The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACHILLION PHARMACEUTICALS | COM | 00448Q201 | 2,419 | 197,500 | SH | SOLE | 197,500 | 0 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 3,866 | 132,442 | SH | SOLE | 132,442 | 0 | 0 | ||
AFFIMED THERAPEUTICS BV | COM ADDED | N01045108 | 744 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
ATRICURE INC | COM | 04963C209 | 13,200 | 661,331 | SH | SOLE | 661,331 | 0 | 0 | ||
AUSPEX PHARMACEUTICALS INC | COM | 05211J102 | 7,131 | 135,885 | SH | SOLE | 135,885 | 0 | 0 | ||
BIOCRYST PHARMACEUTICALS INC | COM | 09058V103 | 2,027 | 166,656 | SH | SOLE | 166,656 | 0 | 0 | ||
BIOLIFE SOLUTIONS INC | COM NEW | 09062W204 | 191 | 116,279 | SH | SOLE | 116,279 | 0 | 0 | ||
BIOSPECIFICS TECHNOLOGIES | COM | 090931106 | 1,292 | 33,466 | SH | SOLE | 33,466 | 0 | 0 | ||
BIOTELEMETRY INC | COM | 090672106 | 2,364 | 235,645 | SH | SOLE | 235,645 | 0 | 0 | ||
BLUEBIRD BIO INC | COM | 09609G100 | 1,147 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
CARDICA INC | COM | 14141R101 | 1,040 | 1,486,004 | SH | SOLE | 1,486,004 | 0 | 0 | ||
CAREDX INC | COM ADDED | 14167L103 | 633 | 87,300 | SH | SOLE | 87,300 | 0 | 0 | ||
CELSUS THERAPEUTICS PLC | SPONSORED ADR NE | 15119A202 | 211 | 43,900 | SH | SOLE | 43,900 | 0 | 0 | ||
CHEMBIO DIAGNOSTICS INC | COM NEW | 163572209 | 103 | 26,287 | SH | SOLE | 26,287 | 0 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464100 | 1,338 | 23,900 | SH | SOLE | 23,900 | 0 | 0 | ||
CTI BIOPHARMA CORP | COM | 12648L106 | 3,363 | 1,425,000 | SH | SOLE | 1,425,000 | 0 | 0 | ||
CUTERA INC | COM | 232109108 | 947 | 88,694 | SH | SOLE | 88,694 | 0 | 0 | ||
CYNAPSUS THERAPEUTICS INC | COM | 23257Y701 | 1,044 | 949,000 | SH | SOLE | 949,000 | 0 | 0 | ||
CYNAPSUS THERAPEUTICS INC | COM | 23257Y156 | 240 | 280,769 | SH | SOLE | 280,769 | 0 | 0 | ||
CYTRX CORP | COM PAR $.001 | 232828509 | 949 | 346,400 | SH | SOLE | 346,400 | 0 | 0 | ||
DERMA SCIENCES INC | COM PAR $.01 | 249827502 | 3,582 | 384,794 | SH | SOLE | 384,794 | 0 | 0 | ||
DISCOVERY LABORATORIES INC | COM NEW | 254668403 | 6,611 | 5,698,739 | SH | SOLE | 5,698,739 | 0 | 0 | ||
ENCISION INC | COM | 29254Q104 | 882 | 1,062,500 | SH | SOLE | 1,062,500 | 0 | 0 | ||
ESSA PHARMA INC | PFD | 296991474 | 222 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
EXACTECH INC | COM | 30064E109 | 746 | 31,636 | SH | SOLE | 31,636 | 0 | 0 | ||
FATE THERAPEUTICS INC | COM | 31189P102 | 297 | 59,110 | SH | SOLE | 59,110 | 0 | 0 | ||
GALMED PHARMACEUTICALS LTD | SHS | M47238106 | 917 | 158,121 | SH | SOLE | 158,121 | 0 | 0 | ||
GENVEC INC | COM NEW | 37246C307 | 416 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
GLOBEIMMUNE INC | COM ADDED | 37957B100 | 83 | 10,945 | SH | SOLE | 10,945 | 0 | 0 | ||
INSPIREMD INC | COM NEW | 45779A309 | 50 | 63,700 | SH | SOLE | 63,700 | 0 | 0 | ||
INSULET CORP | COM | 45784P101 | 5,040 | 109,418 | SH | SOLE | 109,418 | 0 | 0 | ||
INSULET CORP | NOTE 2.000% 6/1 | 45784PAD3 | 2,861 | 2,407,000 | PRN | SOLE | 2,407,000 | 0 | 0 | ||
INTELLIPHARMACEUTICS INTERNA | COM | 458173101 | 631 | 279,260 | SH | SOLE | 279,260 | 0 | 0 | ||
INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 3,416 | 21,900 | SH | SOLE | 21,900 | 0 | 0 | ||
JOHNSON AND JOHNSON | COM | 478160104 | 983 | 9,400 | SH | SOLE | 9,400 | 0 | 0 | ||
LPATH INC | COM NEW | 548910306 | 344 | 121,884 | SH | SOLE | 121,884 | 0 | 0 | ||
LUMENIS LTD | SHS CL B | M6778Q121 | 290 | 31,072 | SH | SOLE | 31,072 | 0 | 0 | ||
MASIMO CORPORATION | COM | 574795100 | 1,778 | 67,500 | SH | SOLE | 67,500 | 0 | 0 | ||
NANOSPHERE INC | COM | 63009F105 | 235 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
NEOTHETICS INC | COM | 64066G101 | 1,395 | 186,495 | SH | SOLE | 186,495 | 0 | 0 | ||
NOVADAQ TECHNOLOGIES INC | COM | 66987G102 | 4,380 | 263,541 | SH | SOLE | 263,541 | 0 | 0 | ||
NUVASIVE INC | NOTE 2.750% 7/0 | 670704AC9 | 1,289 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
NXSTAGE MEDICAL INC | COM | 67072V103 | 6,888 | 384,154 | SH | SOLE | 384,154 | 0 | 0 | ||
OCERA THERAPEUTICS INC | COM | 67552A108 | 4,044 | 634,893 | SH | SOLE | 634,893 | 0 | 0 | ||
PHARMACYCLICS INC | COM | 716933106 | 13,562 | 110,928 | SH | SOLE | 110,928 | 0 | 0 | ||
PROBIODRUG AG | COM | BRK8XK3 | 244 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
PROTALIX BIOTHERAPEUTICS INC | COM | 74365A101 | 2,546 | 1,383,889 | SH | SOLE | 1,383,889 | 0 | 0 | ||
PROTALIX BIOTHERAPEUTICS INC | NOTE 4.500% 9/1 | 74365AAB7 | 3,200 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
PROTEON THERAPEUTICS INC | COM | 74371L109 | 132 | 12,700 | SH | SOLE | 12,700 | 0 | 0 | ||
RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 1,700 | 749,066 | SH | SOLE | 749,066 | 0 | 0 | ||
RTI SURGICAL INC | COM | 74975N105 | 447 | 85,918 | SH | SOLE | 85,918 | 0 | 0 | ||
SECOND SIGHT MED PRODS INC | COM | 81362J100 | 408 | 39,800 | SH | SOLE | 39,800 | 0 | 0 | ||
SPECTRANETICS CORP | COM | 84760C107 | 1,458 | 42,162 | SH | SOLE | 42,162 | 0 | 0 | ||
STEREOTAXIS INC | COM NEW | 85916J409 | 2,035 | 1,374,975 | SH | SOLE | 1,374,975 | 0 | 0 | ||
SYNERON MEDICAL LTD | ORD SHS | M87245102 | 849 | 90,947 | SH | SOLE | 90,947 | 0 | 0 | ||
TARGACEPT INC | COM | 87611R306 | 1,224 | 465,293 | SH | SOLE | 465,293 | 0 | 0 | ||
THRESHOLD PHARMACEUTICALS | COM NEW | 885807206 | 1,688 | 530,965 | SH | SOLE | 530,965 | 0 | 0 | ||
TREVENA INC | COM | 89532E109 | 1,674 | 280,000 | SH | SOLE | 280,000 | 0 | 0 | ||
UNIQURE B.V. | NV SHS | N90064101 | 587 | 39,656 | SH | SOLE | 39,656 | 0 | 0 | ||
UROPLASTY INC | COM NEW | 917277204 | 1,001 | 486,062 | SH | SOLE | 486,062 | 0 | 0 | ||
VENAXIS INC | COM | 92262A107 | 1,165 | 658,000 | SH | SOLE | 658,000 | 0 | 0 | ||
XENOPORT INC | COM | 98411C100 | 861 | 98,190 | SH | SOLE | 98,190 | 0 | 0 |