate | 22-Feb-10 | 20-Aug-12 | 3.2800 | % | $ | 40,000,000 | $ | (1,579,114 | ) | ||||||||||||||
Wells Fargo | Interest rate | 20-Apr-10 | 20-Aug-12 | 4.6750 | % | $ | 70,000,000 | $ | (4,163,891 | ) | ||||||||||||||
Wells Fargo | Interest rate | 21-Jun-10 | 20-Aug-12 | 4.6750 | % | $ | 35,000,000 | $ | (2,081,946 | ) | ||||||||||||||
Wells Fargo | Interest rate | 20-Jul-10 | 20-Aug-12 | 4.6750 | % | $ | 55,000,000 | $ | (3,271,629 | ) | ||||||||||||||
Wells Fargo | Interest rate | 20-Aug-10 | 20-Jul-12 | 4.7440 | % | $ | 70,000,000 | $ | (4,017,175 | ) | ||||||||||||||
TOTAL | $ | 565,000,000 | $ | (27,002,593 | ) |
Location | Filing Office | |
4444 Brittmoore Rd., Houston, Texas 77041 Harris County (Brittmoore Facility) | Harris County Clerk’s Office |
1. | Miscellaneous equipment leases and other equipment financings as noted on Schedule 9.02, Item 2. | |
2. | Debt reflected on the financial statements of the Borrower as of March 31, 2011. |
1. | Liens securing the Existing Senior Notes. | |
2. | The following UCC filings securing obligations under equipment leases and other equipment financings: |
Listed Debtor | Original Instrument No. | Jurisdiction | ||
Exterran Holdings, Inc. | 2008 81499530 | Delaware | ||
Exterran Holdings, Inc. | 2008 82232567 | Delaware | ||
Exterran Energy Solutions, L.P. | 2005 53287902 (as amended) | Delaware | ||
Exterran Energy Solutions, L.P. | 2006 63356409 (as amended) | Delaware | ||
Exterran Energy Solutions, L.P. | 2009 90222254 (as amended) | Delaware | ||
Exterran Energy Solutions, L.P. | 2009 93080949 | Delaware | ||
Exterran Energy Solutions, L.P. | 2010 01341803 | Delaware | ||
Exterran Energy Solutions, L.P. | 2010 01359524 | Delaware | ||
Exterran Energy Solutions, L.P. | 2010 01362098 | Delaware | ||
Exterran Energy Solutions, L.P. | 2010 01365711 | Delaware | ||
Exterran Energy Solutions, L.P. | 2010 03163239 (as amended) | Delaware |
3. | Other Existing Liens |
a. | Liens, including pledge by Hanover Cayman Limited of its interest in WilPro Energy Sevices (PIGAP II) Limited to secure the non-recourse project financing obtained by WilPro Energy Services (El Furrial) Limited. | ||
b. | Liens, including pledge by Production Operators Cayman Inc. of its interest in WilPro Energy Services (El Furrial) Limited to secure a non-recourse project financing. | ||
c. | Liens securing letters of credit, insurance premium financing, capital lease obligations, Hedging Agreements, guarantees and surety bonds of US Borrower and its Subsidiaries. |
1. | Investments in Subsidiaries including in EXLP and any Subsidiary of EXLP. | |
2. | Investments in WilPro Energy Services (PigapII) Limited and WilPro Energy Services (El Furrial) Limited. |
1. | Transactions with Affiliates disclosed in the existing SEC filings of the Borrower or its Subsidiaries. | |
2. | Various intercompany payables and receivables between one or more of the Obligors, on the one hand, and one or more of EXLP and any Subsidiary of EXLP, on the other hand. |