The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbott Labs | COM | 002824100 | 380 | 2,700 | SH | SOLE | 2,700 | 0 | 0 | ||
Air Products & Chemicals Inc | COM | 009158106 | 3,376 | 11,097 | SH | SOLE | 11,097 | 0 | 0 | ||
Alphabet Inc. Class A | COM | 02079K305 | 9,714 | 3,353 | SH | SOLE | 3,353 | 0 | 0 | ||
Alphabet Inc. Class C | COM | 02079K107 | 1,606 | 555 | SH | SOLE | 555 | 0 | 0 | ||
Amazon Com Inc | COM | 023135106 | 10,403 | 3,120 | SH | SOLE | 3,120 | 0 | 0 | ||
American Electrical Power Inc | COM | 025537101 | 311 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
Amgen Inc | COM | 031162100 | 938 | 4,170 | SH | SOLE | 4,170 | 0 | 0 | ||
Angiodynamics Inc. | COM | 03475V101 | 308 | 11,175 | SH | SOLE | 11,175 | 0 | 0 | ||
Apple Inc. | COM | 037833100 | 15,841 | 89,208 | SH | SOLE | 89,208 | 0 | 0 | ||
Applied Materials Inc. | COM | 038222105 | 1,131 | 7,190 | SH | SOLE | 7,190 | 0 | 0 | ||
AT&T Corp | COM | 00206R102 | 2,295 | 93,285 | SH | SOLE | 93,285 | 0 | 0 | ||
Bank of America Corp | COM | 060505104 | 1,377 | 30,950 | SH | SOLE | 30,950 | 0 | 0 | ||
Blackstone Group LP | COM | 09253U108 | 754 | 5,828 | SH | SOLE | 5,828 | 0 | 0 | ||
Boeing Co | COM | 097023105 | 2,245 | 11,152 | SH | SOLE | 11,152 | 0 | 0 | ||
Booking Holdings Inc. | COM | 09857L108 | 3,546 | 1,478 | SH | SOLE | 1,478 | 0 | 0 | ||
Capital One Financial Corp. | COM | 14040H105 | 264 | 1,820 | SH | SOLE | 1,820 | 0 | 0 | ||
Caterpillar Inc | COM | 149123101 | 4,101 | 19,838 | SH | SOLE | 19,838 | 0 | 0 | ||
Cisco Systems Inc. | COM | 17275R102 | 222 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
Citigroup Inc. | COM | 172967424 | 2,597 | 43,001 | SH | SOLE | 43,001 | 0 | 0 | ||
Coca Cola Co. | COM | 191216100 | 285 | 4,820 | SH | SOLE | 4,820 | 0 | 0 | ||
Consolidated Edison | COM | 209115104 | 815 | 9,550 | SH | SOLE | 9,550 | 0 | 0 | ||
Costco Wholesale Corp | COM | 22160K105 | 888 | 1,565 | SH | SOLE | 1,565 | 0 | 0 | ||
Danaher Corp. | COM | 235851102 | 5,057 | 15,369 | SH | SOLE | 15,369 | 0 | 0 | ||
Deere & Co | COM | 244199105 | 4,390 | 12,802 | SH | SOLE | 12,802 | 0 | 0 | ||
Disney Walt Co | COM | 254687106 | 682 | 4,400 | SH | SOLE | 4,400 | 0 | 0 | ||
Dow Inc. | COM | 260557103 | 485 | 8,550 | SH | SOLE | 8,550 | 0 | 0 | ||
Enterprise Product Partners LP | COM | 293792107 | 285 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
EOG Resources Inc. | COM | 26875P101 | 2,927 | 32,945 | SH | SOLE | 32,945 | 0 | 0 | ||
Exxon Mobil Corp. | COM | 30231G102 | 311 | 5,075 | SH | SOLE | 5,075 | 0 | 0 | ||
Fedex Corp. | COM | 31428X106 | 4,281 | 16,551 | SH | SOLE | 16,551 | 0 | 0 | ||
Freeport-McMoran Inc. | COM | 35671D857 | 257 | 6,150 | SH | SOLE | 6,150 | 0 | 0 | ||
General Electric Co | COM | 369604103 | 3,725 | 39,430 | SH | SOLE | 39,430 | 0 | 0 | ||
Gilead Sciences Inc | COM | 375558103 | 579 | 7,975 | SH | SOLE | 7,975 | 0 | 0 | ||
GXO Logistics Inc. | COM | 36262G101 | 2,421 | 26,650 | SH | SOLE | 26,650 | 0 | 0 | ||
Home Depot Inc | COM | 437076102 | 301 | 725 | SH | SOLE | 725 | 0 | 0 | ||
Intel Corp | COM | 458140100 | 502 | 9,742 | SH | SOLE | 9,742 | 0 | 0 | ||
Iron Mountain Inc. | COM | 46284V101 | 1,928 | 36,850 | SH | SOLE | 36,850 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 3,706 | 21,664 | SH | SOLE | 21,664 | 0 | 0 | ||
JP Morgan Chase & Co | COM | 46625H100 | 4,176 | 26,373 | SH | SOLE | 26,373 | 0 | 0 | ||
Lam Research Corp. | COM | 512807108 | 4,857 | 6,754 | SH | SOLE | 6,754 | 0 | 0 | ||
Mastercard Inc. | Cl. A | 57636Q104 | 3,790 | 10,594 | SH | SOLE | 10,594 | 0 | 0 | ||
McCormick & Co. Inc. | COM | 579780206 | 2,711 | 28,057 | SH | SOLE | 28,057 | 0 | 0 | ||
Merck & Co New | COM | 58933Y105 | 630 | 8,217 | SH | SOLE | 8,217 | 0 | 0 | ||
Microsoft Corp | COM | 594918104 | 6,917 | 20,567 | SH | SOLE | 20,567 | 0 | 0 | ||
Netflix Inc | COM | 64110L106 | 1,115 | 1,850 | SH | SOLE | 1,850 | 0 | 0 | ||
Novo Nordisk A S | ADR | 670100205 | 1,930 | 216 | SH | SOLE | 216 | 0 | 0 | ||
Nvidia Corp. | COM | 67066G104 | 7,193 | 24,458 | SH | SOLE | 24,458 | 0 | 0 | ||
Oneok Inc. New | COM | 682680103 | 222 | 3,775 | SH | SOLE | 3,775 | 0 | 0 | ||
Parker Hannifin Corp. | COM | 701094104 | 4,481 | 14,087 | SH | SOLE | 14,087 | 0 | 0 | ||
Paypal Holdings Inc. | COM | 70450Y103 | 509 | 2,700 | SH | SOLE | 2,700 | 0 | 0 | ||
Pepsico Inc. | COM | 713448108 | 4,179 | 24,056 | SH | SOLE | 24,056 | 0 | 0 | ||
Pfizer Inc | COM | 717081103 | 1,972 | 33,400 | SH | SOLE | 33,400 | 0 | 0 | ||
Procter & Gamble Co. | COM | 742718109 | 573 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
Qualcomm Inc | COM | 747525103 | 302 | 1,650 | SH | SOLE | 1,650 | 0 | 0 | ||
Raytheon Technologies Corp. | COM | 75513E101 | 258 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
Salesforce.com Inc | COM | 79466L302 | 4,340 | 17,079 | SH | SOLE | 17,079 | 0 | 0 | ||
Schlumberger Ltd. | COM | 806857108 | 535 | 17,850 | SH | SOLE | 17,850 | 0 | 0 | ||
Servicenow Inc. | COM | 81762P102 | 4,691 | 7,227 | SH | SOLE | 7,227 | 0 | 0 | ||
Shopify Inc. | COM | 82509L107 | 3,512 | 2,550 | SH | SOLE | 2,550 | 0 | 0 | ||
JM Smucker Company | COM | 832696405 | 2,656 | 19,555 | SH | SOLE | 19,555 | 0 | 0 | ||
Southern Company | COM | 842587107 | 405 | 5,900 | SH | SOLE | 5,900 | 0 | 0 | ||
Splunk Inc. | COM | 848637104 | 2,000 | 17,287 | SH | SOLE | 17,287 | 0 | 0 | ||
SVB Financial Group | COM | 78486Q101 | 4,100 | 6,045 | SH | SOLE | 6,045 | 0 | 0 | ||
Sysco Corp. | COM | 871829107 | 306 | 3,900 | SH | SOLE | 3,900 | 0 | 0 | ||
The Trade Desk Inc. | COM | 88339J105 | 628 | 6,850 | SH | SOLE | 6,850 | 0 | 0 | ||
Trane Technologies PLC | COM | G8994E103 | 4,106 | 20,325 | SH | SOLE | 20,325 | 0 | 0 | ||
Verizon Communications Inc. | COM | 92343V104 | 2,172 | 41,800 | SH | SOLE | 41,800 | 0 | 0 | ||
Walgreen Boots Alliance Inc. | COM | 931427108 | 313 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
XPO Logistics Inc. | COM | 983793100 | 1,997 | 25,785 | SH | SOLE | 25,785 | 0 | 0 | ||
JP Morgan Chase & Co Prfrd Ser L | Preferred | 48128B549 | 373 | 14,300 | SH | SOLE | 14,300 | 0 | 0 | ||
JP Morgan Chase & Co Prfrd Ser D | Preferred | 48128B655 | 228 | 8,500 | SH | SOLE | 8,500 | 0 | 0 | ||
US Bancorp Prefrd Ser F | Preferred | 902973833 | 466 | 18,625 | SH | SOLE | 18,625 | 0 | 0 | ||
US Bancorp Prefrd Ser M | Preferred | 902973718 | 465 | 18,450 | SH | SOLE | 18,450 | 0 | 0 | ||
Angel Oak DFS Inc TR | COM | 03462A102 | 293 | 14,225 | SH | SOLE | 14,225 | 0 | 0 | ||
Blackrock Capital Allocation Trust | COM | 09260U109 | 1,347 | 69,250 | SH | SOLE | 69,250 | 0 | 0 | ||
Blackrock Muni Inc TR | COM | 09248F109 | 1,057 | 68,000 | SH | SOLE | 68,000 | 0 | 0 | ||
Blackrock Muni NY Fd | COM | 09255E102 | 247 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
Eaton Vance Muni Bond Fund | COM | 27827X101 | 1,179 | 86,808 | SH | SOLE | 86,808 | 0 | 0 | ||
First Trust Intermediate Duration Pfd Incm. | COM | 33718W103 | 1,422 | 57,950 | SH | SOLE | 57,950 | 0 | 0 | ||
Flaherty & Crumrine Dynamic Pfd | Preferred | 33848W106 | 1,176 | 42,350 | SH | SOLE | 42,350 | 0 | 0 | ||
Nuveen AMT-Free Municipal Credit Incm Fd. | COM | 67071L106 | 1,108 | 61,823 | SH | SOLE | 61,823 | 0 | 0 | ||
Nuveen NY AMT-Free Quality Incm. | COM | 670656107 | 524 | 38,000 | SH | SOLE | 38,000 | 0 | 0 | ||
Nuveen Muni Value Fund Inc. | COM | 670928100 | 1,064 | 102,500 | SH | SOLE | 102,500 | 0 | 0 | ||
Nuveen Preferred & Income Securities Fd | COM | 67072C105 | 501 | 51,500 | SH | SOLE | 51,500 | 0 | 0 | ||
Nuveen Variable Rate Preferred and Income | COM | 67080R102 | 254 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Pimco Dynamic Income Fd | COM | 72201Y101 | 2,146 | 82,820 | SH | SOLE | 82,820 | 0 | 0 | ||
Rivernorth Flexible Municipal Incm Fd II | COM | 76883Y107 | 497 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
Consumer Discretionary Select Sector SPDR | COM | 81369Y407 | 3,537 | 17,300 | SH | SOLE | 17,300 | 0 | 0 | ||
Consumer Staples Select Sector SPDR | COM | 81369Y308 | 788 | 10,225 | SH | SOLE | 10,225 | 0 | 0 | ||
Energy Select Sector SPDR ETF | COM | 81369Y506 | 494 | 8,900 | SH | SOLE | 8,900 | 0 | 0 | ||
Exponential Technologies ETF | COM | 46434V381 | 1,977 | 29,925 | SH | SOLE | 29,925 | 0 | 0 | ||
Financial Sector SPDR ETF | COM | 81369Y605 | 533 | 13,650 | SH | SOLE | 13,650 | 0 | 0 | ||
First Trust DJ Internet Index ETF | COM | 33733E302 | 678 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
Global X Nasdaq 100 Cover ETF | COM | 37954Y483 | 255 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
Invesco QQQ Trust, Series 1 | COM | 46090E103 | 2,043 | 5,135 | SH | SOLE | 5,135 | 0 | 0 | ||
Ishares Biotechnology ETF | COM | 464287556 | 881 | 5,775 | SH | SOLE | 5,775 | 0 | 0 | ||
Ishares Dow Jones US ETF | COM | 464287846 | 2,015 | 17,100 | SH | SOLE | 17,100 | 0 | 0 | ||
Ishares Global Healthcare ETF | COM | 464287325 | 357 | 3,950 | SH | SOLE | 3,950 | 0 | 0 | ||
Ishares North American Tech ETF | COM | 464287549 | 14,761 | 33,623 | SH | SOLE | 33,623 | 0 | 0 | ||
Ishares North American Tech Software ETF | COM | 464287515 | 5,130 | 12,900 | SH | SOLE | 12,900 | 0 | 0 | ||
Ishares Russell 1000 Growth ETF | COM | 464287614 | 6,265 | 20,500 | SH | SOLE | 20,500 | 0 | 0 | ||
Ishares Russell 2000 ETF | COM | 464287655 | 3,750 | 16,857 | SH | SOLE | 16,857 | 0 | 0 | ||
Ishares Russell Mid-Cap ETF | COM | 464287499 | 1,013 | 12,201 | SH | SOLE | 12,201 | 0 | 0 | ||
Ishares Russell Mid-Cap Growth ETF | COM | 464287481 | 4,169 | 36,180 | SH | SOLE | 36,180 | 0 | 0 | ||
Ishares Russell Mid-Cap Value ETF | COM | 464287473 | 850 | 6,945 | SH | SOLE | 6,945 | 0 | 0 | ||
Ishares S&P 500 Value ETF | COM | 464287408 | 407 | 2,600 | SH | SOLE | 2,600 | 0 | 0 | ||
Ishares US Medical Devices ETF | COM | 464288810 | 3,418 | 51,900 | SH | SOLE | 51,900 | 0 | 0 | ||
Ishares US Preferred Stock ETF | COM | 464288687 | 3,097 | 78,550 | SH | SOLE | 78,550 | 0 | 0 | ||
Proshares Ultra Financials | COM | 74347X633 | 230 | 3,400 | SH | SOLE | 3,400 | 0 | 0 | ||
Robo Global Robotics & Automation | COM | 301505707 | 1,309 | 18,675 | SH | SOLE | 18,675 | 0 | 0 | ||
SPDR S&P Biotech ETF | COM | 78464A870 | 736 | 6,570 | SH | SOLE | 6,570 | 0 | 0 | ||
SPDR Gold Trust | COM | 78463V107 | 231 | 1,350 | SH | SOLE | 1,350 | 0 | 0 | ||
SPDR S&P 500 ETF Trust | COM | 78462F103 | 2,553 | 5,375 | SH | SOLE | 5,375 | 0 | 0 | ||
SPDR S&P 600 Small Cap ETF | COM | 78464A813 | 3,584 | 36,050 | SH | SOLE | 36,050 | 0 | 0 | ||
SPDR Ser Tr S&P Dividend | COM | 78464A763 | 1,059 | 8,200 | SH | SOLE | 8,200 | 0 | 0 | ||
SPDR S&P Midcap 400 | COM | 78467Y107 | 1,631 | 3,150 | SH | SOLE | 3,150 | 0 | 0 | ||
SPDR Fd Technology | COM | 81369Y803 | 4,981 | 28,650 | SH | SOLE | 28,650 | 0 | 0 | ||
SPDR Fd Utilities | COM | 81369Y886 | 301 | 4,200 | SH | SOLE | 4,200 | 0 | 0 | ||
Vanguard Extended Market ETF | COM | 922908652 | 1,563 | 8,550 | SH | SOLE | 8,550 | 0 | 0 | ||
Vanguard Growth ETF | COM | 922908736 | 8,148 | 25,390 | SH | SOLE | 25,390 | 0 | 0 | ||
Vanguard High Div Yield | COM | 921946406 | 624 | 5,566 | SH | SOLE | 5,566 | 0 | 0 | ||
Vanguard Large-Cap ETF | COM | 922908637 | 3,543 | 16,031 | SH | SOLE | 16,031 | 0 | 0 | ||
Vanguard Mega Cap Growth ETF | COM | 921910816 | 4,107 | 15,750 | SH | SOLE | 15,750 | 0 | 0 | ||
Vanguard Mid-Cap ETF | COM | 922908629 | 298 | 1,170 | SH | SOLE | 1,170 | 0 | 0 | ||
Vanguard Mid Cap Growth ETF | COM | 922908538 | 1,787 | 7,020 | SH | SOLE | 7,020 | 0 | 0 | ||
Vanguard Total Stock Market ETF | COM | 922908769 | 6,241 | 25,850 | SH | SOLE | 25,850 | 0 | 0 | ||
Vanguard Value ETF | COM | 922908744 | 402 | 2,734 | SH | SOLE | 2,734 | 0 | 0 | ||
Ishares TIPS Bond ETF | COM | 464287176 | 630 | 4,873 | SH | SOLE | 4,873 | 0 | 0 | ||
Pimco Enhanced SH MAT ETF | COM | 72201R833 | 4,272 | 42,071 | SH | SOLE | 42,071 | 0 | 0 | ||
SPDR Barclays High Yield Bd ETF | COM | 78468R622 | 220 | 2,030 | SH | SOLE | 2,030 | 0 | 0 | ||
Vanguard Short Term Inflation Protected ETF | COM | 922020805 | 308 | 6,000 | SH | SOLE | 6,000 | 0 | 0 |