The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC | COM | 037833100 | 718 | 500 | SH | Call | SOLE | 0 | 500 | 0 | 0 |
ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 792 | 54,765 | SH | SOLE | 0 | 54,765 | 0 | 0 | |
AIRGAS INC | COM | 009363102 | 1,458 | 10,290 | SH | SOLE | 0 | 10,290 | 0 | 0 | |
ALERE INC | COM | 01449J105 | 38,554 | 761,856 | SH | SOLE | 0 | 761,856 | 0 | 0 | |
APOLLO GLOBAL MGMT LLC | CL A SHS | 037612306 | 1,063 | 62,100 | SH | SOLE | 0 | 62,100 | 0 | 0 | |
ATMEL CORP | COM | 049513104 | 39,420 | 4,851,742 | SH | SOLE | 0 | 4,851,742 | 0 | 0 | |
BARRICK GOLD CORP | COM | 067901108 | 679 | 50,000 | SH | SOLE | 0 | 50,000 | 0 | 0 | |
BHP BILLITON PLC | SPONSORED ADR | 05545E209 | 8,697 | 382,703 | SH | SOLE | 0 | 382,703 | 0 | 0 | |
CABLEVISION SYS CORP | CL A NY CABLVS | 12686C109 | 38,682 | 1,172,346 | SH | SOLE | 0 | 1,172,346 | 0 | 0 | |
CAMERON INTERNATIONAL CORP | COM | 13342B105 | 24,907 | 370,717 | SH | SOLE | 0 | 370,717 | 0 | 0 | |
CRITEO S A | SPONS ADR | 226718104 | 1,657 | 40,000 | SH | SOLE | 0 | 40,000 | 0 | 0 | |
E M C CORP MASS | COM | 268648102 | 35,232 | 1,321,784 | SH | SOLE | 0 | 1,321,784 | 0 | 0 | |
EMERGENT BIOSOLUTIONS INC | NOTE 2.875% 1/1 | 29089QAB1 | 1,626 | 1,250,000 | PRN | SOLE | 0 | 1,250,000 | 0 | 0 | |
INFINITY PHARMACEUTICALS INC | COM | 45665G303 | 421 | 80,000 | SH | SOLE | 0 | 80,000 | 0 | 0 | |
INTEGRATED DEVICE TECHNOLOGY | NOTE 0.875% 11/1 | 458118AB2 | 1,404 | 1,500,000 | PRN | SOLE | 0 | 1,500,000 | 0 | 0 | |
JARDEN CORP | COM | 471109108 | 27,525 | 467,033 | SH | SOLE | 0 | 467,033 | 0 | 0 | |
JAZZ INVESTMENTS I LTD | NOTE 1.875% 8/1 | 472145AB7 | 1,025 | 1,000,000 | PRN | SOLE | 0 | 1,000,000 | 0 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 1,073 | 60,000 | SH | SOLE | 0 | 60,000 | 0 | 0 | |
KINDER MORGAN INC DEL | *W EXP 05/25/201 | 49456B119 | 11 | 285,000 | PRN | SOLE | 0 | 285,000 | 0 | 0 | |
LIVANOVA PLC | SHS | G5509L101 | 12,423 | 230,189 | SH | SOLE | 0 | 230,189 | 0 | 0 | |
NXP SEMICONDUCTORS N V | DBCV 1.000% 12/0 | 62952QAB6 | 1,105 | 1,000,000 | PRN | SOLE | 0 | 1,000,000 | 0 | 0 | |
RADNET INC | COM | 750491102 | 1,222 | 252,809 | SH | SOLE | 0 | 252,809 | 0 | 0 | |
RESTORATION HARDWARE HLDGS I | COM | 761283100 | 1,708 | 40,750 | SH | SOLE | 0 | 40,750 | 0 | 0 | |
SANDISK CORP | COM | 80004C101 | 25,846 | 339,648 | SH | SOLE | 0 | 339,648 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 2,235 | 19,000 | SH | SOLE | 0 | 19,000 | 0 | 0 | |
SYNCHRONOSS TECHNOLOGIES INC | NOTE 0.750% 8/1 | 87157BAA1 | 966 | 1,000,000 | PRN | SOLE | 0 | 1,000,000 | 0 | 0 | |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 434 | 52,000 | SH | SOLE | 0 | 52,000 | 0 | 0 | |
VIPSHOP HLDGS LTD | NOTE 1.500% 3/1 | 92763WAA1 | 2,007 | 2,000,000 | PRN | SOLE | 0 | 2,000,000 | 0 | 0 | |
WHITING PETE CORP NEW | COM | 966387102 | 547 | 68,637 | SH | SOLE | 0 | 68,637 | 0 | 0 | |
WMIH CORP | COM | 92936P100 | 514 | 220,000 | SH | SOLE | 0 | 220,000 | 0 | 0 | |
YOUKU TUDOU INC | SPONSORED ADR | 98742U100 | 27,819 | 1,011,796 | SH | SOLE | 0 | 1,011,796 | 0 | 0 |