The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALLIANT TECHSYSTEMS INC NOTE | 3.000% 8/1 | 018804AK0 | 21 | 3,000,000 | PRN | SOLE | 0 | 3,000,000 | 0 | 0 | |
AMERICAN REALTY CAP PPTYS INC NOTE | 3.000% 8/0 | 02917TAA2 | 947 | 1,000,000 | PRN | SOLE | 0 | 1,000,000 | 0 | 0 | |
ANAREN INC | COM | 032744104 | 823 | 201,685 | SH | SOLE | 0 | 201,685 | 0 | 0 | |
ANNALY CAP MGMT INC | COM | 035710409 | 175 | 15,100 | SH | SOLE | 0 | 15,100 | 0 | 0 | |
AUTOLIV INC | COM | 052800109 | 1,182 | 13,483 | SH | SOLE | 0 | 13,483 | 0 | 0 | |
BANK OF AMERICA CORPORATION | COM | 060505104 | 138 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
BARRICK GOLD CORP | COM | 067901108 | 745 | 40,000 | SH | SOLE | 0 | 40,000 | 0 | 0 | |
BELO CORP | COM SER A | 080555105 | 7,583 | 553,501 | SH | SOLE | 0 | 553,501 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 2,165 | 30,000 | SH | SOLE | 0 | 30,000 | 0 | 0 | |
BROOKDALE SR LIVING INC | COM NEW | 112463104 | 1,315 | 50,000 | SH | SOLE | 0 | 50,000 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 1,300 | 26,800 | SH | SOLE | 0 | 26,800 | 0 | 0 | |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 1,054 | 25,400 | SH | SOLE | 0 | 25,400 | 0 | 0 | |
CORNERSTONE THERAPEUTICS INC | COM | 21924P103 | 2,870 | 305,000 | SH | SOLE | 0 | 305,000 | 0 | 0 | |
CUMMINS INC | COM | 231021106 | 465 | 3,500 | SH | SOLE | 0 | 3,500 | 0 | 0 | |
DEERE & CO | COM | 244199105 | 570 | 7,000 | SH | SOLE | 0 | 7,000 | 0 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 1,030 | 43,676 | SH | SOLE | 0 | 43,676 | 0 | 0 | |
DOLE FOOD CO INC NEW | COM | 256603101 | 5,889 | 432,352 | SH | SOLE | 0 | 432,352 | 0 | 0 | |
DRESSER-RAND GROUP INC | COM | 261608103 | 374 | 6,000 | SH | SOLE | 0 | 6,000 | 0 | 0 | |
ELAN PLC | ADR | 284131208 | 25,576 | 1,641,572 | SH | SOLE | 0 | 1,641,572 | 0 | 0 | |
ELECTRONIC ARTS INC NOTE | 0.750% 7/1 | 285512AA7 | 1,089 | 1,000,000 | PRN | SOLE | 0 | 1,000,000 | 0 | 0 | |
EXPEDIA INC DEL | COM NEW | 30212P303 | 2,591 | 50,000 | SH | SOLE | 0 | 50,000 | 0 | 0 | |
FLOWSERVE CORP | COM | 34354P105 | 312 | 5,000 | SH | SOLE | 0 | 5,000 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 360 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
GOLDCORP INC NEW NOTE | 2.000% 8/0 | 380956AB8 | 1,517 | 1,500,000 | PRN | SOLE | 0 | 1,500,000 | 0 | 0 | |
GOOGLE INC | CL A | 38259P508 | 652 | 744 | SH | SOLE | 0 | 744 | 0 | 0 | |
HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | 324 | 14,600 | SH | SOLE | 0 | 14,600 | 0 | 0 | |
INTUITITVE SURGICAL INC | CIOM NEQW | 46120E602 | 3,386 | 9,000 | SH | SOLE | 0 | 9,000 | 0 | 0 | |
PENNEY J C INC | COM | 708160106 | 1,409 | 160,000 | SH | SOLE | 0 | 160,000 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 982 | 19,000 | SH | SOLE | 0 | 19,000 | 0 | 0 | |
KAYDON CORP | COM | 486587108 | 23,328 | 656,750 | SH | SOLE | 0 | 656,750 | 0 | 0 | |
LINEAR TECHNOLOGY CORP NOTE | 3.000% 5/0 | 535678AC0 | 1,071 | 1,000,000 | PRN | SOLE | 0 | 1,000,000 | 0 | 0 | |
MCGRAW HILL FINL INC | COM | 580645109 | 4,198 | 64,000 | SH | SOLE | 0 | 64,000 | 0 | 0 | |
METHANEX CORP | COM | 59151K108 | 256 | 5,000 | SH | SOLE | 0 | 5,000 | 0 | 0 | |
MGM RESORTS INTERNATIONAL NOTE | 4.250% 4/1 | 55303QAE0 | 1,271 | 1,000,000 | PRN | SOLE | 0 | 1,000,000 | 0 | 0 | |
MICRON TECHNOLOGY INC NOTE | 1.875% 6/0 | 595112AH6 | 69 | 3,000,000 | PRN | SOLE | 0 | 3,000,000 | 0 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 1,364 | 50,600 | PRN | SOLE | 0 | 50,600 | 0 | 0 | |
MOSAIC CO NEW | COM | 61945C103 | 473 | 11,000 | SH | SOLE | 0 | 11,000 | 0 | 0 | |
NATIONAL OILWELL VARCO INC | COM | 637071101 | 351 | 4,500 | SH | SOLE | 0 | 4,500 | 0 | 0 | |
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 5,540 | 296,600 | SH | SOLE | 0 | 296,600 | 0 | 0 | |
PARAGON SHIPPING INC | CL A NEW | 69913R408 | 173 | 30,000 | SH | SOLE | 0 | 30,000 | 0 | 0 | |
PARKER HANNIFIN CORP | COM | 701094104 | 217 | 2,000 | SH | SOLE | 0 | 2,000 | 0 | 0 | |
ROCHESTER MED CORP | COM | 771497104 | 8,683 | 435,000 | SH | SOLE | 0 | 435,000 | 0 | 0 | |
ROCKWELL AUTOMATION INC | COM | 773903109 | 214 | 2,000 | SH | SOLE | 0 | 2,000 | 0 | 0 | |
ROCKWOOD HOLDGS INC | COM | 774415103 | 1,037 | 15,500 | SH | SOLE | 0 | 15,500 | 0 | 0 | |
SAKS INC | COM | 79277W108 | 8,806 | 552,450 | SH | SOLE | 0 | 552,450 | 0 | 0 | |
SOURCEFIRE INC | COM | 83616T108 | 5,824 | 76,718 | SH | SOLE | 0 | 76,718 | 0 | 0 | |
TAKE-TWO INTERACTIVE SOFTWARE NOTE | 1.750% 12/0 | 874054AC3 | 2,388 | 2,000,000 | PRN | SOLE | 0 | 2,000,000 | 0 | 0 |