The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACHILLION PHARMACEUTICALS | COM | 00448Q201 | 3,221 | 868,272 | SH | SOLE | 868,272 | 0 | 0 | ||
ADVAXIS INC | COM NEW | 007624208 | 1,178 | 697,000 | SH | SOLE | 697,000 | 0 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 7,203 | 132,770 | SH | SOLE | 132,770 | 0 | 0 | ||
AKEBIA THERAPEUTICS INC | COM | 00972D105 | 5,820 | 610,738 | SH | SOLE | 610,738 | 0 | 0 | ||
ALDER BIOPHARMACEUTICALS INC | NOTE 2.500% 2/0 | 014339AA3 | 227 | 250,000 | PRN | SOLE | 250,000 | 0 | 0 | ||
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 5,029 | 396,013 | SH | SOLE | 396,013 | 0 | 0 | ||
APPLIED GENETIC TECHNOL CORP | COM | 03820J100 | 1,621 | 421,000 | SH | SOLE | 421,000 | 0 | 0 | ||
AQUINOX PHARMACEUTICALS INC | COM | 03842B101 | 1,520 | 107,928 | SH | SOLE | 107,928 | 0 | 0 | ||
ARCUS BIOSCIENCES INC | COM | 03969F109 | 116 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
ARDELYX INC | COM | 039697107 | 1,252 | 247,859 | SH | SOLE | 247,859 | 0 | 0 | ||
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 5,006 | 126,742 | SH | SOLE | 126,742 | 0 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 4,676 | 58,130 | SH | SOLE | 58,130 | 0 | 0 | ||
ARQULE INC | COM | 04269E107 | 1,397 | 484,984 | SH | SOLE | 484,984 | 0 | 0 | ||
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 5,183 | 79,245 | SH | SOLE | 79,245 | 0 | 0 | ||
ATRICURE INC | COM | 04963C209 | 7,985 | 389,145 | SH | SOLE | 389,145 | 0 | 0 | ||
BEIGENE LTD | SPONSORED ADR | 07725L102 | 1,231 | 7,330 | SH | SOLE | 7,330 | 0 | 0 | ||
BIOCRYST PHARMACEUTICALS INC | COM | 09058V103 | 4,649 | 974,652 | SH | SOLE | 974,652 | 0 | 0 | ||
BIONDVAX PHARMACEUTICALS LTD | SPOND ADS | 09073Q105 | 18 | 3,399 | SH | SOLE | 3,399 | 0 | 0 | ||
BIOTELEMETRY INC | COM | 090672106 | 2,158 | 69,500 | SH | SOLE | 69,500 | 0 | 0 | ||
BIOTIME INC | COM | 09066L105 | 489 | 181,600 | SH | SOLE | 181,600 | 0 | 0 | ||
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 8,133 | 88,691 | SH | SOLE | 88,691 | 0 | 0 | ||
CARA THERAPEUTICS INC | COM | 140755109 | 1,161 | 93,800 | SH | SOLE | 93,800 | 0 | 0 | ||
CIDARA THERAPEUTICS INC | COM | 171757107 | 93 | 23,132 | SH | SOLE | 23,132 | 0 | 0 | ||
CLEARSIDE BIOMEDICAL INC | COM | 185063104 | 54 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
CLEMENTIA PHARMACEUTICALS IN | COM | 185575107 | 1,591 | 105,000 | SH | SOLE | 105,000 | 0 | 0 | ||
COGENTIX MEDICAL INC | COM | 19243A104 | 1,195 | 310,382 | SH | SOLE | 310,382 | 0 | 0 | ||
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 4,207 | 323,843 | SH | SOLE | 323,843 | 0 | 0 | ||
DERMIRA INC | COM | 24983L104 | 607 | 76,000 | SH | SOLE | 76,000 | 0 | 0 | ||
DERMIRA INC | NOTE 3.000% 5/1 | 24983LAA2 | 1,192 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
DEXCOM INC | COM | 252131107 | 5,562 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
DEXCOM INC | DBCV 0.750% 5/1 | 252131AE7 | 256 | 250,000 | PRN | SOLE | 250,000 | 0 | 0 | ||
FOAMIX PHARMACEUTICALS LTD | SHS | M46135105 | 1,721 | 335,500 | SH | SOLE | 335,500 | 0 | 0 | ||
GALAPAGOS NV | SPON ADR | 36315X101 | 3,951 | 39,609 | SH | SOLE | 39,609 | 0 | 0 | ||
GEMPHIRE THERAPEUTICS INC | COM | 36870A108 | 651 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
IMMUNE DESIGN CORP | COM | 45252L103 | 1,084 | 328,500 | SH | SOLE | 328,500 | 0 | 0 | ||
IMMUNOMEDICS INC | COM | 452907108 | 4,104 | 280,900 | SH | SOLE | 280,900 | 0 | 0 | ||
INCYTE CORP | COM | 45337C102 | 1,250 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
INOTEK PHARMACEUTICALS CORP | NOTE 5.750% 8/0 | 45780VAB8 | 578 | 600,000 | PRN | SOLE | 600,000 | 0 | 0 | ||
INSULET CORP | COM | 45784P101 | 2,816 | 32,484 | SH | SOLE | 32,484 | 0 | 0 | ||
INSULET CORP | NOTE 1.375% | 45784PAG6 | 1,711 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
IRONWOOD PHARMACEUTICALS INC | DBCV 2.250% 6/1 | 46333XAD0 | 676 | 573,000 | PRN | SOLE | 573,000 | 0 | 0 | ||
ISHARES TR NASDAQ BIOTECH | ETF | 464287556 | 2,786 | 26,100 | SH | SOLE | 26,100 | 0 | 0 | ||
JOHNSON AND JOHNSON | COM | 478160104 | 1,205 | 9,400 | SH | SOLE | 9,400 | 0 | 0 | ||
KURA ONCOLOGY INC | COM | 50127T109 | 2,381 | 127,000 | SH | SOLE | 127,000 | 0 | 0 | ||
LEAP THERPEUTICS INC | COM | 52187K101 | 1,660 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
LOXO ONCOLOGY INC | COM | 548862101 | 20,944 | 181,537 | SH | SOLE | 181,537 | 0 | 0 | ||
LUMINEX CORP | COM | 55027E102 | 4,793 | 227,500 | SH | SOLE | 227,500 | 0 | 0 | ||
MACROGENICS INC | COM | 556099109 | 2,091 | 83,105 | SH | SOLE | 83,105 | 0 | 0 | ||
MASIMO CORPORATION | COM | 574795100 | 440 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
MINERVA NEUROSCIENCES INC | COM | 603380106 | 1,069 | 171,094 | SH | SOLE | 171,094 | 0 | 0 | ||
NATUS MEDICAL INC | COM | 639050103 | 1,275 | 37,900 | SH | SOLE | 37,900 | 0 | 0 | ||
NEOS THERAPEUTICS INC | COM | 64052L106 | 228 | 27,500 | SH | SOLE | 27,500 | 0 | 0 | ||
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 4,520 | 54,508 | SH | SOLE | 54,508 | 0 | 0 | ||
NXSTAGE MEDICAL INC | COM | 67072V103 | 7,610 | 306,119 | SH | SOLE | 306,119 | 0 | 0 | ||
OBSEVA SA | COM | H5861P103 | 92 | 6,785 | SH | SOLE | 6,785 | 0 | 0 | ||
PROQR THERAPEUTICS N V | SHS EURO | N71542109 | 710 | 230,770 | SH | SOLE | 230,770 | 0 | 0 | ||
PROTALIX BIOTHERAPEUTICS INC | NOTE 4.500% 9/1 | 74365AAB7 | 2,125 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
PROTEOSTASIS THERAPEUTICS IN | COM | 74373B109 | 1,269 | 267,100 | SH | SOLE | 267,100 | 0 | 0 | ||
RADIUS HEALTH INC | NOTE 3.000% 9/0 | 750469AA6 | 4,000 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 3,193 | 901,933 | SH | SOLE | 901,933 | 0 | 0 | ||
SAGE THERAPEUTICS INC | COM | 78667J108 | 15,141 | 94,000 | SH | SOLE | 94,000 | 0 | 0 | ||
SCPHARMACEUTICALS INC | COM | 810648105 | 692 | 55,844 | SH | SOLE | 55,844 | 0 | 0 | ||
SCYNEXIS INC | COM | 811292101 | 2,193 | 1,636,900 | SH | SOLE | 1,636,900 | 0 | 0 | ||
SIERRA ONCOLOGY INC | COM | 82640U107 | 166 | 79,969 | SH | SOLE | 79,969 | 0 | 0 | ||
SOL GEL TECHNOLOGIES LTD | SHS | M8694L103 | 361 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
SPERO THERAPEUTICS INC | COM | 84833T103 | 421 | 29,544 | SH | SOLE | 29,544 | 0 | 0 | ||
STEREOTAXIS INC | COM | 85916J409 | 9,096 | 13,680,554 | SH | SOLE | 13,680,554 | 0 | 0 | ||
SUNESIS PHARMACEUTICALS INC | COM PAR | 867328700 | 1,016 | 373,702 | SH | SOLE | 373,702 | 0 | 0 | ||
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 298 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
UNUM THERAPEUTICS INC | COM | 903214104 | 88 | 7,900 | SH | SOLE | 7,900 | 0 | 0 | ||
UROGEN PHARMA LTD | COM | M96088105 | 224 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
VBI VACCINES INC | COM NEW | 91822J103 | 3,493 | 998,000 | SH | SOLE | 998,000 | 0 | 0 | ||
WAVE LIFE SCIENCES LTD | SHS | Y95308105 | 1,780 | 44,400 | SH | SOLE | 44,400 | 0 | 0 | ||
XENON PHARMACEUTICALS INC | COM | 98420N105 | 1,851 | 377,695 | SH | SOLE | 377,695 | 0 | 0 | ||
ZOGENIX INC | COM NEW | 98978L204 | 3,775 | 94,264 | SH | SOLE | 94,264 | 0 | 0 |