Gabelli ESG Fund, Inc.
Schedule of Investments — December 31, 2019 (Unaudited)
Shares | Market Value | |||||||
COMMON STOCKS — 98.9% | ||||||||
Airlines — 0.2% | ||||||||
1,400 | Delta Air Lines Inc. | $ | 81,872 | |||||
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Automotive — 1.4% | ||||||||
4,500 | Daimler AG | 249,204 | ||||||
2,300 | Toyota Motor Corp., ADR | 323,242 | ||||||
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572,446 | ||||||||
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Automotive: Parts and Accessories — 1.3% | ||||||||
5,000 | Genuine Parts Co. | 531,150 | ||||||
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Beverage — 4.1% | ||||||||
17,800 | Danone SA | 1,475,513 | ||||||
3,600 | The Coca-Cola Co. | 199,260 | ||||||
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1,674,773 | ||||||||
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Broadcasting — 3.4% | ||||||||
2,500 | Liberty Broadband Corp., Cl. C† | 314,375 | ||||||
14,500 | Liberty Media Corp.- | |||||||
Liberty Braves, Cl. C† | 428,330 | |||||||
13,500 | Liberty Media Corp.- | |||||||
Liberty SiriusXM, Cl. C† | 649,890 | |||||||
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1,392,595 | ||||||||
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Building and Construction — 1.2% | ||||||||
12,700 | Johnson Controls International plc | 517,017 | ||||||
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Business Services — 1.9% | ||||||||
7,000 | Macquarie Infrastructure Corp. | 299,880 | ||||||
13,000 | ServiceMaster Global Holdings Inc.† | 502,580 | ||||||
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802,460 | ||||||||
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Cable and Satellite — 2.3% | ||||||||
15,600 | Comcast Corp., Cl. A | 701,532 | ||||||
5,700 | EchoStar Corp., Cl. A† | 246,867 | ||||||
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948,399 | ||||||||
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Computer Hardware — 0.7% | ||||||||
2,325 | International Business Machines Corp. | 311,643 | ||||||
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Computer Software and Services — 7.2% | ||||||||
875 | Alphabet Inc., Cl. A† | 1,171,966 | ||||||
3,400 | Cisco Systems Inc. | 163,064 | ||||||
4,200 | Dell Technologies Inc., Cl. C†. | 215,838 | ||||||
46,000 | Hewlett Packard Enterprise Co. | 729,560 | ||||||
8,200 | Intel Corp. | 490,770 | ||||||
1,225 | Microsoft Corp. | 193,183 | ||||||
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2,964,381 | ||||||||
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Consumer Products — 4.5% | ||||||||
3,000 | Energizer Holdings Inc. | 150,660 | ||||||
24,750 | Sony Corp., ADR | 1,683,000 | ||||||
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1,833,660 | ||||||||
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Diversified Industrial — 2.3% | ||||||||
2,500 | Acuity Brands Inc. | 345,000 |
Shares | Market Value | |||||||
2,600 | Agilent Technologies Inc. | $ | 221,806 | |||||
19,100 | General Electric Co. | 213,156 | ||||||
925 | Union Pacific Corp. | 167,231 | ||||||
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947,193 | ||||||||
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Energy and Utilities — 3.2% | ||||||||
5,500 | NextEra Energy Inc. | 1,331,880 | ||||||
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Entertainment — 2.4% | ||||||||
3,500 | The Walt Disney Co. | 506,205 | ||||||
16,200 | Vivendi SA | 469,191 | ||||||
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975,396 | ||||||||
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Environmental Services — 2.7% | ||||||||
25,000 | BioHiTech Global Inc.† | 42,500 | ||||||
37,000 | Evoqua Water Technologies Corp.† | 701,150 | ||||||
4,000 | Waste Connections Inc. | 363,160 | ||||||
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1,106,810 | ||||||||
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Equipment and Supplies — 4.2% | ||||||||
4,000 | Flowserve Corp. | 199,080 | ||||||
20,000 | Mueller Water Products Inc., Cl. A | 239,600 | ||||||
400 | Parker-Hannifin Corp. | 82,328 | ||||||
12,000 | Watts Water Technologies Inc., Cl. A | 1,197,120 | ||||||
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1,718,128 | ||||||||
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Financial Services — 20.5% | ||||||||
99,020 | Aegon NV | 451,727 | ||||||
13,300 | Ally Financial Inc. | 406,448 | ||||||
8,500 | American Express Co. | 1,058,165 | ||||||
67,500 | Commerzbank AG | 417,720 | ||||||
32,500 | Credit Agricole SA | 471,186 | ||||||
57,000 | Daiwa Securities Group Inc. | 290,102 | ||||||
3,734 | Diamond Hill Investment Group Inc. | 524,478 | ||||||
15,500 | Franklin Resources Inc. | 402,690 | ||||||
109,000 | Hang Lung Group Ltd. | 269,412 | ||||||
15,800 | Janus Henderson Group plc | 386,310 | ||||||
13,300 | Kinnevik AB, Cl. B | 325,175 | ||||||
11,217 | NN Group NV | 425,529 | ||||||
8,700 | PayPal Holdings Inc.† | 941,079 | ||||||
9,944 | Societe Generale SA | 345,948 | ||||||
74,000 | Standard Chartered plc | 698,302 | ||||||
2,900 | State Street Corp. | 229,390 | ||||||
15,000 | The Bank of New York Mellon Corp. | 754,950 | ||||||
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8,398,611 | ||||||||
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Food — 11.6% | ||||||||
43,000 | Conagra Brands Inc. | 1,472,320 | ||||||
15,000 | Mondelēz International Inc., Cl. A | 826,200 | ||||||
13,050 | Nestlé SA | 1,412,873 | ||||||
8,500 | The Hain Celestial Group Inc.† | 220,617 | ||||||
14,300 | Unilever plc, ADR | 817,531 | ||||||
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4,749,541 | ||||||||
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Gabelli ESG Fund, Inc.
Schedule of Investments (Continued) — December 31, 2019 (Unaudited)
Shares | Market Value | |||||||
COMMON STOCKS (Continued) | ||||||||
Health Care — 11.1% | ||||||||
2,900 | Baxter International Inc. | $ | 242,498 | |||||
20,900 | Bristol-Myers Squibb Co. | 1,341,571 | ||||||
1,700 | Cigna Corp. | 347,633 | ||||||
1,100 | Corteva Inc. | 32,516 | ||||||
5,200 | GlaxoSmithKline plc, ADR | 244,348 | ||||||
9,000 | Henry Schein Inc.† | 600,480 | ||||||
5,300 | Medtronic plc | 601,285 | ||||||
7,900 | Takeda Pharmaceutical Co. Ltd., ADR | 155,867 | ||||||
7,400 | Zoetis Inc. | 979,390 | ||||||
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4,545,588 | ||||||||
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Machinery — 6.8% | ||||||||
113,500 | CNH Industrial NV | 1,248,500 | ||||||
19,700 | Xylem Inc. | 1,552,163 | ||||||
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2,800,663 | ||||||||
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Real Estate Investment Trusts — 0.4% | ||||||||
1,000 | Simon Property Group Inc. | 148,960 | ||||||
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Retail — 1.1% | ||||||||
3,950 | Lowe’s Companies Inc. | 473,052 | ||||||
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Semiconductors — 0.3% | ||||||||
500 | NVIDIA Corp. | 117,650 | ||||||
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Specialty Chemicals — 1.5% | ||||||||
500 | DuPont de Nemours Inc. | 32,100 | ||||||
4,400 | International Flavors & Fragrances Inc. | 567,688 | ||||||
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599,788 | ||||||||
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Shares | Market Value | |||||||
Telecommunications — 2.6% | ||||||||
5,500 | AT&T Inc. | $ 214,940 | ||||||
11,000 | Loral Space & Communications Inc.† | 355,520 | ||||||
493 | Millicom International Cellular SA, SDR | 23,612 | ||||||
24,500 | Vodafone Group plc, ADR | 473,585 | ||||||
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1,067,657 | ||||||||
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TOTAL COMMON STOCKS | 40,611,313 | |||||||
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Principal Amount | ||||||||
U.S. GOVERNMENT OBLIGATIONS — 1.1% | ||||||||
$ 440,000 | U.S. Treasury Bills, | 438,555 | ||||||
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TOTAL INVESTMENTS — 100.0% | $41,049,868 | |||||||
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† | Non-income producing security. |
†† | Represents annualized yields at dates of purchase. |
ADR | American Depositary Receipt |
SDR | Swedish Depositary Receipt |
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