The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 2,927 | 17,500 | SH | SOLE | None | 17,500 | 0 | 0 | |
ALTAIR ENGR INC | NOTE 0.250% 6/0 | 021369AA1 | 2,784 | 2,760,000 | PRN | SOLE | None | 0 | 0 | 2,760,000 | |
APOLLO GLOBAL MGMT INC | COM CL A | 03768E105 | 1,793 | 47,418 | SH | SOLE | None | 47,418 | 0 | 0 | |
ARES CAP CORP | NOTE 3.750% 2/0 | 04010LAT0 | 4,440 | 4,290,000 | PRN | SOLE | None | 0 | 0 | 4,290,000 | |
BARRICK GOLD CORPORATION | COM | 067901108 | 3,397 | 196,000 | SH | SOLE | None | 196,000 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | NOTE 0.599% 8/0 | 09061GAH4 | 3,176 | 3,220,000 | PRN | SOLE | None | 0 | 0 | 3,220,000 | |
PRICELINE GRP INC | NOTE 0.900% 9/1 | 741503AX4 | 9,510 | 8,200,000 | PRN | SOLE | None | 0 | 0 | 8,200,000 | |
CARDTRONICS INC | NOTE 1.000%12/0 | 14161HAG3 | 3,350 | 3,410,000 | PRN | SOLE | None | 0 | 0 | 3,410,000 | |
CARVANA CO | CL A | 146869102 | 3,010 | 45,600 | SH | SOLE | None | 45,600 | 0 | 0 | |
CTRIP COM INTL LTD | NOTE 1.000% 7/0 | 22943FAF7 | 5,702 | 5,830,000 | PRN | SOLE | None | 0 | 0 | 5,830,000 | |
FIREEYE INC | NOTE 0.875% 6/0 | 31816QAF8 | 6,362 | 6,770,000 | PRN | SOLE | None | 0 | 0 | 6,770,000 | |
FREEPORT-MCMORAN | CL B | 35671D857 | 871 | 91,000 | SH | SOLE | None | 91,000 | 0 | 0 | |
FTI CONSULTING INC | NOTE 2.000% 8/1 | 302941AP4 | 524 | 430,000 | PRN | SOLE | None | 0 | 0 | 430,000 | |
LIBERTY MEDIA CORP | NOTE 1.000% 1/3 | 531229AF9 | 6,465 | 5,160,000 | PRN | SOLE | None | 0 | 0 | 5,160,000 | |
GDS HLDGS LTD | NOTE 2.000% 6/0 | 36165LAB4 | 520 | 500,000 | PRN | SOLE | None | 0 | 0 | 500,000 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 6,106 | 5,000 | SH | SOLE | None | 5,000 | 0 | 0 | |
GUIDEWIRE SOFTWARE INC | NOTE 1.250% 3/1 | 40171VAA8 | 3,828 | 3,340,000 | PRN | SOLE | None | 0 | 0 | 3,340,000 | |
INSMED INC | NOTE 1.750% 1/1 | 457669AA7 | 838 | 1,000,000 | PRN | SOLE | None | 0 | 0 | 1,000,000 | |
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 2,757 | 151,500 | SH | SOLE | None | 151,500 | 0 | 0 | |
JAZZ INVESTMENTS I LTD | NOTE 1.500% 8/1 | 472145AD3 | 1,927 | 2,000,000 | PRN | SOLE | None | 0 | 0 | 2,000,000 | |
JD COM INC | SPON ADR CL A | 47215P106 | 2,257 | 80,000 | SH | SOLE | None | 80,000 | 0 | 0 | |
LIVE NATION ENTERTAINMENT INC | NOTE 2.500% 3/1 | 538034AQ2 | 3,554 | 3,030,000 | PRN | SOLE | None | 0 | 0 | 3,030,000 | |
VANECK VECTORS ETF | JR GOLD MINERS E | 92189F791 | 2,741 | 75,600 | SH | SOLE | None | 75,600 | 0 | 0 | |
MARRIOTT VACTINS WORLDWID CO | NOTE 1.500% 9/1 | 57164YAB3 | 3,230 | 3,220,000 | PRN | SOLE | None | 0 | 0 | 3,220,000 | |
NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 831 | 7,500 | SH | SOLE | None | 7,500 | 0 | 0 | |
NRG ENERGY INC | DBCV 2.750% 6/0 | 629377CG5 | 5,943 | 5,280,000 | PRN | SOLE | None | 0 | 0 | 5,280,000 | |
NUANCE COMMUNICATIONS INC | DBCV 1.000%12/1 | 67020YAK6 | 3,049 | 3,220,000 | PRN | SOLE | None | 0 | 0 | 3,220,000 | |
PALO ALTO NETWORKS INC | NOTE 0.750% 7/0 | 697435AD7 | 6,191 | 5,870,000 | PRN | SOLE | None | 0 | 0 | 5,870,000 | |
POLARITYTE INC | COM | 731094108 | 352 | 109,098 | SH | SOLE | None | 109,098 | 0 | 0 | |
PROSPECT CAPITAL CORPORATION | NOTE 4.950% 7/1 | 74348TAR3 | 2,624 | 2,550,000 | PRN | SOLE | None | 0 | 0 | 2,550,000 | |
PURE STORAGE INC | NOTE 0.125% 4/1 | 74624MAB8 | 2,228 | 2,260,000 | PRN | SOLE | None | 0 | 0 | 2,260,000 | |
RADNET INC | COM | 750491102 | 6,987 | 486,590 | SH | SOLE | None | 486,590 | 0 | 0 | |
SEA LTD | SPONSORED ADS | 81141R100 | 4,605 | 148,800 | SH | SOLE | None | 148,800 | 0 | 0 | |
SHOPIFY INC | CL A | 82509L107 | 1,566 | 5,025 | SH | SOLE | None | 5,025 | 0 | 0 | |
SPIRIT RLTY CAP INC | NOTE 3.750% 5/1 | 84860WAB8 | 5,645 | 5,490,000 | PRN | SOLE | None | 0 | 0 | 5,490,000 | |
SPLUNK INC | NOTE 0.500% 9/1 | 848637AC8 | 9,527 | 8,870,000 | PRN | SOLE | None | 0 | 0 | 8,870,000 | |
SQUARE INC | NOTE 0.500% 5/1 | 852234AD5 | 2,808 | 2,520,000 | PRN | SOLE | None | 0 | 0 | 2,520,000 | |
TWITTER INC | NOTE 0.250% 6/1 | 90184LAF9 | 10,692 | 10,070,000 | PRN | SOLE | None | 0 | 0 | 10,070,000 | |
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 6,146 | 230,100 | SH | SOLE | None | 230,100 | 0 | 0 | |
VECTOR GROUP LTD | FRNT 4/1 | 92240MBC1 | 7,183 | 6,910,000 | SH | SOLE | None | 6,910,000 | 0 | 0 |