The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 7,424 | 35,000 | SH | SOLE | None | 35,000 | 0 | 0 | |
ALTAIR ENGR INC | NOTE 0.250% 6/0 | 021369AA1 | 2,830 | 2,760,000 | PRN | SOLE | None | 0 | 0 | 2,760,000 | |
ALTERYX INC | COM CL A | 02156B103 | 3,021 | 30,192 | SH | SOLE | None | 30,192 | 0 | 0 | |
APOLLO GLOBAL MGMT INC | COM CL A | 03768E105 | 1,785 | 37,418 | SH | SOLE | None | 37,418 | 0 | 0 | |
ARES CAP CORP | NOTE 3.750% 2/0 | 04010LAT0 | 4,438 | 4,290,000 | PRN | SOLE | None | 0 | 0 | 4,290,000 | |
BARRICK GOLD CORPORATION | COM | 067901108 | 3,644 | 196,000 | SH | SOLE | None | 196,000 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | NOTE 0.599% 8/0 | 09061GAH4 | 3,416 | 3,220,000 | PRN | SOLE | None | 0 | 0 | 3,220,000 | |
PRICELINE GRP INC | NOTE 0.900% 9/1 | 741503AX4 | 7,343 | 6,350,000 | PRN | SOLE | None | 0 | 0 | 6,350,000 | |
CARDTRONICS INC | NOTE 1.000%12/0 | 14161HAG3 | 2,031 | 1,910,000 | PRN | SOLE | None | 0 | 0 | 1,910,000 | |
CARVANA CO | CL A | 146869102 | 5,659 | 61,479 | SH | SOLE | None | 61,479 | 0 | 0 | |
CTRIP COM INTL LTD | NOTE 1.000% 7/0 | 22943FAF7 | 5,553 | 5,630,000 | PRN | SOLE | None | 0 | 0 | 5,630,000 | |
FIREEYE INC | NOTE 0.875% 6/0 | 31816QAF8 | 6,825 | 6,770,000 | PRN | SOLE | None | 0 | 0 | 6,770,000 | |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 1,850 | 141,000 | SH | SOLE | None | 141,000 | 0 | 0 | |
FTI CONSULTING INC | NOTE 2.000% 8/1 | 302941AP4 | 540 | 430,000 | PRN | SOLE | None | 0 | 0 | 430,000 | |
LIBERTY MEDIA CORP DELAWARE | NOTE 1.000% 1/3 | 531229AF9 | 3,438 | 2,580,000 | PRN | SOLE | None | 0 | 0 | 2,580,000 | |
GDS HLDGS LTD | NOTE 2.000% 6/0 | 36165LAB4 | 600 | 500,000 | PRN | SOLE | None | 0 | 0 | 500,000 | |
HEADHUNTER GROUP PLC | SPONSORED ADS | 42207L106 | 730 | 34,030 | PRN | SOLE | None | 34,030 | 0 | 0 | |
INSMED INC | NOTE 1.750% 1/1 | 457669AA7 | 968 | 1,000,000 | PRN | SOLE | None | 0 | 0 | 1,000,000 | |
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 2,214 | 80,000 | SH | SOLE | None | 80,000 | 0 | 0 | |
ISHARES INC | MSCI BRAZIL ETF | 464286400 | 4,745 | 100,000 | SH | SOLE | None | 100,000 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 11,218 | 250,000 | SH | SOLE | None | 250,000 | 0 | 0 | |
JD COM INC | SPON ADR CL A | 47215P106 | 1,409 | 40,000 | SH | SOLE | None | 40,000 | 0 | 0 | |
LIVE NATION ENTERTAINMENT IN | NOTE 2.500% 3/1 | 538034AQ2 | 3,722 | 3,030,000 | PRN | SOLE | None | 0 | 0 | 3,030,000 | |
VANECK VECTORS ETF TRUST | JR GOLD MINERS E | 92189F791 | 3,195 | 75,600 | SH | SOLE | None | 75,600 | 0 | 0 | |
MARRIOTT VACTINS WORLDWID CO | NOTE 1.500% 9/1 | 57164YAB3 | 3,441 | 3,220,000 | PRN | SOLE | None | 0 | 0 | 3,220,000 | |
MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AF1 | 1,394 | 980,000 | PRN | SOLE | None | 0 | 0 | 980,000 | |
MOBILE TELESYSTEMS PJSC | SPONSORED ADR | 607409109 | 5,456 | 537,500 | SH | SOLE | None | 537,500 | 0 | 0 | |
NETEASE INC | SPONSORED ADS | 64110W102 | 997 | 3,250 | SH | SOLE | None | 3,250 | 0 | 0 | |
NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 2,425 | 20,000 | SH | SOLE | None | 20,000 | 0 | 0 | |
NRG ENERGY INC | DBCV 2.750% 6/0 | 629377CG5 | 4,948 | 4,355,000 | PRN | SOLE | None | 0 | 0 | 4,355,000 | |
NUANCE COMMUNICATIONS INC | DBCV 1.000%12/1 | 67020YAK6 | 3,263 | 3,220,000 | PRN | SOLE | None | 0 | 0 | 3,220,000 | |
PALO ALTO NETWORKS INC | NOTE 0.750% 7/0 | 697435AD7 | 6,484 | 5,870,000 | PRN | SOLE | None | 0 | 0 | 5,870,000 | |
PROSPECT CAPITAL CORPORATION | NOTE 4.950% 7/1 | 74348TAR3 | 2,622 | 2,550,000 | PRN | SOLE | None | 0 | 0 | 2,550,000 | |
PURE STORAGE INC | NOTE 0.125% 4/1 | 74624MAB8 | 3,758 | 3,760,000 | PRN | SOLE | None | 0 | 0 | 3,760,000 | |
RADNET INC | COM | 750491102 | 6,851 | 337,490 | SH | SOLE | None | 337,490 | 0 | 0 | |
SEA LTD | SPONSORED ADS | 81141R100 | 6,885 | 171,180 | SH | SOLE | None | 171,180 | 0 | 0 | |
SPIRIT RLTY CAP INC NEW | NOTE 3.750% 5/1 | 84860WAB8 | 4,658 | 4,490,000 | PRN | SOLE | None | 0 | 0 | 4,490,000 | |
SPLUNK INC | NOTE 0.500% 9/1 | 848637AC8 | 7,501 | 6,220,000 | PRN | SOLE | None | 0 | 0 | 6,220,000 | |
SQUARE INC | NOTE 0.500% 5/1 | 852234AD5 | 2,812 | 2,520,000 | PRN | SOLE | None | 0 | 0 | 2,520,000 | |
TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 1,205 | 25,000 | SH | SOLE | None | 25,000 | 0 | 0 | |
TWITTER INC | NOTE 0.250% 6/1 | 90184LAF9 | 6,101 | 6,285,000 | PRN | SOLE | None | 0 | 0 | 6,285,000 | |
VANECK VECTORS ETF TRUST | GOLD MINERS ETF | 92189F106 | 3,077 | 105,100 | SH | SOLE | None | 105,100 | 0 | 0 | |
VECTOR GROUP LTD | FRNT 4/1 | 92240MBC1 | 2,551 | 2,500,000 | PRN | SOLE | None | 0 | 0 | 2,500,000 |